PA 12 - Entitlement of foreign & convention application; EPR 14 Flashcards

1
Q

Who can and when can they bring entitlement questions if foreign and convention patents. And what does the comptroller do

A

S12 (1) BEFORE grant of an OVERSEAS patent:
ANY person may refer a question of entitlement to the Comptroller
OR
one or more co-applicant may approach the Comptroller regarding transfer of entitlement to any other person
and the Comptroller will do as they see fit

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2
Q

What can the Comptroller do regarding foreign entitlement questions (s12)

A

S12 (2) May decline to deal with it and pass on to the court
(if it would be more properly dealt with there)

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3
Q

Who has jurisdiction for entitlement with an EP patent

A

S12 (3) Refer to Section 82.
Comptroller shall have jurisdiction if:
the applicant has residence or principal place of business in the UK
OR
the other party claiming entitlement has residence or principal place of business in the UK

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4
Q

When does section 12 apply

A

ONLY when referral is made BEFORE grant

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5
Q

What happens with Employee related questions for EP patents

A

(S82)
for Employee inventions

the employee is mainly employed in the UK
OR
the employee is not mainly employed anywhere or his place of main employment cannot be determined, but the employer has a place of business in the United Kingdom to which the employee is attached

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6
Q

When does S10 apply (Handling of Joint Applicants) in foreign entitlement proceedings

A

S12(4) To all orders made under subsections (1) and (2), EXCEPT where it regulates a manner in which an application is to proceed

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7
Q

When does S11 apply (Effect of Transfer of Application)

A

S12(5) For orders made under subsections (1) and (4)by either the Comptroller or overseas court, unless already covered in Sections 8 or 10 (Entitlement and Joint Applicants)

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8
Q

What happens to entitlement when EP applications or GB designations (EP and PCT) are withdrawn

A

The comptroller may allow a party he considers entitled to all or part of the matter to file WITHIN THREE MONTHS a new application (subject to no added matter), and that is treated as being filed on the date of the original application under the following circumstances

(a) Where it is withdrawn or refused during prosecution BEFORE a question is referred under S12(1)
OR
(b) an EP application is refused by request of the entitled person in and deliberation under S12(1)
OR
(c) where a PCT(GB) application, or the GB designation thereof is withdrawn or refused during normal prosecution
BEFORE OR AFTER any question is referred under S12(1) above.

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9
Q

What does “patent” and “application” mean for S12 relating to overseas entitlement

A

They encompass overseas equivalents

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10
Q

When is Section 12 used

A

When there is an EP application whose entitlement is in doubt

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11
Q

When does S12 not apply

A

To GRANTED foreign cases.
But if they grant during S12 proceedings, the proceedings can continue

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12
Q

When is a decision made final for S12 proceedings

A

A decision is final once an appeal can no longer be sought
OR
an appeal is disposed of

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13
Q

Can S12 be used to determine inventorship

A

YES, as this can give rise to rights in some states (e.g. Germany)

UNLIKE S8 which defers to S13

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14
Q

How do S12 decisions affect other jurisdictions

A

It can affect them, but only as guidance, and is not binding
c.f. S83

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15
Q

What happens if entitlement results in need to assign

A

Comptroller has the power to bypass a losing party that fails to operate and authorise the transfer on their behalf

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16
Q

What are the actions for an EP case when entitlement proceedings are brought

A

R14 EPC
You can:
Request stay of proceedings, by providing proof that entitlement proceedings have begun in the UK
If successful (i.e. with evidence that a final decision has been taken), the UK decision can be used to transfer rights in the EP application (Art 61 EPC)
the EPO may set a date on which it intends to resume proceedings, and will communicate this date to third parties involved and the applicant
All periods running other than those for renewal fees shall be interrupted

17
Q

What are the actions for a PCT case when entitlement proceedings are brought

A

Cannot suspend proceedings,
Successful decisions can be applied to the international application
Not all states are signatories to the protocol on recognition - so the decision may need to be reapplied in each state during national phases.