Theories Flashcards
Theories-Why do we need theories?
Fredrickson et al., 2012
Why do we need theories? (Frederickson, Smith, Larimer, and Licari (2012))
—three key points necessary for all theories is it’s capacity to:
1) Describe – ever-evolving phenomenon
2) Explain - can lead to inconsistencies based on preconceived ideas, culture, or language
3) Predict (social phenomena) – there are examples of the unethical use of the predictive capabilities of social and scientific theory
Example: attempting to identify criminals prior to any offense based on characteristics of prior offenders
Theories-What is theory? (informal definition)
Fredrickson et al., 2012
Fredrickson et al., 2012
From an informal perspective, theory is “simply an orientation, framework, technique, or approach” (p. 7)
Theories-What are three important features in theories?
Fredrickson et al., 2012
1) First, theory maintains a “rigorous testing of predictive theorems or hypotheses using observable and comparable data. These hypotheses, once tested and verified, form the basis of theories, assertions, or representations of reality” (p. 7). Because public administration falls within the realm of social sciences, which is centered on human behaviors and actions, the resulting theories are routinely challenged by the unpredictability of human behavior and actions.
2) A second feature of theory is the “ordering of factual material (history, events, cases, stories, measures of opinion, observation) so as to present evidence through definitions, concepts, and metaphors that promote understanding” (Frederickson et al., p. 7, 2012). This feature of theory, within the social sciences, is often heavily scrutinized because the scientist is often viewing the problem and applying a solution through lenses of subjectivity.
3) The third and final characteristic, according to Frederickson et al. (2012), is the “meaning of theory is normative—theories of what ought to be” (p, 7). With this characteristic, theories within public administration and organization must be reliable and dependable within the field of public administration, and equally important, across the closely related disciplines of political science and organization theory.
Theories-What are three key factors for theories to prevent theories from being successful?
Fredrickson et al., 2012
1) First, the complex nature of social events lends to the difficulties associated with attempting to describe these ever-evolving phenomenon.
2) Second, when viewed through the subjective lenses of a scientist, describing and explaining a social event can lead to inconsistencies based on preconceived ideas, culture, or language.
3) The final component of an effective theory, the ability to predict, is worth closer investigation. There are numerous examples of the ethical use of social and scientific theory throughout history. However, and more sobering, history is replete with the unethical and immoral predictive capabilities of theory. One example of the potential unethical and immoral predictive capacity of theory can be found in the criminal justice field. Phrenology, which was developed in the early 19th century, is the theory that criminals and deviants had certain and specific orientations and features of their skull (Rafter, 2005, p. 65). This theory not only attempted to describe and explain criminal and deviant behavior, but more alarming, it attempted to identify criminals and deviants prior to any offending in an attempt to reduce crime rates. The practice of phrenology, which is quickly dismissed today, was a staple in the criminal justice field of that era.
Theories-What is a theoretical framework?
Fredrickson et al., 2012
In general, theoretical frameworks are used to guide the explanation, development, or implementation of specific phenomena, new ideas, or systems. Theories are not meant to define a field, or provide a one-size-fit all approach, rather it provides the framework to develop or explain a phenomenon in a manner that is relevant and tailored to the needs of the present issue (Fredrickson et al., 2012).
Theories-Why is a theoretical framework necessary?
To produce change that is both long-lasting and effective, a systematic framework is necessary (Fredrickson et al., 2012)
Due to the interdisciplinary nature of public administration, many concepts and elements of public administration are subjective and the precision and specificity of public administration theories will vary. Nevertheless, when useful and effective public administration theoretical frameworks are used, they increase our understanding and provide guidance for future decision-making.
Theories-Why are theories necessary?
According to Fredrickson et al. (2012), theory is needed in public administration to provide a framework that allows for “conceptual clarity” and reliability of the field itself. In public administration theoretical frameworks are used to explain the assumptions that guide action at various political and organizational levels (Fredrickson et al., 2012).
Theories-What is the problem with PA theories?
Stillman 1999
The problem of PA theory in America is a continued failure to define its scope and substance as a coherent theory
Theories-What are 3 important conferences related to PA?
1) 1967 APSA Conference American Academy of Political & social science) –Attendees were older administrative scholars. The conference produced diverse, contradictory, statements about the future directions of the field of PA
2) Minnowbrook Conference of 1968 - Younger administrative scholars. Purpose was to focus on the status of PA theory and to discuss issues important to the attendees and to search for a new PA that would speak to current issues. Resulted again in a diversity of thoughts, opinions, and these. Themes included “an enhancement of life opportunities”, a “politics of love”, and social equity and a supporting model
3) Minnowbrook II Conference of 1988 – attended by young scholars in PA. Purpose was to compare and contrast the perspectives of the 2 groups on the state of PA and its future. Resulted in the groups focusing on definite topics for PA.
Theories-What are 3 theoretical images for PA?
1) One best way – emphasized a single, specific and correct view for doing and thinking about PA, characterized by laws and science or the management principles. These type of theories were a one shop fit all type doctrines favoring single solutions derived from the application of correct methodologies (1999).
2) Theory of Dualism – The Theory of Dualism focused on a repeated contest between two alternative theoretical perspectives. Outcomes are determined by a continuous clash of polar opposites, such as the behaviorists contrast those who favor behavioral methods with the formal structuralists.
3) Theory of Pluralism - holds that diversity of opinions and points of view is not only an appropriate way to explain present reality but is a positive strength in define public administration. This theory suggests that struggle between numerous ideas, philosophies, and perspectives reflect health, not weakness, in the field of public administration. The Theory of Pluralism seems to fit the results of the 1988 Minnowbrook 11 Conference.
Theories-What are 6 characteristics of bureaucracy?
Weber 1973
1) Hierarchy
Activities as official duties, Authority to issue commands, Continuous fulfillment via methodical provisions (recruitment, retention, and the likes)
2) Varying levels of fixed authority (task differentiation)
3) Guiding principles in the form of written documents. Officials utilize these written rules to establish structure.
4) Specially trained office management (experts in a specific field)
5) Shared authority between ranked officials
6) Well-trained executives (specialized knowledge as opposed to a generalist)
Theories-What is a bureaucracy?
Bureaucracy refers to both a body of non-elective government officials and an administrative policy-making group.
Historically, a bureaucracy was a government administration managed by departments staffed with non-elected officials.
Today, bureaucracy is the administrative system governing any large institution, whether publicly owned or privately owned. The public administration in many countries is an example of a bureaucracy, but so is the centralized hierarchical structure of a business firm.Since being coined, the word bureaucracy has developed negative connotations.
Bureaucracies have been criticized as being inefficient, convoluted, or too inflexible to individuals
Theories-What is the role of a bureaucrat?
Bureaucrats play various roles in modern society, by virtue of holding administrative, functional, and managerial positions in government. They carryout the day-to-day implementation of enacted policies for central government agencies, such as postal services, education and healthcare administration, and various regulatory bodies.
Theories-What are 7 characteristics of a bureaucrat?
Weber
1) He is personally free and appointed to his position on the basis of conduct.
2) He exercises the authority delegated to him in accordance with impersonal rules, and his loyalty is enlisted on behalf of the faithful execution of his official duties.
3) His appointment and job placement are dependent upon his technical qualifications.
4) His administrative work is a full-time occupation.
5) His work is rewarded by a regular salary and prospects of advancement in a lifetime career.
6) He must exercise his judgment and his skills, but his duty is to place these at the service of a higher authority. Ultimately he is responsible only for the impartial execution of assigned tasks and must sacrifice his personal judgment if it runs counter to his official duties.
7) Bureaucratic control is the use of rules, regulations, and formal authority to guide performance. It includes such things as budgets, statistical reports, and performance appraisals to regulate behavior and results.
Theories-Why is this important to understand bureaucracy?
Weber (1973, 2012) identifies rational-legal authority with bureaucracy in the sense that it is a legal system; well structured and organized. It deviates from the traditional construct where decisions were made on a basis of ‘efficiency’ as opposed to rationality. It is important to understand this in regards to a bureaucracy, and recognize it as a well incorporated system of checks and balances that depends on a constantly developing network of evolving layers of authority; etc.
Theories-What is rational-legal authority?
authoritative organization based on rational thinking
Theories-What is “Ideal type’ construct”?
Weber’s ‘ideal type’ is an organization consists of appointed, not elected, officials. “The pure type of bureaucratic official is appointed by superior authority. An official elected by the governed is not a purely bureaucratic figure” (Shafritz & Hyde, 2012, p. 47). The ideal figure is one that is appointed based on qualifications “as opposed to the guild-like closure of officialdom (Shafritz & Hyde, 2012).
Theories-How and why does Weber use the ‘ideal type construct’?
Weber developed a key conceptual tool, the ideal construct in order to investigate ideas and compare them with standard concepts. The ideal construct provides the basic method for comparative study. An ideal construct is not based on what is morally right but on the synthesis and integration of analytical ideas. Ideal types enable one to construct hypotheses linking them with the conditions that brought the phenomenon or event into being or with consequences that follow from its emergence (Shafritz & Hyde, 2012).
Theories-Did Weber advocate/support bureaucratic model of organizing?
Weber seems to establish a model for bureaucratic entities to follow. His ideas outline what roles certain characters in the bureaucracy must follow to ensure the most efficiency. Weber believed, however, the efficiency of bureaucracy enables it to achieve political power (Goodsell, 2015, p. 2). Weber warned a regime’s leadership could become overwhelmed due to concentrated efforts of the bureaucratic process (Goodsell, 2015). Weber (Shafritz& Hyde, 2012) provided a structure model of bureaucracy as a guideline.
Theories-What is Weber’s position on power in bureaucracy?
According to Classics of Public Administration (Shafritz& Hyde, 2012), the example provides a structure of Weber’s beliefs of bureaucracy, and as presented by the text, Weber appears to advocate bureaucracy. However, according to Ostrom (2008), Weber was very concerned about the bureaucrat obtaining a great power over the political system. This leads to the belief, Weber was skeptical of the system. In Weber’s mind, the established bureaucracy may not be perfect, but it is all we have to work with. Weber looked at bureaucracy as necessary, but with a cautious mindset over the absolute power that could be wielded by the bureaucratic machine (Ostrom, 2008).