221 "Tactical operations" Flashcards

1
Q

5 221-01 Force Guidelines
(5/10/22)
MOS primary duty is to protect human life, including individuals in police custody.

The application of force must be consistent with existing law AND with NYPD Policy , even when dept policy is more restrictive than state/federal law!

Use only ________ necessary to gain control or custody of subject. (NOT MINIMUM)

Unreasonable force IS excessive force.
Excessive force (Unreasonable force) will result in discipline up to and including dismissal.
(The _________ will determine if force is excessive)

When appropriate and consistent with personal safety use DE-ESCALATION techniques to gain voluntary compliance. (NOT A MUST)
The goal is voluntary compliance.
Call boss, or additional, like ESU OR HNT.

Deadly physical force can only be used to protect MOS and/or the public from IMMINENT _______ or _______

Failure to intervene in the use of excessive force, or failure to report it, or failure to request and ENSURE timely medical treatment for an individual is serious misconduct that may result in criminal and civil liability and will result in department discipline, up to and including dismissal. If aware of any of the above MOS MUST report it to _________.

Reasonableness of use of force based on the totality of circumstances known by MOS at the time. The dept examines the reasonableness of force viewed from a member with similar training and experience placed into the same circumstances as the incident under investigation.

A

Reasonable force

INVESTIGATING Supv

SPI or Death

IAB (May be ANONYMOUS, in which case revive a CIN#)

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2
Q

5 221-01 Force Guidelines
(5/10/22)
FIREARM PROHIBITIONS:
-Don’t fire warning shots (never/absolute)

  • Don’t shoot in defense of property (absolute)
  • Don’t shoot when (in the professional judgement of a reasonable MOS) doing so will UNNECESSARILY endanger innocent ppl
  • Don’t cock a firearm (Firearms must be fired double action AT ALL TIMES)
  • Don’t shoot at a dog OR OTHER ANIMAL except to (1)_______AND _______ OR other reasonable means to eliminate threat.
  • Don’t shoot at a fleeing felon who presents NO THREAT OF (2)_____or _____TO ANYONE.
  • Don’t shoot AT OR FROM a moving car UNLESS (3)_________.
  • Don’t discharge firearm to summons assistance EXCEPT in emergency situations when someone’s personal safety is endangered (including yourself) AND no other reasonable means to obtain assistance is available.

(Decision to draw firearm should be based on ARTICULABLE BELIEF (not reasonable suspicion) that potential for (4)______ is present, once you determine potential for SPI is no longer present, holster as soon as practicable)

RESTRAINT PROHIBITIONS
(SHALL NOT) :
-No choke holds (absolute)

-Don’t use force to punish, retaliate, or coerce subject to make statements

  • Don’t use force on handcuffed subject UNLESS if necessary to : 4 things
    1. Prevent Injury
    2. Prevent escape
    3. Overcome physical resistance
    4. Overcome assault
  • Don’t use force to prevent swallowing of alleged controlled/other substance.
  • Dont Hog-tie or transport face down.

** The use of force review board may find under exigent OR exceptional circumstances violations of prohibited action may have been justified and within guidelines.
MOS subject to investigation, discipline, civil action, or CCRB may submit a request to (5) ______who will make final decision**

A

(1) Protect anyone from PI
AND
No opportunity to retreat

(2) SPI OR DEATH.
(3) Perp is using DPF (Other than CAR)
(4) SPI
(5) UFRB (Use of force review board)

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3
Q

5 221-02 Use of force
(5/10/22)

(When an MOS must gain compliance, control or custody of an uncooperative subject)

Passive Resistance- Failing to comply with lawful command, standing motionless, going limp when being taken into custody.

Active Resisting- Physically evasive movements to defeat a MOS attempt at control (running away) Bracing, tensing, pushing, verbally signaling intention to avoid or prevent being taken in custody.

Active Aggression- Threat OR overt act of an assault (physical OR verbal) COUPLED W/ the present ability to carry out the threat or assault which reasonably indicates that an assault/injury to any person is imminent

RESISTING ARREST (NYS PENAL LAW)-
A person is guilty of resisting arrest when he intentionally prevents or attempts to prevent a Police Officer or Peace Officer from effecting an authorized arrest of himself or another person. 

UMOS should take necessary action to protect life and personal safety of all persons (NOT PROPERTY) present (Including subjects being placed in to custody)
UMOS should utilize DE-ESCALATION techniques when appropriate and consistent with personal safety. Isolate and contain, if appropriate.
Immediately request a Supv to respond.
Also request ESU or HNT or additional units, as appropriate.

Supv on scene should assume command, and coordinate de-escalation if appropriate, and SUPV should direct tactics to minimize possibility of injury to MOS, subject and bystanders

If de-escalation fails, and if appropriate AND consistent with officer safety,
UMOS/Supv (Cop or Supv) should FIRST ADVISE PERP they’ll be charged with additional offense “resisting arrest” (THIS IS A JOKE!!)
Then (Cop or Supv) should devise a tactical plan to restrain subject. And finally advise the offender that physical force or other devices (OC, Pepper spray, Shield, baton, etc) will be used to handcuff/restrain him before applying such force, if appropriate.

NOTE
MOS should not use O.C , pepper spray, Conducted Electrical Weapon or impact weapons on Persons who are PASSIVELY RESISTING.

Apply NO more than the reasonable force necessary to gain control. Avoid actions which may result in chest compression, such as sitting , kneeling or standing on a subject’s chest or back , thereby reducing the subject’s ability to breathe. Assess the situation continually and adjust the use of force as necessary.

UMOS should rear cuff WHEN PRACTICAL. May front cuff initially, if that’s safer, then rear cuff when practical.
If difficulty rear cuffing UMOS should use ____________ OR ___________ to immobilize legs of a subject.
When any level of forced is used, UMOS should inquire if medical attention is needed and document response in A/L
UMOS should ENSURE PROPER medical attention if subject ill/injured
UMOS should ENSURE IMMEDIATE medical attention if ____________ or _________
(Ensure subject receives immediate medical attention and provide first aid, IF appropriate and properly trained-not absolute)

UMOS should notify ________ regarding type of forced used, reason force used, and injury to any person and document use of force in ________

A

Dept issued leg restraints
OR
Velcro straps

Difficulty breathing
OR
Potentially life threatening symptoms/injuries

Immediate Supv
A/L

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4
Q

5 221-03 Investigation of Use Of Force
(5/11/22) (STOP)
FORCE DEFINITIONS:
LEVEL 1:
-Hand/foot strike
-Forcible take down/wrestling subject to ground
-Use of mesh restraining blanket (NOT VELCRO STRAPS/poly carbonate shield)
-Use of OC spray
-Use of CEW in “cartridge mode”
- Physical injury to any subject, and /or civilian, non-member , or bystander that resulted from Police Action.

LEVEL 2: C.O/X.O/Duty Capt must respond and Investigate the following (unless superseded by the authority of the IAB or FID)
-Intentionally strike with an object
(Baton, other equipment, vehicle)
-K9 Bite
-CEW in “drive stun mode”
-Any “Prohibited Act” other than alleged or suspected use of chocked (level 3) , or SPI (level 3) or discharge of Firearms (level 4) (Prohibited Acts include hog-tie, transporting perp facedown, removing controlled substance from someone’s mouth, using CEW on handcuffed prisoner, using force to punish, retaliate or Coerce prisoner)
- Allegations OR Suspicions of excessive force (whether or not injury is apparent)
- Attempted suicide by prisoner , unless

LEVEL 3:
The _____ investigators respond, conduct investigation and complete reports UNLESS Superseded by FID.

  • Use of physical force readily capable of causing DOA/SPI (discharge firearm) other than firearm discharge (level 4)
  • Alleged or Suspected use of chokehold
  • Allegations or Suspicion of excessive force Resulting in _______.
  • Attempted suicide resulting in SPI
  • SPI to any subject, civilian, non-MOS , or bystander that resulted from police action

LEVEL 4:
The _____must respond , conduct investigation and complete required reports.
- All firearms discharges by UMOS ( including unintentional and self-inflicted gun shot wounds)
- Any discharge of a UMOS firearm by someone other than UMOS
- All incidents in which a subject of police action, civilian, non-mos bystander is SILD or dies while in Police custody, during apprehensions, or immediately prior to police custody including:
1- police force or restraint may be a factor in death
2- Suicide ( prisoner commits suicide in holding cell and is SILD or dies)
3- Accidental (drug overdose or reaction to medicine causing SILD or death)
4- Apparent natural causes ( heart failure, asthma attack, etc. caused SILD or death)

(TRI ASSESSMENT REPORT IS MADE FOR LEVEL 2 OR LEVEL 3 INJURIES ONLY AND IS NOT MADE BY SGT ON TEST DAY SO DONT WORRY ABOUT IT, JUST KNOW THAT “TRI ASSESSMENT REPORT” IS A WRONG STEP FOR A SGT ON TEST DAY)

TRI incident worksheet report is made whenever there is physical injury/death to anyone (civilian, non member) as result of police action. This dept form will be used to record all instances when:
-Force used against MOS, injuries or not OR
-Any level of force used by MOS, injuries or not OR
-Any level of force alleged/suspected, injuries or not
(So if someone comes in to the SH claiming we hit him and he has no injuries we still have to prepare a TRI!)
OR
-Discharge (INCLUDING ACCIDENTALS) of OC, CEW, gun, injuries or not (including FIRING AT ANIMALS) OR
-If a prisoner attempts or commits suicide
-Subject or any non-member sustains a PI or dies while in police custody

ONE INCIDENT = ONE NUMBER

(IF one incident contains multiple members using varying levels of force, the investigating supv responsible for the highest level of force used will conduct the entire investigation!)

However each involved MOS makes their own separate TRI, and each subject gets their own TRI.
(Each combination of cop and perp gets a TRI)

So, if two cops use OC on 3 perps then make _________ all with same number

Or, if 2 cops assaulted and 2 additional cops use force to make the arrest on one perp then make ______ TRI’s. ALL WITH SAME NUMBER.

However if 2 cops use OC or any type of force on 1 perp and those same 2 cops get injured in the process then make _______ because the fact that an officer was injured/assaulted during the same incident would be documented on the same TRI as the one documenting the force the officers used.

A

IAB

SPI

FID

6 TRI’s

4 TRI’s

2 TRI’s

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5
Q

5 221-03 Investigation of Use Of Force
(STOP)

PHYSICAL INJURY (level 1) is:
-Minor swelling, contusion, laceration (NO sutures), abrasion OR
-Complaint of substantial pain OR
-Allegation of excessive force WITH NO INJURY.
In regards to a physical injury (level 1) the investigating supv will be __________.
However for use of CEW in “cartridge mode” the investigating Supv MUST be ________
(Only in ESU can a ________ be the Investigating Supv for CEW discharge)

SUBSTANTIAL PHYSICAL INJURY/ILNESS(level 2) is: -Any injury or condition that resulted from police contact/action requiring treatment at __________. (Including laceration that needs sutures or attempted suicide (NO SPI))
-Or alleged/suspected excessive force (resulting in PI or substantial PI) OR
-OR substantial physical injury. (K9 bite, intentionally striking with object, CEW Drive stun)
(In regards to treatment at hospital emergency room pre-existing condition does NOT count/Washing eyes out from being pepper sprayed also does NOT count).
In this case the ___________ must respond, and will investigate. (However they may be superseded by ____ or ____)
(C.O/X.O/Duty captain MAY utilize Boro investigations unit to assist with the investigation, when appropriate!!)

SERIOUS PHYSICAL INJURY/ILNESS (Level3) is:

  • Broken bone, heart attack, stroke, or any injury requiring __________ OR
  • Attempted suicide by prisoner (RESULTING IN SPI) OR
  • Alleged/suspected excessive force (resulting in SPI) then ___________ must respond, and will investigate. (However they may be superseded by _____)

ALL UMOS FIREARM DISCHARGE OR any incident where subject is SILD/DOA (Level 4) __________ must respond, and will investigate, whether while in/prior to custody or apprehension. However they can investigate any incident as deemed appropriate by __________

Any questions on force incident call ________

The Risk Management Bureau is responsible for analyzing all reported incidents to
identify any trends or risk indicators and submit a quarterly and annual report to the
Police Commissioner.

RECAP
-Physical injury-Level 1
(Alleged excessive force-No injury)

-Substantial physical injury-Level 2
(Alleged/suspected excessive force-PI/Substantial PI)

-Serious physical injury- Level 3
(Alleged/suspected excessive force-SPI)

-UMOS firearm discharge/SILD/DOA- Level 4

A

Immediate Supv
LT or above
Sgt

Hospital EMERGENCY ROOM

C.O/X.O/Duty captain
IAB or FID

Hospital ADMISSION.
IAB
FID (force investigation div)

FID
First dep. commissioner.

IAB command center and ask for SUPV!!!

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6
Q

5 221-03 Investigation of Use Of Force
(STOP)

-UMOS should notify _________ of type of force used, reason, and if injury to person involved.
-UMOS should document use of force in ________, and ALSO do part___ of TRI Incident Worksheet.
(Get immediate medical attention for any injured ppl)

-Immediate Supv should review facts/circumstances, and direct MOS involved to complete part A of TRI, however the immediate supv should know to complete part A of TRI himself when __________ or ___________ or _______.
-Immediate Supv should question SUBJECT regarding possible injuries and ENSURE they get medical attention.
(221-02 UMOS should inquire if medical attention is needed and document response in A/L)
-Immediate supv should also question involved member regarding reason for using force and type of force used.
-Also IMMEDIATE SUPV should take photos (MOS and Subject) of visible injuries that are relative to incident OR of location where injury is claimed but not visible. Photos should be taken in a manner to maintain privacy, when appropriate.
(Remember for CEW discharges or drive stun the UMOS cop takes photos!)

  • Immediate Supv should also interview witnesses, and make A/L entry of details of incident using TRI #.
  • Immediate Supv should ALWAY NOTIFY _________ of level of force used and type of injury.
  • The __________ makes determination as to whether force was within guidelines or whether further investigation is necessary, and the ______ determines if force was excessive!
  • Immediate Supv should do ________ of TRI and STAPLE ALL TRI worksheets together and fwd to _______ for entry in to app by _______
  • Command clerk will enter details of TRI incident worksheets into FORMS-TRI app using scan feature, and enter the FORMS generated incident number in each worksheet and assessment report.

-Immediate Supv should then upload photos in to TRI app. AFTER TRI worksheet is entered in to FORMS by command clerk
(So immediate supv takes photos himself and uploads them as well)

(Regardless of who is the investigating supv the IMMEDIATE SUPV will always prepare part B of TRI incident worksheet.)

^^^Exception is CEW discharge by a UMOS (cop), a LT or above will do part B of the TRI^^^

^^^(AND just remember it’s IMMEDIATE SUPV, so if P/S uses force then the immediate supv (platoon commander) would be doing all these steps)^^^

(CONT ON NEXT NOTECARD W/ I.S AND D.O’s DUTIES)

A

Immediate Supv
A/L
PART A

MOS incapacitated OR
Perp alleges force but MOS denies it OR
No MOS can be ID’ed.

D.O

Immediate supv makes determination
Investigating supv

Part B

D.O

Command clerk

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7
Q

5 221-03 Investigation of Use Of Force
(STOP)

-Investigating supv also interviews subjects and witnesses and involved member
(^Immediate supv also takes these steps)^
-The INVESTIGATING (not immediate) Supv should conduct investigation of reported incident
-Investigating supv should retrieve video of incident and voucher as “investigatory”, if unable to retrieve w/o risk of corruption then notify _____________ to assist.

-The D.O pct of occ. should make __________ w/ TRI #.

If prisoner: (ANY LEVEL 2/LEVEL 3 INJURY)
-ATTEMPTED suicide OR
-Sustained any serious injury (broken/fractured bone, injury requiring hospital admission, gunshot wound, heart attack stroke) OR
-Substantial injury(significant contusion, laceration requiring sutures, requires treatment at emergency room) OR
-Suspicion of excessive force OR
-Allegation of excessive force AND any injury
THEN THE D.O SHOULD NOTIFY _______ and _______ and ________(for any level 2 or 3 injury)
(If perp commits suicide follow 221-05)

  • The D.O should file all TRIs and assessments, if completed, at command.
  • The D.O also signs off on TRI’s (NOT ASSESSMENTS) ________(when?)
  1. Alleged excessive force with PI then _______ investigates?
  2. Suspected excessive force with SPI then ________ investigates?
  3. Alleged excessive force with no injury then ______ investigates?
  4. Suspected excessive force with substantial physical injury then ______ investigates?

Remember (Regardless of who is the investigating supv the immediate supv will always prepare part B of TRI)

^^^Exception is CEW discharge by a UMOS (cop), a LT or above will do part B of the TRI^^^

A

Boro investigations unit

CLE w/ TRI #.

Boro, Operations, IAB (BOI)-Get log #

Prior to EOT

  1. C.O/X.O/Duty captain
  2. IAB
  3. Immediate supv
  4. C.O/X.O/Duty captain
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8
Q

4 221-04 Firearms discharge by UMOS
(STOP)

  • When a UMOS discharges a firearm, on or off duty, OUTSIDE NYC, then UMOS should report it promptly to __________ and __________ either personally or by responsible messenger.
  • When a UMOS discharges a firearm, on or off duty, inside NYC, he should request __________ and __________, RENDER AID, and Safeguard scene.

-The P/S should establish crime scene.
-The P/S should secure and inspect firearms of MOS involved for evidence of recent discharge.
(IF INJURY, FID will direct you (P/S) to secure all weapons that were discharged and FID transports the guns to FAS.)
-The P/S should notify the _________ and request the immediate response of _______ THROUGH THE ________
(221-04 Firearms discharge by UMOS is the only time P/S requests PDS through the D.O!!)
-The P/S should direct seriously injured MOS to be transported to ___________

-The P/S should direct members sustaining minor injuries to be transported to __________ AFTER CONFERRING WITH _________, if available.
^(Remember P/S MUST confer w/ C.O/Duty captain prior to directing members sustaining “minor injuries” be transported to nearest hospital!)^

  • The D.O (WITHOUT WAITING FOR FURTHER DETAILS) should notify ____________(5 ppl)
  • D.O should also ENSURE ______ is responding directly to hospital.

(Until arrival of an FID investigator, the highest ranking member of the Detective Bureau will be in command of the investigation)

  • (UMOS involved in such incidents (firearms discharges) will not be returned to permanent command without prior approval of the _________)*
  • If a person is killed as a result of police action, UMOS involved WILL NOT be assigned to ID the body at the morgue* (Vuoso ‘s shooting)

(Authorized training, lawful hunting, target practice ARE NOT considered discharges (for this procedure)
HOWEVER unintentional discharge into firearm safety station at NYPD facility, health/hospital Corp, OR corrections gets a 49 from MOS C.O to PA FTS. (Not considered discharge and no trip to tactics review session))

THATS THE ENTIRE PROCEDURE*

A

Local PD AND Operations

Ambulance and P/S

D.O
PDS THROUGH D.O

Nearest TRAUMA center
Nearest hospital AFTER CONFERRING WITH
C.O/Duty captain (If available)

C.O/XO, Ops, PDS, Boro, IAB (COP-BI)
(No duty captain, because you want someone from the inside investigating a firearms discharge in your Pct)

A Supv!

First Deputy Commissioner.

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9
Q

2 221-23 Alcohol testing for UMOS involved in firearm discharges (ON OR OFF DUTY) resulting in injury or death of a person . (5/11/22)

This procedure is followed in additional to 221-04(firearms discharge by UMOS)

PROCEDURE: When involved in , or responding to the scene of an ON or OFF duty police involved firearms discharge which results in injury or death or the likelihood of injury or death of a person Within NYC:

  • UMOS should request immediate response of _____
  • P/S should notify _____of shooting, immediately and request response of ______and the ______ and ______.
  • It is prudent not to ingest alcohol up to _____ prior to the start of tour. Under covers who must consume alcohol due to the nature of their operation are not allowed to have more than ______, ABSENT EXIGENT, during tour.
  • P/S notifying operations is rare!!*
  • **^Alcohol testing for UMOS, P/S IS ONLY ACTOR AND HE NOTIFIES OPERATIONS AND REQUESTS DUTY INSPECTOR/DUTY CAPTAIN/FID personnel ***
A

P/S

  • Operations
  • FID personnel(include FID zone commander)
  • Inspector (patrol Service Bureau Duty Inspector)
  • Duty Capt

4 hours
2 beverages

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10
Q

2 221-05 Person DOA/SILD in connection with a police activity
(5/11/22)

This procedure is used when perp is in custody or immediately prior to custody, and commits suicide, or overdoses, has a heart attack, or asthma attack, or prior to custody is involved in 53 and dies while eluding police, or falls from building and dies while eluding policew

(When a person dies or is SILD while in police custody or immediately prior to police custody)

  • UMOS should obtain medical attention for injured person
  • UMOS should safeguard POSSIBLE crime scene, and immediately request response of the __________ and tell him of force used, reason used, and any injuries.
  • UMOS (cop!) should (if person dies), make every attempt to shield the body from public view, if feasible, and if it will not harm the integrity of the crime scene.
  • The P/S should notify ________
  • P/S should ESTABLISH crime scene and Ensure TRI is Completed.

-The D.O should notify _______(COP ID)
(216-16 perp die suspicious & suicide at D.O.C (rikers island) ,D.O notifies C.O/D.C, operation, patrol boro, IAB ,Detective) same but Duty not X.O)

**(D.O notifies COP ID) any time FID (Force Investigation Division) MUST investigate!-ALL firearm discharges OR person DOA/SILD in connection w/ police activity) **

(But remember for all Level 2 or Level 3 injuries D.O only notifies (BOI) boro, operations, IAB)

(The _______ is responsible for all investigations when a person dies OR is likely to die OR is injured by our firearms while in police custody or immediately prior to police custody)

(When, in the course of an investigation (i.e., investigate DOA), a member of the Detective
Bureau becomes aware that a death or serious injury was or may have been in connection with a police action, the Pct/PSA/TD C.O/duty captain, IAB, and FID will immediately be notified)

A

P/S pct of occ.

D.O pct of occ.

C.O/XO, Ops, Patrol Boro, IAB , Det Squad
(No duty captain, because you want someone from the inside investigating a suicide or DOA in your Pct…. Same notifications D.O makes in 221-04 firearms discharge by MOS)

FID

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11
Q

3 221-06 MOS subject to force while performing lawful duty ON OR OFF DUTY
(5/11/22)

* This procedure is when (on or off duty) force is used AGAINST MOS while performing lawful duty. Includes Assault, physical harassment, reckless endangerment, menacing, shots fired at MOS, throwing items at MOS (whether it caused injury or not)*

-MOS should take appropriate action, apprehend perps, get medical attention for any injured, request response of immediate supv and make appropriate A/L entry.

  • The immediate Supv should conduct prelim. investigation and notify
    (1) _____.
  • If member seriously injured or DOA then the immediate Supv should request D.O to notify (2)__________ to respond, HOWEVER IN THEIR ABSENCE THE D.O will notify (3)________ for DUTY CAPT to respond.

(SO IF MOS IS NOT SI OR DOA THEN NO NOTIFICATION TO C.O/X.O IS NECESSARY)

(IF ANY OUTSTANDING SUSPECTS, or further investigation is required then immediate Supv should notify (4)______ to respond and investigate.)

(A TRI will NOT be prepared when a subject merely verbally signals an intention to avoid or prevent being taken into or retained in custody)

Immediate Supv: MUST be ONE rank higher than all involved members and in same command of MOS ( if not Supv available the (5)_____will determine who will fulfilled the role of Immediate Supv(same as 221-03 )
** SO if a perp chokes a Cop, it is NOT a level 3 where IAB will investigate it. If NO serious injuries are sustained the member immediate Supv will investigate it**

  • Immediate Supv should ENSURE LOD report is completed by designated Supv.
  • MOS should take appropriate action and obtain Medical assistance for any injured person
  • MOS should request (6) _____and make entry in (7)______.
  • MOS should complete TRI interaction report prior to (8)_____, unless Exceptional Circumstances Exist.

(If MOS becomes injured chasing a perp, that is a LOD report!!! NOT a TRIs!!!
TRIs are only documented for HARM, however if you’re fighting a perp and perp assaults you, you will document that on a TRI, and complete a LOD report as well

-Immediate Supv should STAPLE all TRIs together and forward to command clerk for entry into app

(REMEMBER for “investigations of use of force” the immediate Supv fwds TRI to D.O, and D.O fwds to clerk, but when MOS “subject to force while performing lawful duty” then the immediate Supv fwds TRI direct to command clerk)

(CONT ON NEXT NOTECARD W/ D.O DUTIES)

A

(1) D.O
(2) C.O/X.O
(3) Patrol Boro
(4) PDS
(5) Duty Capt
(6) Immediate Supv
(7) Digital A/L
(8) Completion of tour

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12
Q

3 221-06 MOS subject to force while performing lawful duty
(5/11/22)

-The D.O should ENSURE A/O charges assault 2 , Assault on a Peace Officer, P.O, fireman or EMS resisting arrest, Aggravated Assault upon a Police Officer or Peace Officer when appropriate.

(HOWEVER the (1)________ should ENSURE 61 is prepared and additional charge is added on OLBS worksheet)

(If assault charged then the D.O should request (2)_______ to enhance arrest, interview subjects, and canvas for video and witnesses)

*(PDS SUPV then ENSURES detective squad members are enhancing arrests, interviewing subjects and canvassing for video!)

^(So when MOS is subject to force PDS canvasses for video)^

-The (3)____ should ENSURE criminal history check is done for every perp charged with resisting, assault 2 (sub3), or assault on a P.O, EMS, etc.
(If arrested for above 3 crimes, (4)___ or more times in the past ___ years then they’re considered a “resisting recidivist”)

-If member is SI or removed to hospital for medical treatment the D.O should notify (5) ________(2 ppl) WITHOUT waiting for further details
(This is written strange but “step 20” states if MOS is removed to hospital, seriously injured or dies then D.O should notify (6)______ only!)

(If member sustains a serious injury/ SILD or dies the C.O/X.O/D.C will assume control of situation and ensure all responsibilities of the immediate Supv are completed)

(HOWEVER, if ADA refuses to charge as determined by the investigation then the D.O should notify (7)__________)

(Important thing to remember about this procedure is when MOS is subject to force while performing lawful duty, whether MOS is SI or dies there is NO notification to IAB!!! Think about it, IAB doesn’t care if MOS is injured, they only care when MOS injures someone else!)

A

(1) Immediate Supv
(2) PDS SUPV
(3) D.O
(4) 1 or more times in past 5 years
(5) C.O/Duty captain, Patrol Boro
(6) Duty captain
(7) C.O/X.O/Duty captain

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13
Q

3 221-07 Use of OC Pepper spray
(5/12/22)

When on duty in uniform, carry OC in its holster, attached to non-shooting side of gun belt. MAY carry off duty.
Plainclothes enforcement WILL carry.
HOWEVER
Undercover members may opt not to carry the O.C. pepper spray

Pepper spray can be used when UMOS believes it is necessary to:

  • Gain/Maintain control of persons who are actively resisting, or exhibiting active aggression
  • Prevent individuals from physically injuring themselves
  • Establish physical control of a subject attempting to flee from arrest or custody
  • Establish physical control of EDP
  • Control a dangerous animal by deterring an attack to prevent injuries to ppl/animals.
  • (So OC spray can be used on EDP’s, animals, and to prevent ppl from injuring themselves)*

NO NEED TO SHAKE BEFORE USE. IT CAN BE SPRAYED AT ANY ANGLE.
It carries 10 one second bursts, replace it when_______________.
Advise offender that O.C will be used to handcuff/restrain BEFORE applying such force, if feasible.

UMOS should hold OC spray in an upright position, aim and discharge spray in subjects eyes, using _____ or ____second bursts at a minimum distance of ______, and only in situations when UMOS reasonably believes.

We can use O.C at animal to deter an attack, or to prevent injury to person OR ANIMAL PRESENT

NEVER USE O.C ON _____________.
“AVOID” using OC on young child, pregnant woman, person w/ respiratory condition or in frail health. “AVOID” using in small contained area like cars and closets.
“AVOID” using in large area for crowd control. (Unless trained and directed by Supv)
(DOES NOT mention anything regarding using OC on rear cuffed prisoner…?!)

CONT. ON NEXT NOTECARD

A

Half empty (5 one second bursts)

One or Two
3 feet away (MINIMUM)

Those who passively resisting arrest

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14
Q

3 221-07 Use of OC Pepper spray
(5/12/22)
-UMOS should arrest and charge with crime which initiated use of OC and add RESISTING ARREST, when appropriate OR release perp if it’s determined no crime committed OR EDP THEM. (If appropriate)

-Pepper spray does not dissipate for ______ so do not touch or rub the skin of a contaminated person!
-DO NOT use creams, ointments, commercial eye washes or bandages
-Remove the subject from the contaminated area and expose to fresh air while awaiting the arrival of EMS, or transportation to hospital/SH, IF TACTICALLY FEASIBLE (not absolute)
-Request EMS when situation appropriate, and flush with profuse amounts of water IF consistent with your safety AND water is readily available.
(Repeat flushing at short intervals, if necessary, until symptoms of distress reside)
(However if at SH then MUST flush contaminated skin with water)

  • Transport immediately to ____________ IF they demonstrate difficultly breathing, severe stress, hyperventilation. (KEEP WINDOWS OF TRANSPORT VEHICLE OPEN)
  • If wearing contact lenses it is strongly recommended to be removed to hospital ASAP.
  • Position on side or sitting to promote free breathing (NEVER FACE DOWN!!)

(So we can transport them to hospital or SH)

-UMOS should notify _______ of O.C spray use.
In arrest situation, when OC used, UMOS should prepare ______ and __________.

  • In non arrest situation prepare ________ and check box “O.C spray used” and enter time, docs name, and diagnoses in “details”
  • D.O should ensure prisoners who have been sprayed with O.C. pepper spray receive appropriate first aid, if needed, upon arrival at SH
  • D.O should ensure prisoners who have been sprayed with O.C. pepper spray are properly observed throughout the arrest process, and that they receive prompt medical attention if they need or request it.
  • D.O should make ______stating whether the prisoner has had his/her SKIN flushed with water, been examined by EMS, or been transported to the hospital.

** Undercover members may opt NOT to carry the O.C pepper spray.
MOS may carry the O.C pepper spray device during OFF Duty Hours.**

(O.C pepper spray will not automatically stop all subjects, and even when it does incapacitate, the effects are temporary. Members should therefore be ready to use other appropriate force options and tactics)

A

15-30 min

Emergency room of NEAREST hospital

Immediate Supv

OLBS and Medical treatment of prisoner

Aided

CLE

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15
Q

5 221-08 Use CEW (Conducted electrical weapon)
(5/12/22)

A CEW can be an effective means of subduing aggressive suspects and EDP’s.
PROHIBITED TO USE CEW WHERE PHYSICAL FORCE IS NOT REQUIRED

All supervisors on patrol carry CEW, if available, in authorized holster, on non-shooting side of gun belt (Just like OC), when in uniform.
ENSURE a secondary authorized cartridge is in the pouch on the holster.
Patrol in plainclothes should have CEW ‘available for use’

** A spark test must be conducted into a “Firearms Safety Station” that is under direct observation of a SUPV.**

Upon activating switch safety up, laser comes on, LED lights comes on, display gives a 5 sec show of % of battery life.
AS A WARNING, you MAY put the laser dot on subject OR take cartridge out and pull trigger to show the visible and audible arcing of electricity. With these warnings when feasible issue a verbal warning, consistent with personal safety.

Drive stun mode is WHEN front electrodes OR expanded cartridge are brought in close proximity with subject. Drive stun may be used to supplement effectiveness of a close probe spread (3 point contact) DRIVE STUN IS ONLY BE USED IN EXCEPTIONAL CIRCUMSTANCES AND NOT AS PRIMARY METHOD OF USE.

The D.O should make ______ at start of tour including CEWs and cartridges-including CEW serial #.
If any CEWS are found to be inoperable/defective the D.O should notify ______.

The D.O should assign CEW at start of each tour in priority order as follows:
1.\_\_\_\_\_\_\_\_\_\_
2.\_\_\_\_\_\_\_\_\_
3.\_\_\_\_\_\_\_\_\_
4.\_\_\_\_\_\_\_\_\_
Last- Second authorized UMOS in a RMP

Authorized UMOS then enters members (Rank, Name, SHIELD AND TAX) assigned CEW in _________ and _______ (put ______ next to their name)

(D.O makes CLE twice, once for accounting of CEW’s and once for assignment of CEW’s)

** All discharges are recorded , including spark tests performed at the start of tour , must recorded A/L, CLE, other appropriate Dept record**

A

CLE
C.O

  1. Maintained at desk
  2. Each Supv uniform and Civilian performing patrol SUPV
  3. UMOS in each RMP
  4. UMOS Foot post

Command log AND Roll call

“CEW”

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16
Q

5 221-08 Use CEW (Conducted electrical weapon)
(5/12/22)

Authorized UMOS carry only when trained by ________
Plainclothes carry in holster approved by _______________
ESU CEW holster approved by __________________

(Only CEW’s authorized by _________ will be carried by MOS)

Authorized UMOS should do mandatory spark test prior to start of tour to ensure operability.
Each test/accidental discharge must be recorded in _______ and _______ because the initial memory chip documents every date, time, temp, duration, remaining battery strength of last 2000 discharges.

-D.O should notify C.O when unintentionally discharge of CEW or if CEW is found to be inoperable or defective.

If it doesn’t operate after replacing battery, and requires repair/replacement then authorized UMOS should inform _____ or ______and make A/L entry including results of inspection, serial number of CEW, name of D.O or Immediate Supv notified

(Cop has inoperable taser notifies D.O/Immediate supv but if D.O has inoperable taser he notifies C.O)

Return CEW to ______ at EOT

A

FTS
C.O FTS
C.O SOD

C.O FTS

A/L and Command Log (and other appropriate dept. record)

D.O or Immediate supv

D.O

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17
Q

5 221-08 Use CEW (Conducted electrical weapon)
(5/12/22)
-CEW is MAY to be used against those actively physically resisting OR physically aggressive OR to prevent individuals from physically injuring themselves or others. DO NOT USE CEW FOR “PASSIVE RESISTANCE “..

** CEWs will only be issued by platoon commander or D.O or Designated Supv**

-Flight SHOULD NOT be sole justification.
(Members should consider the severity of the offense, the subject’s threat level to others, and the
risk of serious injury to the subject before deciding to use a CEW on a fleeing subject)

-DO NOT INTENTIONALLY discharge two CEW simultaneously on a subject.
(Any subsequent applications of CEW should be independently justifiable, and this risks should be weighed against other force options)

-When practical, the first recommended point of aim is ___________
(If frontal discharge then recommended point of aim is ________)
(DONT INTENTIONALLY AIM AT GROIN)

-Use for one standard cycle which is ____ seconds while constantly assessing the situation to determine if subsequent cycles are necessary
Exposure of CEW for longer than ___ seconds (whether due to multiple applications or continuous cycling) may increase risk of death or serious injury

  • Should “NEVER”/ Strictly Prohibited” be used on a REAR cuffed prisoner or those who passively resist or as a form of coercion/punishment (absolute!)
  • “Should NOT” be used when combustible gasses or flammable liquids are present.
  • Should “GENERALLY” Not be used on children, elderly, obviously pregnant and the frail (not absolute)
  • Should also “GENERALLY “ NOT be used if person on vehicle, motorcycle, skateboard, or standing in heights where he could fall. (Not absolute)
A

Back, below neck
Lower center mass, below chest

5 seconds

15 seconds

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18
Q

5 221-08 Use CEW (Conducted electrical weapon)
5/12/22)

After you discharge CEW either arrest OR release perp if it’s determined no crime committed OR EDP them. (Same as OC spray!)

Render aid (if necessary) and request FDNY EMS.
MUST BE EXAMINED AT MEDICAL FACILITY.
ONLY MEDICAL PPL CAN REMOVE DARTS FROM SKIN.
“AUTHORIZED “ UMOS should break wire (1)______ from dart/probe.
Darts get out in “sharps” container by medical personnel AND cartridge gets vouchered.
(However IF YOU MISS, darts go in “sharps” container but doesn’t have to be done by EMS and cartridge DOES NOT get vouchered)

Notify (2)_______ of any discharge or drive stun.

  • NEW*
  • Immediate Supv will be investigating Supv when CEW is used in “CARTRIDGE MODE (level 1)
  • C.O/X.O/Duty Capt will be investigating Supv if CEW is used in “DRIVE STUN MODE “ (level 2)

Immediate Supv should notify (3)______ and assign MOS to ride in body of ambulance
**Immediate Supv ** Take digital photographs of points of contact on subject’s body resulting from CEW probes or drive stun. Photos should be taken in a manner to maintain privacy, when appropriate (e.g., behind curtain, private
room, etc.).

Assigned UMOS should inform hospital staff CEW was used and put name of person notified in (4)_________.
Assigned MOS should take pics of points of contact in all possible PRIVACY.
(Remember 221-03 (use of force) the immediate supv takes pics of MOS or subject and uploads them!!)
Assigned UMOS should make OLBS and medical treatment of prisoner form IF ARRESTED.
If NOT arrested make AIDED
Assigned UMOS should voucher cartridge in PSE and give to D.O with photos.
(Spent CEW cartridges used by ESU will be safeguarded and vouchered, when appropriate, by the command of record (NOT BY ESU!) for the subject on whom the CEW was used)
(IF you miss then DONT voucher cartridge)

^(So remember if you MISS “darts” go in “Sharps” container by MOS (not medical personnel) and cartridge does NOT get vouchered!)^

The immediate Supv should notify (5)____and get FTS (6) ______and name and put both in (7)__________.

Immediate Supv should then deliver copies of reports to (8)______
(Remember in CEW procedure, after D.O’s initial entries at start of tour he does not appear again!
The immediate supv is responsible to notify FTS and make entry in to telephone record, and direct UMOS to ride in ambulance with perp/aided
)

(So immediate supv notifies FTS and gets CEW log# HOWEVER LT platoon commander is required to prepare part B of TRI for CEW discharges!)

(If during course of an investigation data from CEW is required then notify
(9)___________)

-The training Sgt will ensure UMOS that are responsible for UNINTENTIONAL DISCHARGE attend mandatory retraining session offered by the Firearms and Tactics Section within (10) ______of an unintentional discharge (NEW)

(Borough investigations unit shows up a few times in patrol guide.
DONT FORGET, it shows up in
208-35 Attempted Bribery (D.O requests necessary assistance)
221-03 Use of force (Unable to retrieve video evidence)
221-09 CEW (if data required from CEW)

A

(1) 4-6 inches
(2) Immediate Supv
(3) D.O Pct of occ.
(4) A/L

(5) FTS and
(6) CEW log # and name
(7) TELEPHONE RECORD!

(8) D.O
(9) Boro investigations unit
(10) 5 business day

19
Q

1 221-09 Use of tear gas
(5/13/22)

(Tear gas is an effective device when used judiciously in selected tactical situations.
Its use by the _________ and is designed to minimize, rather than increase, the potential for serious physical injury. However, such use carries with it the danger of physical injury or material damage regardless of the care exercised in its application. Therefore, it is imperative that measures be established for the judicious use of tear gas by members trained for this purpose while at the same time providing for the decontamination of those affected, whether civilian or police personnel)

Ranking UMOS on scene, when circumstances dictates use of tear gas, should notify _________ and request __________ (3 ppl)

Technical decision concerning amount of gas and method of application will be made by __________

Tear gas adheres to clothes so ALL exposed persons get isolated if possible and medically treated. Get them UPWIND, and FLUSH with copious amounts of water. Air and wash uniform with soap(DO NOT DRY-CLEAN)

A

ESU

Communications

C.O/Duty captain
Boro C.O/Designee
ESU SUPV and REP TRUCK

Ranking member of ESU

20
Q

2 221-10 Long guns/Shotguns/Automatic weapons
(5/13/22)

-The D.O should maintain a “Special Weapons Record” in 3 sections (QUALIFICATION , ISSUANCE, MAINTENANCE).
-The D.O should have unissued weapons stored in locked gun cabinet.
(All special weapons should be wiped down and lubricated by authorized person PERIODICALLY)
-The D.O should have defective special weapons delivered to ____________ on ____________ for repair or replace.
D.O Notify P/S and Communications Section of any change in the status of a Solo RMP unit.

-Shotguns are mandatory for ________ and _______

  • THE UMOS should make required entires in “special weapons record book” If in solo sector the UMOS should lock and secure Windows and put shotgun in locking device IF LEAVING IT IN UNOCCUPIED VEHICLE and also When responding to a scene where other members are present, unless extraordinarily circumstances dictate the need for shotgun.
  • If defective then UMOS should return shotgun to pct of issuance (And D.O has them delivered to gunsmith at range during daytours Mon-Fri)

(Special weapons may be issued when other circumstances would lead a reasonable person to believe that the use of special weapons would be prudent and necessary. A captain or above must accompany those members, and special weapons must not be loaded until arrival at scene of incident.)

A

Dept Gunsmith at the outdoor range

2nd platoon MON-FRI (Basically day tours)

Solo Sector Patrol Vehicle and Solo Highway District Personnel (if solo sector converted return shotgun immediately)

21
Q

5 221-12 Active Shooter Response Protocol (5/13/22)

(The number one priority of the responding UMOS is to make contact with the suspect and stop him/her from killing people)

-UMOS should FIRST ensure dispatcher has requested response of __________ (PB SCHEET)
^(Does not request above 8 ppl, UMOS simply ENSURES dispatcher has requested response of these 8 ppl)^
(UMOS should be prepared to be deployed as a member of the Rescue Task Force (RTF), when directed by competent authority)

-If responding in a vehicle, leave it accessible as cover, but don’t impede other emergency units.
-IF TIME ALLOWS attempt to liaise with administrators, private security, or anyone who may have prior knowledge of building emergency protocols and procedures.
(IF POSSIBLE inquire if video surveillance available and if time permits, review quickly and transmit info to other responding unit)

IF ACTIVE SHOOTER AND LOSS OF FURTHER LIFE IMMINENT then enter using all possible tactical caution. Initial responders form contact teams of ________ UMOS and move toward suspect.

  • Use available means (crow bar, sledgehammer) to gain entry if doors are locked.
  • Notify Radio dispatcher of existing conditions and exact entrance used.
  • If Unable to gain entry , NOTIFY Radio Dispatcher of “BLOCKED” entrance Location and Cause.
  • ENSURE doors are left open/unlocked to allow continued UMOS to respond
  • FIRST PRIORITY: Make contact with suspect and prevent loss of life and/or Limit Movement of Suspect(s).
  • WHEN PRACTICABLE ID self in loud clear voice “police, don’t move!”
  • Be cognizant of victims that may be hiding, confused, and frightened and who may not respond to UMOS (note their location and types of injuries)
  • Maintain communication w/ radio, ONLY WHEN TACTICALLY POSSIBLE
  • Communicate location of victim(s) and/or those sheltered in place to _______ and ______

-When directed by competent authority, on or off duty MOS or security will be instructed to exit and advise incoming personnel of pertinent info.

Off duty MOS or MOS in civilian attire should refrain from entering an active shooter location to avoid a confrontation situation, UNLESS LOSS OF LIFE IMMINENT. To the full extent possible, off duty members should display shields and/or ID cards, and verbally identity themselves as police officers

NO D.O DUTIES

(CONT ON NEXT NOTECARD W/ INITIAL SUPV DUTIES AND SECOND SUPV (incident commander) DUTIES)

A

P/S, bomb squad, SRG,CRC, HNT, ESU, EMS,TARU,

2 to 4 UMOS

Radio dispatcher and Incident commander.

22
Q

5 221-12 Active Shooter Response Protocol (5/13/22)

-The INITIAL Supv on scene should CONFIRM through radio dispatcher that (1)___________ (BSCHEET) are responding
-The INITIAL SUPV should request response of (2)__________
-The initial Supv on scene should assess best means to stop deadly action.
-The initial Supv should tactically enter wth first response UMOS or regroup with UMOS present and advance toward the shooter.
-Initial Supv should notify radio of entry and location
(Initial supv should advise radio dispatcher of aideds found when advancing or of sheltering persons needing assistance.
(UMOS (cop) communicates location of victim(s) and/or those sheltered in place to both radio dispatcher and Incident commander HOWEVER
Initial Supv only advises radio (not IC) of aideds/sheltered persons found)

(IF wearing plain clothes then make every effort to display shield, gun belt, windbreaker, etc.
IF wearing civilian clothes then advise radio of clothing worn)

-The SECOND SUPV on scene should assume role as Incident commander
-The SECOND Supv establishes and secures a Cold Zone
(For active shooters the command post, operations post, staging area, medical triage, casualty collection point and transportation area will be located in (3)________)

  • Incident commander (2nd supv on scene, but can be higher rank) should establish secure location perimeter and casualty collection point (within cold zone) and ENSURE force protection provided.
  • Incident commander should assign UMOS to direct responding personnel to command post
  • Incident commander (2nd supv on scene) should (AFTER conferral with (4)________) request activation of (5)___________ THROUGH (6)_________
  • Incident commander should ensure corridors are open and available for continued response of
    emergency units including ESU

(INCIDENT COMMANDER SHOULD NOT PERMIT PLAINCLOTHES TO ENTER LOCATION, EXCEPT IN EXIGENT)

-Escort EMS ONLY WHEN THREAT NEUTRALIZED OR AREA CLEARED and posted by UMOS with ballistic protection equal to threat.

-Incident commander should form and deploy interagency RESCUE TASK FORCE (RTF), to escort EMS/FDNY personnel through COLD ZONES, WARM ZONES and WARM CORRIDORS and only to provide life saving medical treatment and removal of victims in such zones
(EMS and FDNY cannot operate within HOT zones!!)

  • Incident commander should designate a UMOS to detain all persons leaving location, if feasible. (Do not assume all persons leaving incident are victims)
  • Incident commander should confer with (7)_____ to evaluate and ensure they’re apprised of all known MOS inside.
  • Incident commander should survey surrounding street/roadway and establish emergency access lane for rapid removal of injured.
  • Incident commander should keep (8)________ AND ______ apprised of situation

NO D.O DUTIES

A

(1) Bomb squad, SRG, CRC, HNT, ESU, EMS,and, TARU
(2) Pct C.O/Duty captain
(3) Cold zone

(4) ESU Supv on scene
(5) Critical Incident Response Capacity (CIRC)
THROUGH
(6) Operations

(7) ESU
(8) D.O pct of occ AND Operations

23
Q

5 221-13 EDP’s
(5/13/22)

PURPOSE to safeguard a mental ill or EDP voluntarily seek psych treatment then provide them w/ a ______.

EDP is defined as: A person who appears to be mentally ill OR a person who is temporarily deranged AND is conducting himself in a manner which a P.O reasonable believes is likely to result in SERIOUS injury to himself or others.

Zone of safety for an EDP is a MINIMUM of ____________

-UMOS should request Communications section to contact the complainant while enroute to location, if possible, to obtain additional information.

-UMOS should transmit radio code signal “10-84” upon arrival on scene.
(10-84 requirement applies to ESU,HNT,TARU, as well)

  • UMOS should activate BWC
  • UMOS should carry ____foot Polycarbonate Shield w/ door bag (rope and wedge), if available.

(Utilize for protection, as necessary)

-UMOS should request and ensure response of ____and _____
(Request additional personnel,ESU, if necessary)

  • UMOS should asses situation as to threat of immediate SPI to EDP, MOS or other persons present
  • UMOS should attempt to gather info that will aid in tactical considerations (history of EDP, Potential escape routes)

-UMOS should attempt to SLOW the pace of incident and establish dialogue w/ EDP while awaiting arrival of specialized personnel, if necessary
(When there is time to de-escalate, all time necessary to ensure the safety of all individuals concerned will be used)
(Avoid actions that might agitate or provoke EDP)

-UMOS should attempt to isolate and contain the EDP while maintaining a “ZONE of SAFETY” until arrival of P/S and ESU

-UMOS should utilize door rope and wedge to isolate and contain EDP , if equipped
(Secure door w/ only ONE door rope at a time, using “Girth Hitch”knot)
(If another individual is present w/ EDP door rope or wedge should only be used in Exigent circumstances)

(DO NOT remove door rope of wedge without authorization of ______or______, UNLESS exigent circumstance exist)

A

NYC Well Palm Card

MINIMUM 20 ft

3 foots

P/S and Ambulance

Uniformed SUPV or ESU personnel

24
Q

5 221-13 EDP’s
(5/13/22)

-P/S should respond to location UNLESS EDP has been removed from scene.
(If unavailable, another uniformed Supv , will respond and assume control)

(P/S should respond even if a Supv from another agency (MTA, EMS) is present)

  • P/S should transmit “10-84” upon arrival
  • P/S should establish Firearms control

-P/S should VERIFY ESU is responding and cancel if services are not required
(ESU may only be cancelled by a (1)_____)

INFORMATIONAL
EDP’s actions constitute immediate Threat of Serious Physical Injury or Death to Themselves or others:

-UMOS should take reasonable measures to terminate or prevent such behavior.
(Deadly physical force will be used only as a last resort to protect the life of persons or Officers present)

-UMOS should make every effort to de-escalate the situation through tactical communication, if feasible and consistent w/ personal safety

-UMOS should use crisis communication techniques to gain voluntary compliance
(Damaging of property would NOT Necessarily constitute an immediate threat of SPI or death)

EDP is UNARMED,NON VIOLENT AND WILLING TO LEAVE VOLUNTARILY:
-UMOS should take EDP into custody without direction of a SUPV
(Follow “when EDP has been restrained” flash card

  • WHEN EDP IS ISOLATE / CONTAINED BUT WILL NOT LEAVE VOLUNTARILY:*
  • (2) ______should request response of (3)____,(4)_____,(5)_____through (6)_____.

-P/S should use Crisis Intervention Team (CIT) trained members as contact officers when appropriate and available.
(If NON-CIT trained officer has established a rapport with the subject , allow that officer to continue communications. In those situations, CIT trained officers can support the NON-CIT trained officer, when necessary)

-P/S should employ less lethal device when necessary to ensure the safety of all present
(Use CEW, if necessary)

  • P/S should direct removal of door rope or wedge if EDP’s actions constitute immediate threat of SPI or Death to themselves or others and take reasonable measures to terminate or prevent such behavior.
  • P/S should request response of (7)______
  • P/S should notify (8)_____ that HNT and Coordinator and TARU have been notified and C.O/Duty Capt has been requested
  • P/S should request (9)_____ on scene to have (10)_____ respond.

-P/S should, if necessary, request assistance of
(A-FLIP)
- Agency(public or private) deemed appropriate for assistance
-Family/Friends of subject
-Local clergyman
-interpreter, if language barrier
-prominent local citizen

  • P/S should take no additional action w/O authorization of (11)______at scene, if EDP is contained and is believed to be armed or violent but due to containment poses no immediate threat of danger to any person.
  • The (12)______VERIFIES that HNT and Coordinator are responding, when necessary
  • The D.O (only duty) is to notify
    (13) ______and ______of facts.
A

(1) Uniformed Supv

(2) UMOS(cop) should request….
(3) “HNT,(4) Coordinator,(5) TARU”
Through (6) “Communication “

(7) C.O/Duty Capt
(8) D.O
(9) ESU and (10) ESU SUPV
(11) C.O/Duty Capt
(12) ESU Supv
(13) Operations and Patrol Boro Command

25
Q

5 221-13 EDP’s
(5/13/22)

WHEN EDP IS RESTRAINED:

  • UMOS SHOULD remove property dangerous to life/facilitate escape.
  • Remove to hospital in ambulance.
  • If unable to transport w/ reasonable restraint the AMBULANCE ATTENDANT or DOCTOR will call the “SPECIAL AMBULANCE”.

(If an ambulance is NOT available and the situation warrants, transport the EDP to the hospital by RMP if able to do so with reasonable restraint, at the direction of “A SUPERVISOR”.
UNDER NO CIRCUMSTANCES WILL AN EDP BE TRANSPORTED TO A POLICE FACILITY)

  • (IF more than ONE EDP is being transported at least 2 UMOS will safeguard EDP)
  • Use cuffs for EDP if (1)______ or ______ or upon direction of a PHYSICIAN Examiner.
  • UMOS should safeguard EDP until examined by (2)______
  • UMOS should inform psychiatrist or relieving MOS of details and make (3)_____ and prepare (4)______

(WHEN POSSIBLE, a female EDP patient being transported should be accompanied by a “”Another female OR An adult from her immediate family””)

  • UMOS should Unload firearms at firearm safety station, if available, when entering psych ward of hospital.
  • UMOS should inform examining Physician upon arrival at hospital of use of LESS Lethal devices used on EDP, if applicable.
  • “Less lethal/rescue equipment use report” will be prepared whenever a less lethal restraining device or rescue equipment is used by a MOS in the performance of duty*

-UMOS should submit AIDED Report to D.O.

  • UMOS should finalize EDP Radio run using the following appropriate radio code:
  • 10-97E3-ESU Assisted in removing EDP
  • 10-97E4-Voluntary Surrender to ESU or HNT
  • 10-97E5-ESU removal less than lethal used

Prior to interviewing a patient confined to a facility of the NYC Health and Hospitals Corporation, a UMOS must obtain permission from the (5)_________ who will ascertain if the patient is mentally competent to give a statement.

-Training SGT and/or (6)_____will maintain an updated list at the Desk of members assigned to their command who are CIT trained. This list must be updated on a (7)______basis and the (8)______will be responsible for having this list maintained at Desk at all times.

-Immediate Supv that have tactical recommendations regarding interaction with an EDP will prepare a report on Typed Letterhead to the (9)_____.
The training Sergeant will compile recommendations (10) ______(how often ?) and forward (through channels) to the Chief of Training.

A

(1) Resists OR violent
(2) Psychiatrist

(3) A/L entry
(4) Aided

(5) Hospital administrator
(6) Ops Coordinators
(7) Weekly
(8) D.O
(9) Training SGT
(10) Quarterly

26
Q

5 221-14 Hostage/Barricaded person
(5/16/22)
(Classic hostage situation is when hostage
taken and is confined in room, building, or store, or other Physically Segregated area;)

(Mobile hostage situation is when hostage taker is on street or other place not restricted by clear Physical boundaries)

ANY ACTION WHICH ENDANGERS HOSTAGE WILL BE AVOIDED (If possible)

-Outer perimeter is sufficiently removed from incident to ensure safety of spectators, INCLUDING NEWS MEDIA. It will also serve as a “Staging Area” for additional Police Personnel and other agencies. (FD/EMS)

THE _______ ENSURES ONLY PROPERLY TRAINED AND EQUIPPED PERSONNEL ARE PERMITTED IN TO THE INNER PERIMETER

-Inner perimeter is frozen area encompassing the incident location. No one permitted w/o vest appropriate to threat. No one will be allowed to enter inner perimeter except __________ (acronym) PC CT HB

A

ESU SUPV

  • Patrol Boro C.O or duty chief (or anyone with their permission)
  • Chief of Special ops and his personnel
  • C.O ESU+their personnel
  • TARU Supv + personnel
  • Hostage Negotiating coordinator and his personnel
    -Bomb squad Supv + 1 technician (only when bomb is present/suspected!!!!!!)
    Ranking patrol duty supv (Pct/PSA/TD)
    Anyone w/ permission of Patrol Boro C.O/Duty chief
    HN coordinator + personnel

(Bomb squad supv and 1 technician are allowed ONLY WHEN BOMB PRESENT OR SUSPECTED

27
Q

5 221-14 Hostage/Barricaded person
(5/16/22)
(BE AWARE THAN AN EDP SITUATION CAN TURN IN TO A HOSTAGE/BARRICADED PERSON SITUATION)

-UMOS (cop) should FIRST request through communications response of (1)____(4 ppl) respond to the incident.
(Remember for EDP’s isolated+contained P/S requests HNT+coordinator thru communications and tells D.O HNT is coming)

  • UMOS should then seek cover and isolate and contain the subject and hostage.
  • UMOS should Be cognizant of the danger of “Mass Reflexive Response”

(The first Officers on scene will IMMEDIATELY establish and maintain firearms control)

(Remember first thing cop does in hostage/barricaded situation is H-PET!)

  • UMOS should attempt to slow pace and establish dialogue with subject
  • UMOS should establish police lines.
  • UMOS should use walls and RMP to contain incident/movement if outside. (Mobile hostage situation)
  • The P/S should assume command/assess situation/ENSURE sufficient patrol response pending ESU
  • P/S should ensure all MOS present are directed to maintain firearm control.
  • P/S should designate 1 OR MORE UMOS as shooter if use of DPF becomes unavoidable.
  • P/S should also designate ONLY ONE MOS to maintain radio contact with dispatcher
  • (ONLY ONE UMOS CAN MAINTAIN RADIO CONTACT BUT MORE THAN 1 UMOS CAN BE DESIGNATED AS SHOOTER TO TAKE HOSTAGE DOWN!)*
  • P/S should VERIFY thru communications that ESU, HNT, TARU are enroute.

(Only the Patrol duty incident commander (Boro C.O/duty inspector/duty captain) has authority to cancel HNT and TARU via communications dispatcher)

-The P/S should request response of (2)______
-P/S should confer with (3)______ upon their arrival to evaluate location and coverage of inner and outer perimeters, as well as necessity for evacuation of area.
(Request response of (4)________, if not present)
(*REMEMBER for EDP’s isolated and contained ESU will call their supv HOWEVER for hostage/barricaded person P/S will request ESU Supv direct!)

(So UMOS requests H-PET HOWEVER P/S requests C.O/Duty captain and ESU supv! (IF not present!)

-P/S should establish field command post OUTSIDE of “INNER PERIMETER” and potential line of fire.
(An outer perimeter will be established to serve as a staging area for additional police personnel and for other agencies
(ESU supv ENSURES only authorized ppl are permitted in inner perimeter)

-The P/S should have (5)________ and ________ apprised of situation and provide phone numbers of field command post

The ranking P/S on scene is in command and will coordinate police operations and will ASSUME A POSITION WITHIN INNER PERIMETER (at focal point of situation) HOWEVER
IF barricaded person is contained and poses no immediate threat or danger, then no additional action will be taken without authorization of (6)__________

(NO D.O DUTIES for hostage/barricaded person)

A

(1) HNT, P/S, ESU, TARU (H-PET)
(2) C.O/Duty captain
(3) ESU
(4) ESU SUPV
(5) D.O pct of occ and Operations
(6) C.O/Duty Captain

(NO D.O DUTIES!)

28
Q

4 221-15 Vehicle Pursuits
(5/16/22)

-UMOS (primary vehicle) notify (1)_________ at start of pursuit.
(Keep radio transmissions brief and speak normal tones. DONT use “constant” on siren.)
-The (2)_________ shall determine necessity for commencing and continuing vehicle pursuit by considering nature of offense, time of day, weather, capability of dept vehicle, familiarity w/ area.
-UMOS should inform radio dispatcher if vehicle changes direction or if pursued vehicle is lost or pursuit is terminated

-The (3)_____ can terminate the pursuit, if necessary
-The P/S should direct and control the pursuit and apprehension efforts.
- Monitor radio transmissions
- keep radio dispatcher informed of location
- limit involvement and control radio use of other units
-P/S should request other units to respond to strategic locations to apprehend the vehicle
(Roadblocks are prohibited UNLESS specifically directed by Supv)
-P/S should coordinate search of area where vehicle last observed and terminate pursuit if necessary.

-UMOS (Secondary vehicle) allow atleast (4)_______ from primary vehicle and do not pass primary vehicle unless requested by that other unit or other circumstances (collision, mechanical)
(Units other than P/S, primary vehicle, secondary vehicle shall stay off air except in extreme emergencies and they will not interfere/join in pursuit HOWEVER
The (5) _______CAN NOT call in additional units, ONLY THE (6)______and _______ call in additional units

(7)______and _____Vehicles will be the only units to operate in close pursuit)
(But remember units other than primary, secondary and P/S should stay off air EXCEPT in extreme emergencies!)

-Patrol Supv PCT ORIGINATING PUSUIT . should (IMMEDIATELY AFTER pursuit) prepare “vehicle pursuit report” and forward to (8)_________(***if cop from PCT then Original Pct occ p/s will do report-EXample- 40 cop pursuit in confine of 41pct then 41P/S do report and send it to 41C.O)

If pursuit is initiated by other than Patrol Services Bureau personnel, the immediate supervisor of those officers will perform the duties of the patrol supervisor.

(If pursuit started in other than Patrol services bureau (housing, transit) and Vehicle pursuit is in confines of 44 pct and is terminated in 44 pct then (9)________ will prepare “vehicle pursuit report” and forward it to C.O 44 pct)

(Just remember if I get in to a vehicle pursuit in the 43 pct then SGT V will prepare the “vehicle pursuit report!
But The “PCT OCC P/S “ ( NOT Sgt V) can terminate the pursuit, if necessary , AND should direct and control the pursuit and apprehension efforts.”))

*Vehicles shall NOT caravan behind pursuing Vehicles, or ram or drive alongside pursued vehicle!!!!
DO NOT place a MOVING dept vehicle in position to be struck by pursued vehicle!
(Placing a PARKED dept VEHICLE is ok….It would be a roadblock which is allowed only with supv permission!)
Dept VANS WILL NOT be used in pursuits
2 wheel and 3 wheel scooters WILL NOT be used in pursuits
Unmarked dept Vehicles will limit pursuits
Two wheel motorcycles will limit pursuits and terminate pursuit when a 4 wheel dept vehicle has joined pursuit

RADIO DISPATCHERS JOB:
(Pick up Vehicle pursuits will be entered as 10-60I)
(When a vehicle pursuit results from another assignment, status code 10-88 will be utilized in ICAD)

A

(1) Radio Dispatcher
(2) UMOS (primary vehicle)
(3) P/S pct of occ.
(4) 5 car lengths
(5) Secondary vehicle
(6) Primary vehicle and P/S
(7) Primary and Secondary vehicles
(8) C.O PCT of ORIGINATING PURSUIT
(9) Immediate supv (Housing, Transit)

29
Q

3 221-16 Vehicle Checkpoints
(5/16/22)
Stopping in non-arbitrary manner (every 3rd car or 5th car) which is picked by (1)_______

Vehicle checkpoints for all other purposes other than emergency circumstances (DWI or Vehicle safety check) cannot be conducted without prior approval of (2)________

MUST INCLUDE adequate warnings to motorist of the existence of checkpoint (turret lights, flares, etc.) Must utilize AT LEAST (3) _____ dept vehicles (marked OR unmarked)

(Reflective vests or luminous traffic belts are to be worn during hours of darkness for vehicle checkpoints)

If motorist violates “no parking, no turns, no standing, etc” we may stop them even if they’re not the “3rd car, etc.”

Motorist who avoid a checkpoint by lawful means MAY NOT be stopped

Supv in charge of the checkpoint should comply with captions on “vehicle checkpoint form” as completed by the C.O
Supv in charge should discuss tactics, including appropriate and lawful questioning techniques,
and apprise personnel of the primary purpose of the operation.
(Ensure personnel are familiar with and have reviewed the contents of the VEHICLE CHECKPOINT FORM as provided by the commanding officer.
Supv in charge should remain at the checkpoint location for the entire operation.

Supv at checkpoint complies with “vehicle checkpoint form” as completed by C.O, and copy goes to DA when you collar off of a checkpoint.
Supv at checkpoint completes form AT THE CONCLUSION of checkpoint and submits completed file FOLDER to (4)______.
Supv at checkpoint should then fwd a copy of “vehicle checkpoint form” to (5)_______.

(So if HRT does Vehicle checkpoints in 40 pct then the FOLDER would go to LT MUFADDI HOWEVER a copy of vehicle checkpoint form would go to 40 C.O)

Point man is a P.O who’s sole purpose is to maintain established procedure (count every 3rd car) also advised motorist why they’re being stopped.

Supv in charge of checkpoint may cancel in inclement weather or break it down if traffic gets bad. ENSURE a record is kept of # of summonses, arrests, and vehicles stopped. 
Use atleast (6)\_\_\_\_\_\_\_ dept vehicles and do not exceed (7)\_\_\_\_ hours 

UMOS conducting car stop may do a license and vin check. If vin covered ask motorist to move obstruction, DONT REACH IN.
UMOS may ask for license, registration, and insurance but failure to produce is basis for summons NOT A SEARCH.

(UMOS at DWI checkpoint is to offer a contact card to operator with captions completed. (Absolute)
Give one to passenger as well, if requested.
IF you summons/arrest then we don’t have to give one-NOTE-Contact cards will only be distributed during vehicle checkpoints for purposes of (8)________)

(LBB-While conducting vehicle checkpoints (for other than safety/DWI checks where contraband is in plain view, said contraband will NOT be admissible in court, and said checkpoint is improper. HOWEVER checkpoints can be used to enforce DWI, other traffic regs)

A

(1) C.O
(2) DCLM
(3) Two

(4) C.O command conducting checkpoint
(5) C.O pct concerned

(6) 2 dept vehicles
(7) 2 hours

(8) DWI checks! (Not any other type of checkpoint)

30
Q

1 221-17 Search warrant execution
(5/16/22)
Search warrants are executed between _________ and within ______ calendar days from date of issuance (including weekends and holidays) UNLESS court specifically authorizes nighttime execution

If warrant expires before execution notify ______________ by phone

UMOS should submit search warrant, search warrant affidavit and Supv 49 to _____

UMOS should prepare ____ detailed copies of “receipt for property taken under search warrant” and deliver 1 to occupant (or leave in conspicuous place if not present) and file 2nd copy with affidavit.

UMOS should prepare “warrant tracking system Post-warrant data entry” and FAX IT to ____________ no later than _______ after warrant issued

(In NYS MOS do NOT have to show an occupant of premise a copy of search warrant unless requested to do so, SAFETY PERMITTING!)

A

6am-9pm and within 10 calendar days

Intel’s public security section by phone

C.O

2 derailed copies

Intel public security section no later than 15 days

31
Q

221-11 Distraction devices

Only _________ can approve their use (flash bang) and only ____ can use them

A

Chief of dept

ESU

32
Q

2 221-18 Use of dept k9
(5/16/22)

We can use k9 for:

  • Building search (non-suspects not in building)
  • Track suspects or missings
  • Locate articles
  • Perform searches for felons in transit (Including track search)
  • Protect MOS from injury (cadaver search DOA)
  • Safeguard equipment or police facilities
  • Assist in effecting arrest/preventing escape of a FELON

We CANT use k9 for “Crowd control OR deterrent at peaceful demos OR building search w/ suspect(s) inside “

To use for any tactical purpose other than those listed need approval from (1)______
To use in NON PEACEFUL demo need approval from (2) _______

UMOS should request response of (3)_______ if K9 may be useful

P/S determine if use is warranted and request K9 through (4)__________. Consult with handlers. For searches, establish perimeter, and exclude persons INCLUDING MOS.
P/S should notify (5)________ for ANY injury caused by k9
(** Remember a Canine bite is a level 2 use of force , investigates by C.O/D.C)**

* Any request from k9 by outside agencies will be directed to (6)_____*

ADDITIONAL DATA (Blood hounds):

  • IF scent is fresh then use k9 first
  • Request for bloodhound is made through (7) ______
  • Prior to requesting bloodhound you need a good, uncontaminated scent. The article w/ scent should not be touched and if it must be moved consult w/ k9 handler prior to removing. Washed clothes are NOT acceptable
  • A blood hound can only trail from an uncontaminated scent toward a person (living or dead). They are NOT trained to trail from a person to the origin of the trail!
A

(1) Boro C.O
(2) Chief of patrol
(3) P/S
(4) Communications
(5) C.O/duty captain
(6) Operations
(7) Operations

33
Q

3 221-19 Threats against MOS
(5/16/22)

If it’s BY PHONE then attempt to keep on line and record phone #. Use recording devices, attempt to get name, be alert for background noises, inquire if UMOS arrested caller or if caller was ever locked up.

If it’s IN WRITNG then avoid unnecessary handling and place document in (1) _____ ASAP. Do not write on container after item/evidence placed therein. If delivered by mail get name of US mail/delivery service and ID of delivering employee. If by fax then record date/Time received, phone # of receiving machine and get transmission report.

If it’s IN PERSON then get all available info, ID OF UMOS, motivation, pedigree of threatened (arrest IF crime committed)

-MOS should call a Supv immediately for any type of threat

-Supv (any Supv) should FIRST have threatened UMOS notified, all involved persons report to SH, and direct preparation of 61 (OPEN TO (2)____IN ALL CASES).
(ALWAYS FIRST STEP)
-P/S should Notify (3) _____(3 ppl, P.I.C)

  • Also do a 49 addressed to (4)_______and send 1 copy DIRECT and 1 copy through channels
  • Also send 1 copy of 61 and copy of 49 to “”Intel bureau public security section “”DIRECT
  • If threatened member is off duty at time of threat, the threatened member will be directed to contact the (5)_____concerned ASAP, and (6)_____immediately (available twenty-four hours a day) for debriefing and assessment of threat precautions to be implemented, if necessary.

The continued safety of the member concerned is the first priority in any case involving a threat to UMOS. Therefore, the COMPLAINT REPORT will be filed and primary investigative jurisdiction will be vested in the NYC precinct that bears the closest connection to the target of the threat, regardless of the location from which the threat originates or is received.

For example, IF threat ( “” treat is Relating while you are working””) is made regarding ON DUTY enforcement activities then jurisdiction will be placed in (7)_________ REGARDLESS of location of origin or receipt of threat.

In threat cases arising from the targeted uniformed member’s OFF DUTY CONDUCT, jurisdiction will be placed in (8)________ , if UMOS resides within the city

In cases where the threat is not related to the targeted uniformed member’s on duty activities, and the targeted uniformed member does not reside within the City, jurisdiction will be placed in (9) _______

In cases where the threat neither originates nor is received within the City of New York, and the targeted uniformed member does not reside within the City, the Intelligence Bureau, Public Security Section, will be responsible for monitoring the investigation conducted by the police agency with jurisdiction and for coordinating the Department’s
assistance with the investigating agency.

A

(1) PSE
(2) PDS
(3) PDS, Intel public security section, C.O/Duty captain
(4) Chief of dept

(5) PDS
(6) Intel CIS

(7) Pct of assignment
(8) Pct of residence
(9) Pct threat originates

34
Q

4 221-20 Confrontation situations
(5/16/22)

-The challenging officer should immediately take cover to the “REAR” (NOT to side) of the person being challenged, IF possible.
(Utilize any cover available)
-Challenging officer should ID self in a loud clear voice “police don’t move”
(Avoid using terms such as “freeze” or “hold it” and avoid using contradictory directives “Don’t Move, raise your hands”, DO NOT use stereotypes which are based on a persons race, color, ethnicity, clothing, or physical appearance, MOS are reminded that the dept is multicultural and stereotypes based on the above will NOT be used to justify your actions)

  • The confronted officer should remain motionless even if chasing perp. (DO NOT TURN BODY, ESPECIALLY IF HOLDING FIREARM)
  • Confronted officer should obey all directions from the challenging officer
  • The CHALLENGING officer should request person to inform him of exact location of ID before removing, and to do so in a slow and controlled manner
  • The confronted officer should then inform of exact location of ID and remove slowly

(Once challenging officer satisfied with credentials (ID) the CHALLENGING OFFICER returns it to the confronted officer and makes A/L entry)

-The challenging officer should then request response of (1)_____ and Supv of confronted member IF confronted member is ON DUTY.
(IF member is from transit/housing he still requests P/S PCT of occ. Ex:PSA7 would call 40 supv and the 40 Supv will have everyone respond to 40pct. HOWEVER IF confronted officer is on duty request his IMMEDIATE supv!)
* off duty then NO he’s sgt*

-The responding supv direct everyone to SH ( such as pct parking lot etc..)HOWEVER
IF it happened in SH, then direct everyone to (2)_______

-If MOS dissatisfied with final determination may request (3)_________ to review

(Burden of proof is on (4)_________)

WHEN IN PLAINCLOTHES ON-DUTY:
-Basically when in plainclothes ON DUTY and TAKING ENFORCEMENT ACTION then display shield on (5)_______
-When ON DUTY doing NON-ENFORCEMENT may display shield (6)______ BUT should move and display shield to area of chest/upper torso when enforcement action is anticipated
(IF time doesn’t permit movement of shield, every effort should be made to expose shield)

WHEN IN PLAINCLOTHES OFF-DUTY:
-Off-duty members are encouraged to carry their firearm in a holster attached to a belt around their waist.
-When taking enforcement action off-duty, members should make every effort to display their shield in the area of their chest/upper torso on their outermost garment in the same fashion as on-duty members in civilian attire.
-With this in mind, off-duty MOS should carry their shield in a manner that would enable them to rapidly display it while holding a firearm, (i.e., in a pocket
accessible by their non-shooting hand with a chain attached.)

A

(1) P/S pct of occ
(2) C.O’s office
(3) C.O next higher command
(4) Confronted officer
(5) Chest (upper torso)
(6) On belt (adjacent to holster)

35
Q

2 221-21 School safety agent victim of offense LOD
(5/16/22)

PROCEDURE when a school safety agent is the victim of an offense while performing duty, follow normal civilian work related injury reporting procedures.

  • School safety agent request (1)_______ and notify the (2)______ ASAP.
  • SSA will notify principal and remain at scene unless medical attention is required
  • SSA will request witnesses to await arrival of the SSA Supv and the NCO SGT

(In cases where there is no school safety Supv assigned to the school, a SS SUPV MUST respond from the school safety Borough Office. In cases where the NCO SGT is unavailable, the PATROL SUPV MUST respond.)

  • School safety SUPV prepares 61/PAR/Aided when necessary, investigates and interviews.
  • NCO sgt or P/S responds to scene and reviews action taken by school safety Supv

-NCO SGT or P/S should notify (3)_______ promptly IF MOS REQUIRES HOSPITAL TREATMENT
-Pct NCO SGT or P/S should prepare “firearms discharge/assault” report if investigation reveals H.A.R.M against school safety agent.
- NCO Sgt or P/S should report details to (4)______ and indicate any negligence on part of the SSA.
- NCO sgt or P/S should prepare 49 and deliver to C.O pct of occ!
Fwd a copy to (5)____________
- NCO sgt or P/S should prepare “TRI” if investigation reveals H.A.R.M

  • The D.O should make CLE w/ results and specify if LOD and if any negligence on part of school safety agent
  • The D.O should notify
    1) Employment resources section,
    2) Operations unit,
    3) School safety division

Whenever a SSA while performing official duties, claims an assault or is the subject of any other crime and the agent wishes to prefer charges, the (6)______concerned will determine if probable cause exists.
Upon a determination that probable cause exists, the NCO sgt will direct the SSA to place the individual under arrest.

If the agent(victim) is unable to effect the arrest (hospitalization) the NCO Sgt will direct another SSA to effect the arrest.

The SSA ( victim) will be the complainant in such cases.

Under NO circumstances shall a SSA who is NOT a Peace Officer be directed to effect arrest.

  • *216-12 School crossing guard LOD the UMOS (cop) does PAR/AIDED
  • *216-13 Aux LOD the P/S prepares PAR but P/S has the aided prepared (does not prepare himself)
  • *221-21 School safety agent LOD, the school safety agent’s boss does PAR/Aided/61
  • *221-22 TEA LOD, the P/S ENSURES PAR/61/Aided gets prepared
A

(1) School safety Supv and
(2) NCO SGT Pct of OCC

(3) Operations
(4) D.O
(5) C.O SSD
(6) NCO sgt

36
Q

2 221-22 Traffic Agent victim of offense LOD
(5/16/22)

  • Traffic enforcement agent (TEA) request response of _______, and remain at the scene UNLESS hospitalization or Medical attention is needed.
  • ( In cases involving offenses against TEA, the ______ will conduct the initial investigation and the traffic enforcement district Supv will assist.)
  • Traffic enforcement agent should request witnesses to wait arrival of P/S Pct of occ.

-The P/S pct of occ. should investigate, interview TEA, ENSURE PAR/AIDED prepared and the P/S forwards form in normal manner.
(For SSA their boss investigates/interviews/prepares 61 and aided).
-P/S should have 61 prepared and refer to _______ IF suspect has fled the scene OR IF additional investigation is needed
-P/S should interview witnesses and have them prepare a “witness statement-injury to MOS”

  • P/S should prepare a TRI if investigation reveals H.A.R.M.
  • The P/S Pct of occ prepares an “UNUSUAL OCCURRENCE Report” to CHIEF OF TRANSPORTATION THROUGH CHANNELS (include statement whether TEA is victim of assault, serious injury, or newsworthy event)
  • P/S should also prepare TRI if investigation reveals H.A.R.M against TEA
  • The agents Supv should prepare “Parking enforcement H.A.R.M report” and forward as indicated on form.
  • The agents Supv should notify Traffic enforcement district, Traffic management center, Employment resources section, Operations

* NO D.O for TEA VICTIM OF OFFENSE, AND P/S pct of occ always INVESTIGATES*

School safety agent gets 49 by NCO SGT or P/S and they deliver to C.O pct of occ
HOWEVER
TEA gets unusual occurrence report by NCO SGT or P/S to Chief of transportation through channels

  • *216-12 School crossing guard LOD the UMOS (cop) does PAR/AIDED
  • *216-13 Aux LOD the P/S prepares PAR but P/S has the aided prepared (does not prepare himself)
  • *221-21 School safety agent LOD, the school safety agent’s boss does PAR/Aided/61
  • *221-22 TEA LOD, the P/S ENSURES PAR/61/Aided gets prepared
A

P/S pct of occ

P/S Pct of occ

PDS

* NO D.O for TEA VICTIM OF OFFENSE*

37
Q

5 221-03 Reporting and Investigation of force incident or injury to persons during police action
(5/11/22)

Definitions:
SUBJECT- An individual who is the target, or focus, of police action, including a suspect, perpetrator or prisoner and any person that a member is attempting to direct or maintain custody or control over (disorderly person /group,EPD )

Civilian/Non-MOS- A non-employee of the Dept who is not the intended subject but is inadvertently injured by actions of police

IMMEDIATE SUPV- An available Supv , who was not involved in the incident from same command as MOS involved in the use of force/ injury incident. The Immediate Supv must be at least ______ than all involved members. In the event that NO Supv in an appropriate rank is available, the _______ will determine who will be responsible for being the Immediate Supv.

INVESTIGATING SUPV-

  • Level 1_______
  • Level 2_______OR_______as directed by_____
  • Level 3_______
  • Level 4_______

PHYSICAL INJURY- Impairment of physical condition, substantial protracted pain (minor swelling, contusions, lacerations, abrasions)

SERIOUS PHYSICAL INJURY- Physical injury or illness that creates a substantial risk of death, or which causes serious and protracted disfigurement, protracted impairment of health, protracted loss of any bodily organ/ limb (Fractured bone, aneurysm, hospital admission, heart attack, stroke)

A

One rank higher

Duty Capt

Level 1-immediate Supv
Level 2- C.O/X.O of command concerned OR Duty Capt as directed by IAB
Level 3- Ranking Officer from IAB
Level 4- Ranking Officer from FID

38
Q

5 221-03 Reporting and Investigation of force incident or injury to persons during police action
(5/11/22)

FORCE INCIDENT LEVELS

Level 1:

  • Hand/foot strike
  • Forcible take down/wrestling subject to ground / grappling with subject who is Actively Resisting
  • Use of mesh restraining blanket
  • Use of OC spray
  • Use of CEW in “cartridge mode”
  • Physical injury to any subject, and /or civilian, non-member , or bystander that resulted from Police Action.

LEVEL 2: C.O/X.O/Duty Capt must respond and Investigate the following (unless superseded by the authority of the IAB or FID)
-Intentionally strike with an object
(Baton, other equipment, vehicle)
-K9 Bite
-CEW in “drive stun mode”
-Any “Prohibited Act” other than alleged or suspected use of chocked (level 3) , or SPI (level 3) or discharge of Firearms (level 4) (Prohibited Acts include hog-tie, transporting perp facedown, removing controlled substance from someone’s mouth, using CEW on handcuffed prisoner, using force to punish, retaliate or Coerce prisoner)
- Allegations OR Suspicions of excessive force (whether or not injury is apparent)
- Attempted suicide by prisoner , unless
- Unconsciousness, loss of a tooth/teeth, application of Stitches/Staples.

LEVEL 3:
The _____ investigators respond, conduct investigation and complete reports UNLESS Superseded by FID.

  • Use of physical force readily capable of causing DOA/SPI (discharge firearm) other than firearm discharge (level 4)
  • Alleged or Suspected use of chokehold
  • Allegations or Suspicion of excessive force Resulting in _______.
  • Attempted suicide resulting in SPI
  • SPI to any subject, civilian, non-MOS , or bystander that resulted from police action

Only Level 3, need to put it over Radio

LEVEL 4:
The _____must respond , conduct investigation and complete required reports.
- All firearms discharges by UMOS ( including unintentional and self-inflicted gun shot wounds)
- Any discharge of a UMOS firearm by someone other than UMOS
- All incidents in which a subject of police action, civilian, non-mos bystander is SILD or dies while in Police custody, during apprehensions, or immediately prior to police custody including:
1- police force or restraint may be a factor in death
2- Suicide ( prisoner commits suicide in holding cell and is SILD or dies)
3- Accidental (drug overdose or reaction to medicine causing SILD or death)
4- Apparent natural causes ( heart failure, asthma attack, etc. caused SILD or death)

(TRI ASSESSMENT REPORT IS MADE FOR LEVEL 2 OR LEVEL 3 INJURIES ONLY AND IS NOT MADE BY SGT ON TEST DAY SO DONT WORRY ABOUT IT, JUST KNOW THAT “TRI ASSESSMENT REPORT” IS A WRONG STEP FOR A SGT ON TEST DAY)

TRI incident worksheet report is made whenever there is physical injury/death to anyone (civilian, non member) as result of police action. This dept form will be used to record all instances when:
-Force used against MOS, injuries or not OR
-Any level of force used by MOS, injuries or not OR
-Any level of force alleged/suspected, injuries or not
(So if someone comes in to the SH claiming we hit him and he has no injuries we still have to prepare a TRI!)
OR
-Discharge (INCLUDING ACCIDENTALS) of OC, CEW, gun, injuries or not (including FIRING AT ANIMALS) OR
-If a prisoner attempts or commits suicide
-Subject or any non-member sustains a PI or dies while in police custody

ONE INCIDENT = ONE NUMBER

(IF one incident contains multiple members using varying levels of force, the investigating supv responsible for the highest level of force used will conduct the entire investigation!)

However each involved MOS makes their own separate TRI, and each subject gets their own TRI.
(Each combination of cop and perp gets a TRI)

So, if two cops use OC on 3 perps then make _________ all with same number

Or, if 2 cops assaulted and 2 additional cops use force to make the arrest on one perp then make ______ TRI’s. ALL WITH SAME NUMBER.

However if 2 cops use OC or any type of force on 1 perp and those same 2 cops get injured in the process then make _______ because the fact that an officer was injured/assaulted during the same incident would be documented on the same TRI as the one documenting the force the officers used.

A

IAB

SPI

FID

6 TRI’s

4 TRI’s

2 TRI’s

39
Q

5 221-03 Reporting and Investigation of force incident or injury to persons during police action
(5/11/22)

The (1) _____ will respond to incidents involving police firearms discharge as well as incidents in a which a person is SILD or dies in police custody during apprehension or immediately prior to police custody and commence the investigation.

  • The FID Supv will coordinate the transition of investigation with the PDS Supv.
  • FID is responsible for ALL aspects of the firearm discharge investigation. Pending FID Supv arrival the (2)______ will be in command of investigation.
  • The (3)______ is responsible for the investigation of a homicide by a MOS

PROCEDURE when a MOS uses:

  • Any level of reportable force,
  • Excessive Force is suspected or alleged and /or
  • A subject, civilian, non-MOS or bystander sustains an injury as defined herein in connection with police action
  • MOS should take appropriate action to stabilize situation and /or apprehend perps

-MOS should obtain medical attention for any person injured as soon as REASONABLY possible
(MOS will render reasonable aid to injured person and /or request ambulance/ doctor to location, as necessary )

  • MOS should notify (4)______ regarding type of force used, reason force was used and injury to any person involved.
  • MOS should document any use of force and injury in (5) ______

Immediate Supv will be:

  • Available Supv from same command
  • One rank higher than all involved members
  • Not involved in incident
  • immediate Supv should review facts and circumstances surrounding incidents and provide pertinent details to (6) ______.
  • Immediate Supv should make prompt assessment of circumstances and determine level of force and /or type of injury for purposes of reporting and appropriate investigation required.
  • immediate Supv should ESTABLISH CRIME SCENE FOR (7) _____and_____force incidents
  • immediate Supv should obtain and secure BWC from all MOS who were on scene for (8) _____and_____ force incident
  • Immediate Supv should then deliver BWC to IAB OR FID ranking member on scene, as appropriate

(Upload BWC footage as directed by ranking member assigned to (9)______)

  • immediate Supv should interview witnesses,if available
A

(1) PDS
(2) Highest Ranking DB member
(3) DB
(4) Immediate SUPV
(5) Digital A/L
(6) D.O
(7) Level 3 & level 4
(8) Level 3 & level 4
(9) IAB

40
Q

5 221-03 Reporting and Investigation of force incident or injury to persons during police action
(5/11/22)

Immediate Supv should reserve TRI INCIDENT Report # from FORMS-“TRI application Utilizing a Dept Mobile Device” for (1) _______ incidents ONLY and complete all mandatory fields (List all MOS/Subject/Civilians/bystanders involved)

(For level 2,3,4 force incidents the immediate Supv will be guided by investigative Supv regarding investigative steps)

  • Immediate Supv should direct members involved to complete their TRI Interaction report, using information known at the time

(If member incapacitated the (2)______ will complete the TRI interaction report)

(IF individual makes allegation of force but member denies it and NO other member can be identified the (3)_____ will complete the TRI interaction report)

  • Immediate Supv should question subject and / or civilians/ non-MOS or bystanders regarding possible injuries.

(Ensure subjects who appear ILL, Injured or EDP obtained medical/psych treatment)

  • Immediate Supv should take digital photographs with Dept issued smartphone of visible injuries or any NON-Visible location where an injury is claimed to subject, civilian, non-MOS or bystander and of MOS , for all (4)_____ force incidents.

A) photos should be taken in a manner to maintain privacy when appropriate (behind curtain, private room)
B) A member of the same sex should take photographs when appropriate
C) photographs should be taken of any pre-existing injuries.
D) Upload digital photographs to TRI incident report utilizing FORMS

(Immediate Supv will be guided by investigation Supv/ unit regarding the capture of digital photos for any visible /NON-Visible injuries for level 2,3,4 force incidents)

-Immediate Supv should review BWC video of (5)______ force incidents to evaluate nature of event and actions of members involved,
(Document which videos were viewed under narrative of (6)_____)

  • immediate Supv will be guided by the investigating Supv (C.O, X.O Duty Capt) in regards to the viewing of BWC footage for Level 2 incidents.
  • BWC footage concerning level (7)_____ and _____ force incidents will NOT be viewed by the immediate Supv.

(Immediate Supv will safeguard BWCs in connection to level 3 and level 4 force incidents and await direction from a ranking member on scene from either the IAB or FID)

A

(1) Level 1
(2) Immediate SUPV
(3) Immediate SUPV
(4) Level 1
(5) Level 1
(6) TRI incident Report
(7) Level 3 & 4

41
Q

5 221-03 Reporting and Investigation of force incident or injury to persons during police action
(5/11/22)

Immediate Supv should question involved MOS regarding reason for using force and type of force used.
( Ensure that members who appear ILL or INJURED receive medical attention as needed)

  • Immediate Supv should make determination as to whether force incident requires further investigation
  • Immediate Supv should notify (1)______ and provide details of incident, level of force used and /or type of injury or ILLNESS.

(If level of force / nature of injury indicates that a level 2,3,or 4 investigation is required, request that D.O notify appropriate unit/ investigation Supv)

-Immediate Supv should determine if there are any tactical recommendations or creative approaches that should be considered to improve safety or better resolve use of force incident, after consultation with involved MOS and review of relevant documentation.
( Note recommendation in (2)______narrative section of TRI incident report regarding ineffectiveness of tactics or equipment, ex: if CEW ineffective, fails to deploy)

** “”IMMEDIATE SUPERVISOR”” should complete and electronically sign off on TRI incident Report for “LEVEL 1 “
incidents ONLY, PRIOR to completion of tour, Unless exceptional circumstances exist**.

NOTE:
The FID will complete TRI INCIDENT report and TRI Interaction report for incidents in which a subject of police action and/or a civilian, non-MOS , or bystander is seriously injured and likely to die or dies while in police custody, during apprehension or immediately prior to police custody ( level 4 force incidents)
The FID will complete TRI incident Report for all firearms discharges. A Supv assigned to the FID will ensure that each MOS who discharges a firearm complete the corresponding “UMOS report of Firearms Discharge “ for the incident.
In the event that a MOS is physically incapacitated and unable to complete the report, the assigned investigators from the FID will complete the report.
In all cases, the report must be complete within (3)_____hours of the incident. The FID will be responsible for electronic sign off any reports prepared by their personnel.

  • D.O should notify
    (4) ______(COP ID)following for level 2,3 or 4 Force incidents:COP ID
    ** when level 2, D.O has to notify B.O.I
    Boro,ops,IAB.**

(Even though immediate Supv notifies D.O for level 1 force incidents, the D.O doesn’t notify anyone for level 1’s)

(If C.O/X.O is unavailable the (5)____notifies Duty Capt , NOT the D.O)

(The (6) _____notifies FID for all level 4 incidents)

-D.O should obtain IAB log# and ENSURE it’s entered (7)______.

For level 1 force incident the immediate Supv will be responsible for completion of all investigative steps taken.

For level 2,3,4 force incidents the immediate Supv will be guided by the Investigative SUPV.
The Investigative Supv will conduct investigation and prepare TRI incident Report for all level 2,3,4 force incidents.

A

(1) D.O
(2) Details of Incident
(3) 48 hrs

(4)
- C.O/ X.O if available
- Operations
- Patrol Boro
- IAB
- Det Squad, as appropriate

(5) Patrol boro
(6) Operation unit
(7) On TRI incident report (appropriate field)

42
Q

5 221-03 Reporting and Investigation of force incident or injury to persons during police action
(5/11/22)

-The ______ will review all TRI incident Reports and TRI interaction reports for Command.
(Identify recommendations from the immediate Supv for creative or innovative approaches/tactics to improve safety or better resolve use of force incidents)

-The training SGT should submit recommendations on a report on Typed letterhead to ______ including all TRI incident numbers corresponding to recommendations concerned.

Additional DATA:
** ONLY one TRI incident Report will be completed for an incident REGARDLESS of the # of MOS involved or # of subjects, Civilians, Bystanders **

-MOS receiving or becoming aware of allegations of unnecessary force will also comply w/ CCRB procedure.

-If video of incident is identified, it should be retrieved and invoiced as _____evidence.
If the immediate/investigating Supv identifies videos evidence, but is unable to retrieve it without risk of corruption that Supv should request the______to assist in retrieving and invoicing the video. If video is Available, but not accessible at time of investigation, the Borough/Bureau Investigations Unit will be notified immediately.
The notifying Supv will inform the Borough/Bureau investigation Unit of the location of the Video , and when the earliest opportunity to retrieve it will be.

Additional Data:
The following incidents are not reportable uses of force and will not be recorded on a TRI incident Report or investigated pursuant to this procedure:
A) Ordering a person to lie on the ground,guiding a person to the ground in a controlled manner, or the mere use of equipment (Velcro straps, polycarbonate shield) to restrain a subject , unless an injury is sustained.

B) A subject or civilian/non-MOS or bystander with a pre-existing illness or injury who requires treatment in a hospital ER. This includes an EDP for whom the only condition being treated is as a result of the subject being emotionally disturbed. This procedure will be followed If a person alleges that a pre-existing illness or injury was aggravated or worsened by police action.

C) injuries that occur to a person while in the care and custody of another agency(Dept of Corrections)

D) Dept Vehicle Collision, Unless:
1-A person in police custody is injured or dies as a result of the Dept Vehicle Collision (Collision occurred while transporting a prisoner to court)
2- Any person is injured or dies as a result of a Dept Vehicle Pursuit
3- Any person is injured or dies as a result of a MOS attempting to stop a vehicle or apprehend a subject o

A

Training SGT

C.O

Investigations

Borough/Bureau investigation unit

43
Q

4 221-04 Firearms discharge by UMOS
(5/11/22)

A firearms discharge does NOT include a discharge during :
- An authorized training session or
- While lawfully engaged in target practice or hunting OR
- A discharge into a firearms safety station within a “ NYPD facility OR
DOC facility OR
Health and Hospitals Corporation facility” .

(A TRI will not be prepared in the above circumstances)

PROCEDURE when a firearm belonging to the Dept , or belonging to , or in possession of a UMOS is discharged by ANY person , either ON OR OFF Duty:

  • UMOS should call for ambulance and render assistance to injured , if necessary
  • UMOS should request (1) ______and safeguard scene

(If firearm is discharged outside of NYC, notify local police immediately and (2)____within _____hours of firearm discharge)

  • UMOS should complete “UMOS report of firearm discharge “ within
    (3) _____hours of incident.

(Pursuant to the investigation of these incidents, investigating Supv may use Dept Vehicle without obtaining prior permission if responding outside the City but within the residence countries)

  • P/S should respond to scene and assume command.
  • P/S should assess if involved members have sustained injuries.
  • P/S should direct seriously injured members be transported to (4)_____)
  • P/S should direct member sustaining minor injuries (Tinnitus) be transported to (5)_____ AFTER conferral w/ (6)_____if available
  • P/S should establish crime scene (All involved vehicles (Dept and Private) must remain in their original positions at the time of the discharge. All precautions should be made not to alter their positions, which include doors that are ajar/closed)
  • P/S should inspect and secure firearms of MOS involved for evidence of recent discharge
  • P/S should sure BWCs from all MOS on scene at time of incident
  • P/S should notify (7)______and request immediate response of (8)_____through D.O.

-D.O should notify (9) _______(COP ID)
without waiting for details.
( Same notifications as 221-03 , D.O notifies them for level 2,3,4 incidents as well, only differences is in 221-03 it says “PDS as appropriate “ and “C.O/X.O, if available “) remember 330- when cop DOA LOD , D.O notify COP, co/xo/dc, ops,Boro co,/// AWOL 4hrs- copi, co/dc,ops,boro,IAB.)

Additional Data:
If person is killed as direct result of police action, the UMOS involved will NOT be assigned to ID the body at the morgue another UMOS who can ID body will be assigned

All UMOS who discharge a firearm, ON or OFF duty at other that an approved firing range or while lawfully engaged in target practice or hunting will attend a tactics review session conducted by the firearms and. Tactics section . The dates , times , location, required equipment and other provisions governing the review session will be the subject of a yearly Dept directive.

A

(1) P/S Pct of OCC
(2) Operations within 6 hrs
(3) 48 hrs
(4) Nearest trauma center (Seriously injured members)

(5) Nearest hospital (minor injuries)
(6) C.O /Duty Capt

(7) D.O
(8) PDS

(9)
C.O/X.O
Operations
Patrol boro
IAB
Det Squad