17 - Legal and Regulatory Flashcards

1
Q

Q. what are different types of planning applications?

A

TBC

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2
Q

Q. What are different types building control applications?

A

TBC

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3
Q

Q. what is the CAR 2015?

A

TBC

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4
Q

Q. Who are the duty holders under the Control of Asbestos Regulations?

A

A. the duty to manage asbestos is contained in Regulation 4 of the CAR12. The duty to manage asbestos is directed at those who manage non-domestic premises, the people with responsibility for protecting others who work in such premises, or use them in other ways, from the risks to ill health that exposure to asbestos causes.

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5
Q

Q. What pieces of legislation are relevant to dilapidations?

A

A. Landlord and Tenant Act 1927. Updated in 1985.

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6
Q

Q. Give me some examples of how the housing grants legislation affects the work you undertake.

A

A. the Housing Grants, Construction and Regeneration Act 1996 (HGCRA – also known as the Construction Act) is intended to ensure that payments are made promptly throughout supply chains and that disputes are resolved swiftly.

Provisions of the act include:

  • Right to be interim, periodic and staged payments.
  • Right to be informed of the amount due, or any amounts to be withheld.
  • Right to suspend performance for non-payment.
  • Right to adjudication.
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7
Q

Q. Give me some examples of the type of work which would require listed building consent (use your own examples to answer this question).

A

A. for Elizabethan Gallery I held early engagement sessions with the conservation officer, where the building is a Grade 2 listed building and the proposed works included works that would impact on the visual appearance of the building. For eg the proposed installation of a ramp to the front entrance.

Also if the building is situated in a registered park and garden any works to the building will require further consent from the conservation officer.

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8
Q

Q. Give me some examples of the type of work which would not require listed building consent (again, use your own examples to answer this question).

A

A. for the refurbishment works at Waterton House, it didn’t require listed building consent because the building doesn’t have a listing nor is it in a conservation area.

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9
Q

Q. Are you aware of any environmental legislation relevant to the work you undertake?

A

A. The Climate Change Act commits the UK government by law to reducing greenhouse gas emissions by at least 100% of 1990 levels (net zero) by 2050. This includes reducing emissions from the devolved administrations (Scotland, Wales and Northern Ireland), which currently account for about 20% of the UK’s emissions.

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10
Q

Q. When do the CDM Regulations apply?

A

A. to all construction projects.

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11
Q

Q. Give me some examples of the key duty holders of the CDM regulations.

A
A. commercial clients
 Domestic clients
 Designer
 Principal designer
 Contractor 
 Principal contractor 
 Worker
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12
Q

Q. Under CDM, is a Principal Designer required on all projects?

A

A. the PD role is required under CDM 2015 where there is more than one contractor. This set of regulations apply to all construction work and are a legal requirement. Every construction project must comply with CDM and that includes appointing the necessary CDM duty holders.

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13
Q

Q. When is a project notifiable under CDM?

A

A. where the project is to last longer than 30 days with 20 workers working simultaneously or scheduled to last over 500 person days. Submit an F10.

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14
Q

Q. How do you make you clients aware of their responsibilities under the CDM regulations?

A

A. I do this during initial project meetings. As a company we can take on take on the responsibility from the domestic client.

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15
Q

Q. What piece of legislation is relevant to the use of buildings for those with disabilities?

A

A. The Equality Act 2010, approved document Part M

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16
Q

Q. Give me some examples of when the Party Wall Act applies. (You have not mentioned this but given the type of work you are undertaking (domestic extensions), I would expect you to have good understanding of the requirements to safeguard your client’s interests.

A

A. Section 1 – line of junction –
construction of a new wall adjacent to a boundary
construction of a new wall astride a boundary

Section 3 – party structure notice –
Any alterations that directly affect the party wall and include common jobs such as cutting holes to insert beams and pad stone, cutting in flashings and removing chimney breasts.

Section 6 – adjacent to excavation –
Excavating within 3m of your neighbours building and to a depth lower than the bottom of their foundations.
Excavating within 6m of your neighbours building, if any part of that excavation intersects with a plane drawn downwards at an angle of 45d from the bottom of their foundations, taken at a line level with the face of their external wall (this will normally mean that your neighbour is using piled foundations).

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17
Q

What is CAR 2012 ?

A

The control of asbestos regulation 2012

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18
Q

Can you expand on your knowledge of the , The Town and Country Planning Act 1990 ?

A

The Town and Country Planning Act 1947 formed the basis for much of the contemporary planning system. It was intended as a response to the post-Second World War need for large-scale rebuilding and planning of towns and cities, as well as to help reorganise industry.

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19
Q

Can you expand on your knowledge of , the Housing Grants, Construction and Regeneration Act 1996 ?

A

The Housing Grants, Construction and Regeneration Act 1996 (HGRA - also known as the Construction Act) is intended to ensure that payments are made promptly throughout the supply chain and that disputes are resolved swiftly.

Provisions of the act include:

The right to be paid in interim, periodic or stage payments.
The right to be informed of the amount due, or any amounts to be withheld.
The right to suspend performance for non-payment.
The right to adjudication.
Disallowing pay when paid clauses.
The Act applies to all contracts for ‘construction operations’ (including construction contracts and consultants’ appointments). If contracts fail to comply with the act, then the Scheme for Construction Contracts applies.

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20
Q

What is a design and access statement

A

Design and access statements are prepared as part of the documentation to support a planning application. They explain the design principles and concepts that have been applied to particular aspects of the proposed development. Design and access statements may include plans, elevations and other illustrations, photographs and for large or complex schemes a model of the proposed development.

Design and access statements should explain:

Amount (how much development is proposed). For residential development, this the number of proposed units and for all other development, the proposed floor space for each proposed use.
Layout:

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21
Q

What is a heritage statement ?

A

A Heritage Statement is an assessment of the significance of heritage assets and/or their settings affected by a development, and of the impacts of that development upon them. A Heritage Asset is a “building, monument, site, place, area or landscape identified as.

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22
Q

What are the types of planning applications ?

A

Outline.
Reserved matters.
Full planning (or detailed planning) permission.

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23
Q

What are the type of building regs applications ?

A

Full plan application. Under a full plan application, you will submit a set of final plans to building control.
Building notice application.
Regularisation application.

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24
Q

What did you do the with R&D survey for acorn house ?

A

As per the CAR 2012 in relation age of the property,

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25
Q

What is a lawful development certificate ?

A

What does lawful development certificate mean?
In summary, lawful development is development against which no enforcement action may be taken and where no enforcement notice is in force, or, for which planning permission is not required.

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26
Q

What is a article 4 direction ?

A

Article 4 Direction is a legal device available to all local authorities enabling them to exert tighter controls on changes to the outside of houses facing a road or open space that could damage the character and appearance of the conservation area.

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27
Q

What is permitted development ?

A

You can perform certain types of work without needing to apply for planning permission. These are called “permitted development rights”.

They derive from a general planning permission granted not by the local authority but by Government. Bear in mind that the permitted development rights which apply to many common projects for houses do not apply to flats, maisonettes or other buildings. Similarly, commercial properties have different permitted development rights to dwellings.

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28
Q

What is a licence to alter ?

A

As the Licence for Alterations is governed by law, this landlord’s consent is not to be unreasonably withheld from the tenant and should be provided in a written format. This is called a Licence To Alter (or Licence For Alterations) and it protects both the landlord and the tenant’s rights under the terms of the lease.

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29
Q

What would an example of a normal liabilities within a lease be ?

A

Decoration every 3 years and within the last 6 months of the term.

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30
Q

What are the type of dilapidations inspections ?

A

Interim - During the term before the last 3 years

Terminal - within the last 3 years

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31
Q

Can you give me some examples of planning conditions you have had detailed before. What are some common examples of planning conditions ? Why did you need planning permission ?

A

Max height of fence, details of window design

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32
Q

What is the party wall act ?

A

The Party Wall etc Act 1996 provides a framework for preventing and resolving disputes in relation to party walls, boundary walls and excavations near neighbouring buildings. A building owner proposing to start work covered by the Act must give adjoining owners notice of their intentions in the way set down in the Act.

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33
Q

What are the three most common parts of the party wall act ?

A

3m - Excavations within 3m of the adjoining owner
6m - Within 6m drawn at 45 degrees
Works to a party wall or party structure
New building astride the boundary

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34
Q

Can byou reference some of the approved couments >?

A

Part A - Structure
Part B - Fire Safety
Part C - Site preparation and resistance to contaminants and moisture
Part D - Toxic Substances
Part E - Resistance to the passage of sound
Part F - Ventilation
Part G - Sanitation, hot water safety and water efficiency
Part H - Drainage and Waste Disposal
Part J - Combustion appliances and fuel storage systems
Part K - Protection from falling, collision and impact
Part L - Conservation of fuel and power
Part M - Access to and use of buildings
Part N - Glazing Safety (Withdrawn)
Part P - Electrical Safety
Part Q - Security
Part R - Physical infrastructure for high speed electronic communications networks.
Regulation 7 - Materials and workmanship

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35
Q

What is approved document ?

A

The ‘approved documents’ provide guidance for how the building regulations can be satisfied in common building situations. They are given legal status by the Building Act 1984. There is no obligation to adopt the solutions presented in the approved documents.

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36
Q

What is defined as building work under building regulations ?

A

Some kinds of building projects are exempt from the regulations, however generally if you are planning to carry out ‘building work’ as defined in regulation 3 of the building regulations, then it must comply with the building regulations. This means that the regulations will probably apply if you want to:

Put up a new building
Extend or alter an existing one
Provide services and/or fittings in a building such as washing and sanitary facilities, hot water cylinders, foul water and rainwater drainage, replacement windows, and fuel burning appliances of any type.

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37
Q

Did you notify the neighbour at all of the works? And how did you manage disruption to them?

A

Was not required, did not evoke the act

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38
Q

What is Jarvis v Harris Case ?

A

What does Jervis V Harris Clause mean? A clause in a lease or tenancy agreement which allows the landlord to serve a notice on a tenant to carry out repairs. Where a tenant fails to do so, the landlord may enter, carry out the works itself and recover the costs from the tenant as a debt.

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39
Q

What is the dilapidations protocol ?

A

This protocol applies to commercial property situated in England and Wales. It relates to claims for damages for dilapidations against tenants at the termination of a tenancy. These are generally referred to as terminal dilapidations claims. There is a separate Pre-Action Protocol for Housing Disrepair cases.

1.2
This protocol sets out conduct that the court would normally expect prospective parties to follow prior to the commencement of proceedings. It establishes a reasonable process and timetable for the exchange of information relevant to a dispute, sets standards for the content and quality of schedules and Quantified Demands and, in particular, the conduct of pre-action negotiations.

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40
Q

When must you comply with Building Regulations ?

A

Always for any work

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41
Q

What is the Woolf reform ? (dilpas)

A

This protocol applies to commercial property situated in England and Wales. It relates to claims for damages for dilapidations against tenants at the termination of a tenancy. These are generally referred to as terminal dilapidations claims. There is a separate Pre-Action Protocol for Housing Disrepair cases.

1.2
This protocol sets out conduct that the court would normally expect prospective parties to follow prior to the commencement of proceedings. It establishes a reasonable process and timetable for the exchange of information relevant to a dispute, sets standards for the content and quality of schedules and Quantified Demands and, in particular, the conduct of pre-action negotiations.

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42
Q

What is a section 18 notice (dilapidations) ?

A

A Section 18 (1) Valuation provides a statutory cap for damages, by calculating the difference by which the value of the landlord’s interest has been reduced on account of the breaches of lease covenant. This is otherwise known as the ‘diminution in value’ of the landlord’s interest.

Where a building is in disrepair at the end of the term, Section 18 (1) of the Landlord and Tenant Act, 1927, limits the landlord’s claim for damages for breach of a repairing covenant. Other breaches are covered by Common Law Principles usually related to a landlord’s loss as referenced by diminution in value.

There are two parts (limbs) to section 18 (1):-

The first limits the claim to the amount that the value of the landlord’s reversion is diminished by breaches of the covenant to repair. The landlord cannot recover more than it has cost, in terms of the loss caused to the value of the property. This is the diminution in the property’s reversionary value, caused by the disrepair.
The second part states that no damages are recoverable, if it can be shown that on expiration of the lease the premises would be demolished or altered to the extent that would render valueless the repairs in question.
In order to calculate the diminution two valuations are required. Firstly to compare the property’s value in poor repair; and secondly to look at the value the property would have achieved in the open market if it had been maintained by the tenant.

The second valuation is a hypothetical assessment, as the premises would not currently be in repair. It must consider all potential uses for the premises, as it may be more valuable as a redevelopment site or for an alternative purpose. It must also take into account the extent that an alternative or change of use would affect individual elements of the schedule. For instance repairs, to the external areas may still need to be carried out.

43
Q

What is Endorsement (dilapidations) ?

A

he schedule should be endorsed either by the landlord, or where it is prepared by a surveyor, by the landlord’s surveyor. If the schedule has been prepared by the landlord’s surveyor, then in endorsing the schedule, the surveyor should have regard to the principles laid down in the Royal Institution of Chartered Surveyors’ Guidance Note on Dilapidations.

44
Q

What is the landlord and tenant act ?

A

The Landlord and Tenant Act 1954 is the governing legislation for landlords and business tenants. A business tenant is somebody who rents or leases the place where they conduct their business.

Part II of the Act offers business tenants legal protection for the value they may have built up in a location which would be lost if they had to leave their premises when the lease expired, for example; if they have installed a lot of equipment, If the location is vital to their operation, if business continuity is important, and so on.

45
Q

Northumberland House: Do you know what Section 18 of the Landlord and Tenant Act 1927 is?

A
  • I) A diminution valuation is required, and damages are usually capped by reference to the diminution in the value of the landlord’s reversion. Two valuations are prepared by a specialist valuation surveyor, one of the property in its current state and another if the tenant kept up with all of their obligations. The difference between the two valuations places a cap on the repair obligations only, not reinstatement and decoration.
  • II) No costs can be recovered by the landlord if at or shortly after termination of the lease, the building will be structurally altered in a way that would render the repairs valueless or the building is to be pulled down
46
Q

Did you include external decorations as a repair item?

A

This would fall under the external section of the schedule and would be decoration in relation to the decoration clause.

47
Q

Did you serve the schedule of dilapidations?

A

No the clients solicitor did

48
Q

Did you endorse the schedule? What is endorsement?

A

Where endorsed by the landlord’s surveyor, full account has been taken of the landlord’s intentions for the property, as advised by the landlord; and the costings, if any, are reasonable.

49
Q

Who are the duty holders under the Control of Asbestos Regulations?

A

Anyone with responsibility for a building containing asbestos has a ‘duty to manage’ the asbestos,

50
Q

What pieces of legislation are relevant to dilapidations?

A

Landlord and Tenant Act 1927

51
Q

Give me some examples of how the housing grants legislation affects the work you undertake.

A

The Housing Grants, Construction and Regeneration Act 1996 (HGRA - also known as the Construction Act) is intended to ensure that payments are made promptly throughout the supply chain and that disputes are resolved swiftly.

Provisions of the act include:

The right to be paid in interim, periodic or stage payments.
The right to be informed of the amount due, or any amounts to be withheld.
The right to suspend performance for non-payment.
The right to adjudication.

52
Q

Give me some examples of the type of work which would require listed building consent (use your own examples to answer this question).

A

In general terms Listed building consent is required for all works of demolition, alteration or extension to a listed building that affect its character as a building of special architectural or historic interest.

53
Q

Give me some examples of the type of work which would not require listed building consent (again, use your own examples to answer this question).

A

Basic maintenance and minor like-for-like repairs do not require consent.

54
Q

Are you aware of any environmental legislation relevant to the work you undertake?

A

The Climate Change Act commits the UK government by law to reducing greenhouse gas emissions by at least 100% of 1990 levels (net zero) by 2050. This includes reducing emissions from the devolved administrations (Scotland, Wales and Northern Ireland), which currently account for about 20% of the UK’s emissions.

55
Q

When do the CDM Regulations apply?

A

To all construction projects

56
Q

Give me some examples of the key duty holders of the CDM regulations.

A
Commercial Clients
 Domestic Clients
 Designer
 Principal Designer
 Contractor
 Principal Contractor
 Worker
57
Q

Under CDM, is a Principal Designer required on all projects?

A

The principal designer role is required under the Construction (Design & Management) Regulations (CDM). This set of regulations apply to all construction work and are a legal requirement. Every construction project must comply with CDM, and that includes appointing the necessary CDM duty holders.

58
Q

When is a project notifiable under CDM?

A

3+ 2 = 5 30 days with 20 continuous workers or 500 person days in total - submitted via a F10

59
Q

How do you make you clients aware of their responsibilities under the CDM regulations?

A

During the initial meetings, as a company we normal take on the responsibilities from the domestic client

60
Q

What piece of legislation is relevant to the use of buildings for those with disabilities?

A

The equality act 2010

61
Q

Give me some examples of when the Party Wall Act applies. (You have not mentioned this but given the type of work you are undertaking (domestic extensions), I would expect you to have good understanding of the requirements to safeguard your client’s interests.

A

3m - Excavations within 3m of the adjoining owner
6m - Within 6m drawn at 45 degrees
Works to a party wall or party structure
New building astride the boundary

62
Q

Q. what did you submit as part of the planning submission?

A

A. the necessary plans (site plan and location plan), any required supporting documentation (elevation drawings), the completed form and the fee.

63
Q

Q. how did you liaise with the local planning authority?

A

A. by making a phone and explaining the details of the project. The requirement to install an external condenser unit, size location and the specification for noise requirements etc. input from our mechanical engineers was required on this. also input from acoustic engineers was a requirement from the planners to identify the base-level noise and potential impact the condensers may have to local residents.

64
Q

Q. what is a design and access statement?

A

A design and access (DAS) statement is a short report accompanying and supporting a planning application. They provide a framework for applicants to explain how a proposed development is a suitable response to the site and its setting and demonstrate that it can be adequately accessed by prospective users.

65
Q

Q. what is breeding season for bats?

A

TBC

66
Q

Q. if bats were found what would be the rectification procedure?

A

TBC

67
Q

Q. what is the application form for demolition jobs?

A

A. S80 and S81 form.

68
Q

What range of drawings scales did you use for this application?

A

1:10, 1:50, 1:1250(Location Plan)

69
Q

What information was included in the Design & Access statement?

A

Design and access statements are prepared as part of the documentation to support a planning application. They explain the design principles and concepts that have been applied to particular aspects of the proposed development. Design and access statements may include plans, elevations and other illustrations, photographs and for large or complex schemes a model of the proposed development.

Design and access statements should explain:

Amount (how much development is proposed). For residential development, this the number of proposed units and for all other development, the proposed floor space for each proposed use.
Layout:

70
Q

What conditions were imposed on the application (if none think about those that could be included on alternative scheme.

A

1 - The development hereby permitted shall be begun before the expiration of three years from the date of this permission.
2 - The development hereby permitted shall not be carried out otherwise than in complete accordance with the approved plans.
3 - No development shall commence until a Demolition and Construction Environmental Management Plan (DCEMP) has been submitted to and approved in writing by the Local Planning Authority. The approved plan should be adhered to throughout the demolition and construction period.
4 - If a foul drainage connection to the mains sewer is not possible, a detailed plan for foul drainage (including a maintenance plan) must be submitted to and approved in writing by the local planning authority prior to development and, where necessary, the relevant discharge consent is obtained.

71
Q

What were the timescales for the planning application from initial enquiry until approval was granted?

A

10 weeks

72
Q

Briefly explain the process used by the local planning authority, when considering this application.

A

consider the proposed application into relation to the guidance at national and local level, NPPF and a local plan

73
Q

How does a listed building consent differ from planning approval?

A

It is regarding any modification that affect the character of the building bot internally and external. Where as planning I regarding the external arrangements.

74
Q

Explain how you advised your client to maximise the chances of their planning application being successful.

A

To be considerate of the application and seek input form the conservation officer via a a site meeting a pre appin the early stages,

75
Q

Did you use a full plans submission for this project?

A

Yes - full plans

76
Q

For what purposes can a building notice be used instead of a full building plans submission?

A

A Building Notice is a written notice that you intend to carry out building work and does not normally mean that you have to submit detailed drawings. More information may sometimes be requested by the Building Control Surveyor to ensure that your work is in line with the regulations. Normally suited to a competent building that has vast experience in the construction.

77
Q

Compare the advantages/disadvantages of using a building notice versus a full building plans submission?

A

Full pans takes longer, requires additional detail and potential cost bt provides certainty, building notice is quicker can be cheaper however does have a degree of risk attached.

78
Q

What are the key risks to the building owner/client of using a building notice?

A

Works and detail are not defined for the works, put trust in the builder.

79
Q

What information was submitted as part of this application?

A

Floorplans, elevations, roof plan, section details, site and location plan, services plan

80
Q

How are the fees for the submission calculated?

A

Dependant on the application

81
Q

What range of drawings scales did you use for this application?

A

1:10, 1:50, 1:1250(Location Plan)

82
Q

Q. Explain the reasoned advice given in respect of the presence of asbestos.

A

TBC

83
Q

Q How did you ensure the asbestos survey covered all the necessary areas?

A

TBC

84
Q

Q. Give some examples of the asbestos identified by the survey and the advice given to deal with it/manage it during the construction phase.

A

TBC

85
Q

Q. did building need to check the installation of the beam?

A

TBC

86
Q

Q. how did you got about removal of the beam?

A

A. through the appointment of a structural engineer to calculate the size of the beam required and also details on temporary propping. 150mm bearing on each side.

87
Q

Q. explain why the new structural work was required?

A

A. it was required to support the roof structure above. The removal of the wall meant that otherwise there the roof will not have adequate support.

88
Q

Q. what reasoned advice did you give to the client in terms of the grading of the building?

A

A. I advised that the works to the ramp and any of the proposed work that impacts the physical appearance of the building will require input and consent from the conservation officer. I ensured that early engagement was had with the conservation officer.

89
Q

Q. what advise did you give to the client in terms of the ramp?

A

A. other than the listing on the building, I advised that the ramp would need to be complaint and consideration was given to Part K (falling from height), Part M (access), and Part H (drainage).

90
Q

Q. Explain how you ensured your clients interest were served on this project.

A

A. I initially assessed the scope / briefing documents which describes the clients requirements and sets out client budget/programme aspirations/quality etc. I understood what the expectations are and what was and was not negotiable. Also, through the lifecycle of the project ensuring that the client is well informed with progress and at the end of a project carrying out lessons learned.

91
Q

Q. you mentioned it is a Grade II* listed building, what does this mean?

A

A. Grade II* means particularly important buildings of more than special interest.

92
Q

Explain the reasoned advice given in respect of the presence of asbestos.

A

Taking into account eh building age I advised the client of the requirements under the CAR to have a R&D survey prior to works to identify any ACM within the project.

93
Q

How did you ensure the asbestos survey covered all the necessary areas?

A

I produced the existing and proposed floors plans / elevations detailing the extents and contents of work to ensure an understanding and appreciation of the works.

94
Q

Give some examples of the asbestos identified by the survey and the advice given to deal with it/manage it during the construction phase.

A

In this scenario no asbestos was defined or surveyed during the inspection.

95
Q

Explain the reasoned advice given in respect of the planning and building regulation requirements.

A

I advised of the requirements regarding statutory application, we considered the inclusion of other external works such as dormer windows which would require planning permission however the client decided to remove these and apply for a lawfully development certificate. I advised the client to submit a full pans application regarding the budling regulation to seek early certainty and clarity for the works prior to tender.

96
Q

Explain how you advised your client to maximise the chances of the planning application being successful.

A

As it was lawful development application I reviewed to ensure that the works fell within permitted development regarding the planning aspect.

97
Q

Explain how you advised the work fell under the permitted development guidelines.

A

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98
Q

Explain why you advised applying for a certificate of lawful development.

A

As the clients wanted to safeguard and ensure they had a record of the proceedings.

99
Q

Explain the reasoned advice given in respect of the dilapidations claim.

A

I advised the client of the claim taking into account the tenants liabilities.

100
Q

Explain how you ensured your clients interest were served on this project.

A

I initially assessed the scope to create the Scott schedule and understood the expectations of the client and what was and was not negotiable.

101
Q

Explain the reasoned advice given in respect of the inspection of the roof.

A

I advised on my limitation in time and sight to include the rood in my SOC. This would then have an impact on future claims.

102
Q

Explain your advice in respect of the different methods of access equipment considered.

A

I advised on the various uses pros and cons of each and costs.

103
Q

Given you did not inspect the roof, how did you advise your client?

A

That it would not be included in the SOC and future clais / dilapidations on this items would be hard to contest without the evidence and timestamp of condition.