Kettle Jalapeño's Eye Yeah Eye Review Flashcards
Tripartite Relationship
Simplest manner of explaining essence of a Project is between three diverse groups
The Owner and the Contractor sign the Contract for Construction (Agreement), the A/E is linked by the General Conditions (i.e A-201 or EDJDC C-700) but is not a party to the Construction Agreement.

AIA A201: Long History of Success
- First issued in 1888
- Well known and understood by A/Es, Contractors, and Insurers
- Basis for many Owner developed General Conditions
- Tested in the Courts
- 1915 to 1963, Architect had “general supervision and direction of the Work”.
- 1963, Architect makes “periodic site visits”
- 1965, Major reorganization, Project Manual emerges
- 1970, Architect no longer responsible to “stop the Work”
- AGC “endorsed” A201 until 2007
In the late 1900s other industry groups started to create their own.
Standard General Conditions by Professional Organizations
- This session is based on AIA (American Institute of Architects) Document A201-2007 and2017 General Conditions of the Contract for Construction
- Other standard general conditions by other professional organizations include the following
- EJCDC (Engineers Joint Contract Document Committee) Document C-700 Standard General Conditions of the Construction Contract
- AGC (Associated General Contractors of America) ConsensusDOCS Document 200 Agreement and General Conditions Between Owner and Contractor
- DBIA, (Design-Build Institute) Standard Form 535
Tripartite Relationship
The relationship among three parties:
- Owner-Architect Agreement
- Owner-Contractor Agreement
- Third party obligations
As Design-Bid-Build delivery remains the most prevalent in the industry, we focus on this arrangement.
The Owner and the Contractor sign the Contract for Construction
(Agreement); the A/E is linked by the General Conditions (i.e. A-201) but is not a party to the Construction Agreement.
However there are duties for all three parties defined in the General Conditions
Each party must know their duties and roles, “to play the game”.

Comparison of General Conditions (A201)+
- General Provisions
- Owner
- Contractor
- Architect
- Subcontractors
- Construction by Owner or by Separate Contractors
- Changes in the Work
- Time
- Payments and Completion
- Protection of Persons and Property
- Insurance and Bonds
- Uncovering and Correction of Work
- Miscellaneous Provisions
- Termination or Suspension of the Contract
- Claims and Disputes
Comparison of General Conditions (C-700)+
- Definitions and Terminology
- Preliminary Matters
- Contract Documents: …
- Availability of Lands; …
- Bonds and Insurance
- Contractor’s Responsibilities
- Other Work at the Site
- Owner’s Responsibilities
- Engineer’s Status During Construction
- Changes in the Work; Claims
- Cost of the Work;…
- Change of Contract Price and Time
- Tests and Inspections;…
- Payments and Completion
- Suspension and Termination
- Dispute Resolution
- Miscellaneous
Comparison of General Conditions (ConsensusDOCS 200)+
- Agreement
- General Provisions
- Contractor’s Responsibilities
- Owner’s Responsibilities
- Subcontracts
- Contract Time
- Contract Price
- Changes
- Payment
- Indemnity, Insurance, Waivers and Bonds
- Suspension, Cure, Termination
- Dispute Resolution
- Miscellaneous
- Contract Documents
General Conditions Comparison+
- AlA and EJCDC Documents
- Separate and supplemental to Agreement
- High page count AIA-39 and EJCDC-62
- Design professional is “visible” in the traditional 3 party contract
- AIA subscription / EJCDC download
- AGC ConsensusDOCS
- Low page count - 35, more concise
- Design professional is not mentioned as this contract is a true two party contract.
TOC for AIA A201-2017
- General Provisions
- Owner
- Contractor
- Architect
- Subcontractors
- Construction by Owner or by Separate Contractors
- Changes in the Work
- Time
- Payments and Completion
- Protection of Persons and Property
- Insurance and Bonds
- Uncovering and Correction of Work
- Miscellaneous Provisions
- Termination or Suspension of the Contract
- Claims and Disputes
Conditions of the Contract+
- Defines basic rights, responsibilities, and relationships of parties involved in performance of Contract
- Inherent part of Owner-Contractor Agreement
As an A/E you cannot recommend which General Conditions of the Contract for the Owner to use - Why not?
If the Owner wants to change the A201, issue ‘Supplemental Conditions to the Contract for Construction* - Why?

Conditions of the Contract - Division 00
- General Conditions: Broad clauses that typically apply to all projects.
These can be modified to suit specific requirements on individual projects.
- Supplementary Conditions: Used to make project-specific modifications to the General Conditions
- For example; Change the phrase, “requests for information about”, to, “requests for interpretation of”, in art. 4.2.14
- To add to or delete from the Architect’s Duties and Responsibilities as described in Article 4. (To coordinate with the Owner-Architect Agreement in cases where the Architect isn’t providing full contract administration service.)
- Define the purpose of a Bulletin.
Important Legal Issues
7.11
- Most professionals are required by law to have advanced education and training as well as be licensed by the State
- Professionals are expected to meet the “Professional Standard of Care”
- If professionals do not exercise the standard of reasonable care, they may be negligent
- Professionals are required to comply with codes, laws and regulations
Architect/engineers have unique knowledge and capabilities. Consequently, they are expected to practice in such a manner as to achieve a professional standard of care.
Spearin Doctrine
7.11.5 and 7.11.7
“Contractor is entitled to rely on the Construction Documents provided by the Owner to be sufficient for their intended purpose and is not responsible for the consequences of defects in the Contract Documents.”
Courts interpret construction documents according to the following rules:
- Autonomy to Contract
- Entire agreement
- Specific takes precedence over general
- Trade Customs
- Practical interpretation
- Construction against the drafter
Basic Definitions+
- The Contract Documents
- The Contract Documents
-
Enumerated in Owner-Contractor Agreement
- Agreement
- Conditions of the Contract
- Drawings
- Specifications
- Addenda
- Other documents listed
- Modifications
-
Modifications
- Written amendment
- Change Order
- Construction Change Directive
- Written order for a minor change
-
Enumerated in Owner-Contractor Agreement
Basic Definitions+
- The Contract Documents
- The Contract
- Agreement between the parties
- Not an agreement with certain other parties
- The Work
- Construction and services required by Contract Documents
- Labor, materials, equipment and services to fulfill Contractor’s obligations
- Whole or part of Project
Basic Definitions
- The Project
- The Project
- Total construction of which the Work may be the whole or a part
- May include construction by Owner and separate Contractors
Basic Definitions+
- The Drawings
- The Specifications
- Instruments of Service
- Initial Decision Maker
- The Drawings
- Graphic and pictorial portions of Contract Documents
- Shows design in its completed form, location and dimensions of Work
- The Specifications
- Written qualitative requirements for materials, equipment, systems, standards and workmanship for Work
-
Instruments of Service
- Representations of creative work by Architect and consultants
- Studies, surveys, models, sketches, drawings, specifications, the Building Information Model, and similar materials
-
Initial Decision Maker
- Person identified to render decisions on claims and terminations
- Commentary: Editions prior to 2007 did not use Initial Decision Maker
- Architect was the decision maker
Intent of Contract Documents+
- Contract Documents to include items necessary for execution and completion of Work by Contractor
- Contract Documents are complementary
- Spec sections do not limit the Contractor’s assignment of work among the Subcontractors
- Performance by Contractor required only to extent of Contract Documents and reasonably inferable to produce the indicated results
- No order of precedence in the documents
Ownership of Instruments of Service
- Architect and consultants deemed author and owners of respective instruments of service
- The Following are authorized to use instruments of service exclusively for execution of Work, but does not own or can claim a copyright
- Contractor
- Subcontractors
- Sub-subcontractors
- Material or equipment suppliers
Notice Given: Electronic communication
- Except for Notice of Claims, notice may be given “in writing” if delivered in person, by courier, by US Mail, or by electronic transmission
- Notice of Claims not allowed by electronic transmission.
- (New in 2017)
Digital Data
- The parties shall agree on protocols governing the digital transmission of the Instruments of Service.
- (New in 2017)
ARTICLE 2 OWNER
ARTICLE 2 OWNER
General
- Owner is a person or entity identified in Agreement
- Designated representative has express authority to bind Owner to matters requiring approval or authorization (This is NOT the Architect)
- If requested by Contractor, furnish statement of record legal title to property (site) for Contractor’s mechanic’s lien rights
Information and Services Required of the Owner
- If requested by Contractor, furnish reasonable evidence of financial arrangements to fulfill obligations
- Secure and pay for approvals, easements, assessments and charges (Contractor responsible for permits and fees designated by Contractor Documents)
- Furnish survey describing physical characteristics, legal limitations, utility locations, and legal description
- Furnish other information or services designated by Contractor Documents, (soils report, dwgs, specs)
- Retain an Architect licensed to practice where the Project is located.
- If the Architect is replaced, Owner shall not employ an Architect for whom the Contractor has reasonable objection.
- (Relocated in 2017 from Article 4)
