Inferences (W11) Flashcards
F1.25 - Lies and Lucas directions
- Lies told by the accused, on their own, do not make a positive case of any crime.
- However, they may indicate a consciousness of guilt and in appropriate circumstances may be relied upon by the prosecution as evidence supportive of guilt.
- Whenever a lie told by the accused is relied on by the Crown or may be used by the jury to support evidence of guilt, as opposed merely to reflecting on the accused’s credibility, a Lucas direction should be given to the jury:
(a) The lie must be deliberate and must relate to a material issue
(b) They must be satisfied that there was no innocent motive for the lie, reminding them that people sometimes lie in an attempt to bolster a just cause or out of shame or a wish to conceal bad behaviour
(c) The lie must be established by evidence other than that of the witness who is to be corroborated. - A direction need not be given where it is not necessary e.g. where the rejection of an explanation by the accused almost necessarily leaves the jury with no choice but to convict as a matter of logic.
- Nor does the judge need to give a Lucas direction where the accused has offered an explanation for lies and the judge has dealt with that explanation in the summing up.
F1.26 - The Four Burge situations
In Burge, CoA held that a Lucas direction is usually required in four situations, which may overlap:
(1) Where the defence relies on an alibi
(2) Where the judge considers it desirable or necessary to suggest that the jury should look for support or corroboration of one piece of evidence from other evidence in the case, and amongst that other evidence draws attention to lies told or allegedly told by the defendant.
(3) Where the prosecution seek to show that something said, either in or out of court, in relation to a separate and distinct issue, was a lie, and to rely on that lie as evidence of guilt.
(4) Where although the prosecution have not adopted this approach, but the judge reasonably envisages that the jury may do so.
F20.1 - The right to silence
- An accused person in a criminal trial has a right to silence.
- The accused is not a compellable witness at trial and is under no general duty to assist the police with their inquiries.
F20.2 - Inferences
- At common law, no inferences of guilt were generally permitted to be drawn from the exercise of a right to silence.
- This has been substantially changed by the CJPO 1994 ss.34 to 38, which specify circumstances in which adverse inferences may be drawn from the exercise of the right.
- Where the statutory scheme does not apply, the common law rule still applies.
- Where the statutory scheme comes into play, the court is under an obligation to ensure that the jury are properly directed regarding the proper inferences that can be drawn.
F20.3 - Failure to reveal facts afterwards relied upon in court
s.34 CJPO - Drawing an adverse inference from silence occurs where the accused withholds when questioned matters that are subsequently introduced in support of a defence at trial.
F20.4 - s.34 CJPO 1994
(1) Where, in any proceedings against a person for an offence, evidence is given that the accused–
(a) at any time before he was charged with the offence, on being questioned under caution by a constable trying to discover whether or by whom the offence had been committed, failed to mention any fact relied on in his defence in those proceedings; or
(b) on being charged with the offence or officially informed that he might be prosecuted for it, failed to mention any such fact; or
(c) at any time after being charged with the offence, on being questioned under s.22 Counter Terrorism Act 2008 (post charge questioning) failed to mention any such fact,
being a fact which in the circumstances existing at the time the accused could reasonably have been expected to mention when so questioned, charged or informed, as the case may be, subsection (2) applies.
(2) Where this subsection applies–
(b) a judge, in deciding whether to grant an application made by the accused under para 2 sch.3 CDA 1998;
(c) the court, in determining whether there is a case to answer; and
(d) the court or jury, in determining whether the accused is guilty of the offence charged, may draw such inferences from the failure as appear proper.
F20.4 - further provisions of S.34 CJPO 1994
- Where the accused was at an authorised place of detention at the time of the failure, it does not apply if he had not been allowed an opportunity to consult a solicitor prior to being questioned, charged or informed.
- This section applies in relation to questioning by persons (other than constables) charged with the duty of investigating offences or charging offenders as it applies in relation to questioning by constables.
F20.5 - When s.34 applies
- The provision only applies where a particular fact is advanced by the defence which is suspicious by reason of not being put forward at an early opportunity. It does not apply simply because the accused has refused to answer questions.
- It applies also where the accused discloses the nature of the defence but fails to mention a particular fact that is relied upon at trial. In such a case there is a discretion whether to deploy s.34.
- s.34 is primarily aimed at ‘the positive defence following a “no comment” interview and/or the “ambush” defence.’
F20.6 - Adverse inference consistent with the right to a fair trial
- ECtHR has confirmed that the mere fact a trial judge leaves a jury with the option of drawing adverse inferences from silence in interview is not incompatible with the requirements of a fair trial.
- Whether the drawing of adverse inferences infringes Art 6 is a matter to be determined in all the circumstances of the case, and of particular importance are the judge’s directions to the jury.
- Failure to give an appropriate direction will not necessarily be a breach of Art 6 nor render a conviction unsafe, e.g. if the evidence against the accused is strong, the failure to mention facts was not consequent upon legal advice, etc
F20.7 - Access to legal advice
- Even the lawful exercise of a power to delay access to legal advice could, where the accused was at risk of adverse inferences under s.34, be sufficient to deprive the accused of Art 6 rights.
- The prospect of adverse inferences should therefore be postponed until the accused has had the opportunity of consulting with a legal adviser.
- An ‘authorised place of detention’ is defined to include police stations and any other place prescribed by order.
- The caution to be given to a person to whom a restriction on drawing adverse inferences applies is specified by PACE Code C.
F20.8 - No conviction wholly or mainly on silence
CJPO 1994, s.38
- (3) A person shall not have the proceedings against him transferred to the Crown Court for trial, have a case to answer or be convicted of an offence solely on an inference drawn from such a failure or refusal as is mentioned in s.34, s.35, s.36 or s.37
- (4) A judge shall not refuse to grant such an application as is mentioned in s.34, s.36 and s.37 solely on an inference drawn from a failure as is mentioned in these provisions.
F20.10 - ‘Fact relied on’ (s.34); meaning of reliance
- s.34 does not apply where there is no attempt to put forward at trial some previously undisclosed fact (e.g. where the defence simply contend that the prosecution have failed to prove their case)
- To give a s.34 direction in a case where the accused has put forward no more than a bare denial would be tantamount to directing that guilt can be inferred directly from silence.
- s.34 therefore would not bite where the defendant refused to give or call evidence at trial.
- s.34 applies not only where the accused gives or adduces evidence of a fact but also where counsel, acting on instructions, puts a specific and positive case to a prosecution witness rather than merely questioning the witness’ or prosecution’s version of events. If the judge is unclear whether counsel is doing this, counsel should be asked in the absence of the jury to make their position clear.
F20.11 - Identification of facts in the direction
- If the prosecution are unable to establish that the accused has failed to mention a fact, the jury should be directed to draw no inference.
- Where the judge directs the jury that s.34 applies, it is important that the facts relied on should be identified in the direction.
- Any proposed direction should be discussed with counsel before closing speeches.
F20.13 - Prepared statements
- Where the accused at the relevant time gives a prepared statement in which certain facts are set forth, it cannot subsequently be said that there has been a failure to mention those facts.
- A prepared statement may however be dangerous for an accused who then discovers something significant has been omitted.
- Inconsistencies between the prepared statement and the defence at trial do not necessarily amount to reliance on unmentioned facts, so the judge must be particularly careful to pinpoint any fact that might properly be the subject of a s.34 direction.
- Alternatively, the jury might be directed to regard differences between the prepared statement and the accused’s evidence as a previous lie rather than foundation for a direction under s.34.
F20.14 - Caution or charge
- Inferences before a suspect is charged under the CJPO 1994 s.34 may not be drawn except ‘on being questioned under caution by a constable.’ Constable includes others charged with investigating offences.
- If no questions under caution are put e.g. the accused refuses to leave the cell for questioning, s.34 cannot apply
- It is not necessary that specific questions are put in interview: a defendant ‘questioned under caution’ is by necessary implication invited to give an account of the matter which has given rise to the interview.
- A fact also does not have to be stated in response to a question to have been ‘mentioned’, e.g. D handing over a prepared statement in which the relevant facts were mentioned and this was sufficient to prevent an inference, although he subsequently declined to answer questions.