Ethics questions -difficult ones Flashcards

1
Q

Which of the following best describes ethical requirements regarding debriefing research participants about the nature and results of a research study?

A. Participants must always be debriefed “as early as is feasible” after participation in a research study.

B. Participants should ordinarily be debriefed as soon as possible but, in some cases, debriefing may not be necessary.

C. Participants must be debriefed only when there’s a chance they were psychologically or physically harmed by the research.

D. Participants must be debriefed as soon as possible only when they were deceived about important aspects of the study.

A

Correct answer

B. Participants should ordinarily be debriefed as soon as possible but, in some cases, debriefing may not be necessary.

Explanation
Debriefing is addressed in Standard 8.08 of the APA Ethics Code and Standards II.47 and III.25 of the Canadian Code of Ethics. Standard 8.08(a) requires psychologists to promptly debrief research participants “about the nature, results, and conclusions of the research.” However, Standard 8.08(b) states that “if scientific or humane values justify delaying or withholding this information, psychologists take reasonable measures to reduce the risk of harm.”

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2
Q

With regard to ethical requirements, which of the following is true about withholding a therapy client’s record for nonpayment of fees?

A. Withholding a client’s record for nonpayment of fees is always unethical when it’s needed for the client’s treatment.

B. Withholding a client’s record for nonpayment of fees is always unethical when it’s needed for the client’s emergency treatment.

C. Withholding a client’s record for nonpayment of fees is ethical only when the client has not responded to multiple requests for payment.

D. Withholding a client’s record for nonpayment of fees is ethical only when the client had been informed of this practice during the informed consent process.

A

Answer B is correct. This answer is most consistent with Standard 6.03 of the APA’s Ethics Code. It states that “psychologists may not withhold records under their control that are requested and needed for a client’s/patient’s emergency treatment solely because payment has not been received.” This answer is also consistent with the Preamble and Standards II.1 and II.2 of the Canadian Code of Ethics. (Note that withholding client records for nonpayment of fees in any situation may be illegal or inconsistent with laws or institutional regulations, but this question is asking specifically about ethical requirements.)

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3
Q

A recently divorced psychologist joins an online dating service that matches him to a former therapy client. When deciding what to do in this situation, the psychologist should remember that ethical guidelines:

A. prohibit psychologists from becoming sexually involved with former clients under any circumstances.

B. prohibit psychologists from becoming sexually involved with former clients only when therapy was terminated less than 12 months ago.

C. prohibit psychologists from becoming sexually involved with former clients unless certain conditions are met.

D. do not explicitly prohibit psychologists from becoming involved with former therapy clients.

A

Answer C is correct.
This answer is most consistent with Standard 10.08 of the Ethics Code. Standard 10.08(a) states that “psychologists do not engage in sexual intimacies with former clients/patients for at least two years after cessation or termination of therapy.” And Standard 10.08(b) states that, even when two years have passed, psychologists do not engage in sexual intimacies with former clients “except in the most unusual circumstances,” which includes ensuring that the relationship is not exploitative. This answer is also consistent with Standard II.28 of the Canadian Code of Ethics.

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4
Q

As described in the Privacy Rule of the Health Insurance Portability and Accountability Act (HIPAA), a therapist can deny clients access to their protected health information when they believe that access is:

A. reasonably likely to cause psychological or emotional harm to the client or other person.

B. reasonably likely to endanger the life or physical safety of the client or other person.

C. reasonably likely to endanger the psychological or physical health of the client or other person.

D. not in the best interests of the client or another person.

A

Answer B is correct. Denial of access to protected health information is addressed in 45 CFR 164.524(a)(2)-(4), and the language of this answer is most similar to Section (a)(3)(i). It states that a licensed health care professional can deny an individual access to his/her protected health information, when the “professional has determined, in the exercise of professional judgment, that the access requested is reasonably likely to endanger the life or physical safety of the individual or another person.” Note that, in this situation, the client has the right to have the denial reviewed by another designated licensed health care professional.

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5
Q

When conducting group therapy, you should:

A. remind group members that they’re legally required to maintain the confidentiality of other group members.

B. remind group members that, because they’re in therapy, they’re ethically obligated to maintain the confidentiality of other group members.

C. discuss the importance of maintaining confidentiality with group members in the initial and subsequent sessions.

D. discuss the limits of confidentiality with potential members during the screening interview and have them sign a waiver of confidentiality.

A

Answer C is correct. Confidentiality in group therapy is addressed in Standard 10.03 of the APA Ethics Code and Standard I.44 of the Canadian Code of Ethics. Standard 10.03 states that psychologists should inform group members about “the roles and responsibilities of all parties and the limits of confidentiality.” Although psychologists cannot ensure the confidentiality of information revealed in group therapy, they can reduce the likelihood that confidential information will be disclosed by educating group members about the importance of maintaining confidentiality and the possible negative consequences of not doing so in the initial session and then reminding them of the need to maintain confidentiality in subsequent sessions.

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6
Q

To serve as an expert witness in a court case, a psychologist must be:

A. determined to be qualified to do so by the attorney requesting his/her services.

B. determined to be qualified to do so by the judge.

C. certified as an expert witness by a professional forensic organization.

D. certified as an expert witness by the Association of State and Provincial Psychology Boards.

A

Answer B is correct. When an attorney representing the plaintiff or defendant in a court case wants a psychologist to provide expert testimony, the judge decides whether or not to allow that testimony. The judge’s decision is based on consideration of the relevance of the psychologist’s knowledge, skills, experience, training, and education.

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7
Q

Which of the following provides global scores that correspond to two theoretical models – the Cattell-Horn-Carroll model of cognitive abilities and the Luria neuropsychological processing model?

A. Kaufman Assessment Battery for Children, Second Edition

B. Slosson Intelligence Test, Revised Third Edition

C. Cognitive Assessment System, Second Edition

D. Peabody Picture Vocabulary Test, Fourth Edition

A

Answer A is correct. The Kaufman Assessment Battery for Children, Second Edition (KABC-II) provides five scale scores (Simultaneous, Sequential, Planning, Learning, and Knowledge) and two global scores. The global score based on the Cattell-Horn-Carroll model of cognitive abilities includes performance on measures of acquired (crystallized) knowledge, while the global score based on the Luria neuropsychological processing model does not include performance on measures of acquired knowledge.

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8
Q

Toward the end of his second date with Susie S., Dr. Browne realizes that Susie is the sister of one of his clients. Dr. Brown is very attracted to Susie, would like to continue dating her, and thinks she could be “the one.” However, as an ethical psychologist, Dr. Browne:

A. will continue dating Susie only if she’s the sister of a former (not current) client of his.

B. will continue dating Susie if she’s the sister of a current client only if he discusses the potential for problems with the client and with Susie.

C. will continue dating Susie if she’s the sister of a current client only if he terminates therapy with the client.

D. will not continue dating Susie whether she’s the sister of a current or a former client.

A

Answer A is correct.

This situation is addressed in Standard 10.06 of the APA’s Ethics Code. It states that “psychologists do not engage in sexual intimacies with individuals they know to be close relatives, guardians, or significant others of current clients/patients … [and they] do not terminate therapy to circumvent this standard.” This answer is also consistent with the requirements of Standard III.28 of the Canadian Code of Ethics.

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9
Q

Dr. Merritt overhears Alice, one of the interns she’s supervising, making disparaging remarks about people with addictions to a group of friends on two separate occasions. However, Dr. Merritt has never observed Alice acting in an inappropriate way with clients who have any type of addiction and she hasn’t discussed what she overheard with Alice. When Alice receives her performance evaluation, Dr. Merritt has noted that one of the low ratings she assigned was due to her concern that Alice is likely to have trouble working with clients who have an addiction. With regard to ethical guidelines:

A. Dr. Merritt’s evaluation is acceptable because of the unacceptability of the disparaging remarks Alice made.

B. Dr. Merritt’s evaluation is acceptable as long as it includes an explanation for her concerns about Alice’s ability to work with clients who have an addiction.

C. Dr. Merritt’s evaluation is acceptable as long as it was provided to Alice in a timely manner and she’s willing to discuss her concerns with Alice.

D. Dr. Merritt’s evaluation is not acceptable because it was not based entirely on Alice’s actual performance as an intern.

A

Answer D is correct.

This answer is most consistent with Standard 7.06(b) of the APA Ethics Code and Standard II.26 of the Canadian Code of Ethics. Standard 7.06(b) states that “psychologists evaluate students and supervisees on the basis of their actual performance on relevant and established program requirements.”

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10
Q

Research on the Fagan Test of Intelligence has confirmed that ____________ in infancy is a good predictor of IQ in childhood, adolescence, and young adulthood.

A. socio-emotional behavior

B. language production and comprehension

C. sensorimotor development

D. selective attention to novel stimuli

A

Answer D is correct. The Fagan Test of Intelligence is a measure of selective attention to novel stimuli, and research has found that performance on the Fagan Test is a good predictor of IQ scores in childhood, adolescence, and early adulthood. See, e.g., J. F. Fagan, C. R. Holland, and K. Wheeler, The prediction, from infancy, of adult IQ and achievement, Intelligence, 35(3), 225-231, 2007.

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11
Q

Which of the following best describes ethical requirements regarding in-person solicitation of business?

A. Psychologists must never engage in in-person solicitation of business.

B. Psychologists must never engage in uninvited in-person solicitation of business.

C. Psychologists must not engage in in-person solicitation of business from current therapy clients who are vulnerable to undue influence.

D. Psychologists must not engage in uninvited in-person solicitation of business from current or potential therapy clients or others who are vulnerable to undue influence.

A

Answer D is correct. This answer is most consistent with the requirements of Standard 5.06 of the APA’s Ethics Code. It prohibits psychologists from engaging “in uninvited in-person solicitation of business from actual or potential therapy clients/patients or other persons who because of their particular circumstances are vulnerable to undue influence.” This answer is also consistent with Standard III.28 of the Canadian Code of Ethics, which prohibits psychologists from exploiting “any relationship established as a psychologist to further personal, political, or business interests at the expense of the dignity or well-being of their primary clients, contract examinees, research participants, students, trainees, employers, or others.”

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12
Q

Sally S., age 14, began therapy at the request of her parents who were concerned about her increasing moodiness and oppositional behaviors. During her fifth therapy session, Sally tells you she’s been thinking about killing herself. When you express your concern, she says she’s “just kidding” and asks you not to say anything to her parents. Your best course of action would be to:

A. maintain Sally’s confidentiality but monitor her suicidal ideation in future therapy sessions.

B. continue to discuss Sally’s feelings about killing herself to determine if she is actually at risk for attempting suicide.

C. contact her parents immediately to inform them of her suicidal ideation and discuss their options in this situation.

D. tell Sally you won’t contact her parents as long as she signs a no-suicide contract.

A

Answer B is correct. Suicide threats should always be taken seriously and, in this situation, you’d want to determine if Sally is actually at risk for attempting suicide before contacting her parents or taking any other action. Note that there’s evidence that no-suicide contracts (answer D) do not guarantee a person’s safety and should be used only as one element of a comprehensive intervention.

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13
Q

Which of the following best describes ethical requirements regarding the use of automated and other professional test scoring and interpretation services?

A. Psychologists should ordinarily avoid using these services.

B. Psychologists should use only services that have been approved by the APA or other professional organization.

C. Psychologists may use these services only for tests that are objectively scored.

D. Psychologists may use these services but the psychologists are responsible for the appropriate application, interpretation, and use of tests.

A

Answer D is correct. This answer is most consistent with the requirements of Standard 9.09(c) of the APA’s Ethics Code. It states that “psychologists retain responsibility for the appropriate application, interpretation, and use of assessment instruments, whether they score and interpret such tests themselves or use automated or other services.” It is also consistent with the requirements of Standards II.3 and II.18 of the Canadian Code of Ethics.

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14
Q

Emiko E. was a client of Dr. Beck for seven months. She ended therapy with Dr. Beck four months ago but calls to request an appointment because she’s feeling very anxious and depressed and has started thinking about killing herself. For the past three months, Dr. Beck has been reducing his practice by referring current clients to other therapists and not accepting new clients because he and his wife are planning to move to another state to be closer to their adult son and his family. The best course of action for Dr. Beck is to:

A. explain to Emiko that he’s no longer accepting clients and provide her with a referral to a colleague.

B. explain to Emiko that he’s no longer accepting clients and provide her with a referral to a colleague and tell her he’s willing to consult with the new therapist.

C. agree to see Emiko in therapy until her crisis has passed and then provide her with a referral to a colleague if she needs additional therapy sessions.

D. tell Emiko to have a friend or family member take her to the hospital if she starts feeling that she can’t control the impulse to kill herself.

A

Answer C is correct. This situation is not directly addressed in ethical guidelines. However, this answer is most consistent with the “spirit” of the guidelines because it’s the response that best addresses Emiko’s welfare (see, e.g., Standard 10.09 of the APA’s Ethics Code and Principle II.35 of the Canadian Code of Ethics). Answers A and B are not the best answers because Emiko seems to need immediate assistance due to her suicidal ideation, and starting therapy with a new therapist (who may not be able to see her right away) would not be adequate.

And answer D is not the best answer because Emiko may or may not be capable of or motivated to follow through on the suggestion to have someone take her to the hospital if she starts feeling like she can’t control the impulse to attempt suicide.

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15
Q

During your second session with Anita A., she says she wants to tell you something she hasn’t told anyone else. After a few moments of silence, she reveals that she’s been seeing another therapist for three months but started seeing you because she’s concerned about his behavior. She tells you that, in her last few sessions with that therapist, he touched her inappropriately and said he was doing so to help her deal with her fear of physical and sexual intimacy. As an ethical psychologist, you should:

A. convince Anita to terminate therapy with the other therapist immediately and then help her work through her feelings about what has happened.

B. encourage Anita to terminate therapy with the other therapist immediately and file a complaint against him with the ethics committee.

C. explain to Anita the seriousness of her allegation and discuss the options she has in this situation.

D. tell Anita you’re ethically required to file a complaint against the other therapist because of the seriousness of her allegation.

A

Answer C is the correct. Of the answers given, this is the best one because it respects Anita’s autonomy (i.e., it doesn’t involve convincing or encouraging her to do something) and it does not violate the ethical requirement to address ethical violations by colleagues but to do so in a way that does not violate the client’s confidentiality.

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16
Q

To be consistent with ethical guidelines when conducting research, psychologists:

A. must always debrief research participants immediately after their participation.

B. must debrief research participants after their participation only when they may have been physically or psychologically harmed by their participation in the study.

C. should ordinarily debrief research participants immediately after their participation but, when that isn’t possible, should take steps to reduce the risk for harm.

D. should debrief research participants immediately after their participation if they’ve been deceived about some aspects of the study.

A

Answer C is correct. This answer is most consistent with Standard 8.08 of the APA’s Ethics Code and Principles II.47 and III.25 of the Canadian Code of Ethics. Standard 8.08(a) states that “psychologists provide a prompt opportunity for participants to obtain appropriate information about the nature, results, and conclusions of the research, and they take reasonable steps to correct any misconceptions that participants may have of which the psychologists are aware. Standard 8.08(b) states “if scientific or humane values justify delaying or withholding this information, psychologists take reasonable measures to reduce the risk of harm.”

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17
Q

Dr. Stein is a family therapist who believes therapy is most effective when all members of the immediate family attend all therapy sessions. During his second session with the Miller family, Mr. Miller is absent and Mrs. Miller says that, while her husband came to the first therapy session, he is unwilling to attend any additional sessions. The best course of action in this situation is for Dr. Stein to:

A. continue seeing Mrs. Miller and the children but encourage Mrs. Miller to convince Mr. Miller to attend at least some of the therapy sessions.

B. continue seeing Mrs. Miller and the children only if Mr. Miller agrees to see Dr. Stein in individual therapy.

C. continue seeing Mrs. Miller and the children only if his initial impression is that the family’s presenting problem is due primarily to Mrs. Miller’s relationships with her children.

D. refer Mrs. Miller to another family therapist who is willing to see only some members of the family.

A

Answer D is correct. To identify the correct answer to this question, you have to notice that the question states that Dr. Stein “believes therapy is most effective when all members of the immediate family attend all therapy sessions.” Some family therapists are amenable to seeing only some family members. However, Dr. Stein is not one of these therapists, so a referral to another therapist is the best course of action.

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18
Q

Your current client, Maggie M., invites you to a party she’s having to celebrate the completion of her dissertation. As an ethical psychologist, you:

A. refuse the invitation and explain to Maggie why it would be unethical for you to attend her party.

B. accept the invitation but make sure Maggie understands that you normally don’t attend social events with clients but will attend this party because it’s a special occasion.

C. discuss the potential conflicts that could arise with Maggie and ways to avoid them before accepting her invitation.

D. consider the nature of your therapeutic relationship with Maggie and the potential effect on her of your acceptance or refusal of her invitation before deciding whether or not to accept the invitation.

A

Answer D is correct. Standard 3.05 of the APA’s Ethics Code prohibits multiple relationships that “could be reasonably expected to impair the psychologist’s objectivity, competence, or effectiveness … or otherwise risks exploitation or harm to the person.” And Standard III.30 of the Canadian Code of Ethics requires psychologists to “avoid dual relationships … that are not justified by the nature of the activity, by cultural or geographic factors, or where there is a lack of reasonably accessible alternatives.” Neither document prohibits all types of multiple relationships; and, in the situation described in this question, your first action would be to consider the nature of your therapeutic relationship with Maggie and the possible effects on that relationship of accepting or refusing her invitation. Discussing potential conflicts with Maggie (answer C) isn’t a better answer because it implies that you would accept her invitation regardless of the outcome of that discussion.

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19
Q

Dr. Maddox has been in private practice for nearly 25 years, and her specialty has been treating depression in adolescents and young adults. Now that she’s turned 50, she has more interest in working with older adults. To be consistent with ethical requirements, Dr. Maddox should:

A. see older adults in therapy only if alternative mental health services for members of this population are unavailable in her community.

B. take a relevant APA-approved continuing education course before accepting older adults as clients.

C. see older adults in therapy if she’s able to obtain consultation while doing so with a colleague who has experience working with members of this population.

D. see older adults in therapy but closely monitor her effectiveness and obtain consultation or additional education if she encounters any problems.

A

Answer C is correct. This answer is most consistent with the requirements of Standard 2.01 of the APA’s Ethics Code and Standard II.6 of the Canadian Code of Ethics. Standard 2.01 requires psychologists to obtain appropriate education, training, and consultation when they want to provide professional services to members of new populations or use new therapeutic techniques. While obtaining additional education would be useful, taking a single continuing education course (answer B) or obtaining additional education when a problem arises (answer D) would not be adequate.

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20
Q

A psychology intern working at a mental health clinic tells her supervisor that, during the first session with a new client, he revealed that he’s gay. The intern says she does not want to work with this client or any other gay or lesbian clients because homosexuality violates her religious beliefs. The supervisor should:

A. tell the intern that she should just treat the client like any other client and volunteer to provide her with additional supervision as needed to help her do so.

B. tell the intern that she has to work with diverse clients (including homosexual clients) to complete her internship and volunteer to provide her with additional supervision to help her resolve the conflict between her religious beliefs and the requirements of her internship.

C. determine if it’s necessary to reassign the intern’s current client to another therapist and reassure the intern that she has the right to refuse to work with gay and lesbian clients.

D. determine if it’s necessary to reassign the intern’s current client to another therapist and discuss with the intern ways that might help her reconcile the conflict between her religious beliefs and the requirement that psychologists work effectively with diverse (including homosexual) clients.

A

Answer D is correct. Conflicts between religious values and professional competence when working with diverse clients have been addressed by a number of experts. For example, the APA’s Virtual Working Group on Restrictions Affecting Diversity Training in Graduate Education developed a Sample Program Policy Statement that articulates the policy for APA-accredited programs when trainees experience conflicts when working with diverse clients. Among other things, its states that the program is committed to helping trainees develop the knowledge and skills they need to work with diverse clients and to providing trainees with additional time and faculty support to help them integrate their personal values with the professional competence they need to work with all clients. Answer D is the best answer because it not only reflects this position but also takes into account the welfare of the intern’s current client. See, e.g., E. H. Wise, K. J. Bieschke, L. Forrest, J. Cohen-Filpic, W. L. Hathaway, and L. A. Douce, Psychology’s proactive approach to conscience clause court cases and legislation, Training and Education in Professional Psychology, 9, 259-268, 2015.

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21
Q

A psychologist routinely administers a measure of clinical symptomology to most of his clients, who are young and middle-aged adults. Several older adults have been recently referred to him, but the measure he routinely uses has little or no information about its validity for members of this population. With regard to ethical requirements:

A. it would be acceptable for the psychologist to administer this measure to older clients as long as alternative measures are unavailable.

B. it would be acceptable for the psychologist to administer this measure to older clients if alternative measures are unavailable and he explains the possible limitations of its results to the clients.

C. it would be acceptable for the psychologist to administer this measure to older clients as long as he obtains informed consents from the clients before doing so.

D. it would be unacceptable for the psychologist to administer this measure to older clients under any circumstances.

A

Answer B is correct. This answer is most consistent with the requirements of Standard 9.02(b) of the APA Ethics Code and Standard III.8 of the Canadian Code of Ethics. Standard 9.02(b) states that, when the reliability and validity of the tests they use haven’t been established for members of the population being tested, psychologists “describe the strengths and limitations of test results and interpretations.” And Standard III.8 requires psychologists to acknowledge the limitations of their findings.

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22
Q

By the end of the first session with a client, you realize that his symptoms meet the diagnostic criteria for antisocial personality disorder. You’ve learned from past experience that clients with this diagnosis often fail to pay their bills and, for this reason, decide not to continue seeing him in therapy. With regard to ethical requirements, this is:

A. unacceptable because it violates the prohibition against discrimination.

B. unacceptable if you have adequate training and experience to treat this client.

C. acceptable as long as you provide the client with referrals to other mental health professionals.

D. acceptable as long as you explain to the client why you cannot continue seeing him in therapy.

A

Answer C is correct. Standard 3.01 of the APA Ethics Code prohibits psychologists from unfairly discriminating on the basis of age, gender, ethnicity, sexual orientation, or other basis proscribed by law. And Standard I.9 of the Canadian Code of Ethics states that psychologists do “not practice, condone, facilitate, or collaborate with any form of unjust discrimination,” which is defined in the Preamble as “activities that are prejudicial to or promote prejudice against persons or peoples because of their
culture, nationality, ethnicity,
colour, race,
religion,
sex, gender, marital status, sexual orientation,
physical or mental abilities,
age,
socio-economic status, or any other preference or personal characteristic, condition, or status.”
Neither Code requires psychologists to accept all individuals seeking their services, and not seeing clients who may be unwilling or unable to pay their fees would not constitute unfair or unjust discrimination as defined in these standards.

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23
Q

When a parent, insurance company, or other third party is no longer willing to pay a client’s fee for therapy and the client is unable to pay the full fee him/herself, a psychologist should do which of the following to be consistent with ethical requirements?

A. provide services at a reduced fee until the client is able to pay the full fee

B. help the client find another source of financial assistance

C. provide pretermination counseling and referrals to alternative services

D. make sure the client understands why the psychologist is no longer able to provide services

A

Answer C is correct. Standard 10.10(c) of the APA Ethics Code and Standard II.34 of the Canadian Code of Ethics apply to this situation. Standard 10.10(c) states, “except where precluded by the actions of clients/patients or third-party payors, prior to termination psychologists provide pretermination counseling and suggest alternative service providers as appropriate.” And Standard II.34 states that psychologists should provide clients “with reasonable assistance to find a way to receive needed services in the event that third party payments are exhausted and the primary client cannot afford the fees involved.”

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24
Q
A
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25
Q

Dr. O’Leary, a neuropsychologist, administers a number of tests to new patients with traumatic brain injury to assist with differential diagnosis and treatment planning. She decides to also use her patients’ test data in a research study she will be conducting on the effects of traumatic brain injury on memory. In terms of ethical requirements, this is:

A. acceptable.

B. acceptable as long as she takes steps to protect the confidentiality of the data that will be used in her research study.

C. unacceptable unless she gets the patients’ consent to use their test information in the research study.

D. unacceptable under any circumstances.

A

Answer C is correct. This answer is most consistent with the requirements of Standard 9.03(a) of the APA Ethics Code and Standard I.23 of the Canadian Code of Ethics, which require informed consents for assessment to include a description of the purpose of the assessment. Dr. O’Leary originally administered the tests for the purpose of diagnosis and treatment planning (and presumably obtained consent from her patients for that purpose) and she must also obtain consent to include their test data in her research study.

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26
Q
A
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27
Q

Dr. Crosby, a licensed psychologist, wants to take two weeks off next month from her full-time private practice to spend time with her father who lives alone and will be having hip replacement surgery. With regard to her current therapy clients, Dr. Crosby’s best course of action is to:

A. let her clients know about her plans and arrange to conduct their sessions on the phone or Internet during her absence.

B. give her clients the phone number of a colleague who is willing to accept their calls and see them in case of an emergency.

C. let her clients know about her plans as soon as she finalizes them so they have time to process her absence before she leaves.

D. explain to her clients that she is leaving because of a family emergency and reassure them that they’ll be okay without her for two weeks.

A

Answer B is correct. Standard 3.12 of the APA Ethics Code and Standard II.33 of the Canadian Code of Ethics address the interruption of services in a general way, and it’s up to psychologists to determine the best course of action. Since Dr. Crosby’s absence is going to be relatively brief, the best action of those described in the answers would be to discuss it with clients immediately and provide them with the phone number of a colleague whom they can contact in case of an emergency. Note that answer A is not the best answer because psychologists may, of course, take time off from work and it’s not likely that Dr. Crosby would be able to keep all of her appointments while caring for her father.

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28
Q
A
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29
Q

The parents of 10-year-old Corey bring him to therapy at the recommendation of his school counselor who is concerned about his increasing oppositional behavior and failing grades. You decide that you will initially see Corey in individual therapy. To be consistent with ethical requirements you will do which of the following?

A. obtain written consent from Corey’s parents and verbal assent from Corey as soon as possible

B. obtain written consent from Corey’s parents as soon as possible and verbal assent from Corey after establishing a therapeutic relationship with him

C. obtain written consent from Corey after establishing a therapeutic relationship with him

D. obtain written or verbal consent from Corey’s parents as soon as possible

A

Answer A is correct. Obtaining informed consent from Corey’s parents and assent from Corey is consistent with the requirements of Standard 3.10 of the APA Ethics Code and Standard I.34 of the Canadian Code of Ethics, and obtaining consent and assent as soon as possible is consistent with the requirements of Standard 10.01 of the APA Ethics Code and Standard I.19 of the Canadian Code of Ethics. For example, Standard 3.10 requires that, for people who aren’t legally capable of giving consent, psychologists seek their assent and permission from a legally authorized person, while Standard 10.01(a) requires psychologists to obtain informed consents “as early as is feasible.”

30
Q

In his dissertation proposal, a graduate student uses the organization and headings used by the author of a published journal article and uses arguments and data presented by that author and the author of another published article on the same topic to justify his study’s hypotheses. He cites both authors once in the introductory paragraph to his proposal. In terms of ethical requirements, this is:

A. acceptable since the graduate students cited the authors in the opening paragraph of his proposal.

B. acceptable even if the graduate student doesn’t cite the authors since this is just a dissertation proposal.

C. acceptable as long as the headings and arguments are not verbatim replications of the other authors’ work.

D. unacceptable since the graduate student has not given adequate credit to the other authors.

A

Answer D is correct. This answer is most consistent with the requirements of Standard 8.11 of the APA Ethics Code and Standard I.7 of the Canadian Code of Ethics. Standard 8.11 prohibits psychologists from presenting “portions of another’s work or data as their own, even if the other work or data source is cited occasionally,” and Standard III.7 requires psychologists to “take credit only for the work and ideas that they have actually done or generated, and give credit for work done or ideas contributed by others.” Simply citing the authors once in an introductory paragraph is inadequate given the extent to which the student has included their work in his proposal.

31
Q

Which of the following statements best describes the requirements of the ethics codes published by the American and Canadian Psychological Associations for bartering?

A. Bartering is always unacceptable.

B. Bartering is acceptable only in the “most unusual circumstances.”

C. Bartering may be acceptable when it’s not clinically contraindicated.

D. Bartering may be acceptable when potential conflicts are discussed with the client.

A

Answer C is correct. Bartering is addressed in Standard 6.05 of the APA Ethics Code and Standard III.28 of the Canadian Code of Ethics, which both prohibit bartering when it is “clinically contraindicated.”

32
Q

Which of the following best describes a psychologist’s ethical obligations with regard to the use of automated test scoring and interpretation services?

A. Psychologists who use these services are responsible for the validity of the conclusions they derive from them.

B. The providers of these services are responsible for ensuring that users are able to derive accurate conclusions from the information they provide.

C. The use of automated test scoring and interpretation services is discouraged by ethical guidelines.

D. The use of automated test scoring and interpretation is explicitly prohibited by ethical guidelines.

A

Answer A is correct. The use of automated scoring and interpretation services is not discouraged or prohibited by ethical guidelines, and their validity is directly addressed in Standard 9.09(c) of the APA Ethics Code and indirectly addressed in Standard II.3 of the Canadian Code of Ethics. Standard 9.09(c) states that “psychologists retain responsibility for the appropriate application, interpretation, and use of assessment instruments, whether they score and interpret such tests themselves or use automated or other services.” And Standard II.3 states that psychologists “accept responsibility for the consequences of their actions.”

33
Q
A
34
Q

Dr. King teaches classes on neuropsychology and conducts research on neurological correlates of aging at a large university. In her introductory neuropsychology class, she covers only research on aging that’s produced results that are similar to her own studies. In terms of the requirements of the ethics codes of the American and Canadian Psychological Associations, this is:

A. acceptable.

B. acceptable as long as Dr. King is willing to answer students’ questions about contradictory research.

C. acceptable because it’s up to Dr. King to decide what information to present in her classes.

D. unacceptable.

A

Answer D is correct. This issue is addressed in Standard 7.03 of the APA Ethics Code and Standard III.11 of the Canadian Code of Ethics, which both require psychologists to present instructional information in an accurate and unbiased manner.

35
Q

You’ve just moved to a new town and want to “drum up” business for your private practice. As an ethical psychologist, you will keep in mind that in-person solicitation of business:

A. is always unacceptable.

B. is always unacceptable when it’s uninvited.

C. may be acceptable if it’s uninvited as long as it does not target people who are vulnerable to undue influence.

D. may be acceptable if it’s uninvited as long as it’s done in an appropriate manner.

A

Answer C is correct. This issue is explicitly addressed in Standard 5.06 of the APA Ethics Code, which prohibits psychologists from engaging “in uninvited in-person solicitation of business from actual or potential therapy clients/patients or other persons who because of their particular circumstances are vulnerable to undue influence.” This answer is also consistent with Standard I.27 of the Canadian Code of Ethics which requires that consent for professional services not be obtained “under any conditions of coercion, undue pressure, or undue reward.” Note that answer D is not the best answer because it’s too vague.

36
Q

Dr. Miller has been hired by the court to conduct a court-ordered evaluation of Edward E., a defendant in a criminal case. During his first meeting with Ed, Dr. Miller informs him of the purpose of the evaluation and that it’s court-ordered. Which of the following accurately describes Dr. Miller’s ethical obligations with regard to informed consent in this situation?

A. He does not have to obtain informed consent from Ed before proceeding with the evaluation but should inform him of the limits on confidentiality.

B. He must obtain informed consent from Ed before proceeding with the evaluation unless Ed is incapable of giving consent.

C. He must obtain informed consent from Ed or Ed’s attorney before proceeding with the evaluation.

D. He must obtain assent from Ed and informed consent from Ed’s attorney before proceeding with the evaluation.

A

Answer A is correct. Court-ordered evaluations are an exception to the ethical requirement to obtain an informed consent. For example, Paragraph 6.03.02 of the APA’s Specialty Guidelines for Forensic Psychology states that, when an evaluation is court-ordered, forensic psychologists must describe the nature and purpose of the examination but can conduct it without obtaining the examinee’s informed consent. However, in this situation, the examinee should be informed about the purpose of the evaluation, that it’s court-ordered, and about limits of confidentiality. In addition, in a discussion of psychologists’ responsibilities regarding moral rights, the Values Statement for Principle I of the Canadian Code of Ethics notes the following: “There might be circumstances in which the possibility of serious detrimental consequences to themselves or others, a diminished capacity to be autonomous, or a court order, would disallow aspects of some rights (e.g., privacy and confidentiality, self-determination, liberty).”

37
Q

You had seen Lloyd in therapy for four months when he suddenly announced he had to quit therapy because he was moving to another city to be near his parents. When Lloyd quit therapy, he owed you for his last three sessions. You have sent Lloyd two letters requesting that he pay his outstanding fees but he hasn’t responded, and you are thinking about hiring a collection agency to collect the fees. With regard to ethical requirements, using a collection agency is:

A. unacceptable under any circumstances.

B. acceptable only if there’s no other way to collect the fees.

C. acceptable only if you notify Lloyd of your intent and give him an opportunity to pay the outstanding fees before doing so.

D. acceptable only if you discussed this option with Lloyd during the informed consent process.

A

Answer C is correct. This situation is covered in Standard 6.04(e) of the APA Ethics Code. It states that psychologists may use collection agencies and other legal measures to collect unpaid fees but “must first inform the person that such measures will be taken and provide that person an opportunity to make prompt payment.” The use of a collection agency is not explicitly addressed in the Canadian Code of Ethics, but this answer is most consistent with Standard I.12, which requires psychologists to “work and act in a spirit of fair treatment to others.”

38
Q
A
39
Q

When providing psychotherapy to employees through their company’s employee assistance program (EAP), psychologists should let the employees know that:

A. they will not release any confidential information to the employees’ supervisors without the employees’ authorization to do so.

B. they can provide the employees’ supervisors with confidential information only if the supervisors referred them to the EAP.

C. the only information they can release to the employees’ supervisors without the employees’ authorization is that they’re receiving therapy through the EAP.

D. the only information they can release to the employees’ supervisors is information directly related to their work-related activities.

A

Answer A is correct. Clients of EAPs have the same right to confidentiality as other therapy clients do, and they should be reassured that confidential information will not be shared with their supervisors or employers without their authorization.

40
Q

A psychology professor at a large university has just developed a new screening test for depression and wants to compare scores on her test to scores on the Beck Depression Inventory and two other measures of depressive symptoms. She will do so by having a sample of adults who have and have not received a diagnosis of major depressive disorder complete the four measures. If the professor hires psychology graduate students to administer the measures to participants, this will be:

A. unacceptable since graduate students are unqualified to do so.

B. acceptable as long as the students will administer (but not score or interpret) them.

C. acceptable as long as the students have completed at least one course in psychological assessment.

D. acceptable as long as the students are provided with training in administering the measures and relevant ethical guidelines.

A

Answer D is correct. This answer is most consistent with Standard 2.05 of the APA Ethics Code and Standard II.7 of the Canadian Code of Ethics, which require psychologists to delegate to others only work they’re competent to perform. In the situation described in this question, this would include ensuring that the students administering the tests have adequate training in test administration and relevant ethical requirements.

41
Q

A psychologist provides therapy using interactive videoconferencing for some of her clients. One of the psychologist’s videoconferencing clients is temporarily moving to another city to care for his sick mother and wants to continue therapy with her after he moves. With regard to ethical guidelines, complying with the client’s request:

A. is acceptable.

B. is acceptable if she provides the client with emergency contacts in the city where he will be temporarily residing.

C. is acceptable whether the client will be temporarily residing in the same jurisdiction as the psychologist or in a different jurisdiction.

D. is acceptable if the client will be temporarily residing in the same jurisdiction and may be acceptable if he will be residing in a different jurisdiction.

A

Answer D is correct. When you’re licensed in a jurisdiction (state or province), providing professional services to a client who is outside that jurisdiction is essentially practicing without a license. (The location of the client, not the psychologist, determines where professional services are being provided.) However, some jurisdictions allow psychologists to provide services outside the jurisdiction(s) where they’re licensed; however, for most jurisdictions, this is only for a brief period of time. See, e.g., J. E. Barnett and K. Kolmes, Avoiding a disconnect from telemental health, Monitor on psychology, 47(5), 48-55, 2016, retrieved from http://www.apa.org/monitor/2016/05/ce-corner.aspx

42
Q

A research psychologist decides that it’s not possible to conduct a research study without deceiving participants about the true purpose of the study. Being familiar with ethical requirements, the psychologist knows that:

A. she doesn’t have to tell participants about the true nature of the study following their participation if she allows them to withdraw from the study at any time and the study doesn’t involve physical or emotional pain.

B. she doesn’t have to tell participants about the true purpose of the study following their participation if she’s determined that deception is justified by the prospective value of its results.

C. she must tell participants about the true purpose of the study immediately after their participation and allow them to withdraw their data.

D. she must tell participants about the true purpose of the study as early as feasible and allow them to withdraw their data.

A

Answer D is correct. The use of deception in research is covered in Standard 8.07 of the APA Ethics Code and Standard III.25 of the Canadian Code of Ethics. Standard 8.07(c) states that “psychologists explain any deception that is an integral feature of the design and conduct of an experiment to participants as early as is feasible, preferably at the conclusion of their participation, but no later than at the conclusion of the data collection, and permit participants to withdraw their data.”

43
Q

During the first session with Gerard G., age 32, Dr. Hassan learns that Gerard spent time in jail for sexual assault when he was in his mid-20s and that his current symptoms of depression seem to be unrelated to the assault or incarceration. Dr. Hassan is a cognitive behavioral therapist who has extensive experience treating depression in adults. However, her younger sister was sexually assaulted several years ago and, because of her feelings about that incident, she decides she doesn’t want to work with this client. With regard to ethical requirements, Dr. Hassan’s decision to not provide therapy to this client is:

A. unacceptable because it violates the prohibition against discrimination.

B. unacceptable since she has adequate experience to treat the client.

C. acceptable if she provides the client with referrals to other mental health professionals.

D. acceptable if she explains to the client why she cannot see him in therapy.

A

Answer C is correct. Standard 3.01 of the APA Ethics Code prohibits psychologists from unfairly discriminating on the basis of age, gender, ethnicity, sexual orientation, or other basis proscribed by law. And Standard I.9 of the Canadian Code of Ethics states that psychologists do “not practice, condone, facilitate, or collaborate with any form of unjust discrimination.” Neither Code requires psychologists to accept all individuals seeking their services, however, and seeing a client they know they prefer not to work with for personal reasons would not be in a client’s best interests. The best course of action would be to provide the client with referrals, but it’s not necessary to tell him why she’s doing so.

44
Q

Dr. Willard encountered a former intern whom she had not seen for at least two years at a party. After talking to the intern for most of the evening, Dr. Willard realized that she was very attracted to the intern and that the feeling was mutual. Dr. Willard and her former intern began dating and eventually became sexually involved. With regard to ethical guidelines, Dr. Willard’s relationship with the former intern is:

A. clearly unacceptable.

B. acceptable since more than two years have passed since Dr. Willard was the intern’s supervisor.

C. acceptable if it’s not likely that Dr. Willard will have evaluative authority over the former intern in the future.

D. acceptable if they discussed the potential conflicts before becoming sexually involved.

A

Answer C is correct. This answer is most consistent with Standard 7.07 of the APA Ethics Code and Standard II.29 of the Canadian Code of Ethics. Standard 7.07 states that “psychologists do not engage in sexual relationships with students or supervisees who are in their department, agency, or training center or over whom psychologists have or are likely to have evaluative authority,” and Standard II.29 provides a similar prohibition. Note that answer D is not the best answer because, while discussing potential conflicts may be desirable, it’s not required by ethical guidelines.

45
Q

Dr. Unger, a cognitive behavioral psychologist, has just moved to a rural community and is interested in providing therapy to clients via telephone or interactive videoconferencing so that he can provide services to individuals who have trouble getting to his office because of transportation problems or physical disabilities. One of his new clients has expressed interest in receiving therapy via telephone. Although there’s evidence that cognitive behavioral therapy is useful for treating the client’s disorder when it’s conducted face-to-face, there’s no empirical information on its effectiveness when conducted via telephone. In this situation, Dr. Unger:

A. should not conduct therapy via telephone since there’s no empirical evidence that this format is effective for the client’s disorder.

B. should agree to conducting therapy via telephone for this client only in emergency situations.

C. may conduct therapy via telephone for this client if he’s received adequate training in telepsychology.

D. may conduct therapy via telephone for this client since there’s empirical evidence that face-to-face cognitive behavioral therapy is effective for treating the client’s disorder.

A

Answer C is correct. This situation is directly addressed in Standard 2.01(e) of the APA Ethics Code and APA’s Guidelines for the Practice of Telepsychology and indirectly addressed in Standard II.18 of the Canadian Code of Ethics. Guideline 1 of the Guidelines for the Practice of Telepsychology states that “psychologists who provide telepsychology services strive to take reasonable steps to ensure their competence with both the technologies used and the potential impact of the technologies on clients/patients.” In addition, the discussion of the application of Guideline 1 states the lack of empirical evidence for providing therapy via telephone or other telecommunication format “in and of itself, may not be grounds to deny providing the service to a client/patient” (2013, pp. 793-794).

46
Q

In response to the Heinz dilemma, Morgan says that Heinz shouldn’t steal the drug that his wife needs because people will think he’s a thief if he does so. Morgan’s response suggests that he’s in Kohlberg’s __________ level of moral development.

A. preconventional

B. conventional

C. transconventional

D. postconventional

A

Answer B is correct. The two stages of Kohlberg’s conventional level are (a) the “good boy/good girl” stage, during which the acceptability of a behavior depends on whether or not it’s socially approved of or liked by others, and (b) the law and order orientation stage, during which the acceptability of a behavior depends on whether or not it violates laws and rules that have been established by legitimate authorities. Morgan’s response indicates that he’s in the first stage of the conventional level.

47
Q

You receive a written request from a former client to send a copy of her file to another psychologist. The client stopped coming to therapy six weeks ago and has not paid for her last two sessions even though you’ve sent her a letter requesting that she do so. Being familiar with ethical guidelines for this situation, you know that withholding a client’s record for nonpayment of fees is:

A. always unethical when the record is needed for the client’s treatment.

B. always unethical when the record is needed for the client’s emergency treatment.

C. ethical only when the client has not responded to multiple requests for payment.

D. ethical if the client was informed of this practice during the informed consent process.

A

Answer B is correct. This answer is most consistent with Standard 6.03 of the APA Ethics Code and Standards II.1 and II.2 of the Canadian Code of Ethics. Standard 6.03 states that “psychologists may not withhold records under their control that are requested and needed for a client’s/patient’s emergency treatment solely because payment has not been received.” (Note that withholding client records for nonpayment of fees in any situation may be illegal or inconsistent with institutional regulations, but this question is asking specifically about ethical guidelines.)

48
Q
A
49
Q

Dr. Wendy Wundt is supervising an intern, Lloyd L., who has recently not shown up for two of his therapy appointments with clients. In addition, one of the intern’s clients has complained to Dr. Wundt that the intern sometimes seems like he’s not listening to her and has made several sexually suggestive comments during sessions. If Dr. Wundt terminates Lloyd’s internship because of these behaviors:

A. she will have acted ethically because of the serious nature of Lloyd’s unacceptable behaviors.

B. she will have acted ethically if she informs Lloyd of the reasons for the termination.

C. she will have acted ethically only if she has directly observed Lloyd engage in unacceptable behaviors with clients.

D. she will have acted ethically only if she first provides Lloyd with a plan to remediate his unacceptable behaviors and Lloyd continues to engage in those behaviors.

A

Answer D is correct. This answer is most consistent with the provisions of Standard 7.06 of the APA’s Ethics Code and Standard II.26 of the Canadian Code of Ethics, which require psychologists to provide supervisees with timely feedback. Although neither Code directly addresses the termination of internships, doing so without having provided an intern with feedback and opportunities to correct undesirable behaviors would violate these standards and the “spirit” of the Codes. Note that answer C is not the best answer because, while supervisors should base their evaluations of interns on actual behaviors rather than hearsay (e.g., on behaviors they have actually observed), observation of the behaviors would not be sufficient justification for terminating an internship without providing the intern with feedback and a remediation plan.

50
Q

Which of the following is not one of the required conditions for a claim of malpractice?

A. professional relationship

B. direct or proximate causation

C. negligence

D. dereliction or breach of duty

A

Answer C is correct. Four conditions are required for a claim of malpractice: (a) The psychologist must have had a professional relationship with the client that established the psychologist’s duty to conform to a professional standard of care. (b) There was a dereliction or breach of the duty on the part of the psychologist. (c) The client suffered injury or harm as a result of this dereliction or breach. (d) The psychologist’s dereliction or breach of duty was the direct or proximate cause of the person’s harm or injury. Negligence (answer C) is a possible cause of a breach of duty (answer D) but it’s not required for a claim of malpractice because a breach of duty can be due other factors.

51
Q

A client who you stopped seeing in therapy two months ago calls you to request that you send her a summary of her assessment results by email. You should:

A. refuse to send the information by email and discuss other options with her.

B. send the client the requested information by email only after ensuring it will go the client’s personal email account.

C. send the client the requested information by email if she has been informed of the potential limits on confidentiality when information is transmitted by email.

D. send the client the requested information by email if she has been informed of the potential limits on confidentiality and the information in the email is encrypted.

A

Answer D is correct. This answer is most consistent with Standards 4.01 and 4.02 of the APA Ethics Code and Standards I.41 and I.23 of the Canadian Code of Ethics, which require psychologists to maintain the confidentiality of client information and to discuss the limits of confidentiality with clients during the informed consent process. It’s also consistent with guidelines for the use of technology: For example, Guideline 4 of the APA’s Guidelines for the Practice of Telepsychology states that “psychologists who provide telepsychology services make reasonable efforts to protect and maintain the confidentiality of the data and information relating to their clients/patients and inform them of the potentially increased risks of loss of confidentiality inherent in the use of the telecommunication technologies, if any” (2013, p. 4). Encryption is a recommended method for protecting the confidentiality of emails.

52
Q

Dr. Hannigan has just started seeing a husband and wife in therapy. The husband’s insurance covers individual therapy but not couple or family therapy, and the couple cannot afford to pay for therapy themselves. If Dr. Hannigan bills the insurance company for individual therapy for the husband, he has acted:

A. ethically since he is, in fact, providing therapy to the husband.

B. ethically since the couple wouldn’t be able to pay for therapy themselves.

C. ethically since this is common practice.

D. unethically.

A

Answer D is correct.
Billing an insurance company for a reimbursable form of therapy instead of the non-reimbursable form that’s actually being provided is insurance fraud and is both illegal and unethical.

53
Q

A therapy client whom you have been seeing for seven weeks is suddenly laid-off from his job and can no longer afford to pay your fee. The client asks if he can barter yard work and minor home repairs for therapy until he’s able to find another job. In terms of ethical guidelines, agreeing to this arrangement would be:

A. unethical.

B. ethical if a fair market value can be established for the client’s work.

C. ethical since it’s a temporary arrangement.

D. ethical if you discuss the possible conflicts with the client before accepting the arrangement.

A

Answer A is correct. Bartering is addressed in Standard 6.05 of the APA Ethics Code and Standard III.28 of the Canadian Code of Ethics, which both prohibit bartering when it’s “clinically contraindicated.” In the bartering arrangement described in this question, you would be acting as both therapist and employer, and it would be clinically contraindicated since doing so could affect your objectivity and the therapeutic relationship if you’re dissatisfied with the client’s work.

54
Q

Dr. Wallace’s new clients are a married couple and their three children, ages 9, 13, and 17. The family moved to the United States from Croatia four years ago. The children are fluent in both Croatian and English, but the parents have limited English skills and prefer to speak Croatian. Dr. Wallace does not speak Croatian, but the oldest daughter says she often acts as interpreter for her parents and is willing to do that in therapy. To be consistent with ethical requirements, Dr. Wallace should:

A. allow the daughter to act as interpreter if she’s sufficiently fluent in English and Dr. Wallace believes that family therapy is an appropriate form of therapy.

B. allow the daughter to act as interpreter if she’s sufficiently fluent in English and the parents and other children agree to this arrangement.

C. explain to the family why the daughter cannot act as interpreter and obtain the services of a professional interpreter.

D. refer the family to a therapist who speaks Croatian but, if that’s not possible, obtain the assistance of a professional interpreter.

A

Answer D is correct. This answer is most consistent with the provisions of Standard 2.05 of the APA’s Ethics Code and Standard II.7 of the Canadian Code of Ethics. Standard 2.05 states that psychologists “who use the services of others, such as interpreters, take reasonable steps to … avoid delegating such work to persons who have a multiple relationship with those being served that would likely lead to exploitation or loss of objectivity.” In other words, it would not be appropriate to have the daughter act as a translator. In addition, Guideline 6 of the APA’s Guidelines for Providers of Psychological Services to Ethnic, Linguistic, and Culturally Diverse Populations states that, when a psychologist’s language does not match the language of a client, the psychologist refers “the client to a mental health professional who is competent to interact in the language of the client” or, if that’s not possible, the psychologist offers “the client a translator with cultural knowledge and an appropriate professional background” (2013, p. 796).

55
Q

With regard to ethical guidelines, using monetary or other inducements to encourage people to volunteer for a research study is:

A. unacceptable under any circumstances.

B. unacceptable if they’re likely to coerce participation.

C. acceptable only when alternative methods for obtaining participants are unavailable.

D. acceptable only when participants are not deceived about any aspect of the research.

A

Answer B is correct. Offering inducements to potential research participants is addressed in Standard 8.06 of the APA Ethics Code and Standards I.27 and III.29 of the Canadian Code of Ethics. Standard 8.06 states that “psychologists make reasonable efforts to avoid offering excessive or inappropriate financial or other inducements for research participation when such inducements are likely to coerce participation.” Note that answer D is not the best answer because deceiving potential participants about the study might be coercive in some circumstances, but there are other reasons why coercion may occur.

56
Q

Dr. Ballard, a licensed psychologist, has just started working at a community health center in a small town and is asked to provide therapy to an adult client from an ethnic background that he’s relatively unfamiliar with. However, there are no mental health professionals working at the center or in the community who have more experience than he has, and the client’s presenting problem is one that he’s experienced treating. Dr. Ballard’s best course of action would be to:

A. agree to see the client but seek supervision or consultation by telephone, videoconference, or other means with someone who has experience working with members of this population.

B. agree to see the client only if he’s able to complete an online continuing education course on providing therapy to members of this population.

C. tell the client about his lack of experience and let the client decide if she wants to continue therapy with him.

D. decline the request to see the client since he doesn’t have experience working with members of this population.

A

Answer A is correct. This answer is most consistent with Standard 2.01 of the APA Ethics Code and Standard II.8 of the Canadian Code of Ethics, which require psychologists to obtain consultation, make a referral, or take other appropriate action when they do not have the necessary competence to provide professional services to a client. From the information given in this question, a referral doesn’t seem feasible since there are no mental health professionals in the community who have more experience than Dr. Ballard does (and it’s not given as an alternative answer). In addition, taking a single online continuing education course (answer B) is not likely to be adequate.

57
Q

Which of the following best describes the provisions of the ethics codes of the American and Canadian Psychological Associations regarding unresolvable conflicts between a psychologist’s ethical responsibilities and legal requirements?

A. Psychologists must always prioritize ethical responsibilities over legal requirements.

B. Psychologists should ordinarily prioritize legal requirements over ethical responsibilities.

C. Psychologists should prioritize legal requirements if doing so doesn’t involve violating basic human rights.

D. Psychologists may prioritize ethical responsibilities or legal requirements, depending on the nature of the situation.

A

Answer D is correct. Unresolvable conflicts between ethical responsibilities and legal requirements are addressed in Standard 1.02 of the APA Ethics Code and Standard IV.17 of the Canadian Code of Ethics. Both require psychologists to make a reasonable effort to resolve a conflict in a way that’s consistent with ethical responsibilities but do not require psychologists to abide by ethical responsibilities in all situations. As noted by C. B. Fisher, “when reasonable actions taken by psychologists do not resolve the conflict, they are permitted to make a conscientious decision to comply with the legal or regulatory authority under circumstances in which their actions cannot be used to justify or defend violating human rights” (Decoding the Ethics Code: A practical guide for psychologists, Thousand Oaks, CA, SAGE Publications, Inc., 2017, p. 59). Note that answer C is not the best answer because of its inclusion of the word “should.”

58
Q

You work at a community health center that employs three licensed psychologists, several physicians, and a marriage and family therapist. You overhear two members of the clerical staff complaining about the behavior of one of the licensed psychologists, and it sounds like her behavior violates ethical guidelines. Assuming that client confidentiality is not an issue and that you are not legally required to report the psychologist’s behavior to appropriate authorities, your best course of action is to:

A. discuss the possible ethical violation with the psychologist.

B. advise the staff members of their options.

C. do nothing unless you have reason to believe the psychologist will repeat the behavior in the future.

D. do nothing unless you have reason to believe the psychologist’s behavior has caused substantial harm.

A

Answer A is correct. This answer is most consistent with Standards 1.04 and 1.05 of the APA Ethics Code and Standards II.43 and II.44 of the Canadian Code of Ethics, which require psychologists to take action when they believe another psychologist has acted unethically as long as doing so does not violate client confidentiality. Consequently, of the answers given, this is the best one.

59
Q

A psychologist who is starting her own private practice is thinking about offering the first therapy session for free to new clients. She believes that doing so will allow clients a chance to determine if she’s someone whom they want to see in therapy. With regard to ethical requirements, this:

A. is clearly unacceptable.

B. is acceptable because it’s a form of pro bono services.

C. may be acceptable if the psychologist clearly specifies her usual hourly fee and the purpose of the first session.

D. may be acceptable if doing so is common practice in the area where the therapist is providing professional services.

A

Answer C is correct. There’s no clear consensus among the experts regarding the acceptability of offering a first therapy session for free to new clients. However, there is some agreement that it’s acceptable when special precautions are taken, including making sure the person understands the limited purpose of the session (to help the person decide if he/she wants to work with the therapist) and is made aware of the subsequent fee before the first session. See, e.g., R. Miranda Jr. and B. P. Marx, Fees and financial arrangements, in W. O’Donohue and K. Ferguson (Eds.), Handbook of professional ethics for psychologists: Issues, questions, and controversies (pp.135-146), Thousand Oaks, CA, SAGE Publications, Inc, 2003.

60
Q

During her second session with Dr. Tolvardson, Marie tells him that she’s also seeing another psychologist but has started therapy with Dr. Tolvardson because “things aren’t going well” with the other therapist. To be consistent with ethical guidelines, Dr. Tolvardson should:

A. discuss the situation further with Marie to determine the best course of action.

B. recommend that Marie discuss her dissatisfaction with the other therapist but continue seeing her in therapy.

C. tell Marie that he’ll have to call the other therapist to determine what arrangements would be in Marie’s best interests.

D. explain to Marie why he can’t continue seeing her in therapy while she’s seeing another therapist and terminate therapy immediately.

A

Answer A is correct. This answer is most consistent with the requirements of Standard 10.04 of the APA’s Ethics Code and Standard II.1, II.18, and III.32 of the Canadian Code of Ethics. Standard 10.04 requires psychologists to “carefully consider the treatment issues and the potential client’s/patient’s welfare” when deciding whether to provide services to individuals who are receiving mental health services from another professional. Dr. Tolvardson would want to obtain more information from Marie (e.g., what she means by “things aren’t going well”) before choosing a course of action.

61
Q
A
62
Q
A
63
Q

Answer B is correct. The results of Project MATCH indicated that the three treatments produced similar reductions in drinking with only a small (nonsignificant) advantage for twelve-step facilitation. The results also provided some support for the hypothesis that matching type of treatment to certain patient characteristics improves treatment outcomes. For example, at the three-year follow-up, patients who had higher levels of anger had better outcomes with motivational enhancement therapy, while those low in psychiatric severity and those with a pre-treatment social network that supported drinking had better outcomes with twelve-step facilitation (Project MATCH Research Group, 1997, 1998).

A

Answer D is correct. This answer is most consistent with Standard 5.01(b) of the APA Ethics Code and Principles III.1 and III.2 of the Canadian Code of Ethics, which prohibit psychologists from making false or misleading statements about their credentials, institutional or associational affiliations, etc. Listing the University of Illinois on her business card violates this ethical responsibility because it might be interpreted as indicating that her clinical practice is sponsored or endorsed by the University of Illinois (see, e.g., G. G. Ford, Mental health reasoning for mental health professionals, Thousand Oaks, CA, Sage Publications, Inc., 2006).

64
Q

Which of the following best describes ethical requirements regarding a psychologist’s use of animals as subjects in a research study?

A. Psychologists are prohibited from using animal subjects in research when the procedures of the research are likely to cause the animals pain or stress.

B. Psychologists should not use animal subjects in research that may cause the animals pain or stress unless their use is justified by the potential value of the research.

C. Psychologists may use animal subjects in research that may cause the animals pain or stress when alternative nonpainful and nonstressful procedures are unavailable and use of animals is justified by the potential value of the research.

D. Psychologists may use animal subjects in research that may cause the animals pain or stress when the pain or stress is minimized and ended as soon as feasible.

A

Answer C is correct. This answer is most consistent with the provisions of Standard 8.09(e) of the APA’s Ethics Code and Principles II.49 and II.51 of the Canadian Code of Ethics. Standard 8.09(e) states that “psychologists use a procedure subjecting animals to pain, stress, or privation only when an alternative procedure is unavailable and the goal is justified by its prospective scientific, educational, or applied value.”

65
Q

At the request of the editor of a professional journal, a psychologist is reviewing a research paper that has been submitted to the journal for publication. The psychologist is impressed with the research and wants to apply some of the unique ideas and procedures presented in the paper to the research he is currently conducting. In this situation, the psychologist (reviewer):

A. can use the unique ideas and procedures in his own research since the article has not been published.

B. can use the unique ideas and procedures in his own research only if he gives credit to the paper’s authors when his own research is published.

C. cannot use the unique ideas and procedures in his own research unless he obtains permission from the paper’s authors to do so.

A

Answer C is correct. Standard 8.15 of the APA Ethics Code and Standard I.13 of the Canadian Code of Ethics apply to this situation. Standard 8.15 requires reviewers to respect the proprietary rights of the authors of the documents they review. This means that reviewers must not make personal or professional use of proprietary and unique ideas, procedures, and information presented in the documents without permission from the authors. Note that reviewers are often not given the names of authors and, therefore, cannot contact them directly. In this situation, reviewers should ask the journal editor to contact the authors about their willingness to interact with them.

66
Q

Which of the following best describes ethical guidelines for soliciting client testimonials to be used by psychologists in advertisements for their professional services?

A. Psychologists are prohibited from soliciting testimonials from current clients but not former clients.

B. Psychologists are prohibited from soliciting testimonials from current clients and, in some circumstances, former clients.

C. Psychologists are prohibited from soliciting client testimonials from current and former clients in any circumstances.

D. Psychologists are allowed to solicit testimonials from current and former clients if the information in the testimonials is not false or misleading.

Previous QuestionPauseNex

A

Answer B is correct. This issue is directly addressed by Standard 5.05 of the APA Ethics Code and indirectly by Principle III.31 of the Canadian Code of Ethics. Standard 5.05 prohibits psychologists from soliciting testimonials from current therapy clients and from others “who because of their particular circumstances are vulnerable to undue influence.” In other words, soliciting testimonials from current clients always violates ethical responsibilities, while soliciting testimonials from former clients violates ethical responsibilities when those clients are vulnerable to undue influence.

67
Q

A psychologist who is providing individual therapy to inmates of an adult correctional facility is told by one of the inmates during a therapy session that he is very angry at another inmate and intends to physically harm him. The psychologist knows that the inmate (his client) has a history of violent behavior. The psychologist should:

A. maintain the inmate’s confidentiality.

B. warn the intended victim of the inmate’s intent.

C. inform the appropriate prison official of the inmate’s intent.

D. warn the intended victim and inform the appropriate prison official of the inmate’s intent.

A

Answer C is correct. This situation is addressed by Pinta (2010), who states that, in correctional facilities, protecting the safety of staff and inmates takes precedence over concerns about client confidentiality. Consequently, when inmates tell their therapists they are planning to harm staff members or other inmates and therapists believe the threat is serious, therapists should meet the duty to protect by breaching confidentiality and informing the warden or other appropriate prison official of the threat. Pinta also notes that warning the inmate who is the intended victim (answers B and D) is not the best course of action because doing so could lead to retaliation.

68
Q

When a psychologist is providing therapy to an employee through an employee assistance program (EAP), the psychologist:

A. must not provide information to the employee’s supervisor without authorization from the employee whether the employee’s participation is the result of a self-referral or referral from the supervisor.

B. must not provide information to the employee’s supervisor without authorization from the employee only when the employee’s participation is the result of a self-referral.

C. may provide information about the employee’s attendance to the employee’s supervisor without authorization from the employee only if the employee’s participation is the result of a referral from the supervisor.

D. may provide information about the employee’s attendance to the employee’s supervisor without authorization from the employee when the employee’s participation is the result of a self-referral or referral from the supervisor.

A

Answer A is correct. Employees participating in EAPs have the same right to confidentiality as other therapy clients do. Consequently, information about their participation is provided to their supervisors only when the employees have signed an authorization to release information. This is true whether participation is the result of a self-referral or a referral from the supervisor. (Note that, ordinarily, the authorization will be to release information only pertaining to the employee’s attendance and adherence to EAP recommendations.)

69
Q

A therapist accepted a small gift from a 65-year-old Chinese therapy client because he was concerned that rejecting the gift might have caused the client to “lose face.” The therapist’s acceptance of the gift is most consistent with which of the General Principles contained in the APA’s Ethics Code?

A. Beneficence/Nonmaleficence and Respect

B. Beneficence/Nonmaleficence and Fidelity/Responsibility

C. Respect and Integrity

D. Fidelity/Responsibility and Integrity

A

Answer A is correct. Neil A. Massoth notes that, of the five General Principles, Beneficence and Nonmaleficence and Respect for People’s Rights and Dignity are most relevant to this situation. Beneficence and Nonmaleficence is Principle A. It states that “psychologists strive to benefit those with whom they work and take care to do no harm.” As noted in the question, rejecting the gift might have harmed the Chinese client by causing the client to lose face. Respect for People’s Rights and Dignity is Principle E. It states that “psychologists are aware of and respect cultural, individual, and role differences.” In Chinese and many other Asian cultures, gift-giving is a common ritual in interpersonal relationships. [Massoth is cited in D. S. Bailey, Approaching ethical dilemmas, Monitor on Psychology, 35(9), 62, 2004, https://www.apa.org/monitor/oct04/dilemmas.]

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A
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