Public Law (Underlying) Flashcards
What is the doctrine of stare decisis
Binding Precedent
- Once a principle has been laid down, cases with the same material fact must be decided in the same way.
- The ratio decidendi is binding.
- Obiter dictum is not binding but highly persuasive and influential on subsequent cases
When is a judgment reversed?
If the case goes to appeal and the higher appeal court dosagrees with the lower court
When is a precedent overruled?
If a superior court later decide the original precedent is wrong and sets a correct new precedent.
What is the precedential approach of the Court of Appeal?
The CA rulings often bind itself.
However, it can depart from aprecedent it has established if one of three exceptions apply:
- The CA came to a previously conflicting decision - the CA can select one
- If the CA own previous decision has been overruled by the UKSC or HL
- If the CA previous decision was made per incuriam - where the decision was made not aware of relevant authority and that led to faulty reasoning.
Is the First tier tribunal binding?
No.
However it may be persuasive
Are the family courts, county courts, crown court or Magistrates Courts binding?
No
Neither binding nor persuasive
Is a decision of the High Court binding?
- Bidning on inferiror courts
- Does not bind itself - however will only depart from its own decision where it was wrong
- Does not bind superior courts
Is a decision of the UKSC binding?
Binds all inferior courts
Does not bind itself
Is the UK a dualist state?
What does this mean?
Yes - it is a dualist state
International treaties do not have direct effect in domestic law unless incorporated by legislation.
For example, EEC (Treaty of Rome) had to be incorporated into domestic law by the ECA 1972.
What treaty established the European Union?
Maastricht Treatu 1992
What was the effect of the 2016 Brexit Referendum
On 31 January 2020 the UK left the EU.
The effect of the EU law is goverened by the European Union (Withdrawal) Act 2018 which repealed ECA 1972
What is a retained law strategyand how has it been applied for Brexit?
The European Union (Withdrawal) Act 2018 retained EU law (making it domestic law)
This law can now be replaced by new UK legislation, but it remains in force until repealed and replaced.
What was the effect of the EUWA Transition Period?
The transition period/implementation lasted until 31 December 2020.
During this period EU law continued to have effect in the UK including the ability of UK Courts to disapply any domestic law
Following the end of the EU transition period, what are the two legal regimes?
- s.7A EUWA - Gives effect to ‘Preserved EU Law ‘ - some EU law continues to apply post-transition period.
- Any law not ‘preserved’ is retained and known as ‘assimilated law’ under EUWA
What is preserved EU law?
These EU laws continue to apply for the limited matters stated in the Withdrawal Agreement.
These include….
- Union Citizens and Family Members resident in the UK at the end of the transition period
- Protocol on Ireland - Windsor Framework - maintaining an open border between Northern Ireland and Republic of Ireland
What is the effect of preserved EU law?
(a) The UK courts remain able to disapply statutes where they are incompatible with any EU law which continues to be preserved by the Withdrawal Agreement after the end of the transition period.
(b) s.7(C) EUWA requires the validity, meaning and effect of any preserved EU law to be decided in accordance with the Withdrawal Agreement. This means….
- Interpreted in conformity with case law of CJEU made before the end of the transition period
- UK Judiciary to have ‘due regard’ to case law of CJEU made after the end of the transition period
- UK Courts can continue to make preliminatry references to CJEU on questions concerning preserved law: (i) family and union citizen cases in cases which commenced within 8 years of the end of the transition period; (ii) for Northern Ireland Protocol, this is not time barred.
Does EU preserved law need to be interpreted in conformity with CJEU case law?
It depends on when the CJEU judgment was made
- EU preserved law must be interpreted in conformity with case law of CJEU made before the end of the transition period
- UK Judiciary to have ‘due regard’ to case law of CJEU made after the end of the transition period - this gives them leeway since they are not under an obligation to interpret with conformity to decisions made post 31 December 2020..
Does EUWA 2020 preserved law make the EU supreme over those areas?
No.
s..38 EUWA specifically assets that the UK Parliament remains sovereign and retains the right to overide EU Preserved Law if it discloses a deliberate intention to do so.
What has happened to EU Law that has not been preserved?
EUWA provides for a second legal regime which has retained the bulk of non-preserved EU Law and has converted it into domestic UK law.
This retained law is now capable of being amended or repealed over time.
Retained Law is now known as ‘Assimilated Law’ - it includes all EU Law that is not preserved by s.7 EUWA.
What is ‘Assimilated Law’ made up of?
- EU-Derived Domestic Legislation
- Direct EU Legislation - this includes regulations, EU decisions or tertiary legislation in force before the end of the transition period
Is the supremacy of EU Law still applicable?
No
The principle of supremacy of EU Law ceased to be applicable where assimilated EU law is involved.
When interpreting assimilated law, the UK Courts must give effect to assimilated direct EU legislation in a way compatible with all domestic enactments.
If assimilated law and direct EU legislation is incompatible, domestic enactemnts overide the assymilated law.
What is the general rule when it comes to interpreting assimilated law?
The UK Courts must give effect to assimilated direct EU legislation in a way compatible with all domestic enactments.
If assimilated law and direct EU legislation is incompatible, domestic enactemnts overide the EU Law.
Can the general rule re interpreting assimilated law be changed?
s.7 REULA
Yes
Per s.7 REULA 2023, the interpretative obligation can be reversed so that domestic enactment shave to be read in a way compatible with the assimilated direct EU legislation.
If such an interpretation is not possible, the assimilated direct EU Law overrides the domestic enactment. The court or tribunal can issue an incompatibility order that notifies Government/Parliament of the incompatibility.
This is ONLY applicable where resulations made by UK Ministers and/or devolved authoirities specify that the relationship between specific enactments and assimilated law are regulated by s.7 REULA.
How can assimilated law be amended?
s.7(4A) EUWA permits assimilated direct EU Legislation to be modified by primary and secondary legislation.
Secondary legislation allows…
- UK Ministers to make regulations dealing with deficiencies in assimilated law
- UK and Devolved Ministers to make regulations that restate, reproduce, revoke, replace assimilated law (this power ceases on 23 June 2026)
- UK Government and Devolved authoiries to make regulations that update assimilated law to account for technological and scientific developments.
Are the courts bound/able to determine questions of validy/meaning/effect of assimilated EU law in accordance with CJEU case law?
Courts must determine such issues in accordance with CJEU case law that existed at the end of the transition period (Assimilated Case Law)
However this is subject to the following exceptions:
- This is in so far as the EU Law remains unmodified
- UK Courts are no longer able to make preliminary references to CJEU on questions of assimilated law
- The UKSC, Court of Appeal and Scottish High Court of Justiciary are not bound by assimilated case law. They can depart from it.
No court or tribunal is bound by any case decided by CJEU after the end of the transition period. However, courts may choose to have regard to them.
A case involving the Equality Act 2010 comes before an employment tribunal after completion of the implementation period.
A case CJEU before the end of the implementation period supports one party.
Their opponent argues that, following the EU(W)Act 2018 (as amended), the tribunal is no longer bound to follow the CJEU’s decisions.
Is this correct?
No
Decisions of the CJEU continue to be followed by UK courts and tribunals if made before the completion of the implementation period.
This case was made before the end of the implementation period
New UK legislation was passed after the implementation period.
Do law take precedence?
No.
Supremacy of EU law does not apply where new UK legislation was passed after CIP.
What provision of REULA 2023 are not yet in force but will be implemented in the future?
s.6 REULA will change the test for the courts deciding whether to depart from assimilated EU case law.
This will no longer be based on the test used by the UKSC. Rather courts will have to have regard to
(a) the fact that decisions of a foreign court are not binding;
(b) any changes of circumstances which are relevant to the retained EU Case law; and
(c) the extent to which the assimilared EU case law restricts the proper development of domestic law
What type of constitution does the UK have?
Uncodified
The constitutional rules cme from legislation, case law and conventions
Where do the powers of government departments derive?
- Statute
- Common Law
- Royal Prerogative
These are exercised by senior ministers in the name of the monarch
What are constitutional conventions?
Rules of constitutional practice that are regarded as binding in operation but not in law.
Conventions cannot be enforced in law. However courts recognise and protect coventions.
Can the courts enforce conventions?
No.
Whilst the court will strike down conventions if they conflict law, they will not enforce breach of convention.
The main consequence of breach is political reputation
Whar is the Salisbury Addison convention?
The HoL should not reject at second reading any government legislation that has passed the HoC if it carries out a manifesto committment
What is the sewel convention?
Parliament will not legislate with regard to devolved matters without the consent of the devolved administration
What conventions exist relating to the Executive?
- Monarch acts in accordance with advice given by his Ministers
- The monarch will not exercise his legal right to refuse royal assent to bills passed through Parliament
- The Prime Minister chooses the Cabinet Members
- Prime Minister and Chancellor should be MPs
- After a ‘vote of no confidence’ the governemnt will resign and advis the monarch to dissolve Parliament
- The monarch should be asked for consent to proposed legislation affecting interests of the monarchy
What is the convention of collective ministerial responsibility?
- Discussions between ministers should remain confidential
- Once a policy line has been reached by ministers, all ministers must stick to it and maintain a united front. If they cannot, they must resign as minister.
What is the convention of individual ministerial responsibility
Ministers ought to resign if there has been a significant policy failing
Is the ministerial code enforceable?
It is not enforceable in any court.
The ultimate arbiter is the Prime Minister
What is the effect of The Parliament Acts 1911 and 1949 are invoked in order to pass the Bill into law?
Provided the provisions of the Act are met, legislation can be passed without the approval of the House of Lords.
- The bill has been rejected by the House of Lords in two successive sessions
- At least one year has elapsed between the the first session that the Commons gave the bill its second reading; and the time in the second successive session that the Commons gave the bill its third reading.
- The Lords received the bill at least one month before the end of the two successive parliamentary sessions.
- The bill does not change between the two sessions, other than changes to reflect (a) passage of time; or (b) amendments made by the Lords in the first session
Before a bill can receive Royal Assent using the Parliament Acts, the Speaker of the Commons has to certify that the relevant conditions have been met
What is the statutory retirement age of a judge?
70
Can full time judges sit in the House of Commons?
No
Cannot sit per Disqualification acT 1975
Can courts inquire into proceeding sin Parliament?
No per Article 9 Bill of Rights 1689
Can you bring a civil claim against a judge in their judicial capacity?
No
Judges are immune fro legal proceedings for civil actions for actions done in their judicial capacity
However, magistrates may be liable for acts outside their jurisdiction if bad faith is proved.
What are devolved matters?
Areas of government where decision-making has been delegated to devolved administration
What are reserved matters?
Decisions taken by Parliament in Westminster, even though they have effect in Scotland, Wales and Northern Ireland
For example, defence, immigration and foreign policy
Can Parliament legislate regarding devolved matters concerning Scotland?
Per the Sewel Convention, no
However, s.28)8 SA does not explicitly prevent Parliament from doing so - it says it would “not normally…”
The wording embodies the Sewel Convention without giving binding legel effect to it
This is the same in Walrs and Northern Ireland
What are some ‘exceptions’ to the principle of equality before the law?
- Monarch is above the law
- Judges in higher courts immune for civil litigation
- Parliamentary Priviledge
- Diplomatic Immunity
- Children not treated as adults
What is the effect of s.3 HRA?
A strong obligation on UK Courts to strive to interpret existing legislation in an ECHR compatible way
The case-law seems to suggest HRA has a ‘higher status’ than an ordinary statute that allows the judiciary to read in convention rights standards to all ‘ordinary statutes’
What is the effect of a decleration of incompatibility per s.4 HRA?
The effect ie political not legal
It does not invalidate the law, merely flags the law and allows it to be a matter of political judgement
What is the royal prerogative?
Every act which the executive government can lawfully do without authority of an Act of Parliament, is done by vitue of the prerogative
In practice, the Prime Minister exercises the prerogative
What are the executive prerogative powers?
The government is responsible for….
- Recognition of sovereign states
- Making and Ratifying Treaties
- Diplomacy
- Passports
- British Overseas Territories
- Defence of the Realm
- Judicial Prerogative of Mercy
What is the Judicial Prerogative of Mercy?
The Home Secretary may pardon those convicted of criminal offences prosecuted by the Crown
What ‘personal prerogatives’ or ‘monarchial prerogatives’ does the Monarch still exercise?
- Appointing the Prime Minsiter
- Assenting Legislation
- Proroguing Parliament
Does the soverign (personally) have immunity?
Yes, the sovereign cannot be prosecuted or sued for wrongful acts.
Can the Crown be bound by statute?
There is a presumption the Crown is not bound
However, express words have been used/can be inferred that Parliament did intend to bind the Crown
How are prerogative powers controlled?
- Parliament can modify/abolish/put on statutory footing
- Ministers are accountable to Parliament for all actions taken
- Constitutional conventions can be adopted to modify the effect of these powers.
- The courts
For example, historically PMs have been able to mobalise armed forces alone. However, in 2003 tony Blair sough Parliamentary Approval before Iraq. This created the ‘war powers convention’
How do the courts control prerogative?
Prerogative has legal enforceability (unlike conventions)
Judges therefore determine how and what degree they control its use in the following ways;
- Determine whether a power is legitimately part of the royal prerogative
- Review the scope of a prerogative power (legality)
What is the De Keyser Principle?
Statutory power is a superor form of power than prerogative.
It can suspect, if not permanently extinguish prerogative powers.
When can international law be enforced against the UK State?
Where either…
(a) A claim is made against it to an international court (e.g ECHR); or
(b) The UK has incorporated international law rules into its domestic law by passing a statute so that it can be enforced by UK domestic courts
What was the purpsoe of the HRA?
Incorporate the body of law in the ECHR into UK law so that domestic courts could enforce it
What are the three types of protected ECHR right?
These are incorporated by the HRA 1998
- Absolute Right - These cannot be legitimately interfered with by the state
- Limited Rights - These can, in certain prescribed circumstances contained within the articles be legitimately interfered with by the State
- Qualified Rights - Within these rights, the first paragraph sets out the substantive right, and the second paragraph lists circumstances and methodology by which the rights may be lawfully interfered with by the statew
What characterises an Absolute Right?
These cannot be legitimately interfered with by the state
For example…
Article 3 - No subjection to torture/inhumane treatment
Article 4: Prohibition on slavery and forced labour
Article 7: No punishment without lawful authority
What characterises a Limited Right?
These can, in certain prescribed circumstances contained within the articles be legitimately interfered with by the State
These include..
Article 2: Right to life
Article 5: Right to Liberty
Article 6: Right to a fair trial
What characterises a Qualified Right?
Within these rights..
- The first paragraph sets out the substantive right
- The second paragraph lists circumstances and methodology by which the rights may be lawfully interfered with by the state
To ‘interfere lawfully’ with a qualified right, it must be shown three requirments are met:
- Interference is prescribed by law
- Interference pursues a legitimate aim
- Interference is necessary in democratic society (proportionate)
Qualified rights include…
- Article 8: Right to respect for private and family life
- Article 9: Freedom of thought, conscience and religion
- Article 10: Freedom of expression
- Article 11: Freedom of assembly
What type of ‘protected right’ is Article 8 Right to Private Life?
Qualified Right
What type of ‘protected right’ is Article 9 Freedom of thought and religion?
Qualified Right
What type of ‘protected right’ is Article 10 Freedom of expression?
Qualified Right
What type of ‘protected right’ is Article11 Freedom of assembly and association?
Qualified Right
What type of ‘protected right’ is Article 3 No subjecrtion to torture?
Absolute Right
What type of ‘protected right’ is Article 4 prohibition of slavery?
Absolute Right
What type of ‘protected right’ is Article 7 no punishment without lawful authority?
Absolute Right
What type of ‘protected right’ is Article 2 the right to life?
Limited Right
What type of ‘protected right’ is Article 5 the right to liberty?
Limited Right
What type of ‘protected right’ is Article 6 the right to a fair trial?
Limited Right
How do UK courts when enforcing ECHT protections through the hRA 1998 mechanisms, correctly interpret the Articles?
Utilise three principles….
(a) Positive Obligations
(b) Margin of Appreciation
(c) Principle of Proportionality
What is the concept of Positive Obligation?
Negative Obligations require states to refrain from interfering with human rights
The concept of positive obligation means that States can, in certain circumstances, be under a duty to prevent violations of human rights being carried out by non-state actors
States often fulfil this positive obligation by enacting laws in their domestic legal system to prohibit and punish non-state actors who commit convention violations.
What is the ‘margin of appreciation’ doctrine?
Contracting states to the ECHR are allowed a certain measure of discretion when taking legislative, administrative or judicial measures that restrict ECHR Rights.
The doctrine assumes the state has a better knowledge of the political and cultural traditions than the ECHR does.
However, this ‘discretion’ is subject to the supervision of the ECHR
What is the principle of proportionality?
It is a key ECHR principle
- It is the standard that is contained in the qualified rights (Articles 8-11)
- It is the standard within the test for limiting the right to life (Article 2); and
It aims to strike a fair balance between general interests of the community and the protection of individual human rights
What are the four obligations the HRA imposes on UK domestic law?
- Section 2: When determining legal questions, courts must take into account ECHR case law.
… - Section 3: Legislation must be read and given effect in a way that is compatible with ECHR rights
… - Section 4: If legislation cannot be read in a convention compatible way, the court may issue a decleration of incompatibility
… - Section 6(1): It is unlawful for ‘public authorities’ to act in a way incompatible with convention rights
What is the ‘mirror approach’ and how does it relate to s.2 HRA?
s.2 HRA requires the courts and tribunals to determine questions relating to convention rights by considering
- Judgments
- Decisions
- Declarations
- Advisory Opinions
of the European Court of Human Rights
The mirror principle (Ullah) is that the national courts must keep pace with the Strasbourg jurisprudence as it evolves - no more, but no less.
However, in recent years the national courts have abandoned the mirror principles arguing that the process should not be one directional - there should be a dialogue between the courts.
What is the s.6 HRA duty and what defences apply?
It is unlawful for public authoirities to act in a way that is incompatible with convention rights.
Public authorities have the benefit of a ‘statutory defence’ - they will not be in breach of s.6 if….
- The breach is required by primary legislation; or
- It is acting so as to give effect or enforce incompatible primary or subordinate lgislation
What is a ‘public authority’ for s.6 HRA?
s.6 applies to two:
- Core public authorities
- Hybrid Public Authorities
It does not apply to….
* Westminster Parliament in Legislative Role
* Private Bodies (e.g. retailes selling clothes)
What is a core public authority?
Bodies clearly intherently public
For example…
* Central government departments
* Local authorities
* Police
* HMRC
* Immigration Officers
* Prisons
* Courts & Tribunals
What is a functional/hybric public authority
per s.6(3)(b) hRA?
These bodies are of a private nature but perform a function of a public nature
They may be liable in respect of the public function (but not any other private functions they may perform)
For example, the following have often been found to provide a ‘public function’…
- Housing associations
- Care homes
Caselaw suggests the following are relevant when assessing whether the function is of a public nature….
- Public funding
- Exercising statutory power
- Taking place of local authorities
- Providing a public service
How can an applicant show they have standing to bring a claim agaisnt a public authority under HRA?
Applicant needs to show that they
- are/would be a victim of the unlawful act; and
- They are directly affected by the state action
Persons can be natural or legal, and include corporate bodies.
However, organisations/groups cannot bring actions on behalf of people whose rights may have been violated - they can only claim that their rights as an organisation have been violated.
What are the time limits for bringing a claim under the HRA?
Actions must be commenced within one year of the date of the act complained of.
If it is a continuing matter, time only starts runnign when the violation ceases to operate.
Note the following exceptions…
- An extension may be granted by a court in exceptional circumstances if it is equitable to do so.
- If a HRA claim is made as a Judicial Review, the stricted JR time limits must apply
What are the four main protected interests under Article 8 protection against arbitrary interference in private life?
A state must respect each person’s
- Private Life
- Family Life
- Home
- Correspondence
How is the Article 8 Qualified Right balanced with general interests of the community?
The most direct application of balancing is the need to infringe the right if it is necessary in a democratic soeciety.
This will be is there is a pressing social need and the infringement is proportionate to the legitimate aim pursued.
How does Article 8 impact the ‘right to human dignity’?
Humnan dignity is covered by Article 8
However the state have a wide margin of appreciation.
For example, on issues such as the right to die, the courts have said that Parliament is inherently better qualified to assess such an issue.
How does AArticle 8 relate to stop and search?
There is a need for infringement with Article 8 for the protection of citizens by way of police searches
However, there must be sufficient safeguards to protect individuals against arbitrary interference.
For Article 8, who constitutes ‘family’?
Family is not limited to marital relationships
It covers stable relationships and may enncompass de facto family ties.
How broad is the Article 8 right to respect for home?
It includes not just the right to the physical area but the rught to be free of interference such as noise, nuisances and smell.
For example, the government comes under a positive obligation to manage and reduce noise levels around Heathrow Airport
How does article 8 protect correspondence?
This applies to letters, emails, texts and other forms of communication.
For example, whilst it is proportionate to open letters sent to prisoners, to ensure no contraband, the letters should not be read unless there are exceptional circumstances where they believe the priviledge is being absued
When can Article 8 be interfered with?
A state can interfere with the Right to Private Life if it is
(a) In accordance with the law
(b) Pursuing a Legitimate Aim - that means it is necessary and proportionate to…
- protect national security
- protect public safety
- protect the economy
- protect health or morals
- prevent disorder or crime, or
- protect rights and freedoms
When can Article 10 (Freedom of Expression) be interfered with?
Restricted by the state if it is (as with Article 8)
- Prescribed by law
- Pursuing legitimate aims
- Necessary in a democratic society (proportionate)
What does Article 10 freedoms contemplate?
The right to…
* Hold opinions
* Recieve ideas and infroimation
* Express views and opinions
This covers words, pictures, images and actions.
Expression includes….
* Political opinion
* Journalistic FreedoM
* Artistic Expression
* Commercial Information
How does Article 10 impact the protection of reputation?
One restriction on Article 10 is the need to protect reputations and rights of others.
However, this must (as always) be proportionate.
- Politicians have to display greater degrees of tolerance to criticism since the limits of acceptable criticism are wider than for ordinary citizens.
- The right is restricted often in relation to other rights - for example, combatting racism since such expressions are ‘not in the spirit of the echr’
There are a variety of ways in which freedom of expression can be restrained including injunctions, confiscation of property and copyright law.