ch 5 pt 1 Flashcards

1
Q

what are the 6 ways of protection of communications in ADR?

A

professional duty of confidentiality, legal professional privilege, without prejudice, contractual confidentiality clause, standards of ADR providers, regulatory standards

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2
Q

4 difficulties that can arise with confidentiality?

A

dispute about terms of settlement need reference to ADR, challenge a settlement reached improperly, allegation of potential negligence or breach of professional conduct, if ADR not successful need ADR as evidence of something

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3
Q

what argument will be made in relation to disregarding confidentiality?

A

court look at some material as it’s in the interest of justice

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4
Q

in most cases will parties be successful in arguing interest of justice?

A

no confidentiality will prevail

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5
Q

is there a duty of disclosure in ADR?

A

no

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6
Q

when does duty of disclosure arise in ADR?

A

pre-action protocol, agreed between parties, court order

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7
Q

if not provided in agreement or preaction protocol can parties keep that info private?

A

yes

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8
Q

why is sufficient sharing of information necessary?

A

3rd party needs to assess strength of case

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9
Q

ways sufficient information can be shared?

A

agreement, voluntary basis, reaction to developments in process

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10
Q

how is mediation governed?

A

mediation agreement or published rules of the mediation provider

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11
Q

will parties agree on info to give to mediator?

A

yes but mediator not to reveal

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12
Q

how is disclosure dealt with in adj ADR?

A

parties agree on extent of mutual disclosure

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13
Q

what happens in adj ADR if no agreement on disclosure?

A

tribunal will determine scope of disclosure

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14
Q

can one party only provide info to the arbitrator?

A

no

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15
Q

how is info disclosed for other kinds of evaluation and determination?

A

parties agree

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16
Q

issue with how parties can agree to infor disclosed in other types of determination and evaluation?

A

each party can give info to 3rd p but not each other=undermine trust

17
Q

why is it strategic disclosing docs?

A

provide enough info to show strength of case, protect what is sensitive or private

18
Q

what protects info given by client to lawyer?

A

professional duty of confidentiality

19
Q

how does principle of legal professional privilege work?

A

protecting from disclosure all communications between lawyer and client where purpose is to give legal advice

20
Q

how does legal advice privilege work?

A

only extends to communication between lawyer and their client, not communications with other professionals even if they give legal advice

21
Q

do the principles of legal privilege cover ADR?

A

Yes

22
Q

who can waive legal professional privilege?

A

client

23
Q

what must a lawyer do if they want to share info?

A

get permission from client in advance

24
Q

does the court tend to override professional privilege?

A

no

25
Q

when can info not be privileged?

A

info is otherwise disclosable

26
Q

what is the test for privilege when communicating with 3rd parties?

A

where info or advice sought from 3rd party privilege may be claimed if sole purpose was to assist in litigation

27
Q

will info communicated to ind 3rd party in ADR attract legal professional privilege?

A

no protected by duty of confidentiality

28
Q

intention of without prejudice?

A

protect from disclosure any communications made between parties with a view to settling (can’t be used in litigation/courts)

29
Q

does info need to be marked as without prejudice to be protected?

A

no

30
Q

does without prejudice still apply if settlement reached or proceddings have started?

A

yes

31
Q

when can info said in ADR be used?

A

circumstances not in court, e.g. counsel-to-counsel negotiation

32
Q

who can waive without prejudice?

A

parties but it is joint so can’t be waived by only 1

33
Q

can a third party claim protection if parties waive without prejudice?

A

no but usually they insert their own confidentiality clause

34
Q

can you draw a negative inference from a party refusing to waive privilege?

A

no

35
Q

what purposes can without prejudice be excluded from?

A

e.g. without prejudice save as to costs

36
Q

how to exclude prejudice?

A

expressly state it