Seminar 6 - Iatrogenic Death and the Dr as the Accused Flashcards

1
Q

Would a a doctor making a singular mistake warrant a FAI

A

No

These are only used for medical death in the setting of a systemic failure

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2
Q

Outline the events of the Adcock-Bawa Garba case

A

Jack Adcock was a 6 years old male with Down’s syndrome who died in hospital following sepsis and cardiac arrest
He presented , critically ill and unresponsive and was initially diagnosed with gastroenteritis and dehydration and he was treated accordingly.
Later blood tests and chest x-rays confirm a Group-A Strep infection and Jack was treated with antibiotics for the resulting pneumonia
However this was not enough to save him as he went into septic shock

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3
Q

The duty to attend and comply at court always requires a written court order - true or false

A

False

It is generally presumed without the need to resort to a written order

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4
Q

What are the most common complications due to medical devices

A

Infection, malfunction, haemorrhage and thrombosis

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5
Q

List common side effects of taking antibiotics

A

Anaphylaxis
Toxic epidermal necrolysis
Opportunistic infections

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6
Q

Which factors may be considered when determining whether the scientific methodology used in the expert witness’ testimony is valid

A

Whether the theory or technique can be and has been tested
Whether it has been subjected to peer review and publication
Its known or potential error rate
The existence and maintenance of standards controlling its operation
Whether it has attracted widespread acceptance within a relevant scientific community

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7
Q

What is the purpose of yearly appraisals

A

They provide information to the responsible officer so they can inform the GMC is the license can be continued

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8
Q

Is death certification a legal or medical process

A

A legal process

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9
Q

Who should you contact in cases of death due to complications from medical devices

A

It may be useful to contact the manufacturer of the device as they may have additional information such as demonstrating correct use/ placement or access to logs of electronic devices

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10
Q

What happens if you fail to attend court after being cited

A

You are in contempt of court

Can be charged or fined

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11
Q

On which subjects should you give expert testimony and opinions upon

A

Only on issues that are within your professional competence

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12
Q

What is preponderance of evidence

A

The standard of proof, commonly used in civil litigation, that requires the party with the burden of proof to demonstrate that an allegation or argument is more likely to be true than false.

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13
Q

Who is responsible for revoking medical licenses

A

The GMC

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14
Q

What is the role of Healthcare Improvement Scotland (HIS)

A

They investigates a sample of MCCDs (medical cause of death) to ensure adequate reporting to PF

This ensures professionals are reporting deaths correctly and reporting them to the PF when required

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15
Q

In court you should always understand exactly what questions you are being asked to answer - true or false

A

True

Must be clear what you are providing an opinion on

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16
Q

In the context of medical related deaths when would and wouldn’t a discretionary FAI be appropriate

A

Would - if there appeared to be systemic failings leading to the death
Wouldn’t - one doctor making a singular mistake resulted in the death

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17
Q

List some key features that should be looked for on internal examination of a technical operative/peri-operative death

A

Body cavities should be checked for collections of blood, purulent fluid or stool/ stomach contents

Relevant organs and tissues should be checked for signs of ischaemia, necrosis, infection, injury, or haemorrhage, both macro- and microscopically - patient’s will need to have survived for several hours for ischaemia to start to show

Nearby vasculature should be examined and wall integrity established, especially where there is evidence of haemorrhage - can use a large bore needle with water to uncover any breaks in vasculature

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18
Q

If there was an infected batch of blood products that caused the death of multiple patients would that warrant an FAI

A

Yes a discretionary one - sudden death and in public interest to do it

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19
Q

How should you approach your trade union once you’ve been informed your under investigation

A

Contact BMA Law/ HCSA
If GP inform the partners at your practice
Ask BMA Law/ HCSA to respond on your behalf
Don’t make comment until you have taken professional advice

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20
Q

What is the role of an expert witness

A

Help the court on specialist or technical matters that are within the witness’s expertise

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21
Q

A doctor found guilty of criminal negligence is likely to face what action from the GMC

A

Fitness to practice procedures

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22
Q

What was the hypothesis of the Independent Review of gross negligence manslaughter and culpable homicide in Scotland

A

Specific guidance and support for investigating CH in a medical context should be developed

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23
Q

The Scottish system was found to lack a body with the oversight and ability to enforce improvements - true or false

A

True

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24
Q

How did the Dr BG case cause other doctors to lose faith in the GMC

A

Many felt she was used as a scapegoat to protect the public image of the NHS.
Work hours and staffing issues have been in the news for many years and haven’t been addressed fully.

GP body expressed a vote of no confidence in the GMC and many others expressed their support for Dr Bawa-Garba (e.g. over £300,000 raised for legal fees via crowdfunding and 700 medics signing an open letter)

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25
Q

In what forms can evidence be offered at a trial

A

Live testimony (from the parties, expert witnesses or other witnesses that support or rebut the case);
Testimony that is recorded prior to trial;
Medical records;
Photographs; and
Videos

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26
Q

How should a witness express their certainty

A

Either use a published hierarchy or an explicit hierarchy

Published is best

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27
Q

What is the most used medical defence agency for indemnity cover

A

The MDU

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28
Q

Describe the outcome of the 2013 inquest in the Bawa-Garba case

A

Another paediatric consultant acted as expert witness and testified that if the mistakes hadn’t been made Jack wouldn’t have died.
This led to the case being referred back to the crown prosecution service.

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29
Q

List some key features that should be looked for on external examination of a technical operative/peri-operative death

A

Careful examination of surgical incision sites and any indwelling devices
Indwelling devices should still be in place if death occurs soon after surgery and should not be removed if death will be referred to coroner

Chest radiograph may be taken if pneumothorax or thoracic air embolus is suspected - can be AP or lateral

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30
Q

Doctors have a “professional duty of candour” - true or false

A

True
They must be honest in reflective logs
They should be able to admit mistakes to patients and apologise for them

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31
Q

Before Donoghue v Stevenson what was required for liability for personal injury in tort law

A

the presence of physical damage inflicted directly (trespass to the person) or indirectly (trespass on the case).
This did not include ingestion of noxious substances - which was the cause in this case

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32
Q

When do fitness to practice hearings occur

A

After referral from GMC

Carried out by the MPTS

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33
Q

What happens if a judge/jury are convinced beyond reasonable doubt that the defendant is guilty

A

This means the prosecutor has met the burden and proved the defendant’s guilt beyond a reasonable doubt
The defendant should be pronounced guiltu

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34
Q

List the 4 main categories that deaths that occur in hospital/ under medical care can fall under

A

Natural
Therapeutic
Accidental
Homicide

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35
Q

Preponderance of evidence is used in what type of court

A

Civil cases

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36
Q

What are the statements and reports used as evidence based upon

A

Contemporaneous notes

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37
Q

What causes malignant hypethermia

A

Autosomal dominant mutation
Triggered by inhaled anaesthetic +/- suxamethonium

Exposure to agent causes an increase in intracellular Ca2+ which drives an increase in metabolism, leading to increased temperature (up to 43’C) and metabolic acidosis

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38
Q

In order to act as an expert witness as a doctor what do you have to understand

A

The law and codes of practice that affect your role as an expert witness - you must also follow them

How to write a report that follows the procedures set out by the courts
How to give oral evidence

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39
Q

Why is it hard to monitor trends in iatrogenic death

A

Due to poor reporting

Especially when using ICD codes, as these do not always correspond to causes of death relating to human factors.

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40
Q

What services do the GMC provide for doctors to protect themselves against legal actions

A

They have a guide on what to do if reported to the GMC - important doc
They also support a free confidential emotional support service run by the BMA for doctors reported to GMC

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41
Q

What is the aim of the initial declaration of truth in a witness statement

A

to render the individual liable for criminal prosecution if they have lied

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42
Q

What is the role of a professional witness

A

Provide professional evidence of their clinical findings, observations and actions, and the reasons for them

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43
Q

What is the definition of medical duty of care

A

Refers to the relationship between doctor and patient
When a patient enters a hospital, a duty of care is created between the doctor and the patient
This can apply to any doctor who comes into contact with the patient e.g. if a patient collapses in the middle of a hallway then any doctor passing by owes them a duty of care

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44
Q

What are the 5 key actions of the GMC

A

They maintain the UK medical register,
Set the standard for the professional values, knowledge, skills and behaviors required of all doctors
Set standards for undergraduate and postgraduate medical education.
They make sure doctors stay up to standard.
They investigate and act on concerns about doctors.

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45
Q

How is Scotland going to improve the quality of its investigations into deaths occurring in medical care

A

HIS currently rolling out Quality of Care reviews aiming to guide organisations on their approach and learning from adverse events

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46
Q

What happens if the plaintiff fails to meet the burden of proof by preponderance of evidence

A

The defendant will not be held liable

The defendant can request the judge enters a directed verdict

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47
Q

Give an example of explicit hierarchy

A

I will use the following verbal scale to express the certainty of my results. It runs from definitely excluding to definitely including:

A did not come from B
It is unlikely that A came from B
There was nothing to suggest either that A came from B or that it did not
A could have come from B
A probably came from B
A most probably came from B
A came from B
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48
Q

List some causes of anaesthesia related iatrogenic death

A

Malignant hyperthermia

Complications of Intubation and Ventilation

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49
Q

Is being part of a medical defense agency free

A

No

Not a free service and membership is quote based ( usually free for students)

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50
Q

You can merge factual evidence with your opinion when giving expert witness testimony -true or false

A

False!

Should make clear what is factual evidence and what is your opinion based on your professional judgement and experience

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51
Q

What scheme is used for medical indemnity in Scotland

A

Clinical Negligence and Other Risks Indemnity Scheme

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52
Q

In which civil cases is clear and convincing evidence typically required as burden of proof

A

It is generally reserved for civil offenses that have special elements to establish such as:
Claims involving fraud
Claims involving wills and inheritances
Cases involving important family decisions such as withdrawing life support from a relative

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53
Q

List examples of medical negligence

A
Delayed diagnosis 
Failure to Diagnose 
Negligent prenatal care
Birth Injuries
Medication and prescription errors
Surgical errors
Anesthesia errors
Failure to warn
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54
Q

What is the Daubert Standard based on

A

A supreme court case

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55
Q

What is a non-technical (peri) operative death

A

One due to other complications of surgery and/ or extended hospitalisation
(e.g. not a direct complication of the surgical technique itself)

Includes exacerbation of pre-existing disease and late post-operative complications such as bowel obstruction due to adhesions or fistulae formation

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56
Q

What mistakes did Dr Bawa-Garba make in the Jack Adcock case

A

It is alleged that her initial assessment was rushed, and that reassessment was inadequate
She underestimated how unwell Jack was after he responded well to initial fluids
She missed the abnormal urea and creatine when she finally got the results of Jack’s blood tests - apparently distracted by very high CRP

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57
Q

Which tool is often used to assign cause of death

A

WHO’s International Classification of Disease (ICD)

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58
Q

There is a lack of data data on the number of cases investigated for CH and GNM - true or false

A

True

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59
Q

Criminal conduct cases for medical manslaughter sit on a spectrum - give examples of this

A

At one end the fatal mistake can occur due to a momentary lapse of concentration or a misheard instruction

At the other extreme, the action is not a mistake but instead deliberate harm is inflicted on the patient (e.g. Shipman)

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60
Q

How common is the charge of medical culpable homicide in Scotland? What are the reasons for this?

A

It is not very common in Scotland - the data available indicates that there have been no doctors successfully prosecuted for CH in cases of alleged medical negligence

This is partly due to the requirement of “recklessness” in criminal Scot’s law, and the fact that decisions on prosecutions are taken with regard to the wider public interest

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61
Q

What does evidence of bilateral DVTS suggest in terms of cause of death

A

Evidence of bilateral DVTs suggests that immobilisation (eg. following surgery) was more likely to be a factor in thrombus formation

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62
Q

Describe the confusion which occurred when Jack Adcock went into cardiac arrest

A

After Jack arrested the crash call was sent out an Dr Bawa-Garba attended.
Originally doctors thought he was a DNR as another boy had been on the same ward and crashed earlier with a DNR.
Dr BG announced this which slowed resuscitation efforts.
Another staff member corrected her but once restarted they were unsuccessful.

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63
Q

What happens if you do and don’t meet Daubert standard

A

If met then the judge will accept the expert witness opinion

If non met then they wont

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64
Q

What must the plaintiff convince the jury of in cases using preponderance of evidence

A

Jury will need to be convinced, based on all the evidence, that there is a greater than 50% chance that defendant caused the harm alleged in the lawsuit

They will weigh the evidence and decided if preponderance has been met

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65
Q

What is the main difference between murder and culpable homicide (scots law)

A

Murder is considered a willful act - either you intended to kill or behaved recklessly and did not care about consequences

Culpable homicide is when you cause death but did not intend to and your behavior was not ‘wickedly reckless’

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66
Q

Is being part of a medical defense agency mandatory for doctors

A

Not mandatory to have one but HIGHLY suggested

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67
Q

Why must doctors engage fully with appraisals and revalidations

A

To protect themselves
To maintain their license
To better themselves as doctors to safeguard themselves against future medico legal issues

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68
Q

Impact of systemic failures is given little legal weighting - true or false

A

True
No consideration on how system affects human factors
Often leads to harsh outcome for the individual

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69
Q

The term public interest always refers to the entire UK population - true or false

A

False

“public” can relate to a relatively localised public e.g., a small community, or the wider public at large

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70
Q

What are the 3 stages of the 3 stage negligence test

A

Stage 1 – The person in question is owed a duty of care

Stage 2 – There has been a breach of that duty of care

Stage 3 – As a direct result of the breach, legally recognized harm has been caused

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71
Q

What is an acute haemolytic reaction

A

Occurs after blood transfusion

There is destruction of donor blood cells by host antibodies

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72
Q

What should you do if you change your view on any relevant aspect of a case you are involved in

A

You have a duty to make sure those instructing you, the other party and the judge are made aware of this without delay
You can ask the court or get legal advice in these cases

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73
Q

What is the highest standard of burden of proof

A

Beyond reasonable doubt

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74
Q

What is the Daubert Standard

A

The standard used by a trial judge to assess whether an expert witness’s scientific testimony is based on scientifically valid reasoning that can be properly applied to the facts of the case

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75
Q

What is the purpose of the GMC

A

The GMC is there to “protect patient safety and support medical education and practice across the UK”.

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76
Q

Who sets statutory law

A

A body of legislation e.g., government.

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77
Q

What is the English equivalent to Scots delict law

A

Tort Law

Civil wrongs that are actionable in court

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78
Q

What are the yearly appraisals base on

A

Good Medical Practice

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79
Q

What is tort law derived from

A

Latin verb ‘tortere’ which means to hurt

Therefore the idea of hurt is an important consideration in establishing negligence

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80
Q

What were the initial police charges brought against Bawa-Garba in 2012

A

Dr Bawa-Garba was informed that she was being investigated for manslaughter
However, this came to nothing and she was told there were no charges

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81
Q

Where do you get private indemnity from

A

Like any form of insurance there are many different providers
Probably best to go with one of the 3 medical defence agencies (MDU, MPS, MDDUS) as they provide additional benefits for the cost

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82
Q

How can you identify anaphylaxis post-mortem

A

Serum tryptase can be tested for post-mortem, but will be affected by survival time post event

For some medications such as penicillin, IgE antibodies against specific allergens can also be tested for

Histologically, sections of the airways may show submucosal oedema and/or mast cell and eosinophil infiltration

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83
Q

What do medical trade unions do

A

They will support and represent doctors in medico-legal issues as well as other diverse issues effecting the profession – equal pay, banding issues, NHS employment contracts

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84
Q

In criminal cases, the defendant is always presumed innocent - true or false

A

True
Innocent until proven guilty
The prosecution must prove this beyond reasonable doubt

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85
Q

Medical error is rarely the cause of transfusion related adverse events - true or false

A

False
It is the common cause
e.g. Blood being given to wrong patient due to identification errors

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86
Q

What is meant by a no blame culture

A

Not prosecuting individual doctors for one-off mistakes, but holding organisations accountable for systemic failures.

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87
Q

What is the burden of proof

A

The obligation to present evidence on the subject of the lawsuit or the criminal charge to prove or disprove a disputed fact
Parties have to convince the trial of fact of their position

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88
Q

Who sets common law

A

It is set by judges

Can be amenable if the circumstances are not suited to the common law.

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89
Q

According to the Independent Review of GNM and CH, how many expert witness should be sought to determine culpability for a CH prosecution of a doctor

A

More than 1

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90
Q

Obesity is a strong risk factor for complications from intubation and ventilation - true or false

A

True

This because there is difficulty intubating and decreased chest wall compliance

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91
Q

Who has the burden of proof in a criminal case

A

The prosecution

Have to prove them guilty beyond reasonable doubt

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92
Q

Did the resus interruption contribute to Jack Adcock’s death

A

It was later found that it hadn’t

However, the BP meds and antibiotic delay had

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93
Q

Standardization of expert witness selection would achieve what

A

Provide assurance on how recent an expert’s experience is in relevant field, their qualifications and relevance to the case.

Could standardise on skills, knowledge, training and how they should be quality assured

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94
Q

When do we use beyond reasonable doubt as the burden of proof

A

In criminal cases

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95
Q

Who has the burden of proof in clear and convincing and what court is it used in

A
The claimant (person making the original claim)
Civil court
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96
Q

The Bolam test/standard is definitive - true or false

A

False

Sometimes the courts will go against the body of opinion e.g. case of Bolitho

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97
Q

Pathologists should have a basic knowledge of common surgical procedures - true or false

A

True
Should have good knowledge of the most common ones and their complications
Allows them to properly investigate operative deaths
If surgery is complex/rare then the surgeon can be consulted

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98
Q

Is it mandatory to have medical indemnity cover

A

Yes

Since 2013 it’s a legal requirement to have indemnity cover

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99
Q

A forensic pathologist giving opinions on the cause of death of the victim is what type of witness

A

Expert witness

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100
Q

What is meant by ‘beyond reasonable doubt’

A

Essentially the court has to be convinced that there is “no doubt” that something is true

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101
Q

List common medical devices seen at autopsy

A

Pacemakers
Orthopedic implants
Intravascular stents

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102
Q

What factors should be considered when assessing public interest in an FAI

A

The nature and gravity of the offence
The impact of the offence on the victim and other witnesses
The age, background and personal circumstances of the accused
The age and personal circumstance of the victim and other witnesses
The attitude of the victim
The motive for the crime
The age of the offence
Mitigating circumstances
The effect of prosecution on the accused
The risk of further offending
The availability of a more appropriate civil remedy
Powers of the court
Public concern.

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103
Q

What services does the MDU provide

A

Indemnity cover for clinical negligence claims and good Samaritan acts that meets GMC requirements and covers legal costs and potential claims
24hr medico legal advice
Support and defence for GMC complaints, inquests, disciplinary or trust hearings, criminal investigations relating to practise
Press support if involved in a high profile case
Access to case studies, ethical dilemmas, e modules, podcasts, videos, CPD accredited courses and webinars

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104
Q

Who needs to accept the statements and reports

A

Both defence and prosecution

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105
Q

How did the TFG review suggest improving the enforcement of changed from FAIs etc.

A

Create a regulatory body
A regulating body could enforce learning from FAIs/CIs within and across the Boards in Scotland
This would prevent recurrence of issues and improve patient safety

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106
Q

Describe the involvement of the patient’s family in their medical death investigation

A

The HIS have clear guidance regarding the involvement of the patient’s family/advocate in the investigation

However, the TFG review felt that it was not consistently followed

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107
Q

When does medical negligence become a criminal case

A

When a death occurs

Without death it tends to be a civil case

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108
Q

How do you access help from the medical protection society

A

24hrs telephone if emergency or online contact form ( make sure patients details are annon. if required)

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109
Q

What is the role of the HCSA

A

Advised and represents doctors in both NHS and private work

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110
Q

For clear and convincing evidence (burden of proof) the trier of fact needs to have a firm conviction or belief in its factuality - true or false

A

True

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111
Q

Would a medical death be a discretionary or mandatory FAI

A

Would come under a discretionary FAI
This only applies to deaths due to systemic failure and not a doctor making a singular mistake
E.g., Infected blood products from blood bank resulting in multiple deaths

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112
Q

How is the standard of the reasonable man used

A

The courts will use this hypothetical person to help determine if a party has acted as a reasonable person would
Acts as a human control of sorts
For example, in a civil action for negligence

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113
Q

What was the aim of the Independent Review of gross negligence manslaughter and culpable homicide in Scotland

A

Review the key aspects of the healthcare system in Scotland and Scottish law relating to culpable homicide

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114
Q

How often do revalidations occur

A

Every 5 years

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115
Q

What is a factual conclusion

A

A simple statement of fact
Conclusion drawn on analytical results are an inescapable fact
Basic scientific conclusion remains factual
Any legal implications flow directly from it

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116
Q

What should a professional witness base their statement

A

Based as far as possible on clinical records and notes made at the relevant period of time

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117
Q

What is the definition of duty of care

A

The legal obligation of an individual/company to adhere to a reasonable standard of care if they are performing an act/or producing a product that could potentially harm someone

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118
Q

List the main subtypes of iatrogenic death

A
(peri) operative - technical and non-technical 
Anaesthesia-related
Medication Reactions 
Haemodialysis
Transplant-/ Transfusion-related 
Hospital Acquired Infections 
Pulmonary Thromboembolism 
Complications from Medical Devices
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119
Q

What is malignant hyperthermia

A

An autosomal dominant condition often triggered by inhaled anaesthetic +/- suxamethonium
Leads to an increase in metabolism and therefore increased temperature and acidosis

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120
Q

What must any witness do before giving evidence in court

A

Take oath or affirmation that you will ‘tell the truth, the whole truth and nothing but the truth’

Must make sure if not religious use the affirmation not the oath

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121
Q

What is the point of medical indemnity

A

Insures that if a clinical negligence claim is made against you you don’t have to pay for it personally at the time

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122
Q

What is considered an adverse event in medical care

A

All events that could have contributed or did result in, harm to people or groups of people.
This includes harm to patients and service users, as well as harm to staff

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123
Q

When and where did the Bawa Garba case occur

A

Initial event was in 2011 at Leicester Royal Infirmary’s Children’s Assessment Unit

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124
Q

What were the creditable aspects of the Scottish system as found by the Independent Review of GNM and CH

A

Processes leading up to investigation
Inquiries by the PF/coroner were consistent
Police investigation and decisions to prosecute were transparent

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125
Q

If haemodialysis is likely to have contributed to a death, what should the pathologist look for

A

May want to focus on sites of bleeding, especially looking for signs of thrombosis, infection or aneurysm.

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126
Q

What is involved in the emotional support service run by the BMA for doctors reported to GMC

A

Service that provides emotional support, not legal support
Free for everyone even if not BMA member
Independent and confidential from the GMC
6hrs of telephone support, face to face support at hearing and orientation meeting morning of hearing

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127
Q

Describe the hospital investigation in the Bawa-Garba case (results are another card)

A

Immediate investigation launched
Police were also involved at this stage as it was an unexpected death of a child.
Two post-mortems were performed (in case it did become a police case)
Dr Bawa-Garba was asked to reflect on the case and her thoughts were recorded in her e-portfolio.
She was taken off the ‘on-call’ rota and sent to the PICU for further training.
Staff had previously raised concerns about staffing

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128
Q

Improving data collection on culpable homicide prosecutions involving doctors would address the staff’s main concerns - true or false

A

False

They are more concerned about the support and challenges present not the statistics

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129
Q

Outline the Bolitho case

A

2 year old Patrick Bolitho suffered respiratory, hypoxic brain injury and death secondary to croup whilst in hospital
After each croup episode the Senior registrar was called but did not attend and he deteriorated and died
Everyone accepted that the Senior Registrar had failed in her duty of care but the question was whether the damage was due to that breach
It was instead found that only intubation before the final collapse would have averted the tragedy and the judge accepted that even if she had attended after the episodes she wouldn’t have performed the procedure at those times.
However 5/8 expert witnesses said they would have intubated earlier - judge went against this, therefore breaking the Bolam standard

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130
Q

Why is causation hard to establish is medical negligence cases

A

It is actually very hard to establish where the harm actually occurred in relation to an episode of medical care
e.g. paralysis after aortic aneurysm repair may be caused by the surgery or the provision of epidural analgesia

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131
Q

In what situations would the BMA be able to provide

A
NHS, GMC and CQC investigations
Appeals against license withdrawal
Fitness to practise hearings 
1st tier health tribunal hearings 
High court appeals 
Criminal charges 
If you are invited to give  evidence to HM Coroner’s Office
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132
Q

What is a witness summons

A

When the court compels attendance

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133
Q

What additional information should be made available to the pathologist in the case of a technical operative/peri-operative death

A

Patient’s surgical history and the operative notes should be available to review prior to or during the autopsy
It may be helpful to have the surgeon attend, particularly following specialised or complicated procedures, or where the pathologist is unfamiliar with the procedure

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134
Q

What is meant by beyond reasonable doubt

A

The prosecutor must prove the case to an extent that no reasonable person could reasonable doubt the defendant’s guilt

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135
Q

What are the similarities between medical defence agencies and trade unions

A

Both give medico legal advice and representation (BMA through BMA law)
Neither are free

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136
Q

Describe the role of the Medical Practitioner Tribunal Service (MPTS)

A

The MPTS run the fitness to practice hearings.

They are a statutory committee of the GMC but are independent in their decision making and operate separately from GMC investigations - don’t take part in investigation itself

They can restrict or remove a doctor’s right to practice medicine in the UK.

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137
Q

If a party in a civil case believe that the evidence shows that no reasonable jury could conclude that defendant was liable what can happen

A

They can ask for a directed verdict against plaintiff

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138
Q

Why do most medical negligence cases focus on the individual

A

Because it is easier to take legal action against an individual rather than make an entire organisation (such as the NHS) legally accountable

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139
Q

When does a lawful act become a criminal one

A

When committed with a criminal state of mind

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140
Q

In an negligence case what must the claimant prove

A

They must establish on the balance of probabilities that negligence has occurred by the hospital or doctor

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141
Q

What is the difference between preponderance of evidence and clear and convincing evidence

A

Preponderance only requires a minimum likelihood of 50% that the person is guilty
For clear and concise you must be substantially more than 50% certain of guilt

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142
Q

How certain do you have to be about CoD before recording it on the death certificate

A

Officially you only have to be 51% certain (most likely cause)
Generally the doctors/pathologists are more certain!

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143
Q

Was Dr BG removed from the medical register

A

The GMC initially argued she should be an overturned the MPTS findings
However, Dr Bawa-Garba appealed this decision and was successful, she would instead serve her 1-year suspension

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144
Q

When is resipsa loquitur used

A

In the absence of any other reasonable explanation for a phenomenon and the evidence speaks for itself

e.g. the finding of a retained swab in the abdomen at laparotomy can only be assumed to be due to its negligent loss during a previous laparotomy

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145
Q

Can culpable homicide be committed inadvertently

A

No
A person cannot be guilty unless they are aware of the risks and choose to run with it.
e.g. drink driving (you know the risks and choose to do it anyway)

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146
Q

What type of culture does Scotland want to promote around CH investigations and FAIs

A

No blame culture

This would involve learning and reflective practice for doctors undergoing investigations when fatalities occur

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147
Q

When is negligence considered gross

A

If negligence occurs as a result of carelessness, and the carelessness has been so severe that it is judged to be ‘gross’

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148
Q

What are doctors mainly concerned about in relation to culpable homicide cases

A

Availability of appropriate support & supervision and the challenges and pressures of the working environment

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149
Q

If you are called as a professional witness but then are asked questions as if you were an expert witness what do you do

A

Ask the judge for clarity on what you are supposed to be answering and state that you may not be an expert witness in that capacity
i.e. your the pathologist in the case and are there as a prof witness but don’t know enough about the rare condition the individual had so you cant provide information about it and how it may have effected the case because you are not an expert in this

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150
Q

No doctors have successfully been prosecuted for medical culpable homicide in Scotland - does this mean there is a lack of accountability

A

No

Processes such as FAIs, civil claims seeking compensation, and health & safety legislation can address such errors.

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151
Q

If the blood tests had come back on time and been read properly what would’ve been seen

A

These results would’ve suggested Jack’s kidneys were starting to fail and that he required antibiotics

152
Q

What does NHS indemnity cover

A

It only covers work included in the NHS remit and doesn’t include any work outside that remit, disciplinary issues or GMC referrals which would need private indemnity

153
Q

How are patient notes used in cases of drug-related iatrogenic deaths

A

Medical/ nursing notes should be reviewed to establish a timeline regarding symptom onset following use of medication
And the dosages

154
Q

Why would it be beneficial for the COPFS to have access to the GMC’s pool of experts for their expert witnesses

A

Provides another source of opinion and ensure the appropriate specialist advice is given.

155
Q

What percentage of likelihood must you prove in cases using preponderance of evidence

A

At least 50% certain the defendant is liable for the harm alleged in the lawsuit

156
Q

What category of law does medical negligence come under

A

A special category of involuntary manslaughter in criminal law.
Includes medical, workplace or in custody deaths

157
Q

How can a defendant respond in a civil case

A

They often file a responsive pleas denying some or all allegations

158
Q

Can you use antemortem tests in death investigations

A

Yes
Can be included in the results
especially microbiology as living more accurate than PM (bacteria naturally multiply after death giving false results)

159
Q

What is the most common mechanism of iatrogenic drug-related death

A

Anaphylaxis

160
Q

What happens if medical duty of care is breached

A

Liability for negligence arises

The victim can make a claim which may involve monetary compensation or even criminal prosecution

161
Q

Who is a fatal accident inquiry held in front of

A

Just a judge

A jury is not present

162
Q

If you can prove that the damage was the more likely a result of the negligence than another cause will it be sufficient to win a claim

A

Yes
If it can be shown that the breach in duty materially contributed to the damage or it is more likely that the damage was due to negligence than another cause is usually sufficient

163
Q

What are delicts in Scots law

A

They civil wrongs which are actionable in Scottish courts

164
Q

The right to information under the Freedom of Information (Scotland) Act 2002 is absolute (i.e. no exceptions) - true or false

A

False
In some cases, information is exempt from disclosure (i.e. withholding the information is more in the public interest than disclosing it)

165
Q

What is the 3-stage negligence test used for

A

To determine if negligence has occurred

166
Q

Give an example of a numerical scale

A

On a scale of 1-10

167
Q

Which factors allow for consistency in CH investigations and FAIs in Scotland

A

Existence of a centralised investigation unit within COPFS, the SFIU and a National Homicide team

The Crown Counsel directs investigations and makes impartial decisions independently. These decisions are subject to national guidelines and instructions from the Lord Advocate.

168
Q

Revalidation is a legal requirement of UK doctors - true or false

A

True

169
Q

Should you train before becoming an expert witness

A

Not officially required

You can consider undertaking training for the role, where available

170
Q

What signs may be seen on autopsy following a transplant/transfusion related death

A

Transplanted organ or bone marrow should be histologically examined for signs of disease.

Other organs may exhibit signs of damage, potentially due to opportunistic infections or as a consequence of rejection of the transplanted organ

171
Q

How might a doctor provide evidence in a case

A

Through statements and reports (e.g. toxicology, classification of weapons, documents)
Attending court

172
Q

What signs are suggestive of oesophageal intubation

A

Distension of the stomach and intestines

173
Q

What does the HCSA provider advice and representation for

A

Grievances
Disciplinary issues
Health and safety at work issues
Claims and actions which need legal advice and representation

174
Q

What are the most frequent contexts for gross negligence manslaughter cases

A

Death following medical treatment or care - offence committed by any healthcare professional

Deaths in the workplace - can be committed by anyone who is connected in some way to a workplace of any nature
Deceased may be employees, contractors, and members of the public visiting

Deaths in custody - offence committed by police or prison officers, custody assistants, and by healthcare professionals who are responsible for the care of the detainees.

175
Q

Does the defendant need to prove their case in a criminal case

A

No

They technically don’t have to prove anything - presumed innocent

176
Q

What is the role of a character witness

A

Give evidence about the good character of the accused in a criminal case to show that they are less likely to have committed the offence because they are a person of good character

Also used to give evidence about the good character of a person who has already been convicted of a criminal offence to help the judge decide which sentence to impose

177
Q

Can you appeal a revoked license

A

Yes

Any doctor can appeal a revoked license with the help of trade union/ medical defence agency

178
Q

Is monetary compensation sanctioned as a punishment or to account for damages

A

To account for damages

179
Q

A treating clinician testifying the victim’s condition upon admission is what type of witness

A

Professional witness

180
Q

What is the aim of compensation in negligence cases

A

It is supposed to return claimant to a position where they theoretically would have been if the incident hadn’t occurred
The amount of money will not just cover expenses incurred (e.g loss of earnings) but also to the pain and suffering endured as a consequence of the injury

181
Q

How is the ICD used

A

This epidemiological tool from the WHO is used to monitor worldwide trends in causes of morbidity and mortality
Often used in primary care services and research

182
Q

What are the roles of medical defence agency

A

Provide indemnity cover *
Aid in legal and ethical issues arising from practise
Aid in complaints, GMC investigations, disciplinary hearings and clinical negligence claims

183
Q

What is the standard of the reasonable man

A

It is a law from the Victorian era
It involves a hypothetical person who is your average, reasonably educated, rational, non-descript person
The defendant’s conduct is measured against this ‘person’

184
Q

Describe an accidental death that occurs in hospital/ under medical care

A

This is when there is unanticipated complications/ inappropriate treatments where there was no intention to cause harm
e.g. Medication dosage errors, complication of unnecessary diagnostic or therapeutic procedure

185
Q

Should doctors have private indemnity

A

Yes

All doctors should be encouraged to have private indemnity as well as their NHS cover

186
Q

Why is the Healthcare Improvement Scotland (HIS) system better than the Coroner’s system in the rest of the UK

A

HIS investigates a sample of deaths

The coroner’s system requires medical examiners to certify all hospital deaths not requiring a coroner’s PM or inquest.

187
Q

What are the differences between medical defence agencies and trade unions

A

Trade unions help in other areas like fighting for equal pay and banding, diversity issues and aid with employment contracts (MDAs don’t)

Medical defence agencies provide indemnity cover - trade unions don’t

188
Q

What is the definition of murder in Scot’s law

A

Murder is constituted by any willful act causing the destruction of life, whether [wickedly] intended to kill, or displaying such wicked recklessness as to imply a disposition depraved enough to be regardless of consequences

189
Q

How might the current state of the NHS affect medical negligence cases (e.g. Dr BG case)

A

The state of the NHS in that region had been declining for many years and investigations found many systemic issues.
Improvements needed to be made across all aspects of health care.
Some argue that these issues go right to the top levels (i.e., the government and funding panels).

190
Q

What does the Freedom of Information (Scotland) Act 2002 (FOISA) entitle us to

A

This act means a person who requests information from a Scottish public authority which holds it is entitled to be given it by the authority

191
Q

COPFS commissions its own experts in criminal and medical death investigations - true or false

A

True
However, it would be beneficial if they could access the GMC’s pool of experts to provide another source of opinion and ensure the appropriate specialist advice is given

192
Q

What is the definition of iatrogenic

A

Describing a condition or disease that has resulted from treatment and/or the actions of healthcare professionals

193
Q

Give examples of a published hierarchy

A
... was written by ...
...there is a high probability that ...
...probably wrote ...
... could have written ...
...no conclusion as to authorship ...
...there is no evidence that ...
...there is no evidence and it is unlikely that ...
194
Q

What is the supporting info that’s needed for appraisal/revalidation

A
info about practise
info about health
compliments for your work
complaints for your work
any reflection youve done
any courses, inc med def unon, that you have done
195
Q

List common side effects of taking corticosteroids

A

Hyperglycaemia

Decreased bone density - pathological fractures

196
Q

The court has total authority - true or false

A

True

They can compel attendance

197
Q

The quality of medical death investigations in the UK is consistent - true or false

A

False

It was found there was lack of training, support & experience for those undertaking investigations.

198
Q

Describe a natural death that occurs in hospital/ under medical care

A

Exclusively due to the disease process

The medical therapy or injury does not contribute to death

199
Q

How do you diagnose malignant hyperthermia

A

Via changes in levels of creatine kinase, CO2 and serum K+ pre-, intra- and post-operatively

Doesn’t have any specific signs on muscle histology changes, so not that useful

200
Q

What type of reaction is anaphylaxis

A

Type 4 hypersensitivity reaction mediated by IgE

201
Q

Criminal law needs to distinguish between deliberate and non-deliberate conduct - true or false

A

True

They focus on the intent and recklessness of the conduct

202
Q

What are the 2 medical trade unions in the UK

A

BMA

HCSA

203
Q

Who does the MDU represent

A

Represents everyone from student to consultant

204
Q

How should you present your expert opinion in court

A

Give an objective, unbiased opinion and be able to state the facts or assumptions on which it is based
Summarize the range of opinions and explain how you arrived at your own view

205
Q

What standard of proof is required in civil cases

A

Balance of probabilities

This means that the court must be satisfied that on the evidence, the occurrence of an event was more likely than not

206
Q

Describe the trend in alleged medical manslaughter cases and the rate in convictions for this charge.

A

Cases alleging medical manslaughter appear to have risen over the last 20 years but conviction rates have remained low

A review found that 85 doctors had been charged with medical manslaughter since 1795 but 38 of these occurred after 1990 (45% of charges were in last 15 years of study)

207
Q

What happens if a doctor is considered to have been grossly negligent

A

The doctor may be subject to a charge of criminal negligence

It moves from monetary compensation, civil courts, etc. to the domain of the criminal courts.

208
Q

What mistake did the nursing staff make in the Jack Adcock case

A

One failed to observe and then inform staff of Jack’s deterioration
Lead to delays in treatment

209
Q

Who has initial burden of proof in in cases using preponderance of evidence

A

The plaintiff (person bringing the original case)

210
Q

Can you be called as a professional and expert witness at the same time

A

Yes

In Scotland

211
Q

If you are asked a question outwith you competence in court, what should you do

A

Either refuse to answer or answer to the best of your ability but make it clear that you consider the matter to be outside your competence

212
Q

Describe a therapeutic death that occurs in hospital/ under medical care

A

Occurs due to predictable complications of appropriate medical treatment
eg. Known surgical complications

213
Q

What were the potential implication of the Dr BG on reflective practice

A

Dr Bawa-Garba educational reflection was not used as direct evidence but may have been shown to some witnesses and was mentioned in the trial (indirectly used)

If this had been used to attribute blame it could mean that other doctors are less likely to be honest in reflective pieces for fear of it being used against them .

Without being able to learn from mistakes, patient safety may suffer.

214
Q

Sepsis is often diagnosed late - true or false

A

True

According to the UK Sepsis Trust, about 14,000 people die each year because it is not diagnosed or treated early enough.

215
Q

What was the official PM cause of death in the Jack Adcock case

A

Systemic sepsis following streptococcal lower respiratory tract infection.
This is widely accepted to have a high mortality rate

216
Q

What is the role of an eyewitness

A

To describe what they witnessed but make no assumptions

Must only state what they saw - keep it to the facts

217
Q

What defines a ‘breach of duty’

A

Deemed a breach of duty if a competent person in the same role would’ve done something difference in the same circumstances and potentially had another outcome

218
Q

Did the systemic failings or busy environment impact the CPS investigation of Dr BG

A

No

It did not negate her mistakes

219
Q

Which legal case was the origin of ‘duty of care’

A

Donoghue vs Stevenson

Aka the “Paisley Snail” or “Snail In the Bottle” case

220
Q

What is the definition of manner of death

A

The circumstances under which the death occurs

eg. natural, accident, suicide, homicide

221
Q

The number of foundation doctors being prosecuted for gross negligence is decreasing - true or false

A

False

It is actually increasing

222
Q

How do you access help from the MDDUS

A

Contactable via telephone or online form

223
Q

The burden of proof is on the claimant in civil negligence cases - true or false

A

True

The claimant must prove that on the balance of probabilities, his/her case is true.

224
Q

What is the prosecutors duty in Scotland

A

It is not to ‘prosecute to win’ but “in the public’s interest”.

225
Q

Who is responsible for announcing your change of opinion in a case

A

YOU
You should personally tell your instructing solicitor who should then tell all other parties who need to know
However, if they fail to do this, you should tell the court about it

226
Q

How is the Bolam standard used in practice

A

It expects a doctor to adhere to standards that are in accordance with a body of medical opinion (even if others differ in opinion)
If a doctor reaches the standard of a responsible body of medical opinion, then he is not negligent

227
Q

Describe the outcome of CPS investigation in the Bawa-Garba case

A

She was charged with manslaughter by gross negligence in 2015 and was given a 2-year suspended sentence

228
Q

What were the 7 main areas covered by the Independent Review of gross negligence manslaughter and culpable homicide

A

Processes leading up to a criminal investigation
The experience of patients and their families
Inquiries by a Coroner or Procurator Fiscal (PF)
Police investigations and decisions to prosecute.
The use of medical experts and the criminal proceedings.
The professional regulatory process.
Employment and support.

229
Q

If you receive a medical complaint or is under investigation what should you do

A

Inform their medical defence agency immediately to receive support
If they don’t have one they can contact the BMA employment advisors
You should insure you have adequate medical indemnity cover
You may wish to contact the BMA for support including peer support and accesses to the UK wellbeing support directory
Ensure your employer has the correct confidentiality requirements in place

230
Q

The standard of proof is lower in civil cases than in criminal ones - true or false

A

True

231
Q

Under which circumstances would a discretionary fatal accident inquiry be carried out

A

If death was sudden, suspicious or unexplained OR it occurred in circumstances giving rise to serious public concern.
AND decides that it is in the public interest for an inquiry to be held into the circumstances of death.

232
Q

If you can prove beyond reasonable doubt that medical culpable homicide has occurred what do you then have to decide

A

Whether its in the public interest to prosecute the individual

233
Q

Outline the Bolam v the Friern Hospital Management Committee case

A

Mr Bolam was a voluntary patient at mental health institution run by the Friern Hospital Management Committee
He agreed to undergo electro-convulsive therapy but he was not given a muscle relaxant and he was not restrained
He flailed about violently before the procedure was stopped, and he suffered some serious injuries, including fractures of the acetabula
He sued the Committee for compensation. He argued they were negligent for not issuing relaxants, not restraining him and not warning him about the risks involved.
However, he failed to win the claim as the general medical opinion deemed they had not been negligent

234
Q

What challenges were faced by the nursing staff in the Jack Adcock case

A

Shortage of permanent nurses meant agency nurses were relied on to monitor the child.
Agency nurses were prohibited from performing certain procedures which left that responsibility to a single staff nurse.

235
Q

Is BMA support free

A

No it is a charged service

Discounted for BMA members (also have a membership fee

236
Q

What is malignant hyperthermia

A

An autosomal dominant condition often triggered by inhaled anaesthetic +/- suxamethonium (paralytic drug often used before intubation)
Leads to an increase in metabolism and therefore increased temperature and acidosis

237
Q

What were the potential implication of the Dr BG on junior doctors

A

Caused them to lose faith in the GMC
May have led to drs to fear prosecution over honest but unfortunate mistakes or missing something.
Many implications of staff not trusting their regulatory body

238
Q

On what basis was Dr Bawa-Garba charged with manslaughter

A

She underestimated the severity, did not perform a proper assessment and did not follow up in a timely manner with appropriate sensor escalation. This was determined to be well within the capabilities of a paed registrar

239
Q

Gross negligence cases almost always involve death - true or false

A

True

240
Q

What is the main body responsible for both providing and revoking a medical license in the UK

A

The GMC

241
Q

If a person is at work and their clothing gets tangled in a machine and they die, what’s the manner of death

A

Accidental

242
Q

What is the lowest standard of burden of proof

A

Preponderance of evidence

243
Q

What is burden of proof of clear and convincing evidence

A

The evidence being presented must be highly and substantially more probable to be true rather than untrue

e.g. substantially greater than an 50% likelihood of being true based on the given evidence

Trier of fact needs to have a firm conviction or belief in its factuality

244
Q

Can the family of a deceased person demand a fatal accident inquiry

A

No

However, they can express a desire to have one which the PF will take into account

245
Q

What does the gross negligence manslaughter charges mainly focus on

A

The criminalization and punishment of individuals rather than look at the system as a whole

246
Q

When should toxicology be taken in an iatrogenic death

A

Where medications are thought to have contributed to death, but may be of limited use depending on clinical circumstances

247
Q

Describe lawful act CH

A

Where there is recklessness and behavior displaying a complete disregard for any potential dangers which might result from the act
Also a complete disregard of what the consequences of the [lawful act] may be so far as the public are concerned
Not directed at the victim but the action still caused their death

248
Q

Which countries use the term medical manslaughter

A

England and Wales

249
Q

Why might the Scottish Courts & Tribunal Service not record culpable homicide data

A

Possibly due to small number, or lack of, cases

250
Q

What are the potential outcomes of a revalidation

A

Recommendation to revalidate – up to date and fit to practice

Recommendation to defer – doesn’t reflect fitness to practice just means more time needed to reach conclusion

Recommendation of non engagement – either due to failure to engage fully or to comply with regulations – will result in the GMC revoking the license

251
Q

Who is responsible for recording case outcomes in death investigations in Scotland and how is this data used

A

Scottish Courts & Tribunal Service

This data is used by the Scottish government to publish annual conviction rate stats. for a variety of offences, but does not include data on CH

252
Q

What is an explicit hierarchy

A

When the witness explains the hierarchy scale they will use in their statement
e.g. I will use the following verbal scale to express the certainty of my results. It runs from definitely excluding to definitely including

253
Q

What is the definition of medical manslaughter

A

Medically qualified individuals who are performing acts within their duty of care when the act or omission occurs
(act or omission leads to death)

254
Q

What is a quantitative conclusion

A

When results are expressed as a numerical value or as one of a limited number of distinct types
Calculate the probability of a particular observation occurring

255
Q

What must the prosecution prove in a charge of gross negligence manslaughter?

A

That under the same circumstances, a reasonably prudent person in the defendant’s position would have foreseen a serious/obvious risk of death arising from the act of omission.

That the breach of duty so reprehensible and fell so far below the standards to be expected of a person in the defendant’s position with their qualifications, experience and responsibilities that it amounted to a crime

256
Q

A surgeon downs bottle of vodka before surgery and patient dies - what’s the charge

A

CH (gross med negligence)

The surgeon will have known that what they were doing presented a risk of death

257
Q

Does the Bolam standard accommodate for different levels or experience/seniority

A

No
Both junior and senior members of medical staff have the same standard of duty
The juniors are just expected to consult a senior if they are unsure - if they are left to do a task alone and don’t seek help they are negligent (even if supervisor was aware they were alone)

258
Q

How much is HCSA membership

A

£330 per annum

259
Q

Doctor’s only get assed every 5 years for revalidations - true or false

A

False

They should also get yearly appraisals

260
Q

What is the role of the BMA

A

It is a trade union

Provides emotional support and BMA law provides legal support

261
Q

Why do criminal cases require a higher standard of proof (e.g. beyond reasonable doubt

A

The consequences of a person being found guilty in a criminal case are usually much more serious than the potential consequences in a civil matter
e.g. imprisonment

262
Q

What services do the MDDUS provide

A

Medico legal advice and representation with matters referred to GMC, disciplinary investigations and hearings, inquests and fatal accident enquiries
Support regarding complaints from patients and their families
Indemnity for any claims brought against you
Support regarding employees if an employer
Access to online courses, webinars, articles, risk checklists and team training to reduce risk of future medico legal issues

263
Q

Can you include your opinion in expert witness testimony

A

Yes you may include some opinion

Should be mainly based on the factual evidence

264
Q

If in a criminal case there is reasonable doubt the defendant is at fault what is the outcome

A

Have to be innocent as haven’t met burden of proof

265
Q

What causes malignant hyperthermia

A

Autosomal dominant mutation
Triggered by inhaled anaesthetic +/- suxamethonium

Exposure to agent causes an increase in intracellular Ca2+ which drives an increase in metabolism, leading to increased temperature (up to 43’C) and metabolic acidosis

266
Q

Describe unlawful act CH

A

Charge is now confined to assault and similar cases where the conduct is in some way directed against the victim.
e.g. person meant to assault the victim but not kill them (but they die anyway)

267
Q

Which law made it possible for an organisation to be to be found guilty of causing death

A

The Corporate Manslaughter and Corporate Homicide Act of 2007 made it possible for organisation (such as an NHS trust) to be found guilty of causing death by corporate manslaughter following serious management failures that resulted in a gross breach of the duty of care.

However, it is ambiguous and complex - hard to implement

268
Q

List some of the systemic failures that may have contributed to Jack Adcock’s death

A

Blood results were delayed due to failings with the computer system - crashed and flagging system for abnormal results wasn’t functioning

There was no SHO or consultant supervising the ward

There were delays in informing Dr Bawa-Garba that Jack’s X-rays were available - had been available for hours before she saw them
There was a delay in administering the prescribed antibiotics.

269
Q

What was the finding of the 2017 Medical Practitioner’s Tribunal in the Dr BG case

A

They found her fitness to practice was impaired and she was suspended for 1 year

270
Q

What is the common risk when taking anticoagulants

A

Haemorrhage risk

271
Q

What reduces the deterrent effect of compensation pay outs for NHS doctors

A

a standard fee for professional indemnity/ protection for NHS-employed doctors

272
Q

How should you treat other professionals giving expert evidence

A

You must respect their skills and contributions

Do not allow their behaviour to affect your professional opinion

273
Q

Donoghue vs Stevenson (Paisley snail case) was a landmark decision in what type of law

A

Scots delict lawandEnglish tort law

274
Q

Which service is used in Scotland for revalidations

A

In Scotland SOAR is used to conduct revalidation

275
Q

What qualifies a death as ‘gross negligence manslaughter’

A

If the action was not intentional or reckless, but the negligence has to be ‘truly, exceptionally bad’.

276
Q

What processes can be used in CH or FAIs instead of charging every doctor with CH

A

FAIs
Civil claims seeking compensation
New health and safety legislation

277
Q

If a PE occurs under medical care, what is considered the cause of death

A

The disease or injury which led to DVT formation.

278
Q

What services does the medical protection society provide

A

Confidential counselling service for work place stress
Fact sheets, case reports, online learning facilities, workshops and courses on common medico legal issues
Advice and where needed representation regarding; clinical negligence claims, complaints, GMC enquiries, legal/ethical dilemmas, disciplinary proceedings, coroners inquests, criminal proceedings ( related to clinical practise) and fatal accident enquiries
Indemnity for clinical negligence claims and Good Samaritan acts
Risk management resources
Media assistance in high profile cases

279
Q

What are the outcomes of a recommendation of non engagement from a revalidation

A

If you start to engage it can move to defer

If due to non compliance with regulation you hold place on the register without a license to practise

280
Q

Most drug-related deaths will be the result of known risks and side-effects - true or false

A

True

281
Q

A colleague of the accused, claiming that the accused is a calm, nice and polite person is what type of witness

A

Character witness

282
Q

Did Mr Bolam win against Friern hospital trust? If so / If not, why?

A

No
The body of opinion went against
The way the doctors carried out the electroshock therapy was in line with practices at the time so was not deemed negligent

283
Q

How can transfusion complications cause iatrogenic death

A

Infective or non-infective causes
Infective – Blood borne diseases eg. HIV
Non-infective – Acute haemolytic reaction, iron or fluid overload (TACO)

284
Q

Does the NHS provide indemnity cover

A

Yes
All NHS bodies are financially responsible for their employees and so have indemnity schemes that cover NHS contracted work
This covers most cases and is automatically provided

285
Q

How do you investigate a thrombosis death that occurred under medical care

A

Dissection of the vasculature in both legs can be used to indicate the underlying cause of thrombosis
Histology may be used to ‘date’ thrombi in the region of hours vs days vs weeks

286
Q

Proving something beyond reasonable doubt applies in which cases

A

It is the standard of proof needed in criminal cases

It is considered a very high standard of proof but this is required as the consequences of conviction is much higher

287
Q

The requirement to prove criminal negligence is a much higher - true or false

A

True
Must prove beyond reasonable doubt
Also the sanctions are considerably greater and may include a custodial prison sentence for any doctor found guilty

288
Q

Give examples of criminal standards of conduct that have been seen in medical manslaughter cases

A

Teenage patient died from toxic cancer drug wrongly injected into his spine.
Patient given 6x required dose of diamorphine for migraine, following a call to an OOH GP service.
Patient died from DKA after misdiagnosis with depression following a call to an OOH GP service.

289
Q

Any patient we come across in our professional environment is owed a duty of care - true or false

A

Not an official answer, probably true

Medical law academics have argued that this is the case but it has never actually been tested in a court of law
e.g. we would be expected to care for a patient who collapsed in front of us, not a good Samaritan act

290
Q

How do you investigate a non-technical operative/perioperative death

A

Approach should be similar to that of a ‘standard’ autopsy

291
Q

What happens if either the defence or prosecution doesn’t accept the statements and reports

A

The person who provided it is called to the court to give evidence in person and be cross examined

292
Q

A fatal accident inquiry is carried out for every sudden/unexplained/unexpected death - true or false

A

False

This is not possible and not every death is in the wider public’s concern/interest

293
Q

Is punishing an individual the most effective way to enact change in medical cases

A

Not really - even though that is the current main focus in most cases
Quality improvement must occur alongside this to fix the systemic failings.
Healthcare is a complex system and so requires complex solutions

294
Q

How can you help other colleagues if they are called to court and you have experience of acting as an expert witness

A

If you have expertise and experience in acting as an expert witness, you should be willing to share your knowledge with colleagues who might be called to give evidence in court, to help build their confidence and willingness to give evidence in the future

295
Q

List the circumstances under which a fatal accident inquiry can be instructed

A

Where the PF cannot establish the cause or circumstances surrounding a sudden/unexpected death
In certain cases a FAI is mandatory - e.g. workplace death, death in custody
Others are discretionary - based on level of public concern

296
Q

what makes something medical culpable homicide over clinical negligence that’s civil

A

serious recklessness
seriously below what’s expected of you as a doctor
you have to have been aware of the risk of death when you went with the act/ omission - therefore it cant be a complete accident

297
Q

What did the TFG review suggest to improve family involvement in medical death investigations

A

A trained family/patient liaison might be beneficial

298
Q

What is the Bolam standard also called

A

The standard of comparable professional practice

Same standard used across professions e.g. engineers

299
Q

Generally possible to agree a specific day on which your court attendance is required - true or false

A

True

300
Q

Medical negligence is a branch of what law in the UK

A

Delict law in Scotland

Tort law in England

301
Q

Describe a homicidal death that occurs in hospital/ under medical care

A

Very rare
Where there are actions intended to cause patients harm or extreme medical negligence (a “gross and wanton disregard” for patients’ wellbeing)
e.g. Shipman or unlicensed practitioner

302
Q

What is a technical (peri) operative death

A

One due to direct complications of surgical technique

e.g. bowel perforation from endoscopy

303
Q

Outline the “Paisley Snail” or “Snail In the Bottle” case

A

Mrs May Donoghue drank a bottle ofginger beerin a café inPaisley which had a decomposed snail in the bottle
She fell ill, and subsequently sued the ginger beer manufacturer, Mr Stevenson
The House of Lords held that the manufacturer owed a duty of care to her, which was breached, because it was reasonably foreseeable that failure to ensure the product’s safety would lead to harm to consumers
This decision created a new type of liability

304
Q

What would be the benefit of improving data collection on culpable homicide prosecutions involving doctors

A

Would help inform them about the risk of prosecution

305
Q

Does failure to diagnose count as gross negligence

A

Yes

306
Q

In which types of trials can a character witness be used

A

Criminal cases - either for the accused or for someone already convicted
Civil trials

307
Q

When considering a charge of medical culpable homicide, which questions must be considered

A

What is the CoD established by the PM?
What did the doctor do/not do in the case that resulted in the death?
Did the act or omission cause the patient’s death?
Was the doctor responsible for that act or omission?
What was the mental state of the doctor at the time?
Is there evidence to allow the inference to be drawn that this mistake meets the ‘legal’ requirement for lawful act CH?
Is there corroborated evidence of the key facts?

308
Q

What is a qualitative conclusion

A

A matter of judgement for the scientist to determine whether 2 items matched and to what extent

309
Q

Numerical scales are a good way to express certainty - true or false

A

False
It is very subjective
e.g. on a scale of 1-10 what I consider a 7 could be different to others

310
Q

All iatrogenic deaths are a result of medical error or malpractice - true or false

A

False
Not all due to error or negligence
All should be investigated regardless

311
Q

The Independent Review of GNM and CH found that Scotland was consistent in it’s investigations - true or false

A

True

312
Q

How often did the TFG meet in the Independent Review of gross negligence manslaughter and culpable homicide in Scotland

A

4 times

313
Q

How did Jack Adcock’s typical medication impact his case

A

He had an underlying heart condition and was on blood pressure medication as a result
This medication was initially withheld but his mum was allowed to give his usual dose later
It was later found that this medication may have contributed to his death

314
Q

List some examples of culpable homicide

A

Any form of reckless driving (without license/banned from driving, drunk, etc.) that results in a death

Hitting someone on the head with an object not normally used to kill but they die anyway (not murder if no premeditation or intent to kill)

315
Q

List common side effects of prolonged NSAID use

A

Gastric bleeding

316
Q

Fear of litigation and punishment are major barriers to open disclosure - true or false

A

True

Independent studies from the USA and Australia have shown this

317
Q

What are the subgroups of culpable homicide

A

Unlawful Act CH

Lawful Act CH

318
Q

What is stated in the initial declaration h in a witness statement

A

That they must tell the truth

That there is nothing within the report that they know to be false

319
Q

If a person dies from complications of intubation and ventilation what examinations should be done

A

If tube is in situ it should be checked to determine whether or not it was correctly placed
Lungs should be histologically examined for any pre-existing pathology, such as emphysema or fibrosis

320
Q

Describe Dr Bawa-Garba’s background

A

She was a senior paediatric trainee and was responsible for Jack’s care
She had no previous incidents on her record
It was her first shift back on the intensive unit after 13 months of maternity leave but she had had no formal induction
She was covering for other colleagues at the time of Jack’s death and lacked senior supervision - worked a double and no consultant on ward
She missed a portion of morning handover as she was bleeped down to A&E to attend another patient.

321
Q

What should you do if asked to give an opinion about a person without the opportunity to consult with or examine them

A

You should explain any limits this may place on your opinion.
You should be able to justify the decision to provide your opinion

322
Q

A doctor makes a miscalculation with meds and a patients dies - is an FAI warranted

A

No

323
Q

What types of statements and reports can be used at court as evidence

A
toxicology and drugs reports
classifications of weapons
autopsy reports
accident investigation reports
fire investigation reports
etc
324
Q

Why was Scotland considered to be consistent in its investigations of medical deaths

A

Due to the dual role of the PF
The existence of the SFIU
The role of the Advocate Depute in authorizing prosecution of culpable homicide
Public interest test in Scotland
Cultural differences (incl. a perception of greater consideration of systemic factors in Scotland)

325
Q

The processes of death investigation and prosecutorial decision making in Scotland are available to the public - true or false

A

True

It is a transparent process

326
Q

Surgeon is out the night before drinking and shows up to work still slightly worse for wear (not drunk) and patient dies - what’s the charge

A

Civil clinical negligence - lapse in judgement but not severe lapse and weren’t aware it could potentially kill so can’t be CH
e.g. didn’t know they were still under the influence

327
Q

What were the findings of the hospital investigation in the Bawa-Garba case

A

It found 6 root causes for Jack’s death and listing 23 recommendations for improvement and 79 actions to minimise the risk of another child dying

328
Q

What is the purpose of revalidation

A

It demonstrates to GMC that you are still fit to practice
It also acts as a learning opportunity for the doctor with regards to practice and patient communication
This potentially reduces future medico legal issues

329
Q

What data do the COPFS not record in relation to deaths

A

The occupation of the persons potentially responsible for the death - would provide stats on medical deaths in comparison to other industries

Information about the proportion of cases in which the PF instructs the Police to investigate a death

Conviction rates for any category of offence

330
Q

What is gross negligence manslaughter (England & Wales)?

A

The offence committed where a death is the result of a grossly negligent (but otherwise lawful) act or omission

331
Q

Which country uses the term culpable homicide

A

Scotland

332
Q

What does the public interest test decide

A

Whether, on balance, it serves the interest of the public better to withhold or disclose information
In context of the freedom of information act 2002

333
Q

What are the main types of witness

A

Eyewitness
Character witness
Expert witness
Professional witness

334
Q

How does a fatal accident inquiry differ from a inquest

A

FAIs are held in front of a judge and not a jury

335
Q

What is culpable homicide (Scotland)?

A

An unlawful killing where the accused lacks intention to kill or such wicked recklessness

Circumstances are neither accidental or justified

336
Q

Describe the epidemiology of iatrogenic death

A

In 2013, the overall incidence of Adverse Effects of medical treatment in the UK was approximately 175 per 100 000
Varies with age, gender and region

Study from BMJ suggests its the 3rd leading cause of death in US

337
Q

How much does the MPS cost per annum

A

Its based on a quote not standard fee

338
Q

Why didn’t the Medical Practitioner’s Tribunal remove Dr BG from the medical register

A

They felt it was disproportionate to her action

339
Q

What happens when the defendant in a civil case files a responsive plea

A

The burden of proof will shift to them to prove their defenses

340
Q

What is the BMA advice regarding indemnity

A

Understand exactly what your NHS duties are and arrange indemnity cover for anything out with
Get clarification from your employer or directly from the NHS indemnity scheme admin if you don’t know if you are fully covered by NHS indemnity
Acquire a membership to a medical defence agency for indemnity for areas not covered by NHS indemnity and the other benefits

341
Q

Do factual conclusions from expert witnesses have legal implications in the case

A

No the witness just provides the facts

It is the lawyer that infers the legal implications of the fact

342
Q

What are the major risks of haemodialysis

A

Haemorrhage from AV fistula site
Infection and allergic reaction
There may also be an association with spontaneous subdural haemorrhages

343
Q

In the Independent Review of GNM and CH in Scotland were the TFG satisfied that doctors in Scotland know when to escalate a case and feel comfortable reporting to PF

A

Yes

344
Q

Who should you contact if you believe that the wrong blood has been given to a patient

A

Contacting the blood bank can be very useful when investigating these cases

345
Q

When should a death under medical care be reported to the Crown Office/Procurator Fiscal

A

When death is subject of concern to, or complaint by, the nearest relatives of the deceased - if they think medical treatment contributed
Where CoD might indicate fault or neglect on the part of medical staff or where medical staff have concerns
Where there is an indication that the failure of a piece of equipment may have caused or contributed to the death
When death is likely to be subject to an adverse event review
Death caused by the withdrawal of life sustaining treatment or other treatment to a patient in a permanent vegetative state
When a complaint about the death certificate is received which suggests that an act or omission by medical staff caused or contributed to the death
Circumstances of death which raise issues of public safety

346
Q

What is the main cause of tortious claims for medical negligence not succeeding

A

They can’t establish that harm has occurred as a direct result of an act or a failure to act
This is because there are often a variety of possible explanations for the outcome

347
Q

What must be established in a case of medical culpable homicide

A

Whether the act or omission which caused the death goes beyond simply being an error of judgement or an accident (with catastrophic consequences).

Often little debate about who caused the mistake or what the mistake was

348
Q

Are you automatically part of a trade union

A

No
You have to join it yourself and it is not free
Highly recommended though

349
Q

How long do you have to have worked in a specialty to be classed as an expert witness

A

10-15 years of experience

350
Q

How do access help from the medical protection society

A

24hrs telephone if emergency or online contact form ( make sure patients details are annon. if required)

351
Q

What investigation should you do if sepsis is suspected but not confirmed

A

Blood cultures

352
Q

A woman who lives in the opposite building of the primary crime scene and witnessed the process of murder is what type of witness

A

Eyewitness

353
Q

There is a very small difference between succeeding on the balance of probabilities and failing on the balance of probabilities - true or false

A

True

354
Q

The plaintiff has the burden to prove the case by a preponderance of evidence - true or false

A

True

Must prove that an allegation or argument is more likely to be true than false.

355
Q

What does “resipsa loquitur” mean

A

The thing speaks for itself

356
Q

You don’t train someone properly on a machine at work and as a result of using they die - what is the charge

A

Negligence

357
Q

What is a fatal accident inquiry

A

A type of court hearing held in public into the circumstances and cause of a death.
It is not a criminal trial and so no blame/fault is assigned to anyone

It is intended as a fact finding exercise and aims to find ways to prevent recurrence of this kind of death in the future

358
Q

What are the 3 types of burdens of proof

A

Preponderance of evidence
Clear and convincing evidence
Beyond a reasonable doubt

Listed in increasing order of ‘strength’

359
Q

How many prosecutions for medical culpable homicides have occurred in Scotland

A

There is only one unreported prosecution from July 2017
The charge did not reach a jury as the judge ruled there was not sufficient evidence to establish a case

Other data indicates that there have been no doctors successfully prosecuted for CH due to medical negligence

360
Q

Who does the PF apply to in order to get a fatal accident inquiry

A

The nearest Sheriff Court

361
Q

Who carried out the Independent Review of gross negligence manslaughter and culpable homicide in Scotland

A

Task and Finish Group (TFG) was assigned to review it

362
Q

What is a subjective

conclusion

A

Forensic scientist was asked to express an opinion about the technical evidence

363
Q

List the most fatal hospital acquired infections and explain how they are acquired

A

Pneumonia – May be a result of mechanical ventilation
UTI – May be acquired from urinary catheterisation
Line sepsis from indwelling devices such as cannulae, PICC lines
Colitis – Clostridium difficile infection due to antibiotic use

364
Q

You have to be a member of the HCSA to use its services - true or false

A

True

365
Q

Did the GMC accept the findings of the 2017 Medical Practitioner’s Tribunal in the Dr BG case

A

No
GMC appealed this and sought to remove her from the medical register
They argued that as a jury had found her negligence to be truly exceptionally bad that her actions were incompatible with good medical practice and therefore she should no longer be a doctor

366
Q

Who presents the evidence at a FAI

A

The PF

367
Q

What are the 3 medical defense agencies in the UK

A

Medical Defence Union ( MDU)
Medical Protection Society ( MPS)
Medical and Dental Defence Union of Scotland ( MDDUS)

368
Q

What is probable cause

A

It is an additional burden of proof that doesn’t apply to the court but to the police
Basically means you need to have reasonable and trust worthy information that a particular person has caused harm before acting - allows the police to stop and serach

369
Q

What must the prosecution establish in order prove gross negligence has occurred

A

The defendant owed a duty of care to the deceased
By a negligent act or omission the defendant was in breach of the duty which they owed to the deceased
The negligent act or omission was a cause of death
The negligence, which was a cause of the death, amounts to gross negligence and is therefore a crime

370
Q

How should your written and oral evidence as an expert witness be presented

A

Should be clear and concise

Must be based as far as possible on clinical records and notes made at the relevant period of time

371
Q

What are the steps of the revalidation process

A

Make sure designated body is connected to GMC online
Collect supporting info required
Have the appraisals
Have the revalidation

372
Q

What was changed by the Donoghue v Stevenson case

A

Fundamentally created a new type of liability in law

Paved the way for the modern, current day laws of negligence

373
Q

What is the burden of proof for medical culpable homicide

A

Beyond reasonable doubt because its a criminals case not civil

374
Q

What is the definition of cause of death

A

The specific disease or injury that lead to death

e.g. MI, asphyxia, sepsis

375
Q

How much does the MDDUS cost per annum

A

Membership is quote based