10.3,10.2,10.4 Flashcards
(2) While there may be situations where it is appropriate for two employees who have a personal relationship to work in the same program or activity, the Department is particularly cautious regarding the following potentially sensitive situations:
S S D
(a) Where employees who have a personal relationship work in a small unit in close association;
(b) Where employees who have a personal relationship work for the same supervisor; and
(c) Where employees who have a personal relationship have a direct or indirect supervisor/subordinate relationship.
b. Written Notice Not Applicable. The advance 60-day written notice is not
applicable to the following transfer actions:
N V A L
(1) Mandatory transfer which does not reasonably require an employee to
change the employee’s place of residence.
(2) Voluntary transfer.
(3) Administrative transfer which is a matter of mutual agreement between the
appointing power and employee.
(4) Mandatory transfer as a result of a layoff situation.
(1) The following are discretionary leaves:
R A T I
(a) Regular Leave of absence (reasons listed in paragraph 2.d.).
(b) Adoption Leave.
(c) Temporary Leave of absence.
(d) Informal leave
d. Nondiscretionary Leave. When an employee meets the eligibility criteria as specified by the Government Code (GC), California Department of Human Resources (CalHR) rules, BU agreement, or federal or state law, the employee is entitled to the leave as a matter of right. The following are nondiscretionary leaves:
P M D
(1) Pregnancy or Parental Leave.
(2) Veterans’ Educational Leave.
(3) Military Leave.
(4) Spousal Military Leave.
(5) Family and Medical Leave Act (FMLA)/California Family Rights Act (CFRA) Leave.
(6) Nonindustrial Disability Insurance (NDI) Leave.
(7) State Disability Insurance (SDI) Leave.
- PREGNANCY DISABILITY LEAVE. Effective January 1, 2013, the California Pregnancy Disability Leave (PDL) regulations were changed with the intent of augmenting the FMLA and CFRA regulations.
a. General. In addition to leave taken under the provisions of FMLA/CFRA, an employee who is disabled due to _____, _____, _______ is entitled to take unpaid PDL for the period of the actual disability up to _______, per pregnancy, as medically needed.
P C R
b. Eligibility.
pregnancy, childbirth, or related medical conditions
_________
(1) An employee who works for an employer with 5 or more employees.
(2) There is no length of service requirement.
___
four months (17.33 weeks)
- UNACCEPTABLE REASONS FOR SICK LEAVE.
a. Medical examinations for a life insurance policy, a teacher’s credential, a marriage license, or to qualify for a job outside state service are not valid reasons for sick leave.
L T M J
C H P
b. Sick leave for family care is not authorized for the care of well children, for household duties, or simply to provide companionship.
f. Authorization for Sergeants Earning Compensating Time Off. It is departmental policy that CTO be authorized when sergeants are required to work overtime performing any of the duties listed below:
T T D I P
(1) When on travel status not connected with enforcement duties (e.g., travel to or from the Academy or other school for the purpose of training). Travel in conjunction with a court appearance is considered an enforcement duty.
(2) When on training status (e.g., monthly unit organization meetings or other required training conducted at command level).
(3) When assigned to desk or office duties. Public information officers, headquarters assignments, etc., are considered to be desk or office duties.
(4) When participating in monthly pistol qualifications. Overtime is not authorized for participation or attendance at competitive pistol matches.
(5) When instructing at the Academy or other school as required by the Department.
a. Absences When an STD. 634, Absence and Additional Time Worked Report, is Required. An STD. 634 is required to report absences due to the reasons listed below and shall be prepared in accordance with the instructions in this chapter and in the chapter referenced for each type of absence. If an STD. 634 is required, only one STD. 634, per employee, shall be completed for each pay period in which an absence occurred.
(1) Sick leave self and sick leave family illness, whether approved or disapproved. (Refer to Chapter 21, Sick Leave and Bereavement Leave, of this manual.)
(2) Jury duty. (Refer to Chapter 26, Miscellaneous Absences With Pay, of this manual.)
(3) Industrial injury for absence subsequent to the shift during which the injury occurred. (Refer to Chapter 20, Injury/Medical Procedures and Benefits, of this manual for 4800.5 Time, Temporary Disability, Industrial Disability Leave and Industrial Disability Leave with supplementation.)
(4) Approved absence without pay for informal or temporary leave. (Refer to Chapter 8, Leave of Absence, and Chapter 25, Absence Without Pay [Dock], of this manual.)
(5) Appearance as a subpoenaed witness in a matter not arising from official duties. (Refer to Chapter 26 of this manual.)
(6) Vacation/annual leave or other leave credits when used for sick leave purposes. (Refer to Chapter 22, Vacation, Annual Leave, and Holiday-In-Lieu, of this manual.)
(7) Bereavement Leave. (Refer to Chapter 21 of this manual.)
(8) Family and Medical Leave Act. (Refer to Chapter 45, Family and Medical Leave Act/California Family Rights Act, of this manual.)
(9) California Family Rights Act. (Refer to Chapter 45 of this manual.) (10) Nonindustrial Disability Insurance. (Refer to Chapter 8 of this manual.)
27-3 HPM 10.3
b. Absences When an STD. 634, Absence and Additional Time Worked Report, is Not Required. An STD. 634 is not required for absences due to the reasons listed below. Refer to the chapter referenced for further information.
(1) Absence without leave. (Refer to Chapter 9, Separations, and Chapter 25 of this manual.)
(2) Military leave of absence, either short-term or long-term. (Refer to Chapter 8 of this manual.)
(3) Regular leave of absence. (Refer to Chapter 8 of this manual.)
(4) Suspension. (Refer to Highway Patrol Manual 10.2, Internal Investigations Manual, Chapter 2, Terms and Definitions.)
(5) Industrial injury for absence on the shift when injury occurred only. (Refer to Chapter 20 of this manual.)
(6) Physical examinations for which time off with pay is allowed. (Refer to Chapter 21 of this manual.)
(7) Vacation used for other than sick leave purposes, or for use on a claim of industrial injury. (Refer to Chapter 20 of this manual.)
(8) Overtime Credits (compensating time off) used for other than sick leave purposes. (Refer to Chapter 20 of this manual.)
(9) Annual Leave used for other than sick leave purposes. (Refer to Chapter 20 of this manual.)
(10) Personal Holiday, Professional Development Days, Personal Leave Program, Holiday Credits, Excess hours, Holiday Informal Time Off, Voluntary Personal Leave, and Furlough hours used for other than sick leave purposes. (Refer to Chapter 23, Meal Periods, Rest Periods, Holidays, and Staggered and Flexible Work Hours, and Chapter 28, Attendance Reporting, of this manual.)
(11) Catastrophic Leave donations received and used (except if used for sick leave purposes).
a. Transfer. When an employee is transferred between geographical locations or from a Division or Area to headquarters, their ___, ___, ___, and ___ shall be forwarded to the new command. The files should be forwarded in enough time to arrive at the new command at least one week before the employee’s reporting date.
field personnel file, medical files, subject files, and training records
b. Absences When an STD. 634, Absence and Additional Time Worked Report, is Not Required. An STD. 634 is not required for absences due to the reasons listed below. Refer to the chapter referenced for further information.
P R A C I S M LEAVECREDITS
(1) Absence without leave. (Refer to Chapter 9, Separations, and Chapter 25 of this manual.)
(2) Military leave of absence, either short-term or long-term. (Refer to Chapter 8 of this manual.)
(3) Regular leave of absence. (Refer to Chapter 8 of this manual.)
(4) Suspension. (Refer to Highway Patrol Manual 10.2, Internal Investigations Manual, Chapter 2, Terms and Definitions.)
(5) Industrial injury for absence on the shift when injury occurred only. (Refer to Chapter 20 of this manual.)
(6) Physical examinations for which time off with pay is allowed. (Refer to Chapter 21 of this manual.)
(7) Vacation used for other than sick leave purposes, or for use on a claim of industrial injury. (Refer to Chapter 20 of this manual.)
(8) Overtime Credits (compensating time off) used for other than sick leave purposes. (Refer to Chapter 20 of this manual.)
(9) Annual Leave used for other than sick leave purposes. (Refer to Chapter 20 of this manual.)
(10) Personal Holiday, Professional Development Days, Personal Leave Program, Holiday Credits, Excess hours, Holiday Informal Time Off, Voluntary Personal Leave, and Furlough hours used for other than sick leave purposes. (Refer to Chapter 23, Meal Periods, Rest Periods, Holidays, and Staggered and Flexible Work Hours, and Chapter 28, Attendance Reporting, of this manual.)
(11) Catastrophic Leave donations received and used (except if used for sick leave purposes).
- STD. 634, ABSENCE AND ADDITIONAL TIME WORKED REPORT.
a. Absences When an STD. 634, Absence and Additional Time Worked Report, is Required. An STD. 634 is required to report absences due to the reasons listed below and shall be prepared in accordance with the instructions in this chapter and in the chapter referenced for each type of absence. If an STD. 634 is required, only one STD. 634, per employee, shall be completed for each pay period in which an absence occurred.
A S S J I F B LEAVECREDITS
(1) Sick leave self and sick leave family illness, whether approved or disapproved. (Refer to Chapter 21, Sick Leave and Bereavement Leave, of this manual.)
(2) Jury duty. (Refer to Chapter 26, Miscellaneous Absences With Pay, of this manual.)
(3) Industrial injury for absence subsequent to the shift during which the injury occurred. (Refer to Chapter 20, Injury/Medical Procedures and Benefits, of this manual for 4800.5 Time, Temporary Disability, Industrial Disability Leave and Industrial Disability Leave with supplementation.)
(4) Approved absence without pay for informal or temporary leave. (Refer to Chapter 8, Leave of Absence, and Chapter 25, Absence Without Pay [Dock], of this manual.)
(5) Appearance as a subpoenaed witness in a matter not arising from official duties. (Refer to Chapter 26 of this manual.)
(6) Vacation/annual leave or other leave credits when used for sick leave purposes. (Refer to Chapter 22, Vacation, Annual Leave, and Holiday-In-Lieu, of this manual.)
(7) Bereavement Leave. (Refer to Chapter 21 of this manual.)
(8) Family and Medical Leave Act. (Refer to Chapter 45, Family and Medical Leave Act/California Family Rights Act, of this manual.)
(9) California Family Rights Act. (Refer to Chapter 45 of this manual.) (10) Nonindustrial Disability Insurance. (Refer to Chapter 8 of this manual.)
27-3 HPM 10.3
h. Reasons for Leave. The FMLA/CFRA leave may be taken for the following reasons:
C S V M
(1) Birth and care of an employee’s newborn child.
(2) Care for a newly adopted or placed foster child.
HPM 10.3
45-10
(3) Care for an immediate family member (employee’s spouse or domestic partner, child, child of domestic partner, or parent) who has a serious health condition, which requires the employee to provide care.
(4) Employee’s own serious health condition that makes the employee unable to perform the essential functions of their job.
(5) Employee is a victim of domestic violence, sexual assault, or stalking. Refer to Chapter 26, Miscellaneous Absences with Pay, of this manual.
(6) Family and medical events as specified in the Family and Medical Leave Act–Military Leave Entitlements policy. (Refer to paragraph 2.)
(1) To be eligible for FMLA/CFRA benefits, an employee must have at least ___ months (52 weeks) of state service, and have worked at least ______hours (actual time worked) immediately before the date the FMLA/CFRA leave is to start.
M O U
12, 1,250
(a) The hours do not need to be worked consecutively.
(b) Time off for sick leave, vacation/annual leave, administrative time off,
compensating time off, holidays, informal time off, or personal leave are not counted towards the 1,250 hours of work.
(c) Overtime hours are counted.
(d) Time off for military leave is counted.
(e) Union Paid Leave may count.
(f) Any paid leave due to job-related injuries or illness will not be counted
towards satisfying the 1,250 hours worked requirement. The 12-month period is measured backwards from the date an employee uses any FMLA/CFRA leave.
Once initiated, an administrative investigation has four possible outcomes:
A R M N
Adverse Action
Rejection During Probation
Miscellaneous Investigation
Non-punitive Termination
(a) Adverse Action. A disciplinary legal action taken in response to an employee’s misconduct or continued failure to meet the rules of conduct established by law and/or departmental policy. Penalties consist of:
1 Formal written reprimand.
2 Suspension.
3 Reduction in salary.
4 Demotion.
5 Involuntary transfer.
6 Dismissal.
An administrative investigation in which the employee is exonerated, separates from state service, transfers to a new agency, or the conduct does not warrant adverse action or rejection during probation. Refer to Chapter 7, Investigation Documentation.
Miscellaneous Investigation
Actions resulting in involuntary separation from state service, although not as a disciplinary measure. Examples include termination resulting from absence without leave, failure to meet minimum qualifications, and medical disqualification. Refer to Chapter 10, Separations During an Internal Investigation.
(d) Non-Punitive Termination.
b. Nexus to Employment. The Department shall only investigate allegations of misconduct when there is a nexus (or connection), between the act(s) and the individual’s employment with the Department. Such a nexus is necessary to establish a basis for disciplinary or corrective action. Nexus is established in the following circumstances:
O C F O C D MERE KNOWLEDGE IS INSUFFICIENT
(1) The act(s) occurred while the employee was on duty, regardless of location or assignment.
(2) All criminal acts by uniformed employees, either on or off duty.
(3) All criminal acts by non-uniformed employees, either on or off duty, which
constitute a felony or crime of moral turpitude.
(4) While off duty, an individual’s employment status is affirmatively established by an overt act. Examples include employees who are subject to enforcement action requesting leniency while identifying themselves as members of the Department, or employees identifying themselves as members of the Department.
(5) Any off-duty misconduct with a clear connection to the employee’s continued ability to effectively perform the duties of the employee’s position. For example, a non-uniformed employee with a suspended driver license cannot perform duties which require a valid license.
(6) The misconduct is of such a nature that it could bring discredit to the Department.
(7) Normally, mere knowledge of employment status with the Department is insufficient to establish a nexus.
HPM 10.2 2-4
Discipline which involves a penalty consisting of a one to five working day(s) suspension or equivalent step-reduction in pay. Applies to Bargaining Unit 5 members only (officers and sergeants).
ff. Minor Discipline.
The process by which an employee who has resigned (by being absent without leave [AWOL]) has the opportunity to present information to an impartial and uninvolved departmental member with the authority to recommend a final disposition.
k. Coleman Hearing. (Coleman v. Department of Personnel Administration (1991) 52 Cal.3d 1102.)
(g) Memorandum of Counseling. A memorandum of counseling (MOC) is an initial level of corrective documentation. A manager or supervisor may provide written comments on a MOC, including directives and expectations. The MOC ________________. the Bazemore Admonition. (Refer to Annex A.)
does not normally contain
(i) Censurable CHP 2, Incident Report. This is an alternate form of documentation which should contain a manager’s or supervisor’s written documentation of an employee’s actions, as well as directives and expectations. A censurable CHP 2 should be used for a single act which is not likely to recur in the future. (Refer to Annex B.) The censurable CHP 2____________ the Bazemore Admonition.
shall not contain
(D)Monthly Evaluation Comment (CHP 100, CHP 100 PSD, CHP 112). A manager or supervisor may provide written comments including directives and expectations on the employee’s monthly evaluation. The monthly evaluation comment __________ the Bazemore Admonition.
shall not contain
(h) Memorandum of Direction. When poor performance or misconduct merits more severe disciplinary measures, but falls short of a request for initiating an adverse action, a memorandum of direction (MOD) may be issued. The MOD ____________the Bazemore Admonition.
(Refer to Annex C.)
shall contain