Performance management Flashcards

1
Q

What is performance management?

A

It is about seeking improvement through dialogue and providing support to enable the employee to perform satisfactorily.

It is not a disciplinary process.

It only turns disciplinary when an employee has been unwilling or unable to improve following a PIP.

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2
Q

Step one
Informal discussion

A

Address issues as soon as possible after they are identified
Have an informal meeting to discuss general work performance
Encourage dialogue and identify underlying causes
Encourage, support and help
Provide opportunity for employee to explain it
Make suggestions how to resolve issues.

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3
Q

How should an informal discussion go?

A

Talk in private
Discuss shortcomings in performance
Be constructive and look for ways to improve
Bring a support person if needed
Listen to response
Be careful informal action does not turn into formal disciplinary action
Reach an agreement on the way forward
Send a letter recording discussion
Arrange follow-up meeting
Consider referral to wellness services.

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4
Q

Step two
The performance meeting

A

A performance meeting should not pre-determine that a PIP will be commenced

Identify minimum standard of performance and determine where the shortfall is.
Send a letter of invitation to a performance meeting
Set up a performance management file
Discuss with HR
Draw up a checklist of items to be discussed
Organise support.

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5
Q

Step two
During the meeting

A

Open the meeting with introductions and set the agenda.
Provide information and outline shortfalls in performance
Give employee a genuine opportunity to respond.
Problem solve. If a PIP is necessary go through the form.
Take notes and good recordkeeping. Make sure notes are signed by both parties at the end of the meeting.

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6
Q

Step three.
The PIP

A

The PIP sets out the requirements and expectations of both parties. The employee must agree to the PIP. The PIP should include the following:

The specific performance that needs to be improved and the aim of the PIP.

Minimum acceptable standard of performance

Remedial steps to be taken. The standard should be measurable, realistic and have an achievable timeline.

The support and resources Police will provide to assist.

How and when feedback will be given

Review periods including with whom and how often

Dates for progress meetings

Start date of the PIP

Possible consequences if performance standards are not met

Signatures of both parties and date PIP was signed.

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7
Q

What must you do once PIP is implemented?

A

Ensure all agreed assistance is provided.

Diary meetings at the interval agreed. Keep good notes.

Monitor the employees progress and provide feedback.

Make sure the PIP is specific to the poor performance that has been raised. If new performance issues are identified a new PIP should be implemented.

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8
Q

Step four
Completion of the PIP when the required standard is reached

A

If the employee has reached the required standard inform them that there is no longer need to continue performance management through the PIP. The end date will be on the form.

Performance monitoring may continue on a more informal basis.

PIP should be retained on the employees file.

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9
Q

What do you do if performance has not improved after a PIP?

A

You could revise the PIP however it may be appropriate for the matter to go directly to a progressive disciplinary process. The employee must be invited to a disciplinary meeting. HR should be involved.

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10
Q

What is the purpose of the police disciplinary policy?

A

It is to ensure breaches of our code are managed and dealt with fairly and in good faith with a view to improving contact.

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11
Q

What are the key elements in the disciplinary process?

A

Initial assessment
Categorisation
Criminal and employment investigations
Restricted duties, suspension and standdown
Drafting allegations
Investigations - initial steps
Investigation and investigation meeting
Making the decision
Outcome

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12
Q

What is the NAT?

A

National Assessment Team.

In the pilot locations, the NAT will consider the appropriate pathway that might best progress the matter to resolution

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13
Q

What are the potential outcomes of a categorisation discussion?

A

No further action
Performance management
Employment investigation
Criminal investigation
Dual investigation

You should also consider whether employee needs restricted duties, standdown or suspension? Also consider who is the right person to be the investigator.

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14
Q

Who’s approval do you need to restrict duties, suspend or standdown an employee?

A

Advice must be sought from HR and you also need approval at district Commander level.

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15
Q

Who should be the investigator?

A

Someone objective and not involved
No conflicts of interest
It may be appropriate for employees manager
Serious or sexual offending must be investigated by senior manager
An external investigator may be appropriate in exceptional cases

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16
Q

What is the difference in employment investigation versus criminal investigation?

A

Employment
Parties participate in good faith
Relevant info is disclosed before discussions
Not necessary to prove beyond reasonable doubt

Criminal
No requirement to participate in good faith
Investigative
Not required to disclose prior to any discussions
Must prove beyond reasonable doubt

17
Q

Who can give I disciplinary warning?

A

District commander or national manager and above. This may be delegated to inspectors. Decisions are made in consultation with the manager and HR.

18
Q

Who can give a dismissal?

A

District Commander, general manager of training, national manager, communication centres, assistant commissioners and above. This is done in consultation with HR and manager

19
Q

What are the two levels of warning? Describe them.

A

Warning. Generally for misconduct.

Final warning. Generally for serious misconduct matters or where previous warnings have already been issued.

A final warning is a step away from dismissal and could be considered a last chance for an employee to demonstrate the expectations of Police.

20
Q

Define mediation

A

Is the process by which the participants together with the assistance of a neutral person systematically isolate disputed issues in order to develop options and consider alternatives, with a view to reaching a consensus on resolution that will accommodate their respective needs.

21
Q

Define personal grievance.

A

Means any grievance and employee may have against Police because they have been

Unjustifiably dismissed
Subjected to disadvantage
Discriminated against
Sexually or racially arrest
Subjected to duress

22
Q

What are the five key steps in the process for resolving employment relationship problems?

A

The employee raises the problem with the appropriate manager

The parties engage in dialogue and attempt to resolve it in good faith

If informal dialogue does not resolve the problem, the employee may take the matter to another manager or progress the matter to the next step. This may include a PG

Next step is for one or other party to refer the matter to mediation.

If mediation doesn’t work, either Party may seek resolution through a more formal process.