ACTS AND SHIT Flashcards

1
Q

What are the relevant acts for Architects?

A
  • Registered Architects Act 2005
  • Registered Architect Rules 2006
  • Copyright Act 1994
  • Consumer Guarantees Act 1993
  • Fair Trading Act 1986
  • Arbitration Act 1996
  • Privacy Act 1993
  • Goods and Services Tax Act 1985
  • Health and Safety at Work Act 2015
  • Resource Management Act 1991 (Amended 2017)
  • Building Act 2004
  • Construction Contracts Act 2002
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2
Q

What is The Building Act?

A

The Building Act 2004 is the legislation that governs the building industry in New
Zealand.

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3
Q

What does the building Act aim to do?

A

The Act aims to improve control of, and encourage better practices in, building
design and construction.

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4
Q

What did the Building Act 2004 repeal?

A

The Building Act 2004 repealed the Building Act 1991

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5
Q

What are the five parts of the Building Act?

A

Part 1: The purpose and principles of the Building Act, together with an overview, and commencement dates for various provisions and definitions. These sections provide an important reference point for reading and interpreting the Building
Act.

Part 2 (and Schedules 1 and 2): Matters relating to the Building Code and building work (for example, building consents).

Part 3: Sets out the functions, duties and powers of the chief executive of the government department responsible for administration of the Act (currently the Ministry of Business, Innovation & Employment), territorial authorities, regional authorities, and building consent authorities. It also deals with the accreditation of building consent authorities and dam owners, and product certification.

Part 4 (and Schedule 3): Matters relating to the licensing and disciplining of building practitioners.

Part 5 (and Schedule 4): Miscellaneous matters including offences and criminal proceedings, implied terms of contracts for residential building work, regulation- making powers, amendments to other enactments and the repeal of the Building

Act 1991, and the transitional provisions from the Building Act 1991 to the Building Act 2004.

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6
Q

What is a owner builder exemptions?

A

The exemption provides owner-builders or Do-It Yourself builders (DIY) a regime where they can undertake restricted building work on their own homes, or use a friend or family member to either
assist, or undertake the works on their behalf.

If an owner-builder holds a license for the restricted building work (RBW), they will not be
considered for an exemption.

The owner-builder exemption will not cover works such as electrical, gas or plumbing and drainage
unless the owner-builder holds appropriate licenses for this work.

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7
Q

What is an owner-builider?

A

You are an owner-builder if you:
* Have a relevant interest in the land or the building on which the restricted building work is
carried out (i.e. ownership)
* Live in or are going to live in the home (includes a bach or holiday home)
* Carry out restricted building work to your own home yourself, or with the help of your
unpaid friends and family members, and
* Have not, under the owner-builder exemption, carried out restricted building work to any
other home within the previous 3 years

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8
Q

When can you do another Owner-builder exemption?

A

you may only do so once three years has
passed since the completion of the RBW on the previous property.

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9
Q

What is restricted building work?

A

RBW is work which is critical to the integrity of a building. It is work that relates to the structural
soundness and weathertightness of a building, and can only be carried out or supervised by
Licensed Building Practitioners (LBPs).

Practitioners who usually carry out RBW include:
* Designers and engineers
* Carpenters
* Foundation specialists
* Roofers
* Brick and block layers
* External plasterers

The RBW regime identifies all of the LBP who are accountable for each part of the work. It also
helps to provide assurance to the owner that the building has been built to a satisfactory standard.

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10
Q

Can an owner-builder design and build their home when restricted building work is
involved?

A

Yes, but the owner-builder must meet all statutory requirements; for example, the standard of the
building work must be to the same level as if it was carried out by a LBP.

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11
Q

What work does not need a building consent?

A

Generally, you do not need a building consent if proposed building works are exempt under
Schedule 1 of the Act.

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12
Q

How do I apply for an owner-builder exemption?

A

An application for building consent requires you to declare the LBPs engaged for the design and
construction work.

This is no different for an owner-builder. However, instead of getting certificates from your
designers and contractors, you will have to provide Council with a statutory declaration detailing
the RBW that you intend to undertake.

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13
Q

Can an owner-builder do the design work?

A

Yes, but you are then responsible for ensuring that the designs and specifications comply with the
requirements of the Building Act 2004 and the Building Code.

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14
Q

Can an owner-builder do the construction work?

A

Yes, but you must notify Council before the work commences by completing the statutory
declaration and lodging it either at the time of application, or prior to the construction work
commencing if a building consent is not required.

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15
Q

Can an owner-builder do all construction work under the building consent?

A

An owner-builder cannot carry out all aspects of construction unless they are licensed to do the
work; suitably qualified people must carry out this specialised work.

This work includes:
* plumbing
* gas-fitting
* drain-laying; and
* electrical work

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16
Q

Can an owner-builder get others to help with the design or construction work?

A

You may have friends and family undertake the building works on your behalf, as long as they are
not paid for doing so.

If you are paying someone to do the work, they must be suitably licensed and they must submit the
relevant paperwork to Council on completion of the work.

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17
Q

Can an owner-builder build other houses using this provision of the Act?

A

No, the owner-builder exemption only allows the owner to carry out RBW if they have not carried
out restricted building work in relation to a different household unit within the previous three years.

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18
Q

What if an owner-builder changes their mind during the project?

A

Typical scenarios might be:

  1. Stop using the exemption provision:
    a. sometime during construction the owner-builder decides they don’t want to do the construction work and that they want to employ a Licensed Building Practitioner to complete the job
  2. Start using the exemption provision:
    a. part way through the construction an owner may decide to terminate the employment of the Licensed Building Practitioner and intend to finish the job themselves as an owner-builder
    b. part way through the job the owner-builder decides to employee a Licensed Building Practitioner to carry out particular parts of the construction

In any situation where the status has changed you must notify the Council of the changes using the owner-builder exemption form.

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19
Q

2009 Building Act Review

A

In 2009 Government agreed to a Terms of Reference for a review of the Building Act 2004 to reduce the costs, but not the quality, of the building control system.
The review found that the building regulatory system is not broken, but that it is costly and inefficient.

The result was the Building Amendment Act 2013

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20
Q

Building Amendment Act 2013

A

Amendment to the Principal Act (Building Act 2004)

Clearer accountabilities for consumers, building
practitioners and building consent authorities.

Consumer protection and stronger obligations to
“put things right”.

New consumer protection measures:

  • You must have a written contract for residential building work costing $30,000 or more (including GST).
  • If the work is $30,000 (including GST) or more, or if you ask for it, your contractor must give you information about his or her skills, qualifications, licensing status, and the insurance or guarantees they
    provide in a disclosure statement before you sign a contract.
  • Your contractor must also give you information about any ongoing maintenance requirements, insurance policies and guarantees or warranties once the building work has been completed.
  • There’s an automatic 12-month defect repair period when contractors have to fix any defects you’ve told them about.
  • There are new ways to take action when warranties in the Building Act have not been met.
  • Contractors can be fined if they don’t comply with the law.tc

Prescribed Checklist

Disclosure statement

There are new general remedies for breaches of implied warranties e.g. if the breach is substantial the consumer can cancel the contract immediately.

The law sets out implied warranties that apply to all residential building work for up to 10 years, regardless of whether or not there is a written contract or what the contract terms are.
From 1 January 2015, the first 12 months from the date that residential building work is complete counts as a ‘defect repair period’.

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21
Q

Licensed Building Practitioner (LBP) Scheme

A

This is to ensure the public can have confidence that licensed building practitioners working on their homes and buildings are competent, and that homes and buildings are designed and built right the first time.

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22
Q

Building (Infringement Offences, Fees, and Forms) Amendment Regulations 2014

A

The regulations prescribe fees and forms for infringement offences.

An infringement offence is an offence as declared by the Building (Infringement Offences, Fees, and Forms) Regulations 2007.

This was updated from 2007

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23
Q

Building (Residential Consumer Rights and Remedies) Regulations 2014

A

Allows part 4A to be added to 2004 Building Act (came into affect 2015)

The Building (Residential Consumer Rights and Remedies) Regulations 2014 specify that default clauses contained in the Building Act automatically apply if:

  • the project costs $30,000 or more including GST.
  • there is no written contract.
  • the contract lacks content specified by the regulations.

-the default clauses do not override existing clauses but they are assumed to be included in the contract even if there are no clauses specifically related to the topic concerned.

Prescribed minimum price

Prescribed disclosure information and prescribed
checklist

Prescribed content for residential building contracts for prescribed minimum price or more

Prescribed clauses deemed to be included in oral
residential building contracts for prescribed minimum
price or more

Prescribed clauses deemed to be included in incomplete written residential building contracts for prescribed minimum price or more

Prescribed information and documentation to be supplied on completion of building work

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24
Q

What does the disclosure statement have to include?

A
  • The name of the contractor and/or the legal name of their business entity; whether they are trading as an individual, partnership or Limited Liability Company; the business address and contact details and when it was formed.
  • Information about the key contact person (eg the project manager or site foreman) who will be involved in carrying out or supervising the building work, including their relevant qualifications, skills and experience.
  • Information about insurance policies the contractor has, or intends to have, in relation to the building work – this must specify the amount of the cover and any relevant exclusions on policy coverage.
  • Information about any guarantees or warranties the contractor offers in relation to the building work – this must specify the period of time the guarantee or warranty is offered for and any limits or exclusions on coverage.
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25
Q

What are implied warranties?

A

Under the Building Act The law sets out implied warranties that apply for up to 10 years to all residential building work, regardless of whether or not you have a written contract, or what the terms of your contract are.

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26
Q

Information your contractor must give you once building work finishes as a result of Building Amendment Act 2013?

A
  • A copy of any current insurance policy they hold for the building work completed under the contract. This does not include policies that expire when the work is completed.
  • A copy of any guarantees or warranties for materials or services used in the building work, including information about how to make a claim, if the guarantee or warranty is transferable, and if it must be signed and returned to the issuer.
  • Information about the processes and materials to be used to maintain the building work; particularly if maintenance is required to meet the requirements of the building code or maintenance that could affect any guarantee or warranty.
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27
Q

What are Default clauses under the Building Act?

A

If the contractor hasnt met the requirements under the Building Act and doesn’t have a written contract, or if the contract doesn’t include the minimum content specified in the Act, there are new default clauses that will automatically be considered to be part of your contract.

Default clauses cover:

building consents
variations
payments
subcontractors
dispute resolution
notices.

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28
Q

When did the Construction Contracts Act (CCA) come into play?

A

The Construction Contracts Act 2002 came into force on 1 April 2003.

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29
Q

What is the purpose of the CCA?

A

The purpose of the Act is to provide a process for deciding what payments have to be made under a construction contract and when they are due.

The Act also provides quick and simple procedures to resolve disputes about money due under construction contracts.

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30
Q

Under the CCA what are your options when you receive a payment claim?

A

you can either pay the claimed amount before the due date (20 working days after service of the payment claim) or provide a payment schedule to the
contractor.

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31
Q

A payment claim must:

A
  • Be in writing.
  • Contain sufficient details to identify the construction contract to which the progress
    payment relates
  • Identify the construction work and the relevant period to which the progress payment
    relates.
  • Indicate a claimed amount and the due date for payment.
  • Indicate the manner in which the payee calculated the claimed amount.
  • State that it is made under the Construction Contracts Act.
  • If a payment claim is to be given to a residential occupier of a property, it must include a notice in a form prescribed by the Act setting out what the residential customer must do in response to the payment claim. (Form 1?)
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32
Q

What happens if the customer wants to dispute a payment claim?

A

they must object to the payment claim by giving
the contractor a ‘payment schedule’ in writing identifying the payment claim to which it relates and
indicating what amount the customer is prepared to pay (which can be nothing).

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33
Q

If the customer does not give the contractor a payment schedule by the deadline agreed in the
contract…

A

the customer becomes liable to pay the full amount claimed in the payment claim and the
contractor may recover it from the customer by court proceedings, which cannot easily be defended
by the customer.

If you simply don’t pay and don’t give the contractor a written payment schedule, it becomes a debt
that they can recover from you in the Courts, along with legal costs.

The builder/contractor can only suspend work if this is agreed in the contract, or if it’s a commercial
construction contract.

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34
Q

When can Adjudication be used?

A

If the client issues a payment schedule within the time limit disputing all or part of the claimed
amount, the contractor can refer the matter as a dispute for adjudication under the Construction
Contracts Act.

After the adjudicator is appointed, the contractor has five days to provide information in support of their claim. The customer then has five working days to respond.
The Adjudicator must then issue a decision within 30 working days.

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35
Q

How to start an adjudication

A

Whoever starts the adjudication process must serve a written notice of adjudication on the other person giving details about the dispute and the names and addresses of both parties for service of the legal documents.

If it is the builder starting off the adjudication, (and the building is not a commercial property), the builder’s notice must also:

Explain to you your rights and obligations in the adjudication process.

Briefly describe that process.

If the builder’s notice doesn’t do this, the notice will have no legal effect.

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36
Q

What is the adjudication process?

A
  • An adjudicator is chosen
  • whoever started the process has five working days to refer the dispute to the adjudicator in the form an adjudication claim (which is also served on the other
    party), giving the details about the dispute.
  • the other party has five working days to respond to the adjudicator about the adjudication claim. You will also receive a copy of their response.
    -You can appoint a lawyer to represent you if you wish.
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37
Q

What is the Consumer Guarantees Act 1993?

A

The Consumer Guarantee Act (CGA) sets out quality guarantees any business or person in trade must provide to their customers. It makes sure customers get what they pay for and, if needed, a repair, refund or replacement for a faulty product or substandard service.

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38
Q

Who is defined as a consumer in the Consumer Guarantees Act?

A

Consumer being a person who acquires goods or services of a kind ordinarily acquired for personal, domestic, or household use or consumption and who does not acquire them for the purpose or resupplying them in trade, or consuming them in a process of production or manufacture [i.e. generally residential architecture].

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39
Q

Are commercial architecture projects covered under the CGA (as its not domestic use)?

A

It is likely architectural services will be covered by the act even for commercial projects, or if the client is a
business.

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40
Q

Contracting out of the CGA…

A

Provided the contract is in writing, and the client is purchasing the services for business use (commercial
property development, stock warehouse…, or provided for a business - schools, hospitals and government departments are considered to be businesses.) the parties can contract out of the Act.

You would do this if you didnt want to guarantee your service under the CGA

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41
Q

What are the guarantees under the CGA (for services)?

A

Guarantees (for services)
1. Carried out with reasonable care and skill.
2. The service, and any resulting products, must be:
a. Reasonably fit for purpose.
b. Of such a nature and quality that is can reasonably be expected to achieve any particular result that the client made known before or when agreeing to buy the services.
c. Completed within a reasonable time, unless fixed by the contract.
d. Charged for no more than a reasonable fee, unless the fee is fixed by the contract.

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42
Q

What happens when architects services fails to comply with the CGA?

A
  1. Architect is required to fix the problem within a reasonable time. If not, the client can have the problem fixed by someone else and then recover costs, or cancel the contract and sue for a refund, compensation for losses or other redress.
  2. If of a substantial character, or the architect can’t fix, the client can immediately cancel the contract and sue.
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43
Q

What is a Romalpa Clause? (CGA)

A

A Romalpa clause is a clause that you can write into
your contracts with your customers. It lets you keep
ownership of parts or materials until the customer
has paid in full for the work done. If they don’t pay,
you can repossess the parts or materials.

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44
Q

What is CONSEQUENTIAL LOSS? (CGA)

A

A secondary loss resulting from an insured peril

Extra loss is damage to property directly caused by faulty work or by a trader’s failure to take reasonable
care. This loss is called consequential loss.

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45
Q

What is the purpose of the Contractual Mistakes Act 1977?

A

the purpose of this act is to mitigate the arbitrary effects of mistakes on contracts by giving courts appropriate power to grant relief in certain circumstances

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46
Q

When can the Contractual Mistakes Act Apply?

A
  • Mistake influenced party to enter contract
  • Mistake is before or when the contract was made (not after!)
  • There is a substantial unequal exchange in values, or consideration substantially disproportionate
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47
Q

What are examples that may be considered under the Contractual Mistakes Act?

A

Types of mistakes:

common mistake: made by both, same error
mutual mistake: two mistakes on the same fact
unilateral mistake:made by one party to the other, and the other knows about it

Examples are:
Being provided false information (perhaps by council doucments)

Obscure language: If a contract contains obscure language, leading both parties to interpret it differently, it can result in a mutual mistake. (not specific about the use of the building)

Misunderstanding: If a person hires a contractor to paint a house, expecting the garage to be included, and the contractor, unaware of this, only paints the main portion, a mistake of fact claim may arise due to the contractor’s lack of knowledge about the entire scope of the contract.

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48
Q

Under the Contractual mistakes act, how can the courts grant you relief?

A

section 6: ‘Relief may be granted where mistake by one party is known to opposing party or is common or mutual’.

Common – made by both, same error (i.e. its common between the parties)
Mutual – two mistakes on the same fact

A court may grant relief if:

a party was influenced into entering the contract by the mistake, and the existence of the mistake was known to the other party

all parties to the contract were influenced in their decisions to enter by the same mistake.

there were substantially unequal exchange of values

where a benefit or obligation is granted or imposed, but it is considered disproportionate.

where the written contract expressly or by implication makes provisions for the risk of mistakes

a mistake in relation to a contract does not include the mistake in its ‘interpretation’.

the decision to enter a contract under the influence of a mistake is not a valid reason for a relief if the one entering the contract is aware of the mistake

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49
Q

What is the Copyright Act 1994?

A

Put simply, the Copyright Act 1994 is a set of guidelines that explains how published content can and can not be used. The general rule is: if it is published, it is copyright protected.

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50
Q

Summerise AAS Copyrights Clauses

A

D8. Intellectual Property Rights

  • All copyrights belong to the Architect
  • The client is licensed to use the material for the sole purpose of the project
  • The license is conditional to the client meeting obligations under the agreement including payment of fees
  • If the agreement ends before the completion of the agreed services, the license will still apply but to the completed documents/service materials. Partially completed Services Materials cannot be used by the Client without the Architect’s prior written consent.
  • Future work using the service material without the Architect being appointed to provide related service will require the Architect’s prior consent
  • Re-using the Service Materials is acceptable only on the written consent of the Architect who is entitled to receive a royalty at an agreed rate.
  • Completion of the Agreed Sercies or early termination of AAS entitles Client to retain one copy of completed Services Materials
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51
Q

What happens if the Client/Architect agreement gets terminated in regards to CAD files and drawings?

A

If there is no prior agreement (eg. AAS) general law will apply:

It has long been established at law that the physical plans and drawings prepared by architects on
behalf of a client are, in the absence of special agreement, the property of the client. Property in the drawings passes to the client upon payment of the agreed remuneration.

Nevertheless, it is equally well established that documents prepared in order to assist
architects to carry out their duties remain their own property because the documents have
not, in themselves, been created on behalf of the client. Thus, the client has never been
entitled to demand memoranda, calculations, draft plans and other documents which the
architect has prepared to assist him to carry out his duties. This basic rule would also
appear to apply equally to preliminary CAD files

The Copyright Act provides that the “author” of a work owns the copyright in that work,
unless the work was produced on commission for a client.

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52
Q

What does the Copyright Act say about copyright of commissioned works? What is the NZIA’s position on this?

A

Sections 21(3) and 26(1) of the Act provide that where such works have been
commissioned by a client, copyright in the works is vested in the client as a commissioning
party.

This provision applies whether the client has paid the architect or not.

The NZIA has made more than one submission to the Regulatory and Competition Policy
Branch of the Ministry of Economic Development on the issue of the commissioning rules.

The most effective copyright protection is to ensure that you sign an Agreement for
Architects Services, and that such Agreement contains the standard clauses

The NZIA takes the position that the Architect’s deliverables are included in the
commissioning rule by an accident of definition only, without taking into account the
intention of these deliverables. - ie that these doucments are not the final product

the primary intention of the Architect’s deliverables is to facilitate realization of
a project. This is fundamentally different from the production of objects where intellectual
property rights are protected only through assertion or transfer of copyright.

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53
Q

What is the aim of the Employment Relations Act 2000?

A

The aim of the Act is to create productive relationships through ‘good faith’ and to recognise unions, individual employment contracts, collective negotiations and agreements, personal grievances, strikes, mediation and the provision of the Employment Court and the Employment Relations Authority.

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54
Q

What is the Fair Trading Act 1986

A
  • Prohibits unfair, misleading practice and representation by people in trade, including those who advertise goods and services.
  • The interest of consumers are protected
  • effective competition of businesses
  • for both businesses and consumers to participate in the act of trading confidently.
  • Prohibits unfair conduct in relation to trade
  • promotes fair conduct
  • provides for the disclosure of information relating to the supply of goods and services
  • promotes safety in respect of goods and services.
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55
Q

How does the FTA apply to overseas business?

A

> The FTA applies including to overseas businesses that supply New Zealand services or products and online sales

“is Act extends to the engaging in conduct outside New Zealand by any person resident or carrying on business in New Zealand to the extent that such conduct relates to the supply of goods or services, or the granting of interests in land, within New Zealand.”

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56
Q

Can you contract out of the Fair Trading Act?

A

- The general rule: no contracting out
- As a trader, you cannot contract out of your obligations to consumers under the Fair Trading Act.
- Traders are bound by the Fair Trading Act despite any agreement to the contrary.

-The exception: parties in trade
- however, there is an exception where you may be able to contract out of some of your obligations when dealing with other traders.

  • Where:
  • both parties are in trade
  • the agreement is in writing
  • it is fair and reasonable for them to agree to contract out of the Fair Trading Act.

As per part section 5C (4) states that the provisions of this Act will not apply if the contract imposes a stricter duty on the supplier than inposed under this Act , or if it allows for a more advantages remdy agaist the suplier than would be under the Act.

In other words your contract can be tougher on the supplier than the Act and your contract will still apply.

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57
Q

Why would you want to coontract out of the Fair Trading Act?

A

Contracting out of the Act can be commercially valuable for both parties to an agreement. For example, a supplier may have knowledge that it wants to share with the other party but does not want to** risk liability by sharing i**t, and the other party may be happy to accept the knowledge without any warranty.

In other cases, a party will be undertaking a full due diligence, and will be relying on its own assessments of performance or potential – so contracting out may well be fair and reasonable.

For example, suppose you claim the other contracted party that your products “can cure their headaches in minutes.” However, you do not have evidence to back up this claim. If you contracted out of your FTA obligations, they could not bring an action against you for making an unsubstantiated claim.

But seeing the potential of sales in the product the other party might be okay with accepting this.

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58
Q

How does the FTA affect the Construction Sector and Architects?

A

If the tender contains misleading or deceptive information in relation to how the tender was prepared, the bidders are sometimes required to sign a warrantee that their bid has been independently developed and that there has been no communication with competitors about price, submission of the bid or terms of the bid

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59
Q

How does the FTA affect Architect’s Liability?

A

For Practices, PI insurance is important in the case of an accidental breach of the Fair Trading Act

However there is “no persoanl liability” (practice liability) clause is effective, there is less scope to avoid this the the FTA.

Where the Client is in trade and the engagement is not on 2018 AAS or SPA General Conditions, the Practice
should seek to include a clause in its engagement agreement contracting out of section 9 of the FTA (like
clause 10.2 in AAS 2018).

Where the Client is not in trade, also to try to minimise potential liability under the FTA to a third party, and
include in the engagement contract a “no personal liability” clause based on unreasonableness (like clause 10.10 in AAS 2018) and to have a personal liability disclaimer in the documents being issued.

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60
Q

How does the FTA closely relate to the RAR 2006

A

Not mirespresenting oneself, honestly and fairness, care and diligence, no inducements, uphold the law

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61
Q

What is the Health and Safety at Work Act 2015?

A

The main purpose of HSWA is to provide for a balanced framework to secure the health and safety of workers and workplaces by: protecting workers and other persons against harm to their health, safety and welfare by eliminating or minimising risks arising from work.

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62
Q

What is a PCBU?

A

Person Conducting Business or Undertaking

Despite its name, a PCBU will usually be a business entity, such as a company, rather than an individual person. A person might be a PCBU if they are a sole trader or a self-employed person.

Examples include:
A retail business
A wholesale business
A manufacturing business

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63
Q

Why have PCBUs?

A

The previous Health and Safety in Employment Act 1992 primarily focuses on the employer and employee roles. It places duties on carefully defined participants – employers, principals, the self-employed, persons controlling a place of work and suppliers of plant.

The PCBU concept replaces all of these duty holders. It better reflects the complex nature of the modern workplace where there can be multiple working arrangements for workers in the same location or for the same organisation. The PCBU concept recognises that a business or undertaking has an influence over the health and safety of workers, even where those workers may not be its direct employees.

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64
Q

How should a practice prove that they meet the new obligations under the HSWA?

A

keep clear written records of the steps they are taking

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65
Q

What is a practice’s duty under the HSWA?

A
  • S.36
  • ensure that any workplace under their control is without risk as reasonably as practicable (no falling books on head)
  • ensure health and safety of workers and other is not put at risk by the practice’s work (too much screen time)
  • must consult with workers and others on health and safety matters
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66
Q

Can you contract out of the HSWA?

A

Nah g

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67
Q

Can you insure against fines imposed under the HSAW?

A

Nah g

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68
Q

Under the HSWA, what does it mean if you are a sole trader working from home?

A

Where a practice is being run from a residential home, the home will be a workplace while work is being carried out there. This means that duties will be owed by the practice as a PCBU at that workplace.

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69
Q

Under the HSWA, what if you share your office with another practice?

A

the practice should seek to co-ordinate activities with the other PCBUs by agreeing allocated responsibilities and then monitoring those other PCBUs to ensure compliance

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70
Q

Whats a good starting point for a practice under the HSWA?

A

A practice needs a person (such as a Practice Manager) or committee to drive health and safety.

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71
Q

What does the Health and Safety officer consider?

A
  • Identify the practice’s health and safety needs.
  • Emergency response preparedness
  • Ensuring that sufficient funding and time given to H&S
  • Implement and supervise the practice’s health and safety policy and its procedures
  • Ensure all staff are issued with a copy of the practice’s health and safety policy
  • Scheduling regular discussions or meetings about health and safety
  • Ensure sufficient training
  • Consider how the practice will work with other PCBUS at workplaces where overlapping duties will exist.
  • Record incidents and significant occurrences of work-related ill health.
  • Investigate incidents with a view to determining the root cause and prevention
  • Take appropriate disciplinary action when breaches occur
  • Set an example

However it cannot be just delegated to this one person but each officer has to share these duties

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72
Q

under the HSWA, Practices should make sure that their workers understand their obligations under the Act. Workers need to…. .

A
  • Take care of themselves and other who may be affected by their acts or omissions.
  • Set a personal example to their colleagues and clients
  • keep escape routes clear
  • report any incidents
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73
Q

Under the HSWA, what is a designer?

A

S.39

  • Practice must design plant, substance or structure that is to be used or could reasonably be expected to be used as or at a workplace.
  • This could include the design of a residential home if it is reasonably foreseeable that the home may be used as a workplace in the future.
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74
Q

What is a designer’s duty under the HSWA?

A
  • duty to ensure, that any designs of plant, substances or structures are without risks to the health and safety of those at a workplace and any visitors to the workplace
  • must also carry out, or arrange someone else to carry out, any analysis and testing necessary to ensure the design will be without risk to health and safety
  • provide relevant information about the plant or structure to each person who is provided with the design and current relevant information to persons who request it. (builder yes but client also???)
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75
Q

Under the HSWA, which four stages of the lifecycle of the design should designers consider?

A

consider the health and safety of those people who construct, maintain, clean, repair and eventually demolish the structure

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76
Q

Under the HSWA, what is the four step risk management apporach?

A
  • Identify Hazards
  • Assess risks if necessary
  • design control measures - implement the most effective control measure
  • review the control measures - to ensure they are working as planned.
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77
Q

Under the HSWA, although designers ma not have control of construction work, how can its discharge its duty as a PCBU?

A

Consult, co-operate, and co-ordinate so dar as reasonably practiable with the PCBU that does have control (Builder)

In practical terms, this means that designers could provide information on hazards they have identified or guidance on safety elements of their design.

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78
Q

Does the lead consultant have greater responisbilty as a PCBU?

A

The lead consultant on a project has no greater responsibility, but it is likely to have more ability to influence or control the matter.

In this circumstance, a designer should seek to agree and clearly document the extent of its influence or control and responsibilities.

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79
Q

What is the most effective to least effective control measures in H&S?

A

Elimination, Minimisation, Administrative Control Measures, PPE

https://www.worksafe.govt.nz/

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80
Q

Who are the four groups of Duty Holders under the HSWA?

A

– persons conducting a business or undertaking (PCBUs)
– officers
– workers
– other persons at workplaces

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81
Q

Whats the best way to ensure that your duties are met as a PCBU as a primary dty holder (S36)?

A

Have an office health and safety policy and keep it updated!

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82
Q

Whats the best way to ensure that your duties are met as a a designer (S39)?

A

Do a health and safety in Design document for each project

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83
Q

What should you do if asked about H&S information about a building that was desgined many years ago.

A

Give information only on the scope you designed

The designer may not be aware of changes made to the building since it was constructed. In this situation, the extent of a designer’s duty is likely to be limited to the elements of the design detailed or specified by the designer and not by others (as each PCBU that designs has their own responsibilities).

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84
Q

Re HSWA, designers should at least?

A
  • Maintain H&S documentation
  • Allocate sufficient time for risk assessment
  • Communicate design intentions to stakeholders
  • Consider building lifecycle and potential risks
  • Gather and retain data on maintenance, testing, and repair
  • Minimize viable risks where feasible
  • Confirm qualifications of examiners and testers in writing
  • Budget for effective design solutions
  • Conduct complex risk assessments when needed
  • Stay updated on H&S developments
  • Compile comprehensive H&S information
  • Document influence/control over H&S in multi-PCBU settings
  • Record discussions and actions for H&S compliance
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85
Q

Responsibilites of Officers under the HSWA?

A
  • New duty for officers: Ensure PCBU compliance (due diligence)
  • Stay informed on health and safety matters
  • Understand employer’s operations, hazards, and risks
  • Secure resources to minimize health and safety risks
  • Establish responsive processes for incidents and risks
  • Ensure compliance processes with legal duties
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86
Q

What Act did the HSWA 2015 replace?

A

Health and Safety in Employment Act 1992

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87
Q

Who in an office needs to particiate under the HSWA?

A

It is essential that all workers in these organisations are engaged in health and safety and have opportunity to effectively participate.

Engagement at all levels of the organisation is vital

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88
Q

When does an Architect have the most control when cosidering the H&S of a building

A

Control for the architect may be more at the beginning of the project when major design decisions are being made and less throughout the course of construction when the contractor takes operational control of a site.

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89
Q

Under the HSWA what is the ratio betweeen workers and H&S representatives?

A

19:1. For larger practices (>20) a formal health and safety commitee should be formed.

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90
Q

What is the New Zealand Companies Act 1993?

A

The Act provides for: the registration of companies. rules for directors and officers, shareholders or members.

The aim of the Act is to assist with the prevention of misuse of New Zealand companies and
provides the Registrar with additional powers.

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91
Q

What does the New Zealand Companies Act 1993 mean for directors?

A

The Act allows directors flexibility to manage a company. At the same time, the Act ensures directors are accountable for their actions.

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92
Q

What is required for a company to be incorperated under the Companies Act 1993?

A
  • A name which has been reserved by the Registrar of Companies
  • At least one share
  • At least one shareholder
  • At least one director
  • A registered office, and
  • An address for service
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93
Q

What is the benefit of a Constitution under the Companies Act 1993?

A

There are advantages in adopting a Constitution, such as restrictions on share sales, insurance and indemnity for directors, and company financing of share purchases.

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94
Q

Is a Constitution required under the Companies Act 1993?

A

Companies do not require a Constitution. If there is no Constitution, the Company will simply be
governed by the standard provisions of the Act.

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95
Q

What is the purpose of a constitution under the Companies Act 1993?

A

A constitution essentially sets out the rights, powers and duties of:
 the company
 the board
 each director and
 each shareholder.
You can incorporate a company in New Zealand with or without a constitution.

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96
Q

What are the statutory duties of directors under the Companies Act 1993?

A
  • Act in the company’s best interests based on reasonable beliefs.
  • Exercise powers for a proper purpose.
  • Adhere to the Act and the Constitution.
  • Avoid conducting business in a manner risking creditor loss.
  • Ensure the company can meet incurred obligations.
  • Demonstrate the care and skill expected of a reasonable director.
  • Disclose material financial interests in transactions with the company.
  • Generally, refrain from disclosing director-held information.
  • Disclose specific details when buying or selling company shares, ensuring fair value.
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97
Q

Can a company imdemnify or insure directors?

A

If its Constitution permits it, then yes.

98
Q

What is the purpose of Director Certificates (Companies Act)?

A

To keep directors accountable

Directors are accountable, in that they must certify, in writing, that they have met certain requirements
of the Companies Act (for example, regarding share issues, the solvency test, and amalgamations). All
directors’ certificates must be available for shareholders to inspect.

99
Q

When must directors give certicates under the Cmpanies Act?

A
  • solvency test.
  • distributions to shareholders (eg. dividends).
  • issuing new shares.
  • offers to acquire company’s shares.
  • redemption of shares.
  • company financial assistance to help others purchase shares.
  • approving director remuneration and insurance.
  • amalgamations with other companies.
100
Q

Under the Companies Act 1993, what are the rights and remedies of Shareholders?

A
  1. The right to be bought out
  2. The right to be bought out
  3. The right to inspect records
  4. The right to question management
  5. The right to approve major transactions
  6. The right to sue a director
  7. The right to a remedy for prejudicial or oppressive conduct
101
Q

Under the Companies Act 1993, what is a Solvency test?

A

The solvency test is pivotal to the Act:

  • a company must be able to pay its debts as they become due in the normal course of business; and
  • the value of the company’s assets must be greater than the value of its liabilities.
102
Q

What is a unanimous shareholder agreement? (Companies Act)

A

Companies with a small number of shareholders can use the unanimous shareholders approval
procedures as a way of avoiding the Act’s strict compliance, which could otherwise be difficult to satisfy. Section 107 of the Act

103
Q

What is the Privacy Act 2020?

A

The Privacy Act 1993 aims to promote and protect individual privacy.

The Privacy Act 1993 controls how agencies collect, use, disclose, store and give access to information which may lead to an individual’s identification

104
Q

Changes between Privacy Act 2020 vs 1993?

A
  1. Privacy Breach Reporting:
    • Agencies must report privacy breaches causing serious harm.
    • Notification to affected individuals and the Commissioner is mandatory.
  2. Compliance Notices:
    • The Commissioner can issue compliance notices for corrective actions.
  3. Access Request Decisions:
    • Commissioner makes binding decisions on information access complaints.
    • Appeals to the Human Rights Review Tribunal are allowed.
  4. Cross-Border Protections:
    • NZ agencies must secure personal information sent abroad.
    • Compliance with NZ privacy laws when engaging overseas service providers is mandated.
  5. Class Actions:
    • Class actions in the Human Rights Review Tribunal permitted by individuals other than the Director of Human Rights Proceedings.
  6. New Criminal Offences:
    • Offenses for misleading agencies and destroying requested documents.
    • Penalty: Fine up to $10,000.
  7. Privacy Commissioner’s Power:
    • Strengthened information gathering power.
    • Shortened investigation timeframes; non-compliance penalty increased to $10,000.
105
Q

What are the 13 Privacy Priciples of the Privacy Act 2020?

A

The Act contains information privacy principles to guide agencies about the:

  • purpose for which personal information may be collected (principle 1)
  • permitted sources from which personal information may be collected (principle 2)
  • obligations of agencies when they collect personal information directly from the individual concerned (principle 3)
  • manner of collection of personal information (principle 4)
  • storage and security of personal information (principle 5)
  • access to personal information (principle 6)
  • correction of personal information (principle 7)
  • checks on the accuracy of personal information (principle 8)
  • retention of personal information (principle 9)
  • limits on the use of personal information (principle 10)
  • limits on the disclosure of personal information (principle 11), and
  • use of unique identifiers (principle 12).

Several principles contain specific exceptions. It is important to read the principles alongside their exceptions to know how they apply in particular circumstances.

106
Q

What are the Exemptions to the information privacy principles?

A

the collection, use, or disclosure of personal information authorised by the Privacy Commissioner (under section 54)
▪ personal information collected or held by an individual for their own personal, family, or household affairs (section 56), and
▪ information collected, obtained, held, used, or disclosed by, or disclosed to, an intelligence organisation (section 57).

The Privacy Act does not apply to:

courts and tribunals when they are doing their judicial tasks
news media when they are gathering and reporting news
Members of Parliament (MPs) when they’re acting in an official capacity.

107
Q

What are the Codes of Practice of the Privacy Act?

A

The Privacy Act 2020 gives the Privacy Commissioner the power to issue codes of practice that become part of the law. These codes modify the operation of the Privacy Act and set rules for specific industries, organisations, or types of personal information.

There are currently six codes of practice:

Civil Defence National Emergencies (Information Sharing) Code 2020
Credit Reporting Privacy Code 2020
Health Information Privacy Code 2020
Justice Sector Unique Identifier Code 2020
Superannuation Schemes Unique Identifier Code 2020
Telecommunications Information Privacy Code 2020

108
Q

What are the key responsibilites of the Privacy Comissioner?

A

The key responsibilities of the Privacy Commissioner include:
▪ investigating complaints
▪ monitoring proposed legislation
▪ considering and commenting on government policy
▪ making statements on privacy issues
▪ issuing codes of practice
▪ reviewing authorised data matching programmes, and
▪ promoting understanding of the information privacy principles.

The Privacy Commissioner offers a free dispute resolution service (conciliation and mediation) for the settlement of privacy complaints

109
Q

What is the Purpose of the NZRAB Privacy Policy?

A

This policy lays out the procedures and rules that shall apply to obtaining, retaining and
making available that information.

110
Q

What is the Offical Information Act 1982?

A

The Official Information Act 1982 is an Act of the New Zealand Parliament which creates a public right to access information held by government bodies.

NZRAB must comply with its requirements

111
Q

What Acts is the NZRAB bound by when ontaining, distributing information?

A
  • Registered Architects Act 2005 (the Act)
  • Registered Architects Rules 2006 (the Rules)
  • Official Information Act 1982
  • Privacy Act 1993
112
Q

What must the NZRAB do to protect private information?

A
  • keep all personal information confidential, except where the law requires otherwise
  • does not divulge, sell, rent or lease personal information to any other party
  • has security measures in place to prevent unauthorised access or distribution
  • uses personal information only for the purposes for which the information was gathered
  • respects the privacy principles in the Privacy Act.
113
Q

How does the NZRAB need to comply with the Registered Architects Act 2005? (NZRAB Privacy policy)

A
  • The Act requires the NZRAB make public specific information about Registered Architects (Architects Register)
  • NZRAB must have rules in regard to the informtion that applicants for inital and continuing registration must provide about themselves
  • Specifies required conduct from Board memeber who have access to this information
  • The Act requires NZRAB to comply with these requirements
114
Q

What does the RAR 2006 specifiy in regards to privacy?

A
  • Specifies the information that initial rego applicants must produce
  • Information that architects must provide they have met continuing registration
  • Additional material required in the register
  • How long registration information must be retained.
  • NZRAB shall comply with these requirements
115
Q

How does the NZRAB need to comply with the Privacy Act 2020? (NZRAB Privacy policy)

A
  • When collecting or retaining information the NZRAB shall comply with the privacy
    principles stated in the Privacy Act
  • Each architect or other person is entitled to request and be provided with any
    information that the NZRAB holds about them expect as indicated in the Act (trade secrets, security section 51, 52, 53)
  • The Act specifies the information that must be on the Register about each architect (public information)
  • The Board shall make public the names of all architects, NOT failed applicants. Suspended achitects will be made public.
  • Disciplinary Hearings, meetings of Investigating Committees and Panel and Board meetings are NOT open to the public unless a decision is made otherwise.
  • Disciplinary Hearings, Investigating Committees, Panel, and Board meetings are not open to the public unless a decision is made otherwise.
  • The NZRAB shall only provide the public with information about individual architects that is already available on the online New Zealand Architects Register
  • No person shall access information about an individual architect or registration applicant except for a proper purpose
116
Q

What doesnt he NZRAB privacy policy say about Retention of Information?

A

Architects’ Files:
NZRAB maintains electronic files for architects with key documents on registration and discipline.

Electronic Record Management:
NZRAB generally keeps records electronically, securing and backing up electronic data, including CPD administrator information, unless sound reasons dictate otherwise.

Security of Hard Copy Data:
Hard copy information and documents in the process of destruction are securely stored.

Complaint Record Retention:
Complaint records are kept for at least five years post-conclusion.

Financial Document Retention:
Financial source documents, accounting, and payroll records are kept for a minimum of seven years.

Assessors’ Notes Destruction:
Assessors’ working notes on initial or continuing registration applicants are destroyed post-report submission to the Secretariat.

Destruction of Investigating Committee/Panel and Disciplinary Hearing Notes:
Investigating Committee/Panel members’ notes are destroyed after finalizing reports or decisions on complaints and penalties.

Secure Handling of External Documents:
Board, committee, and working party members secure NZRAB documents held outside the offices.

117
Q

Who is responsibile for the implimentation of the NZRAB privacy policy?

A

The CE (Cheif Executive) shall be the NZRAB’s Privacy Officer and shall be responsible for the implementation of this policy.

118
Q

What does the NZRAB privacy policy say about breaches?

A

If a member of the public believes the NZRAB breached their privacy, they can complain to the NZRAB’s Privacy Officer, and the complaint will be investigated according to the organization’s policy.

119
Q

How often should an external review be conducted to assess and ensure the security of confidential information held by the NZRAB?

A

Anually

120
Q

How should employers approach employees in regards to the privacy when using the internet.

A

Employers should set internet and email policies, ensure staff awareness, and clarify the extent of monitoring and its results access (who it goes to)

121
Q

Why should you have Email and Website disclaimers?

A

A disclaimer states that the document author isn’t responsible for any issues if someone else uses it, providing legal protection. It can be found in emails or on websites, but its legal weight is not absolute.

122
Q

What are some issues to consider when deciding an approriate disclaimer for a business?

A

Confidentiality.
Client privilege.
Copyright.
Protection against claims for the inadvertent transmission of viruses.
Protection against staff providing unauthorised advice.
Disclosure of privacy information.

123
Q

What is the purpose of the Registered Architect’s Act 2005

A

The purpose of the Act was to reform the law relating to the registration of architects and to protect the title of registered architect.

124
Q

According to Section 7 of the Registered Architects Act, what restrictions are imposed in New Zealand regarding the use of the title “registered architect” and the description of oneself as an “architect” when providing building design services?

A

Under Section 7 of the Act, in New Zealand no one except a New Zealand registered architect can:

use the title “registered architect”; or
describe him or herself as an “architect” when providing building design services.

Other persons may design buildings, but they may not call themselves “registered architects” or “architects”.

125
Q

What were the key requirements mandated the Resgisted Architect Act 2005?

A

minimum standards for initial registration and continuing registration
a code of ethics for architects
a complaints and discipline process to apply to architects.

126
Q

Where is code of ethics for Architects located?

A

The RAR 2006

127
Q

What is the function of the NZRAB under the Registered Architects Act 2005?

A
  • registers people as architects when they have been assessed as meeting the minimum standards
  • maintains an online register, so the public can confirm whether a person is a registered architect
  • reviews the competence of architects every five years and decides whether to continue their registration
  • investigates complaints about the conduct of architects, and if there are grounds, makes disciplinary orders

registering, monitoring and disciplining architects

128
Q

What is the NZIA in Maori?

A

Te Kāhui Whaihanga New Zealand Institute of Architects (NZIA)

129
Q

Who appoints the NZRAB board memebers?

A

Minister for Building and Construction. They nominate Up to four Board members to the NZIA

130
Q

Under the Registered Architects Act 2005, the NZIA nominates to the Minister up to how many members of the NZRAB’s six- to eight-person Board.

A

4

131
Q

What is the penalty for an individual who violates subsection (1) or subsection (2), of Section 7 of the Registered Architect’s Act?

A

Liable on conviction to a fine not exceeding $10,000.

132
Q

Under the RAA (Registered Architects Act 2005) what is the purpose of the NZRAB in regards to the public?

A

The NZRABs role is to protect the public, which in turn protects the reputation of the architectural profession.

NZRAB protects the public through registering, monitoring and disciplining architects.

133
Q

New Zealand is a participant in the APEC Architect Project - what is this? (probably dont need to know this)

A

The project’s purpose is to facilitate the mobility of architects providing architectural services throughout the APEC (Asian-Pacific Economic region) region.

134
Q

What does the Registered Architect’s Rules 2006 goven?

A

Registered Architects Rules 2006 govern how the profession is regulated, including minimum standards of competence and of ethical conduct.

135
Q

What is the difference between the Registered Architects Act and RAR 2006?

A

The Registered Architects Act 2005 (the Act) is the legislation that defines our responsibilities and powers

and the Registered Architects Rules 2006 govern how the profession is regulated, including minimum standards of competence and of ethical conduct.

136
Q

What are the four processses NZRAB take in the public protection responisbilites?

A
  • Architectural Service Concerns
  • Complaints
  • Board initiated inquiries
  • Competence reviews

This includes:
* Receiving and investigating complaints about registered architects
* Inquiring into the conduct of registered architects, and
* Where necessary, disciplining registered architects.

137
Q

What is the Architectural Services Advisory Panel (ASAP)?

A

When going through the four processes to protect the public, NZRAB appoint experienced registered architects to an Architectural Services Advisory Panel (ASAP) and draw from this panel when initiating a concerns process, or establishing an Investigating Panel.

138
Q

What is the Standing Panel of Asessors?

A

These are the registrations assesors

139
Q

What to do if a complaint is made about you under the Act?

A
  • Ensure project files are organized for clarity.
  • Strategize response to the complaint, seeking advice if needed.
  • Create a timeline of relevant events.
  • Attach supporting documents.
  • Consider peer review or legal advice for your response.
  • Inform your insurer
140
Q

What is the Registered Architect’s Rules 2006?

A

The RAR is secondary legislation, containing the details for how the NZRAB’s functions work in practice. The Rules also specify a code of ethics that architects must comply with.

Registered Architects Rules 2006 govern how the profession is regulated, including minimum standards of competence and of ethical conduct.

The main sections are/(rules on):

Part 1: Title of Registered Architect
Part 2: Registration of Registered Architect
Part 3: Code of minimum standards of ethical conduct for registered architects
Part 4: Disciplining of registered architects
Part 5: Persons carrying out delegated functions and powers under rules (assessors and evaluators etc)
Part 6: Rule-making procedure
Part 7: Transitional and savings provisions [Revoked]

141
Q

What is a secondary legeslation (like RAR 2006)?

A

Secondary legislation is law that is made by someone other than Parliament. It is made under a power that Parliament has formally delegated in a particular Act

142
Q

What is the Registered Architect’s Amendement Rules 2015/2017/2019?

A

These rules amend the Registered Architects Rules 2006 (the principal rules). These are incorperated into the act as amendments

143
Q

Which section of the RAA does the RAR come out of?

A

Pursuant to section 67 of the Registered Architects Act 2005

144
Q

Who made the RAR 2006?

A

NZRAB made the rules

145
Q

What is CPD?

A

Continuing Professional Development

146
Q

Why is CPD required?

A

Achieving the CPD points target serves as evidence that an architect has taken “reasonable steps to stay current.”

147
Q

How often does the NZRAB need to confirm that all architects are still competent?

A

Every 5 years.

This is required under law under the RAA 2005 and the RAR 2006

148
Q

What is a key competency review requirement regarding the maintenance of an architect’s knowledge and skills since the last assessment? RAR 2006

A

(a) he or she is able to practise competently in his or her practice area to the standard of a registered architect; and

(b) he or she has taken reasonable steps to maintain the currency of his or her architectural knowledge and skills since the last assessment. demonstrate that he or she has taken reasonable steps to maintain the currency of his or her architectural knowledge and skills since the last assessment”

i.e CPD. Rule 21of RAR

149
Q

What is the sufficient CPD target?

A

1,000 CPD points, including 100 points in each of the following five Units of Competency from the (Australian) National Standard of Competency for Architects (NSCA): Design, Documentation, Project Management, Practice Management, and core aspects of the practice of architecture.

150
Q

What are the five areas of competence under the CPD programme?

A

Design
Documentation
Project Management
Practice Management
Core aspects of the practice of architecture.

Core CPD topics cover knowledge, skills and attitudes concerning:

ethics and professional conduct;
legislative changes effecting the built environment and commercial practice (inclusive of referenced documents);
fundamental professional issues concerning all architects, including such areas as insurance, sustainability and other relevant topics as identified from time to time;
one-off topics.

151
Q

What is a competence review interview?

A

If an evaluation panel has concerns about an Architects comepetaency (ie not enough CPD points and not enough further information) a competence review interview may occur.

152
Q

Who determines which CPD points satisfy the NZRAB expectations?

A

Architects are expected to undertake CPD activities relevant to their career stage, roles, and the architectural services they provide.

The architect has the autonomy to determine which CPD activities satisfy these expectations, without predetermined weightings for specialization or relevance.

153
Q

What are the four catogories of CPD points?

A
  1. Scheduled CPD Activity
  2. Special CPD Activity
  3. Teaching CPD Activity
  4. Individual CPD

You can find Schedule A on the CPD Points Allocation Policy on the NZRAB website. It gives a a table of what activities count for the four categories above and how many points they are worth

154
Q

What is the Resouce Management Act (RMA) 1991?

A

The main legislative document in NZ that sets out how our environment should be managed in a sustainable way, especially the management of our activities that affect it.

155
Q

Who is the RMA encforced by?

A

In the most part, the RMA is enforced by local government, but as it is a national document, it allows central government to remain involved.

156
Q

What is the purpose of the RMA?

A

Section 5 of the RMA defines its purpose as being to promote the sustainable management of natural and physical resources.

157
Q

What matters of national importatance does the RMA stand to protect? (under section 6)

A

Section 6 outlines the matters of national importance that it stands to protect, being:

  • the coastal environment;
  • outstanding natural features and landscape;
  • indigenous flora and fauna;
  • public access to coastal marine areas;
  • Maori ancestral lands and customary practice;
  • Historic heritage.
158
Q

How does the RMA and Treaty of Waitangi relate?

A

Section 8 states that under the RMA, the principles of the Treaty of Waitangi must be taken into account.

159
Q

What is a district plan (RMA)?

A

A district plan is a local government document outlining strategies and rules for managing natural and physical resources, including land development.

The district plan details rules for activities under the RMA, helping determine if a proposal is permitted or requires a Resource Consent based on zone-specific development controls.

This is under the Unitary Plan in Auckland

160
Q

What is the difference between a district plan and a regional plan?

A

District plan rules address issues such as noise, building location, and height (to do with land development).

Regional plan rules address matters like jetty construction and the discharge of factory wastewater into waterways (coast, soil, river, or air).

This is different in Auckland as the Unitary Plan combines these together

161
Q

What is Resource Consent?

A

Resource Consent grants permission for a project, provided it complies with specified conditions.

162
Q

What are the 6 primary classifications of activity set out under the RMA?

A

permitted;
controlled;
restricted discretionary;
discretionary;
non-complying;
and prohibited.

If an activity is deemed “permitted,” then a Resource Consent is not needed. The other categories determine whether a consent is required and whether or not consent will be granted.

163
Q

What are the 5 types of RCs?

A

land use consent;
subdivision consent;
water permit;
discharge permit;
coastal permit.

164
Q

What is public notification?

A

If the council deems the adverse effects of your resource consent significant, public notification may be required.

This involves publishing a notice in newspapers and on the website’s resource consent public notice section for specific regions.

Any individual can submit support or opposition within 20 working days.

165
Q

What is limited notification?

A

If your proposal will have an adverse effect on people to an extent where a (council) planner would deem them ‘affected parties’, we must notify those people unless:

  • You have already obtained written approval from the affected parties, or
  • Unitary Plan regulations prevent us from doing so.

Affected people can submit support or opposition within 20 working days.

166
Q

What must accompany a Resource Consent?

A

Assessment of Environmental Effects (AEE) Report

167
Q

What is an AEE?

A

Assessment of Environmental Effects (AEE) Report

It is an important document that outlines how the proposal will endeavor to ‘remedy,’ ‘avoid’ or ‘mitigate’ (RAM) any adverse effects.

168
Q

When is a good time to have a Pre-Application Meeting with the Council?

A

At the Developed Design stage - before RC and BC lodgement.

This is not only for complex projects but also for those with issues surrounding plumbing and drainage, extensions over 25m sq, coastal sites, etc., as there are items within the RMA that are immediately operative that are yet to be published and made available through the District Plans.

169
Q

What is a Resource Consent Hearing?

A

A Resource Consent (RC) hearing is a formal meeting where a committee, (including council representatives and independent commissioners), considers whether to accept RC applications with submissions or if unsupported by Council officers.

After hearing presentations, the committee is empowered to make a decision.

Decisions can be appealed to the Environment Court.

170
Q

What is an Environment Court Hearing?

A

The Environment Court (EC), operating under the RMA, has the same powers as a District Court.

It hears appeals on local council decisions from Resource Consent (RC) hearings.

While it considers the council decision, it is not bound by it.

171
Q

What is the Heritage NZ and its purpose? (RMA)

A

Under the RMA, Heritage NZ is tasked with identifying, registering, and protecting historic places and areas while advocating for their conservation.

172
Q

Who advises district plans in relation to changes to the heritage places listed in their plans?

A

Heritage Nz, previously known as NZ Historic Places Trust (NZHPT)

173
Q

What must Local Governments do if they are dealing with a Heritage NZ registered property?

A

Notify the Heritage NZ

174
Q

Who holds the regulatory duties for all archeological sites?

A

Heritage NZ, previously known as NZHPT

175
Q

What is an Urban Design Panel?

A

The purpose of the urban design panel is to provide professional, independent advice regarding Auckland City developments.

Their role is advisory, and they don’t have statutory powers.

However, their reports are included in planning reports in the Resource Consent (RC) process.

176
Q

Who can apply for a RC?

A

Anyone can – not only Architects’ or LBP’s.

177
Q

What is a Section 92 of the RMA?

A

Similar to an RFI - Section 92 (s92) of the RMA allows Councils to request further information from an applicant before making the decision to refuse or grant consent.

178
Q

How many days do you have to respond to a Section 92?

A

15 working days

179
Q

What is a Section 37 under the Building Act (for Building Consents)?

A

“Planning Permission” - It means that no work can proceed under the matter is either resolved and a resource consent is no longer needed, or a resource consent is granted.

180
Q

What is the difference between a notified and non-notified RC applications?

A

Notified: Publicly notified in the local newspaper and to all affected parties.

Non-notified: Written approval from all affected parties is obtained to support the Resource Consent (RC) application, and the proposed activity is deemed not to have any adverse environmental effects. (20 working days)

181
Q

How long can limited or public notified RCs applications be?

A

Limited notified applications usually take around four and a half months to process, while publicly notified applications take approximately six months.

182
Q

What is migitation in relation to an RC Application?

A

An Assessment of Environmental Effects (AEE) Report is included, outlining how the proposal will endeavor to ‘avoid,’ ‘remedy,’ or ‘mitigate’ any adverse effects caused by the proposal.

Mitigation involves providing a positive solution to any ‘adverse effects’.

183
Q

What must be included in an AEE?

A

Your AEE should cover all the matters set out in Schedule 4 of the Resource Management Act 1991 and relevant matters specified in the operative Auckland Council District Plan, any relevant operative Regional plan(s) and the PAUP.

*Provide concise project, site, and surroundings overview.
* Confirm application purpose and rule compliance.
* Align proposal with Unitary Plan’s zone vision, objectives, and policies.
* Describe potential environmental effects.
* Explain social impact on individuals or communities.
* Propose conditions to mitigate adverse effects.
* Include required specialist reports.
* Consultation with Affected Parties (written approval if needed)
* Who will do monitoring if required

184
Q

What are examples of effects on the environment you may include in your AEE?

A
  • traffic and parking
  • heritage or streetscape character
  • overshadowing of properties
  • reduction in privacy
  • noise and vibration
  • flooding
  • stability of land
  • infrastructure (capacity)
  • people and community.
    *
185
Q

What does it mean when the Auckland Council District Plan, and relevant Auckland Regional plan(s) operative in part?

A

They are only operative in relation to the parts of the Unitary Plan that are under appeal (being reviewed).

186
Q

What is the NBEA 2023?

A

The Natural and Built Environment Act 2023 (NBEA), now repealed, was one of the three laws which will replace New Zealand’s Resource Management Act 1991 (RMA).

The NBEA aimed to promote the protection and enhancement of the natural and built environment, while providing for housing and preparing for the effects of climate change.

187
Q

What is the National Planning Framework (NPF) under the NBEA 2023?

A

The NBEA established the National Planning Framework (NPF) to provide directions on integrated environmental management, resolve conflicts on environmental matters, and to set environmental limits and strategic directions. This framework will take the form of regulations, which will be considered secondary legislation

188
Q

What is the Spatial Planning Act 2023?

A

The Spatial Planning Act (SPA) (now repealed) requires each region to develop a regional spatial strategy that sets out the long-term issues, opportunities and challenges for development and the environment in the region.

It works alongside the Natural and Built Environment Act, the main replacement for the Resource Management Act 1991.

189
Q

When will the replacement for the RMA come into affect under National Party?

A

2026

190
Q

What is the Climate Change Adaptation Act 2023?

A

This Act is intended to address the complex and distinctive issues associated with managed retreat such as funding, compensation, land acquisition, liability and insurance. (adapting to the changes)

191
Q

What is a resource consent condition?

A

If granted consent, the consent will most likely be subject to conditions. This may include specific timelines for activities, notifying the council of steps taken, or obtaining council sign-off.

192
Q

Who’s responsibility is it to monitor resource consent?

A

Council

193
Q

What may be invloved in monitoring resource consents involve?

A
  • routine inspections by our monitoring inspectors
  • the consent holder carrying out their own monitoring as a condition of their resource consent
  • inspections by consultants appointed by the council.
194
Q

Typically, how many monitoring stages will a land subdivision consent involve?

A

2

  • land development
  • completion of works (when checking will occur to make sure new sections are fully serviced with water and sewer connections etc).
195
Q

Which type of resource consents may require long term monitoring?

A

A land use, discharge or other type of consent may require longer-term monitoring, such as sampling or the implementation of technical procedures by skilled professionals to avoid, lessen or remedy any environmental effects.

196
Q

What actions might council take if a consent holder does not meet the conditions of RC?

A
  • an abatement notice – which is an official warning that the RMA is being contravened
  • an enforcement order – a court-backed order demanding compliance
  • an infringement notice – which is an instant fine.

Breaches of the conditions of a resource consent can result in prosecution and a fine imposed by the courts.

197
Q

What is an EPA?

A

Engineering Plan Approval

Apart from a resource and building consent, some development projects need engineering approvals,
particularly if they involve installing an infrastructure asset like: public stormwater and wastewater drainage. public water supply. roads, shared driveways and common accessways.

198
Q

When would the Environmental Protection Authority (EPA) be engaged?

A

The Environmental Protection Authority (EPA) manages the decision-making process for proposals of national significance under the Resource Management Act 1991.

These proposals might involve certain resource consent applications or requests for a district plan to be changed, among other matters.

199
Q

How many unitary authorities exist in NZ?

A

6

Auckland Council, Chatham Islands Council, Gisborne District Council, Marlborough District Council, Nelson City Council and Tasman District Council.

200
Q

What is the function of the Ministry of Environment?

A

The Ministry of Environment gives advice to the government on environmental issues and helps the Minister for the Environment keep an eye on the way councils do their jobs under the RMA.

201
Q

What is the function of the Department of Conservation?

A

The Department of Conservation and the Minister of Conservation have a particular role under the RMA to keep an eye on the way the coastal environment is managed.

202
Q

What/who is the Parliamentary Commissioner for the Environment?

A

The Parliamentary Commissioner for the Environment is an office that has an overview of the way the environment is managed in New Zealand. The Commissioner investigates emerging environmental issues and may also examine concerns raised by the public. The Commissioner usually makes recommendations to the appropriate agency on how to improve its performance.

203
Q

What are National Environmental Standards and Regulations?

A

National Environmental Standards (NES) are nationally consistent regulations made under the Resource Management Act 1991. They set out planning requirements and technical standards on a variety of specified activities that affect the environment.

National Environmental Standards (often referred to as NESs) provide the opportunity for central government to promote the adoption of consistent standards at the regional and district levels.

204
Q

When central government want to give local councils a bit of direction on environmental issues what can they do?

A

It can issue national policy statements or set
national environmental standards.

205
Q

What is a ‘submission’ and a ‘further submission’ agiast a policy statement or proposed plan/change?

A

Everybody can make a submission on what is (or isn’t and should be) in a policy statement, a proposed plan or a plan change put out by a council.

In some cases you also get the opportunity to comment on other people’s submissions by making a further submission.

206
Q

What happens if a neighbour doesnt agree to a resource consent proposal?

A

If the neightbour doesnt give approval, the council regards them as a person who would be adversely affected, then the resource consent application
would be limited notified.

The neighbour would then be able to write a submission to the council so the council took her view into consideration when making a decision
on the application.

The council will consider all the submissions it receives, together with the application, and decide whether or not to grant the resource
consent.

207
Q

If you dont like the decision that the council has made in regards to a RC what can you do?

A

You can ask the Environment Court to overturn the council’s decision.

You should get legal advice before you file an appeal because the court process can be expensive and time-consuming for everybody.

However, you might be able to sort out your case in mediation, so you wouldn’t have to go to Court.

208
Q

Who can appeal to the Environmental Court?

A

Applicant of the RC

Only people who made a submission on the plan or resource consent application can appeal a council decision

However even if you don’t file an appeal, and someone else does, you could get involved by joining the appeal and appearing in Court:
* as someone who made a submission, or
* as someone who has an interest greater than the public generally.

209
Q

What is a Certificate of Compliance (CoC)?

A

A certificate of compliance (also known as a CoC) shows that a project is a permitted activity in a particular area and doesn’t need a resource consent.

It is not mandatory to have a CoC and requirements for one are rigorous, however once issued it is a legal document declaring an activity is being carried out lawfully.

Having a CoC can be useful when applying for development finance.

210
Q

What do you need to provide for an application for a CoC?

A
  • Detailed activity description tailored to rule compliance.
  • Site details provided.
  • Clear explanation of how the activity complies with relevant plan provisions, in table format.
  • Inclusion of necessary plans and calculations, especially for new buildings.
  • Submission of the Record of Title for application sites.
  • Completion of the resource consent application declaration form, unless a credit account customer.
211
Q

What is an Existing use certificate?

A

A certificate that allows the continuation of an existing use of land even after a proposed/new plan makes those uses of the land unlawful.

Existing use certificate is useful when an existing activity doesn’t meet a current district or regional plan rule, but was lawfully established before the rule came into force.

Existing use rights under section 10 do not apply to work on a building that fails to comply with any rule in a plan or proposed plan, where that work does not improve current compliance.

212
Q

What is the impact of a NES?

A

A National Environmental Standard (NES) automatically applies to councils. They must put it into practice when making resource consent decisions and through their plans, and then enforce it.

213
Q

What is the impact of a NPS?

A

A national policy statement (NPS) has two main impacts:
1. Councils must amend their regional policy statements and regional and district plans to give effect to the NPS.
2. Decision-makers must consider the NPS as part of their decision-making process.

214
Q

What is a water conservation order?

A

A water conservation order (WCO) recognises the outstanding amenity or intrinsic values that a specific water body provides, in either a natural or modified state.

215
Q

Is your RC confidential?

A

No. Once you’ve sent your application to the council, it becomes public information.

216
Q

What are some benefits of early consultation for a resource consent (or building consent)?

A
  • Understnad early any concerns that coucil may have
  • Gaining local knowledge
  • Incorporating tangata whenua values and interests
  • Enhanced proposals and improved environmental outcomes
  • Making the consent process easier
  • Build relationships
217
Q

What is the benefit of consulting with Tangata Whenua during the RC pre-application?

A

Benefit by understanding the Maori world view
Unique to New Zealand and our national identity
Helping council assess RMA obligations (Treaty)

Identify and address issues of interest to ta-ngata
whenua groups before they are raised as a concern with the council.

218
Q

In RC what is the difference between an affected party and an interested party?

A

The term ‘interested persons or parties’ refers to a broader group than ‘affected persons’, and includes everyone who has an interest in an application, geographic area or issue.

‘Affected persons’, on the other hand, are people who the council decides will experience an adverse effect from your proposal that is “minor” or “more than minor” (neighbours)

219
Q

In a RC application where might tangata whenua have stronger interest in?

A

discharges to water bodies
areas of interest
affect natural resources such as greenstone (pounamu), flax, or freshwater species like inanga.

Tangata whenua may also have concerns that extend beyond the purely physical and into spiritual, ancestral or historical realms (food-gathering areas, or the location of burial grounds, or major battlefields.)

220
Q

What if you dont know who to consult for your proposal for RC?

A

Ask the council for guidance

221
Q

What does ahi kaa , mana whenua, or kaitiakitanga mean?

A

ahi kaa (continuous occupation)
mana whenua (customary authority)
kaitiakitanga (guardianship).

222
Q

What are these Tangata Whenua groups? (kaitiaki, iwi, hapu)

A
  • kaitiaki – generally a person or group with responsibility, concern or guardianship for a particular area or water body such as a river. Kaitiaki are likely to be mandated by a hapu, whanau, iwi, ahi kaa or mana whenua
  • iwi – a tribe, often represented by a trust, ru-nanga or iwi authority
  • hapu- – a sub-tribe or group of wha-nau (extended family groups)
  • other groups – including individual marae, Ma-ori land trustees, orspecial committees established through a council.
223
Q

Where should you start when consulting for RC (eg with Tangata Whenua)?

A
  • Coordinate with the council to identify relevant parties for consultation.
  • Develop consultation materials, including a written proposal description, plans, environmental impact assessment, and proposed mitigation measures.
  • Reach out to involved parties via letters, offering follow-up discussions.
  • Confirm receipt and arrange further communication via telephone, ideally in person, to address concerns.
  • Conduct on-site meetings to explain the proposal.
  • Organize additional information and meetings as needed.
224
Q

Is consultation with ta-ngata whenua different?

A
  • Multiple tangata whenua groups may exist for an area.
  • Recognize their special relationship with the environment under the RMA.
  • Tangata whenua operate on different time frames, requiring consensus and monthly meetings.
  • Prefer personal, face-to-face contact; letters may not be effective.
  • Be mindful of marae meeting protocols, including koha.
  • Information may be held by specific families for cultural reasons.
  • Use iwi management plans for insights and consultation focus.
  • Consider obtaining a ‘cultural impact assessment’ report.
  • Expect ta-ngata whenua groups to seek reimbursement for consultation costs.
225
Q

What changed in the AUP in August 2022?

A

Plan Change 78 (and 78-82) - Intensification Planning Instrument

Immediate legal affect in some developments

226
Q

Why did Plan change 78 (intensification planning intrument) occur?

A

The purpose of this Intensification plannning intriment is to respond to two recent RMA changes made by central government under the Resource Management (Enabling Housing Supply and Other Matters) Amendment Act 2021

the ‘National Policy Standard for Urban Development 2020’ (NPS-UD); and
the ‘Medium Density Residential Standards’ (MDRS).

227
Q

What are the key changes of Plan Change 78?

A
  • Introduces “walkable catchments” for intensification around town centers with public transport stations.
  • All residential sites in “walkable catchments” will be zoned for Terraced Housing and Apartment Building (THAB), offering the highest density under the Unitary Plan.
  • Up-zoning of all urban areas, making the Mixed Housing Urban zone the most common for three-storey development.
  • Adds a new zone: Low Density Residential Zone, preserving low-density built environments where intensive development isn’t suitable.
  • Introduces new rules and standards for Terraced Housing and Apartment Building (THAB) and Mixed Housing Urban zones, with minor changes to lower-density zones.
  • Introduction of ‘qualifying matters’ to be considered for each site. These are special features or development constraints that limit the impact of PC78 on specific sites, and include designations, natural hazards and some existing overlays in the unitary plan.

The Single House Zone and Mixed Housing Suburban Zone, catering to low-density residential areas, will now be restricted to rural areas and townships with a population of less than 5,000. This is a big change given these zones currently account for the majority of sites across urban areas!

228
Q

What is a designation under the RMA?

A

A designation is a provision in a district plan for a public work or project. Only a ‘requiring authority’ can give notice of a requirement for a designation.

The following persons and organisations are ‘requiring authorities’:

  • Any Minister of the Crown
  • A local authority
  • A network utility operator which has been approved as a requiring authority

This means you dont need a RC

229
Q

Which areas are excluded from Plan Chnage 78?

A

The Auckland Light Rail corridor area on the planning maps is presently exempt from PC78, as the specific route and stops for light rail are yet to be confirmed, preventing determination of future zoning.

230
Q

What is a “Qualifying Matter”?

A

qualifying matters are characteristics or features of some properties or within some areas where it is appropriate to modify or reduce building height or density sought by the MDRS changes.

This includes sites of cultural, historical, or ecological significance, as well as areas affected by natural hazards or infrastructure constraints.

if a site is subject to a qualifying matter the new medium density residential standards do not have immediate legal effect and we are advised the Standards would not have legal effect until around 2025 (after an extension due to Auckland Floods)

231
Q

Plan change 78 will have immediate legal effect on developments meeting which conditions?

A
  • Three or less dwellings (or alterations and additions),
  • The site is zoned Residential – Mixed Housing Urban Zone or Residential – Terrace Housing and Apartment Buildings Zone,
  • The proposal is not within the Auckland Light Rail corridor,
  • Proposed Plan Change 78 says the proposal is a permitted activity,
  • Proposed Plan Change 78 incorporates the MDRS into the relevant residential zone,
  • The proposal complies with MDRS,
  • There are no qualifying matters applying to the development site (and the site is not a new residential zone).
232
Q

What does the new government mean for plan change 78?

A

“Cancel Labour’s Auckland Light Rail project”.

“Give councils flexibility over Medium density Residential Standards (MDRS) standards”.

Becuase of this October 2023 Auckland Council requested that hearings are not scheduled for the Auckland Light Rail Corridor (ALRC) or natural hazards and also sought a future reporting back date of 9 February 2024. This has been declined by the Independent Hearing Panel

233
Q

Main differences between CGA and FTA?

A

The FTA does not generally apply to private sales. The difference between the FTA and the Consumer Guarantees Act (CGA) is that, in general, the FTA covers claims about products and services before they’re bought and the CGA covers the quality of those products and services after they have been bought.

234
Q

What is the Sale of Goods Act?

A

Repealed so DW. The Sale of Goods Act (the Act) is legislation that governs how goods and services are bought and sold. It covers everything from contract formation to the performance of the contract.

235
Q
A
236
Q

What is the difference between the CGA and FTA?

A

The FTA does not generally apply to private sales. The difference between the FTA and the Consumer Guarantees Act (CGA) is that, in general, the FTA covers claims about products and services before they’re bought and the CGA covers the quality of those products and services after they have been bought.

237
Q

What is MDRS?

A

Medium density residential standards

Was required by the RMA Amendment Act 2022 (New Housing Supply Standards).

Central government’s new density rules, the Medium Density Residential Standards (MDRS), also include allowing greater building height in relation to boundary and increasing building coverage on sites, enabling (but not requiring) more homes to be built.

238
Q

Describe the RMA Activities types mean?

A
  • Permitted Activities:
    • Activities allowed without resource consent if they comply with relevant Unitary Plan rules.
    • Certificates of Compliance confirm full compliance with the Plan for permitted activities.
  • Controlled Activities:
    • Require resource consent but must be granted.
    • Consent conditions manage adverse effects, reserved only for controlled matters.
  • Restricted Discretionary Activities:
    • Require consent; council may approve or decline.
    • Council’s discretion is limited to specified matters outlined in the Unitary Plan or National Environmental Standards (at the councils discretion)
  • Discretionary Activities:
    • Require consent; council assesses based on all relevant objectives, policies, and environmental effects.
  • Non-complying Activities:
    • Require consent; extra tests apply under the RMA.
    • Proposal must meet tests of minor adverse effects or not contradict Unitary Plan objectives.
    • Council may approve or decline based on these tests.
  • Prohibited Activities:
    • Explicitly barred in the Unitary Plan.
    • Applications and resource consent for prohibited activities are not allowed.
239
Q

What are the three Acts that came out in 2023 to replace the RMA?

A

National Built Environment Act 2023 (NBEA), Spatial Planning Act (SPA), Climate Adaptation Act 2023 (CAA)

240
Q

What are examples of qualifying matters?

A

Special character areas
Notable trees
Ridge line protection overlays
Viewshafts

These are are visible on Auckland maps