Expansion of Federal Government: The New Deal to Mid-Century 1933-1950 Flashcards

1
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
The New Deal

A

The New Deal was a series of economic programs implemented in the United States between 1933 and 1936. The New Deal was to cover as many issues as could be imagined - be they social, economic, financial etc. It involved the passing of several acts and the creation of several agencies. New agencies meant new jobs and the devising of strategies to manage employees and attain efficiency. The Republicans were split, with conservatives opposing the entire New Deal as an enemy of business and growth, and liberals accepting some of it and promising to make it more efficient.

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2
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

*Promotes a centralization of executive authority to generate better efficiency. In the science of administration efficiency is the basic good. Proper coordination is achieved through a satisfactory division of labor, developing appropriate means of coordination and control. In this sense the problems of public organizations are viewed as similar to that of private organizations.

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3
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

Promotes the vital role of strong executive leadership (centralization) in leading an organization to attain greater efficiency in administration. A single executive should be tasked with overseeing the work of the organization. Other values such as politics (democracy) can interfere with efficiency. Nonetheless efficiency should be the value that a science of administration should be built on.

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4
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

Primary strategies promoted are span of control, unity of command, technical efficiency (intra-organization task homogeneity to attain single purpose and efficiency). The role of the executive as suggested by Gulick is POSDCORB

  • Planning what needs to be done
  • Organizing the formal structure of authority through which work subdivisions are arranged.
  • Staffing or bringing in and training staff
  • Directing or making decisions for the organization
  • CO-ordination or interrelating the various parts of the work
  • Reporting or keeping those to which the executive is responsible informed
  • Budgeting or fiscal planning
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5
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

Division of work is needed because individuals within an organization are limited in their capacity, it encourages specialization, and eliminates time lost while increasing efficiency. Gulick wrote about the division of work within an organization and the need for organization to create greater efficiency in accomplishing tasks.

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6
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

Organization of work and division of specialized tasks should be handled by those at the top of the organizational hierarchy who will in turn relay orders to subordinates. The formulation of a single idea by an individual in a power of authority will ensure that all workers are of the mindset and share the same end goal. The problem is that the larger a single public agency will make it more difficult to foster this coordination. A larger agency makes it more likely that individual/departments will lose sight of the end goal while focusing solely on their narrow duties. The larger the agency the more work will be divided thus leading to greater confusion and the need for more stringent supervision and coordination.

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7
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

Gulick proposes that en executive of an organization (in PA’s case a bureaucracy) can only be effective in monitoring subdivisions based on the span of control

Unity of command relates to a single executive (as opposed to multiple) providing orders/direction to individuals so as to reduce confusion. [SIDE NOTE] Fine tunes Taylor’s Scientific Management by stating that one manager as opposed to multiple should be involved in supervision. Technical efficiency or homogeneity in organizational work divisions and purpose to generate greater efficiency. Combining differing tasks (example health care and tax) within a single organization is nonhomogeneous and can lead to inefficiency.

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8
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

Gulick, Luther (1937)- Notes on the Theory of Organization

A

Gulick CAUTIONS that there can be two primary pitfalls with the issue of technical efficiency and homogeneity. For one, the technical expert within the organization can become too narrowly focused on his and only his area of expertise thus being unable to see the bigger picture. Secondly, the technical expert can become a know it all who believes they know best about all matters including those in which they are not fluent in. This may compel the technical expert within the public agency to foray into areas in which they are not proficient thus leading to an infringement of democracy where the expert believes he knows what is best for society. In a democratic society, the common man is a better expert on his own needs that the technical bureaucrat. If efficiency is allowed to take precedence democracy may be impacted. [SIDE NOTE] Similar to Weber’s concern of the self-serving bureaucrat. Thus, supervision is needed by the executive. Also CAUTIONED is to ensure that executive management does not lose sight of organizational effectiveness in lieu of efficiency and those at the bottom of the organization does not place effectiveness above co-ordination.

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9
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
Willoughby, W.E. (1927)

A

Advocates for the adherence to the principles of administration which is adopted from business organizations. The first step in making the administrative branch a single, integrated piece of administrative machinery is to vest in a single agency executive the powers to carry out the work assigned. Various departments performing similar missions and frequent working missions should be are grouped close together (i.e. principle of grouping). This ensures simplicity, avoids jurisdictional conflicts, and permits better efficiency and economy. No reference is given to democracy or citizen participation.

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10
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
Brownlow, L., Merriam, C.E., Gulick, L. (1937)-Report of the President’s Committee on Administrative Management

A

*Promotes a centralization of executive authority.

The American president unites three important functions-leader of a political party, leader of Congress, and leader of the people.

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11
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
Brownlow, L., Merriam, C.E., Gulick, L. (1937)-Report of the President’s Committee on Administrative Management

A

Good government efficiency is predicated on good management. Foundations of effective management in public affairs are similar to that of private organization. Government efficiency requires the leadership from a strong executive to provide energy and direction to administrative management. Good administrative management in democracy requires executive leader duties such as organization of personnel and the fiscal system. The effectiveness of the chief executive (president) is found to be limited and restricted. The chief executive does not have adequate resources (agencies and personnel) to truly be effective. The chief executive office is not current on sound business and government practices. As executive duties are increasing, the tools, resources, and strategies at the disposal of the executive should be reorganized. The chief executive should not be constrained by rules and procedures. Government should be reorganized to achieve objectives beyond efficiency as well as eliminate duplication and contradicting policies. The chief executive should be permitted to have a small contingent of executive assistants who interact on his behalf (with agencies, Congress, and the public) and provide the president with information so that he makes more informed decisions that promotes better democracy.

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12
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
Brownlow, L., Merriam, C.E., Gulick, L. (1937)-Report of the President’s Committee on Administrative Management

A

Strong leadership in the American system of government will require more empowerment of the President (chief executive). The Office of the President should be reorganized with the President being less constrained by rules so that he may do his job more effectively. The President should be allowed to select a staff of close-knit assistants (STAFFING) that will interact with agencies, Congress, and the public on his behalf so that he may be able to make more informed decisions. The President should be granted the resources, personnel, and decision-making discretionary power to make important decisions so that he may directly control and lead the great managerial functions of government (which encompasses all administrative departments).

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13
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

The Hoover Commission Report (1949)-The report of the Commission on Organization of the Executive branch of Government

A

*Promotes a centralization of executive authority in order to attain efficiency.

Without first organizing the executive branch of government, any other steps to improve other facets of organization and administrative management will be futile. Responsibility and accountability would not be possible if there was not a person in charge-at the very top-to hold agency heads accountable. A systematic effort to improve organization and administration in the federal government must begin with reorganizing the executive branch of government. Steps needing to be taken include ordering grouping based on the functions of government in a more orderly manner under the president, establishing clear lines of control between the agency heads and the President so as to promote accountability, provide the President and agency heads with better and more competent staff and more discretion to select their immediate advisors, develop a higher number of capable staff in the public service, relax guidelines and legislation which are in place and only serves to constrain the decision making of the executive and agency heads.

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14
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY

White, Leonard 1948-

A

There is an increasing trend towards executive initiative in public policy which occurs when administrators exercise discretion in carrying out vague or genera legislation and as the advice and counsel of permanent civil servants are sought in the development of policy. There is an advantage of employing administrative personnel in policy formulation because the impartiality and technical skill of administrators may equip them to make especially good recommendations. Administrators may be the best-equipped branch of government to make genuinely public policy free from overwhelming favoritism on to one particular pressure group.

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15
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1948)-The Administrative State

A

*Promotes democracy is administration

Third, PA needs to address the possibility of a theory of democratic administration and not focus solely on efficiency and technical matters.

For too long scholars have attempted the unrealistic objective of avoiding questions of values/morality by solely focusing on technical and scientific matters. Politics provides the policies, rules, and action plans by which administration can act. Therefore, administration should be viewed as political theory in action.

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16
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1948)-The Administrative State

A

WIKIPEDIA-Political philosophy is the study of such topics as politics, liberty, justice, property, rights, law, and the enforcement of a legal code by authority: what they are, why (or even if) they are needed, what, if anything, makes a government legitimate, what rights and freedoms it should protect and why, what form it should take and why, what the law is, and what duties citizens owe to a legitimate government, if any, and when it may be legitimately overthrown, if ever.

17
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1948)-The Administrative State

A

Politics and administration are not mutually distinct and may ultimately be related. PA should develop a professional outlook that recognizes a set of values from various sources as opposed to a single set of scientific principles. There should be some moral aspect to the professional outlook which incorporates democratic values. Political, economic, social rationality, and the public interest should also be called upon or PA will lose its ethical component. PA should seek an optimal mix of democracy and bureaucracy because while democracy is necessary, so too is bureaucracy. Service to the public should be the core idea of bureaucracy.

18
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1948)-The Administrative State

A

The Administrative State also suggested that scientific management and efficiency (as utilized in a bureaucracy) is not the core idea of government bureaucracy, but rather it is service to the public (democracy). However there is a conflict between bureaucracy and democracy. Bureaucracy is equal to procedural trappings such as rules, tasks, functions, and goal orientations. This terms does not connote democracy but instead procedures to abide by. On the other hand, democracy is defined by values, ethics, and striving for freedom and equality-things that do not connote procedural trappings. Therefore bureaucracy and democracy are incompatible concepts. For example, bureaucracy equals to the rule of the hierarchy (those at the top will have more power) and democracy equals equality. Another example is that bureaucracy equals discipline and supervision whereas democracy equals liberty. On one hand (power as held at the top of a bureaucratic hierarchy) can be dangerous and should be dispersed accordingly, but on the other hand power that is wielded positively can serve good purposes. Yet on the same token, democracy is possible if power is concentrated so that power can act and be held accountable.

19
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1948)-The Administrative State

A

Efficiency cannot be a value and must always be defined in terms of the particular purpose being served. Something that is efficient for one purpose can be inefficient for another. Making efficiency a preemptive value is failing to consider the substance of what needs to be done.

20
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1952)-Development of a Theory of Democratic Administration

A
  • Promotes the need to infuse democracy in a theory of public administration.
  • The prevailing notion here is presented by democracy. Efficiency and technical matters cannot be the sole value of administration. Questions of values will arise which gives rise to questions of the relationship between administrative practices and democratic theory.
  • Read Page 91 of this article
21
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1952)-Development of a Theory of Democratic Administration

A

Waldo questioned whether democracy would be able to survive nondemocratic public organizations. Questioned whether the principles of business management are themselves at odds with the norms of a democracy. They are thought to be different from a democracy. Private and public organizations were false to the ideal of democracy. These organizations according to Waldo, suggested that democracy was secondary/peripheral to administration.

22
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1952)-Development of a Theory of Democratic Administration

A

Waldo suggested that even in a democratic society, regardless of whether politics and administration are separated, administration in a democracy must always adhere to democratic norms and principles.

Democracy’s central meaning lies in an ethic and a set of values (liberty, equality, and fraternity). PA started with the notion that politics and administration are two exclusive categories. This notion has since been disregarded. Secondly, there has been a critique of efficiency being the central tenet of administration study

23
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1952)-Development of a Theory of Democratic Administration

A

However, it has been more difficult to disregard the politics-administration dichotomy than it has been too deemphasize efficiency as the central tenet of PA. Lastly, there has been a move away/criticism of the main cannons/dogmas that are prescribed as the means of attaining efficiency. These cannons entail hierarchy, centralization, unity of command, and simplicity. For example, one counterargument is that decentralization is better for efficiency and for more democracy.

24
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY
Waldo, Dwight (1952)-Development of a Theory of Democratic Administration

A

Herbert Simon critiques Waldo’s assessment based on the notion that is not based on sound scientific testing. It is not fact but is instead conjecture values that tells us what ‘ought to be’ but not necessarily ‘what is’. Scientific rigor and testing should be applied to validate Waldo’s views on democracy in order to substantiate it. According to Denhardt (2008), “Although science can tell us what is, it cannot, tell u what ought to be.

25
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Appleby, Paul (1945)-Government is Different

A

*Promotes a commitment to democracy. Up until this point the prevailing view was that organizational behavior and the basic concerns of management are the same whether in the public or private sector. The general concern if efficiency and how It can best be attained. Government is different because government is accountability and the public administrator must have a public attitude.

26
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Appleby, Paul (1945)-Government is Different

A

While it may be acceptable to adopt business practices into government, caution must be taken when recruiting former big business executives into governmental executive positions. Appleby stipulates that private organizations and government are distinctly different in some key areas and this may prove unsuccessful when private sector executives foray into the public sector.

27
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Appleby, Paul (1945)-Government is Different

A

Government exists because there is a need to have people in society charged with efforts to promote and protect the public interest.

A primary difference is that unlike in the private sector, those willing to get into government must have an interest to serve the public i.e. public-interest attitude”. Those who desire to get in government to truly make a difference may fair better and generate better results. “Those who do not normally and consistently feel a great interest in government will not be good prospects” (Page 119). Unlike the private sector, those interested in government should have a temperament/attitude towards serving the public interests. “No one can serve the public interests as to should be served unless he has a public-interest attitude” (Page 120).

28
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Appleby, Paul (1945)-Government is Different

A

Another difference is that being successful in private business does not mean that one will be successful in government should they make a career transition. “The more they have succeeded in nongovernmental fields, the more they have developed interests and habits that will unfit them for government” (Page 119). [SIDE NOTE] An example would be regard for efficiency and the financial bottom line as opposed to effectiveness. This is an indicator that bringing successful private sector thinking and approaches to the public sector is not a harbinger to public sector success. Secondly, certain individuals can be attracted to work in government for different reasons. Government is different because of public accountability. The public has the right to hold government officials accountable for not providing adequate services unlike in the private sector.

29
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Selznick, Phillip (1949)-The Cooptative Mechanism

A

*Promotes a commitment to democracy.

Formal cooptation is the process by which an organization absorbs new elements into their decision-making body. This primarily occurs when the legitimacy of a governing group/agency is called into question (by citizens) and the governing group needs to win the consent of the governed. Formal cooptation is more proactive and seeks to win democratic consent by actively bringing individuals into the representative fold. Cooptation invites participation and promotes democracy.

30
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Selznick, Phillip (1949)-The Cooptative Mechanism

A

Cooptation may be a result of response from the pressure of power social groups within a community. Legitimate organizations may be threatened by the power of these social groups and to appease will alter organizational structure and policy. Organizations may be influenced by these outside groups and may determine it beneficial to institute representatives of these groups into their decision making structure.

31
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Selznick, Phillip (1949)-The Cooptative Mechanism

A

Informal cooptation may be more reactive and attributed to the threat of being overthrown. Cooptation results from tensions between formal authority (within an organization) and social power. “Cooptation results in some constriction of the field of choice available to the organization of leadership in question. The character of the coopted elements will necessarily shape the modes of action available to the group which has won adaptation at the price of commitment to outside elements.

32
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Selznick, Phillip (1949)-The Cooptative Mechanism

A

Planning is always positive but democracy can impact its execution. Cooptation as a commitment to democracy ensures participation by representatives acting on behalf of the public interest.

33
Q

Expansion of Federal Government: The New Deal to Mid-Century 1933-1950
CENTRALIZATION AND EXECUTIVE AUTHORITY
DEMOCRACY

Denhardt (2008)-

A

Denhardt (2008)- Public organizations are different because they are more interested in service rather than profit. The purpose of government agencies are more ambiguous that private organizations. While the goals of public agencies are more difficult to measure, public agencies are limited in the degree of efficiency they can attain. Public agencies carry out their objectives with increasing concern for the impact of uncertain environmental factors, and their operations are subjected to careful scrutiny by both government and the public.