Legal and regulatory Flashcards

1
Q

Talk me through your advice to a client on the party Wall etc Act 1996.

A

I have advised my client on the party wall procedure in my feasibility for esmond road. One of my suggestions was to introduce a new dwelling by incorporating a basement conversion. I included in my report that due to the depth of foundations and the likely requirement to install structural steels into the wall would require both section 2 and section 6 notices under the party wall act.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

Provide some examples of where you have been invovled with work under the party wall act.

A

I have been involved with many different projects acting as both BOS and AOS. I have acted as BOS for a property in islington where a party fence wall needed to be rebuilt. I developed the section 2 notices, issued them to the AO communcaited with the AO, took out inspections and SOC and developed the award.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

How have you advised clients on statutory obligations.

A

I have advised clients on different obligations in different projects at varying stages. In SBHG, I advised on planning requirements for the replacement of rear doors to their stock. As flats do not have the same permitted development rights. I have also advised clients with stock of over 11m on their requirement for quartely checks of all fire doors and annual check of all flat entrance doors of the updated Fire safety regulations 2022

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

Emma House, cladding
What information did you consider when replacing the timber cladding and balcony strips

A

Emma house is a block of flats that exceeds 18m approved document B height. An intrusive investigation and report was completed and a report was produced by the fire engineer. I considered the Euroclass performance requirements of materials to meet the Fire rengineers recommendations, minimum of A2, to meet option 1 of EWS1. I also considered the existing fixing structure of the strips and cladding to ensure constructability while minimising cost.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

Emma House, cladding
Did you advise your client to contact their insurers about the suggested system

A

When the report was issued by the fire engineer I advised the client to contact their insurers. When selecting the systems for specifcation I recommended that the client check with their building insueres to ensure they would continue to insure the property if they were installed.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

Stanmer Road, Party Wall
What notices had been served on your client?

A

My client was served with a section 2 notice as the boundary fence wall was going to be deconstructed and rebuilt to one of the properties. A section 6 notices was also issued as the basement excavations were within 6 meteres and intersected the 45 degree angle line from the existing foundations of my clients properties.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

Stanmer Road, Party Wall
Were they the correct notices?

A

Once I was appointed I requested all of the architectural and structural drawings for review. From review I was able to check that the notices that were issued were correct for the notifiable works being completed.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

Stanmer Road, Party Wall
At what stage were you apoointed?

A

I was appointed once my client had dissented the works upon receving the notices. I was contacted by my client and issued them a letter of appointment to act as their surveyor under the act.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
9
Q

Stanmer Road, Party Wall
Was there a schedule of condition prepared jointly before the work commences?

A

Yes there was a schedule of condition compelted of all properties that had been served notices. I liased with the residents to ensure all areas affected were accessible.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
10
Q

Stanmer Road, Party Wall
Why did you not refer the dispute to the third surveyor?

A

The discussion and negotiation was still ongoing at the point of my reference to the relevant case law. Once presented the BOS requested we present the sow for the repairs required. If the BOS had continued to dispute our position, I would have notified them that our position would be notify the third survyeor of the matter for resolution.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
11
Q

Stanmer Road, Party Wall
When should a thrid surveyor be agreed.

A

The third surveyor should be agreed when both party surveyors are appointed.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
12
Q

Stanmer Road, Party Wall
Why did you not recommend that your client consult a solicitor?

A

The matter was still within the capacity of the act. The consultation of a solicitor and legal proceedings could potentially impose significant cost and tme expenditure for my client. If the matter continued into a dispute after the involvement of the third surveyor I would have advised my client to consult a solicitor.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
13
Q

Pond Close/ Emma Rothschile, planning
What are your qualifications to undertake distance attenuation calculations for the noise produced by the units?

A

The calculations were only indicactive to ensure that the internal decible levels would not exceed that included in the BS and meet requirements of the noise policy statement. The calculations were not to be used for the design of the system.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
14
Q

Wigston Close, Impact damage repairs
Was the wall considered a dangerous structure, if so what action did you take.

A

The wall was considered as a dangerous structure due to the damage. The tenants were removed from the property. The wall was then propeed and hoarded off to ensure that the property would not collapse and pedestrians would not be in danger.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
15
Q

When does a property require planning permission?

A

New constructino on vacant site
Non-permitted change of use
Any works that are likely to affect the appearance of a property

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
16
Q

What are the clients responsibilties under CDM?

A

Appointing relevant duty holders
Providing sufficient time and resources
To provide adequate welfare
Principal designer and principal contractor carry out their duties

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
17
Q

What are air source heat pumps and how do they contribute to sustainbility?

A

Air source heat pumps transfer heat from the outside into heating system via liquid heat transfer
This is then used to supplement the heating of the hot water system
This then helps to reduce the energy/fuel consumption used to heat the hot water system

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
18
Q

Pond Close/ Emma Rothschile, planning
Why did the installation of ASHP’s require planning permission?

A

More than 1 unit was to be erected outside of the property
Application was related to HMO/ Old peoples home
Installation had to ensure that it would not adversely affect the residents

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
19
Q

Pond Close/ Emma Rothschile, planning
How did you determine the residents would not be adversely affected?

A

Units had to be placed close to existing boiler system
Use of distance attenuation calculation to determine dBL against BSBS8233:2014 - max for bedroom at night 30dBl
Noise produced by units was then reduced by the noise insulating properties of walls
Adapater was also installed to allow units to be programmed and turned off at specficic times

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
20
Q

What is the noise policy statement for England?

A

Aim to mitigate or avoid the adverse affect of noise heard on sustinable developments
Assesses impact of noises created
Summarises them in the hierachy table
Pond Close would be : No observed affect Level

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
21
Q

What is the role of the adjoining owner’s surveyor?

A

Reviewing notices and drawings to verify validity
Co-ordiate and selct third surveyor with BOS
Attend property to understand impact of works and confirm accuracy of drawings
Negotiate and develop party wall award with BOS
Give ongoing advice to adjoining owner

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
22
Q

What is a section 1 notice?

A

Section 1 - Line of junction notice
Construction of party wall/fence or boundary external wall up to or astride boundary
If no consent, wall must be built entirely BO land though footings can extend
Consent must be obtained from adjoining owner

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
23
Q

What is a section 2 notice?

A

Section 2 - Works to party walls and certain other boundary structures
Raise, demolish, cut into, reparir, thicken, underpin party walls or structures
Notice be served two months before notice
Footings are allowed to extend in to adjoining land

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
24
Q

What is a section 6 notice?

A

Section 6 - Adjacent excavation
6 (1), excavation within 3m of building structure lower than existng foundatinos
6 (2), excavation within 6m of AO building that when line drawn from face of building at 45 degrees will cut through foundations

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
25
Q

At Stanmer Road, which party wall notices were served and why?

A

Section 2 - Underpinning and rebuilding of rear boundary structure
Section 6 - New foundations within 3m of existing property

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
26
Q

At Stanmer Road, why did you recommend the client schedule the cost of damages to the property?

A

Once the BO had notified me that notifable works had been completed, I completed a post inspection. In more than one property there was evidence of cracks opening up, due to the underpinning. Especially in the areas of the overcroft. I recommended the client shedule the items with costs from their maintence supply chain to recover the costs in lieu from the BO.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
27
Q

At Stanmer Road, what was the relevance of Harbutts v plasticine?

A

BOS rejected costs for repair of areas where residents had made poor attempts to fill cracks caused by underpinning
Harbutts v plasticine states the rationale that cost should be provided for repair or replacement if there it is the only method
Even though cracks had been filled by resident, the only way to repair them properly was to remove resident works and repair

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
28
Q

What are notifable works under the party wall act?

A

Works that are related to party wall structures that require notices to be issued under the party wall act.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
29
Q

Emma House, how did you know that pre-application advice would not be benefical?

A

Colleagues on other projects had attempted fro pre-applcication advice that did not expedite the process
I checked the LPA website and determined it would be a minimum of 6 weeks

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
30
Q

Who are the duty holders under the Control of Asbestos Regulations?

A

The duty holder is the owner/ managing agent/ asset manager of the domestic premises
Leaseholder depends on the extent of maintenance and repair obligations

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
31
Q

What pieces of legislation are relevant to dilapidations?

A

Section 18 of the Landlord and Tenant Act 1926
Dilapidations Protocol (property liaison association 2002
Split into two limbs A the landlord cannot claim more than the dimintion in value and the landlord reversion. B the landlord cannot claim for the works if they are looking to carry out the works anyway or planning to demolish the property.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
32
Q

What RICS guidance note is availble on dilpaidations?

A

Dilapidations in England and Wales, 7th Edition

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
33
Q

Please give some examples of the guidance given in the RICS guidance note on dilapidations.

A

Sets out the role of the surveyor to act in accordance with the Dilap Protocol
Fees must be contractural
Scotts Schedule and Diminution Valuation: a valuation prepared in order to calculate the diminution in value of a landlord’s property incurred as a result of alleged breaches.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
34
Q

Are you aware of any environmental legislation relevant to the work you undertake?

A

Climate Change Act 2008 (80% below 1990 levels 2050)
Control of Pollution Act 1974 - noise, air, water, waste

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
35
Q

When do the CDM Regulations apply?

A

The CDM regulatons apply to every construction project

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
36
Q

Under CDM, is a Principal Designer required on all projects?

A

Yes, a principle designer must be appointed on all construction projects involving more than one contractor

37
Q

When is a project notifiable under CDM?

A

If it exceeds 30 days + 20 workers or exceeds 500 person days

38
Q

Using an example, explain advise you have given to your client in relation to the Regulatory Reform (Fire Safety) Order.

A

Under the order my clients must take reasonable steps to reduce the risk from fire and make sure people can safely escape if there is a fire.
With that statement in mind, I advie my client if I see inadequate fire doors, communal obstructions, lack of signage.

39
Q

What are the approved documents?

A

A-Structure
B-Fire safety
C-Site preperation and resistance to contaminatnts and moisture
D-Toxic Substances
E-Resistance to sound
F-Ventilation
G-Sanitation, hot water safety and water efficiency
H-Dranage and waste disposal
J-Combustino applicanes and fuel storage systems
K-Protection from Falling, Collision and Impact
L-Conservation of fuel and power
M-Access to and from buildings
O-Overheating
P-Electrical safety
Q-Security in dwellings
R-Infrastructure for electronic communcations
S-Infrastructure for chargin electric vehicles

40
Q

Explain the Building Safety Act 2022?

A

Brought in to make buildings and residents safer
Building Safety Regulator which will sit within the Health and Safety Executive.
including taking over the building control role for higher-risk buildings, enforcing sanctions for non-compliance, improving the competence of those working on those buildings and overseeing the safety of those buildings in occupation.
Also introducing more measures into preventing leaseholders to paying costs.

41
Q

What are the future homes standards 2021?

A

In 2019 the government introduced a legally binding target to reduce greenhouse gas emissions to net zero by 2050.
New Build and Existing Buildings
Proposes a ban on fossil fuel boilers from 2025
decrease in emissions of 75 to 80% compared with current levels.

42
Q

What is the purpose of The Town and Country Planning Act 1990?

A

Takes account of the policies at national and regional level insofar as they affect the physical and environmental planning of its area; and. Provides the framework for local plans.

43
Q

What is The Control of Asbestos at Work Regulations 2012

A

The act sets about guidance to monitor,protect and remove asbestos
Duty to manage updated yearly
Destination flow chart

44
Q

What is TheHousingAct 2004??

A

Was introduced to replace the Housing Fitness Standard with the Housing Health and Safety Rating System (HHSRS).

45
Q

The housing health and safety rating system (HHSRS)

A

risk-based evaluation tool to help local authorities identify and protect against potential risks and hazards to health and safety from any deficiencies identified in dwellings.
29 housing hazards and the effect that each may have on the health and safety.

46
Q

Housing Grants, Construction and Regeneration Act 1996?

A

is intended to ensure that payments are made promptly throughout the supply chain and that disputes are resolved swiftly. Provisions of the act include: The right to be paid in interim, periodic or stage payments.

47
Q

What is the Fire Safety Bill 2021?

A

The Fire Safety Bill was introduced to amend the Regulatory Reform (Fire Safety) Order 2005. It aims to make it clearer where responsibility for fire safety lies in buildings containing more than one home.

48
Q

EPC changes? SAP rating?

A

SAP calculations - EPC rating
No buildings to be let after April with EPC less than C
Energy Efficiency Rating

49
Q

Where might you find asbestos?

A

Ceiling, walls, floors, ducts
cement sheets ACM
Insulating boards
spray coatings, pipe insulation

50
Q

What are the types of asbestos?

A

CHRYSOTILE (WHITE)
AMOSITE (BROWN)
CROCODOLITE (BLUE)

51
Q

That are the three different types of work category for asbestos?

A

Licenced
Non-licenced
Notifiable Non-Licenced

52
Q

What is permitted development?

A

Town and Country Planning (general permitted development) order sets out what types of developments would be known as permitted development which will place restrictions on the size of the development and stipulate certain classes to be able to change without requiring planning permission. Does not apply to conservation areas, national parks etc

53
Q

What is a listing? What listing status are there?

A

It is the term of listing buildings, monuments, national parks, battlefields and wreck sites.
Grade I – buildings of exceptional interest
Grade II* - Buildings of particular importance more so than special interest.
Grade II – buildings of special interest.

54
Q

What is listed building consent?

A

Any works to alter, extend or demolish a listed building in a way that affects its character will require LBC. Listed status covers the entire building and therefore to even change windows, you may require LBC.

55
Q

Why do you need to comply with building regulations?

A

To ensure that all new construction and alterations are stable and safe to use without risking life or causing harm to the environment.

56
Q

How do you serve party wall notices?

A

Firstly, I obtain the owners details from land registry, I will then review the drawings to confirm what works are being carried out that might be notifiable under the PWA. I will then prepare the relevant notices which include the BO and AO details, the notifiable works and when the BO wishes to start the works. Where works fall under S6, I include a site plan and foundation detail as required by the act.

57
Q

What is dilapidations?

A

Breach of the lease obligations

58
Q

What laws do you need to be aware of when preparing dilapidations reports?

A

The Landlord and Tenant Act
Leasehold Property (repairs) Act 1938
Dilapidations protocol
Jervis V Harris

59
Q

What is Jervis V Harris?

A

Self help clause from Dilapidation Case Law from 1995. When a tenant fails to maintain and repair a property in accordance with their obligations, the landlord is granted the right to serve notice on a Tenant specifying the breach. If the tenant does not repair the breach, the Landlord can carry out the works themselves and recover costs from the tenants.

60
Q

What must a notice include under the party wall act?

A

-Be in wrtiing
-Give name and address of building owner
- Be dated
-Be properly served on all adjoining owners
-Be served by the owner or agent
- State nature of works and commencement date
- Where foundations are included, drawings must be added

61
Q

What are the responses to a notice?

A

Noting
Consent to the works
Dissent to the works

62
Q

What happens is you do not receive a response to a party wall notice?

A

If they fail to respond in 14 days, then you can serve a request on the AO to appoint a survey within 10 days. If they do not you have appoint a surveyor their behalf.
If section two you can build the wall entirely on your own land.

63
Q

What happens if the adjoining owner consents to work under notice?

A

They may express consent in writing with any terms for their consent i.e. for a schedule of condition.
If consented they are still able to dissent other works later down the line.

64
Q

What happens if the adjoining owner dissents to works under the notice?

A

The owners may agree for a single surveyor to act i.e. agreed surveyor.
If not each party will select a surveyor who will then agree a third surveyo in case of disagreement

65
Q

What is a pre-inspection under party wall act?

A

Understand the construction and nature of works proposed
No required, but often a schedule of condtion will be taken

66
Q

Stanmer Road, Party Wall
What was the nature of the development?

A

It was the introduction of a new dwellling behind my clients properties.

It involved signifcant excavations, underpinning and raising of party fence walls.

67
Q

Stanmer Road, Party Wall
What was your role in the project?

A

I carried out adjoining owners surveyors duties.

I was involved after the point of the notifiable works being complete. I carried out post inspections and cross referenced them against the existing schedules of condition.

I then advised the client that we should seek remedials against the building owner.

68
Q

Stanmer Road, Party Wall
What damage did you identify during the post inspection?

A

There was significant cracking that had appeared to the properties in close proximity to underpinning.

Specifically to the areas that were in the overcroft. Where structural less supported.

69
Q

Stanmer Road, Party Wall
What advice did you give your client?

A

I advised them that the notifable works were the likley cause that of the damage and the BO would be required to make good.

I advised I would contact them with my evidence of the damage.

70
Q

Stanmer Road, Party Wall
How did you notify the building owners surveyor?

A

I presented the schedules of condition and the more recent photographs and schedules of condition.

I included a covering email outlining that the damage was the cause of the works and the remedials that would need to be completed.

71
Q

Stanmer Road, Party Wall
What was the BOS’s res[pnse to the damage notification?

A

They advised that they would be happy to rake and fill cracks where they have occured, but their building owner should not be subject to redecorating.

His argument that this would then be improving the property from its original state before the damage had occured.

72
Q

Stanmer Road, Party Wall
What case law did you you draw the BOS surveyor’s attention to?

A

Harbutt’s Plasticine Ltd v
Wayne Tank and Pump Co Ltd.

73
Q

Stanmer Road, Party Wall
What was the outcome of the dispute between the building owner and your client?

A

Once the BOS had reviweed the case law he agreed that decorations should be included in the repairs.

I developed a SoW which was provided to the client’s maintenace team who priced the works.

The cost for the works was then recovered as payment in lieu.

74
Q

Have you ever provided reasoned advice on legal/regulatory compliance requirements on party wall awards?

A

Yes, recently I was appointed by a client to determine whether there was a breach of PW legislation at their property.

The resident had complained that the next door neighbour had a loft installation completed and that it had caused damage to their property.

I attended the property to understand if any notifiable works had been completed and whether there had been a breach.

Notifiable works had been completed and no notices had been issued by the BO.

The damage at the property was minimal and the cost to repair had likely already been exceeded in our fees.

I advised that the issues were not significant and should be resolved at their cost and they should contact the BO to try and recover the cost. However, pursuing this with solicitors would be expensive and lenghty, especially since there were no records of condition before.

75
Q

Emma House Cladding Refurbishment
What was your role in the project?

A

I was appointed as employers agent to develop the employers requirement, review tenders, review contracts designs and manage the project once it began.

76
Q

Emma House Cladding Refurbishment
What types of materials were used for the replacement of the timber cladding and balcony strips?

A

For the timber cladding, specified a cement fibre board from rockwool. This product could be finished to mimic the aesthetics of the existing wood cladding while providing the Euroclass A2 rating required.

For the balcony strips I specified an aluminimum box sections, that could be finished with any RAL colour and could be manufactured in the required size to fit the structural framework.

77
Q

Emma House Cladding Refurbishment
What kind of contract was used for this project?

A

JCT D&B

78
Q

Emma House Cladding Refurbishment
What was the project cost?

A

Approximately £400k

79
Q

Emma House Cladding Refurbishment
What advice did you give to the client regarding the need for planning permission?

A

I advised the client that as we were going to be changing the appearance of the property in both the cladding and the box sections we would require planning permissions.

80
Q

Emma House Cladding Refurbishment
What was the clients request to the planning permission and what was your response?

A

They requested that we apporach the LPA for pre-planning advice in an aim to reduce the time it would take to get planning permission.

After reviewing the LPA’s website and information on pre-application advice and talking to coleagues, I understood that the minimum time it would take to get the advice would be 7 weeks. However, I also understand that this was taking longer than most cases due to high workloads of the LPA.

I advised the client that although it would remove the change of rejection, it would not provide any signifcant saving. I also selected materials that were sympathetic to the origianl construction to minimise the risk.

81
Q

Emma House Cladding Refurbishment
How did you ensure compliance with legal and regulatory compliance during this project?

A

I advised the client at our appointment that a planning permission would need to be granted for the works.

I enquired as to whether there were any leaseholders within the block and if they would need to follow a s20 process.

I outlined that they would need to comply with CDM and building control approval.

82
Q

Pond Close Planning
What specific steps did you take to complete the planning applications for the installation of air source heat pump systems?

A

1) I requested all information from the client on the products to be installed, where they were going to be installed and reasons for them being installed.
2) I then visited site to complete measurements for drawings and take photos for the application.
3) I developed the drawings and photo schedules.
4) I completed a design access statement including distance attenuation calculations to show the units would meet building standards and be in line with the noise policy statement for England.
5) I then submitted the applications via planning portal.

83
Q

Pond Close Planning
How did you ensure that the noise produced at the proposed location would not exceed building standards recommended for internal decibel levels?

A

I completed distance attenuation calculations.

This involved measuring the distance from the unit position, understanding the amount of noise produced, understanding the noise inuslation of the materials in between.

84
Q

Pond Close Planning
How did you ensure that the noise produced at the proposed location would not produce adverse effects outlined in the Noise Policy Statement for England?

A

I used the distance attenuation calculations and BS8233 to determine if the noises would be acceptable.

I then used the Noise policy statement to determine whether their installation would have an affect on the quality of life of the residents.

As the units were not in close proximity to any areas used by the residents it was not going to have any observed affect on the residents.

85
Q

What experience do you have with submitting planning applications?

A

I have submitted planning applications for a variety of works over a number of boroughs.

I am currently in the process of submitting planning permission applications for refurbishment throughout London. Which includes me having to conisder listed building status and whether properties are within conservation areas.

86
Q

Can you explain the process of taking schedules of condition?

A

My experience of schedules of condition primarily revolves around the party wall process.

This inlvoes dividng the property up into rooms and then furtehr subdiving it into elements. Recording each inidivdual elements’ condition and any signifcant defects.

87
Q

Clapton Terrace LBC
What advice did the conservation officer provide?

A

The conservation officer gave an advisory note on the charteristics of the building and the construction of the garden wall in the past.

This included detailing that the wall was not original and any new wall should be sympathetic to the original design.

This meant, instead of installing as existing, we could install a wall with peirs, limestone copings and fence toppers.

88
Q

Clapton Terrace LBC
What documents did you include with your application to ensure it was approved?

A

I included a heritage statement that included photographs of the original wall which I found in the local archives. It also commented on how this would be helping to enhance the original appearance of the building.

I also included a photo schedule of nearby properties with the fence toppers to show the precedent deisgn for the spindle.

I developed drawings with annotations and details of the spindle and fixing method.