Adults with incapacity Flashcards

1
Q

Why must we never assume people are incapable?

A
  • Everyone should be treated equally
  • Everyone should be assumed to have capacity unless proven otherwise
  • Responsibility upon healthcare practitioners to assess capacity
  • For those who lack capacity, care must be facilitated to ensure equality in the provision of care.
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2
Q

In Scottish Law when can you make legally binding decisions for yourself?

A
  • 16
  • Consenting to medical and dental treatment as an example of exercising your legal capacity
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3
Q

What is the Adults with Incapacity Act 2010?

A
  • A framework for safeguarding the welfare and managing the finances of adults who lack capacity due to mental illness, learning disability or a related condition, or an inability to communicate
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4
Q

What is the aim of Adults with Incapacity Act 2010?

A
  • Protect people who lack capacity to make particular decisions, but also to support their involvement in making decisions about their own lives as far as they are able to do so.
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5
Q

What is the Adults with Incapacity (Scotland) Act 2000?

A
  • Only comes into action where adult is incapable of making decisions themselves
  • Provides a range of ways to authorise someone else to make the decision for that incapable adult
  • Only applicable to Scotland – Ireland, Wales and England are different
  • Part 5 of the act covers medical (including dental) treatment
  • Allows the Sheriff court to appoint guardians; oversee attorneys and resolve disputes
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6
Q

What do we always assume about an individual?

A
  • Everyone has capacity until proven otherwise
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7
Q

Why is capacity important?

A
  • Decision making - capacity is key to autonomy
  • Everyone has the right to say what happens to their body
  • Everyone also has the right to say what they don’t want to happen to their body
  • In terms of healthcare, competent adults have the right to refuse treatment
  • Failure to treat adults who do not have capacity may constitute negligence
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8
Q

What is the legal definition of Incapacity?

A
  • Inability of an adult to enter into legally binding contracts
  • “Adult” means a person who has attained the age of 16yrs or older
  • An adult with a condition, to the extent that they cannot understand what a decision involves or make a true choice
  • If a person with incapacity makes a decision – it has no legal effect
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9
Q

Who may not have Capacity?

A
  • If patient has ‘mental disorder’ (mental illness, learning disability, dementia, acquired brain injury, autistic spectrum disorder)
  • If person can’t communicate due to physical disorder even with assistance (locked in syndrome, unconscious following an accident)
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10
Q

What is the Acronym of being incapable?

A

A - Acting
M - Making a decision
C - Communicating decision
U - Understanding decision
R - Retaining memory of decision

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11
Q

What can we not assume if person lacks or is deficient in communication?

A
  • Can’t be considered lacking capacity if the lack or deficiency can be made good by human or medical aid
  • Need to support person to maximise their communication
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12
Q

How to achieve best communication with individual that’s lacking or deficient in this?

A
  • Find out how the person communicates – ask!!!
  • Check if they are wearing or have with them their normal aids
  • Ensure a quiet, well lit environment
  • Allow adequate time
  • Use technology – loop systems, spelling boards, ipad…
  • Consider communication adjuncts
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13
Q

What are the 5 key Principles of Adults with Incapacity Act?

A
  1. Benefit
  2. Minimum necessary intervention
  3. Take account of the wishes of the adult
  4. Consultation with relevant others
  5. Encourage the adult to exercise ‘residual capacity’
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14
Q

What should individuals be able to do to demonstrate capacity?

A
  • Understand in simple language what the treatment is, its purpose and nature and why it is being proposed
  • Understand its principle benefits, risks and alternatives;
  • Understand in broad terms what will be the consequences of not receiving the proposed treatment
  • Retain the information long enough to use it and weigh it in the balance in order to arrive at a decision
    (Scotland – “retain the memory of the decision”)
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15
Q

What is meant by benefit of patient in AWIA principle?

A
  • Any treatment must benefit the patient
  • Without treatment that benefit would not be possible
  • Any intervention must improve or enhance their life
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16
Q

What is Minimum necessary intervention?

A
  • Any action or decision taken should be the minimum necessary to achieve the purpose.
  • It should be the option that restricts the person’s freedom as little as possible
  • We must always seek to avoid the most invasive treatments, when simpler alternatives are available and likely to be successful
  • It does not always refer to the simplest or least complex solution.
  • Minimum intervention would be discrimination by not offering all treatment
17
Q

What should you look for when taking into account wishes of past and present adult wishes?

A
  • We must try and find out what the patient previously (or currently) wanted regarding their dental treatment.
  • Are there relatives or close friends who can help us find out?
  • Ask the patient
  • Look for a patient passport or care home notes?
  • Is their mouth heavily restored – does this show previous investment in dental treatment?
18
Q

Who can you consult with that is relevant if patient does not have capacity?

A
  • The nearest relative and primary carer of the adult
  • Any guardian, continuing attorney or welfare attorney of the adult who has powers relating to the proposed intervention
  • Any person whom the sheriff decides
  • Any other person appearing to the person responsible for authorising or effecting the intervention to have an interest in the welfare of the adult or in the proposed intervention
19
Q

Why should be encourage Residual Capacity?

A
  • Identify if patient can make any decisions themselves
  • Encourage adult to exercise whatever skills they have concerning property, financial affairs or personal welfare as the case may be, and to develop new such skills.
20
Q

What is a Proxy?

A
  • A suitable adult substitute decision maker for someone without capacity

Power of Attorney:
1. Continuing Power of Attorney – cannot consent for dental treatment
2. Welfare Power of Attorney – can consent for dental treatment
3. Combined Power of Attorney – can consent for dental treatment

Guardianship Orders:
1. Welfare Guardian – can consent for dental treatment
2. Financial Guardian – cannot consent for dental treatment

21
Q

What are Power of Attorney?

A
  • These are granted while a patient has capacity for someone to act on their behalf should the need arise
  • Powers are dormant until demonstrated they are needed
  • No expiry date
  • This can be done via a lawyer and does not need to go to court
  • Will be registered with the Office of the Public Guardian (OPG)
  • Can be more than one person
  • Normally indefinite once the adult does not have capacity
  • Often a family member or trusted friend
22
Q

What is Continuing (Financial) Power of Attorney?

A
  • Only covers financial affairs and property
  • Cannot consent to dental treatment
23
Q

What is Welfare Power of Attorney?

A
  • Only comes into affect if the adult loses capacity
  • Must take into account the adults wishes
  • Welfare decisions including healthcare, dressing, eating
  • Can consent to dental treatment
24
Q

What is Combined Power of Attorney?

A
  • Welfare and financial decisions
  • Can consent to dental treatment
25
Q

What are Guardianship Orders?

A
  • Court appointed person to make decisions on behalf of an adult with incapacity
  • Appointed by Sheriff after the adult has lost capacity
  • Requires 2 medical reports
  • Continuous management of welfare and financial matters
  • Powers to deal with property, finance and even marital affairs
  • Usually appointed for three years
    E.g. A person with a learning disability who turns 16 – their parents may need to apply for guardianship.
26
Q

Who can consent for dental treatment?

A
  • Patients with capacity
  • Welfare Powers of Attorney
  • Welfare Guardians
  • Medical & Dental* practitioners under Section 47 of AWI Act (General Authority to Treat)
27
Q

How does General Authority to treat relate to Dentists?

A
  • Prior to AWI Act (2000), treatment without patient or proxy consent could only be given in an emergency
  • Large numbers of adults who were incapable of consenting but who did not have a proxy
  • Since most dental treatment does not constitute ‘emergency’ treatment NO treatment provision was made
  • Provided a valid certificate of incapacity is issued for the treatment given AND Provided the principles of the Act are observed…Treatment may be given
  • Common law allows medical treatment to be given in an emergency to patients who cannot consent
28
Q

What to do in Emergency Situations in dentistry?

A
  • Limited number of emergency situations
  • Treatment is necessary for the preservation of life or to prevent serious deterioration
29
Q

Who can provide Certificates of Incapacity?

A
  • Medical practitioner primarily responsible for the patients care (GMP)
  • Consultant in charge of the patients care
  • Dental practitioners*
  • Registered nurses*
  • Optometrists*
30
Q

How can dentists give certificates of Incapacity?

A
  • A dentist can only authorise dental treatment
  • A dentist can only complete a section 47 form if they have completed the required training (if not liase with GP)
  • Even where a proxy has been appointed a Certificate of Incapacity MUST also be completed
  • A certificate issued by ‘other’ healthcare professionals is only valid for their area of practice