Quiz 1 POLI 357 Intro to Public Policy Analysis Flashcards
Public policies are made by
governments.
authoritative decision makers
Levels of Analysis
individual decision making behavior
group action, which arm of the government
institutional structures
these three inform the theoretical perspective or model
Analytical Theory
stresses the role of ideas actors and structures and the interaction between them
Structures and Institutions
serve as constraining factor that shapes and influences actors efforts. conditions the arena of interaction
Policy Cycle
sequential
1. agenda setting. public problem articulation
2. policy formulation. options and solutions
3. policy adoption. decision making, choose option
4. policy implementation. apply chosen option
5. policy evaluation. assess impact on society.
stages are not discrete and linear. government doesn’t follow it exactly.
Public policy making as a
problem solving process.
two interrelated temporal dimensions: distinctive impact of actors, institutions and ideas, the relationship between (interaction) between actors, institutions and ideas.
Policy Advocacy
prescribing what policies governments ought to pursue. how you tell governments what you want, various actors. normative because different conceptualizations of the problem itself.
Policy Discourse
what emerges from the politics and policy debates about an issue. unfolding tapestry of words and symbols constructed out of multiple definitions.
Political Agenda
symbols, gestures, words manipulated by policy entrepreneurs. defining what is relevant in public life. whose views should be taken seriously. politicians must seek re-election, explain and test public opinion regarding possible policy directions.
Policy Demands
claims for action or inaction on an issue made by other actors upon government officials or agencies.
Policy Statements
formal expressions of public policy such as statute, exec order and decrees. also could be a speech or court opinion
Policy Output
actions actually taken to pursue policy statement or decision
Policy Outcome
consequence/impact of policy on society.
What is Public Policy
purposive course of action or inaction dealing with problem or matter of concern. state actors final say because authoritative decision makers.
technopolitical process that is contested. constrained actors attempting to match policy goals with policy means in a process called applied problem. what the government seeks to achieve with the tools and context available to the government.
Tech v.s Pol Dimension
technical: optimal relationship between goals and tools for maximum benefit. cost-benefit
Political: political about contestation regarding what constitutes a policy problem or an appropriate solution. ideational assumptions and different knowledge.
Public Policy Definition 1
DYE
Thomas Dye “whatever governments choose to do or not to do.” a conscious choice that leads to action or inaction.
Characteristics:
-applied problem solving process involving conscious, deliberate decisions
- with governments as primary agent of public policy making. authoritative decisions backed by sanctions for non compliance based on law.
-includes both action and inaction. gvt can choose not to act. a non decision is still public policy. inaction does not equal failure to act. failing to identify a problem is not public policy.
-unintended consequences of gvt actions and decisions are not public policies.
Limitations: presumes all government action constitutes public policy
Public Policy Definition 2
JENKINS
William Jenkins: interrelated decisions taken by a political actor/group of actors concerning selection of goals and means within situation where decisions should be within power of those actors to achieve.
Characteristics:
- selection of goals and means
- not linear or itterative
- series of decision that cumulatively lead to an outcome
- affected by capacity of government to implement its decisions
- goal oriented behavior
Two Broad Theoretical Approaches
Positivist
- objective analysis of policy goals and outcomes possible
-standard social science methodologies for data collection
-describe and explain what governments do
-scientific rationality and reasoning.
-quantifiable facts and generalizations based on empirical evidence.
-top down and bureaucratic
Post Positivist
-reject objective reality but not objectivity.
-all knowledge is contestable
-no one objective truth, subjective interpretation
-value judgements
-move beyond technocratic positivism.
-positivists mistaken bc policies rarely have unambiguous goals/efficient means of achieving them. ethical objection that it stifles democracy and participation.
-persuasion through argument (discourse analysis) but no criteria for evaluation of competing arguments, the deliberative process can be hijacked by status quo, underestimate importance of material interests and lack of clear research method.
-deliberative practitioners operating within clear value framework promotes greater social and political equity.
-promote democracy and public participation. access and explanation to empower the public
Policy Analysis v.s Policy Studies
Policy Analysis
-formal evaluation of policy impact or outcomes. quantitative techniques such as cost-benefit analysis, risk assessment and management and the effects of policy output.
Policy Studies
-focus on both policy impacts or outcomes and policy processes. causal variables or policy determinants, content the nature of the problem and solution determines how it will be processed, tools and instruments.
Policy Cycle Framework
- applied problem solving model.
- stages through which policy issues and deliberation flow sequentially from inputs to outputs
- policy cycle, each stage is discrete and sequential
- policy process is the series of stages. can’t easily disaggregate and examine separately.
Lasswells Policy Cycle Framework
7 stages. Harold Lasswell poineered policy science.
applied problem solving underlying logic
1. intelligence: identify the problem and collect and process information
2. promotion: of particular options
3. prescription: of a course of action. choose an option
4. invocation: of prescribed course of action alongside set of sanctions to punish non compliance during implementation.
5. application: of policy by courts and bureaucracy
6. termination: cancel policy
7. appraisal: evaluate what went well and what didn’t
Limitations: policy termination comes prior to appraisal. limits policy making to government decision making, ignores external influences.
Gary Brewer’s Model
6 Stages applied problem solving underlying logic 1. invention/initiation: sense a problem and find solutions. 2. estimation: cost/risk of each possible solution both technical and normative 3. selection 4. implementation 5. evaluation 6. termination
Policy process conceptualized as an ongoing cycle. clarified terminology from Lasswell’s.
Stages Heuristic Approach
5 Stages Howlet et. al
applied problem solving underlying logic
1. agenda setting: process by which problems come to attention of governments. in the applied problem solving this is problem recognition and the actors are the policy universe.
2. policy formulation: how options are formulated within governments. applied problem solving is the proposal of a solution and the actors are the policy subsystem.
3. decision making: policy adoption, adopt a course of action or non action. in the applied problem solving this is choice of solution and the actors are authoritative government decision makers.
4. policy implementation: put policies into effect. in the applied problem solving this is the solution in effect and the actors are the policy subsystem
5. policy evaluation: results are monitored by the state and societal actors. the outcome may be re conceptualization of policy problems and solutions. in the applied problem solving this is monitoring results and the actors are the policy universe.
Limitations: not causal what drives policy? no hypotheses, descriptive. distinct stages not linear. ignores interaction among stages, oversimplification.
Policy Subsystem v.s Policy Universe
policy subsystem: those actors that have specific knowledge and expertise regarding the policy problem or have resources at stake.
policy universe: all policy actors within a problem area
Advantages and Disadvantages of the Howlett et. al. Model
Advantages:
- highlights the interactive roles
-multidimensional process
-applies to all sociolegal and spatial levels, in comparison to Lasswell who only looks at government.
-highlights stages and categories of activities
-flexible and open to change
-not culture specific
Disadvantages:
-suggests linearity and systematic procession but in practice may not follow all identified processes.
-lacks causal notion, what or who drives policy from one stage to another
-ignores content of policy
4. silent on level and unit of analysis.