Essay plans - Electoral systems Flashcards
What are the requirements to be a presidential candidate?
PARTY
Democratic/Republican Endorsement is required as third-party candidates don’t get anywhere.
There were 5 third party candidates in the 2012 presidential election, but none received any Electoral College votes.
Libertarian Gary Johnson won over 4m votes in 2016 and no EC votes.
However, they gained 2% more of the vote in 2016 and third party candidates collectively received almost 170,000 more votes than in 2012 in Ohio.
POLITICAL
Obama was a US Senator (2005-2008).
Bush was governor of Texas (1995-2000).
If they don’t have much political experience, they will look for that in their VP.
Mike Pence was a Rep for 12 years whereas Trump has very limited experience.
Joe Biden served in the Senate for 36 years against Obama’s 4 years and he also brought a lot of foreign policy expertise to Obama’s little experience.
FUNDRAISING
Must be able to raise money otherwise little chance of success.
Candidates are required to raise large sums of money to keep their long campaigns going e.g. in 2016 Hilary Clinton raised $580m for her campaign and even though Trump raised a smaller amount, $350m, he was strengthened by the fact that over $50m of the money contributed was his own.
A lack of funds has also led many strong candidates to withdraw, such as Kamala Harris in November 2019, showing the control that money and wealth have over the nomination process.
What are the key features of the invisible primary?
MEDIA
7 Rep and 4 Dem TV debates before Feb 2016.
During a 2011 debate, Rep candidate Rick Perry vowed to close 3 gov agencies and forgot name of third.
Being mentioned in the New York Times, the Washington Post or on TV programmes such as the Jim Lehrer Show can raise awareness of candidates.
Endorsements from high profile individuals generate media attention – Trump endorsed by conservative political commentators such as Sarah Palin.
To build momentum candidates may also write and publish a book, such as Obama’s “Audacity of Hope”.
Candidates gaining media attention in the invisible primary is significant because this creates momentum, which increases the likelihood that members of the electorate will vote for that candidate when it comes to Election Day.
Also, the bandwagon effect may lead to more voters voting for a candidate if that candidate has gained momentum.
FUNDRAISING
They need to raise enough money to last them throughout the presidential campaign.
Kamala Harris had to pull out of the 2020 race because she wasn’t able to raise enough funds and couldn’t finance her campaign.
Candidates will look to court pressure groups and PACS who will provide them will valuable funding.
Biggest fundraiser in invisible primary is often nominee e.g. democrats 2016 biggest fundraiser was Hilary Clinton.
Trump had to rely less on donations as he had money and status - $66m of own money.
LENGTH
The invisible primary is significant because it has increased the length of elections.
Candidates can announce their intention to run for their party’s nomination up to 18 months before the presidential election.
In the 2008 election race Hillary Clinton announced she was going to run for the Democrat nomination in January 2007, followed by Obama’s announcement in February.
She announced she was running in April 2015 for the 2016 election.
The invisible primaries increasing the length of presidential elections is significant because this means there is more time for candidates to gain media attention, money and political momentum.
However, increased length could lead to voters becoming more bored and apathetic towards the election due to it seeming to drag on for up to 2 years.
What are the key features of the invisible primary?
MEDIA
7 Rep and 4 Dem TV debates before Feb 2016.
During a 2011 debate, Rep candidate Rick Perry vowed to close 3 gov agencies and forgot name of third.
Being mentioned in the New York Times, the Washington Post or on TV programmes such as the Jim Lehrer Show can raise awareness of candidates.
Endorsements from high profile individuals generate media attention – Trump endorsed by conservative political commentators such as Sarah Palin.
To build momentum candidates may also write and publish a book, such as Obama’s “Audacity of Hope”.
Candidates gaining media attention in the invisible primary is significant because this creates momentum, which increases the likelihood that members of the electorate will vote for that candidate when it comes to Election Day.
Also, the bandwagon effect may lead to more voters voting for a candidate if that candidate has gained momentum.
FUNDRAISING
They need to raise enough money to last them throughout the presidential campaign.
Kamala Harris had to pull out of the 2020 race because she wasn’t able to raise enough funds and couldn’t finance her campaign.
Candidates will look to court pressure groups and PACS who will provide them will valuable funding.
Biggest fundraiser in invisible primary is often nominee e.g. democrats 2016 biggest fundraiser was Hilary Clinton.
Trump had to rely less on donations as he had money and status - $66m of own money.
LENGTH
The invisible primary is significant because it has increased the length of elections.
Candidates can announce their intention to run for their party’s nomination up to 18 months before the presidential election.
In the 2008 election race Hillary Clinton announced she was going to run for the Democrat nomination in January 2007, followed by Obama’s announcement in February.
She announced she was running in April 2015 for the 2016 election.
The invisible primaries increasing the length of presidential elections is significant because this means there is more time for candidates to gain media attention, money and political momentum.
However, increased length could lead to voters becoming more bored and apathetic towards the election due to it seeming to drag on for up to 2 years.
What types of primaries/caucuses are there?
OPEN/CLOSED
Open: Any registered voter can vote in either the Republican/Democrat primary but not both (regardless of their party affiliation). E.g. Used in 16 states such as Texas.
Encourages politicians to have wider appeal, usually moderate voters – filtering extreme candidates and good preparation for election.
However, can favour candidates with lots of money and high media profile, voters may be ill-informed.
Closed: Only registered party members can vote in that party’s primary. E.g. Used in 14 states such as New York and Florida.
Candidates are chosen by a loyal electorate, favours candidates with strong grassroots support in the party.
However, harder for party outsiders and lower participation.
WINNER-TAKE-ALL
The winner-takes-all, simple plurality system, which is used in 48 of the states, distorts the popular vote.
In 2000, Bush gained 50.4 million votes and 271 electors, whereas Al Gore gained more votes (50.9 million) but fewer electors (266).
In 2016, Hilary Clinton won nearly 3m more votes, but Trump won 77 more in EC.
The system also creates a lot of wasted votes.
In 2012, 37% of California’s electorate (4.8 million people) voted for Mitt Romney, but Obama won the state, therefore these 4.8 million votes for Romney were wasted because they didn’t help him win a single elector.
It could be argued that the winner may lack a popular mandate, therefore lack legitimacy.
CAUCUSES
State based meetings between key party members and supporters – who select a candidate for presidency. E.g. used in 13 states such as Iowa.
Supporters make their case for their candidate and attempt to convince others.
Favours a well-organised candidate with the support of their party, they must have a greater political awareness of the electorate.
However, often low participation, candidates may lack wider appeal.
What types of primaries/caucuses are there?
OPEN/CLOSED
Open: Any registered voter can vote in either the Republican/Democrat primary but not both (regardless of their party affiliation). E.g. Used in 16 states such as Texas.
Encourages politicians to have wider appeal, usually moderate voters – filtering extreme candidates and good preparation for election.
However, can favour candidates with lots of money and high media profile, voters may be ill-informed.
Closed: Only registered party members can vote in that party’s primary. E.g. Used in 14 states such as New York and Florida.
Candidates are chosen by a loyal electorate, favours candidates with strong grassroots support in the party.
However, harder for party outsiders and lower participation.
WINNER-TAKE-ALL
The winner-takes-all, simple plurality system, which is used in 48 of the states, distorts the popular vote.
In 2000, Bush gained 50.4 million votes and 271 electors, whereas Al Gore gained more votes (50.9 million) but fewer electors (266).
In 2016, Hilary Clinton won nearly 3m more votes, but Trump won 77 more in EC.
The system also creates a lot of wasted votes.
In 2012, 37% of California’s electorate (4.8 million people) voted for Mitt Romney, but Obama won the state, therefore these 4.8 million votes for Romney were wasted because they didn’t help him win a single elector.
It could be argued that the winner may lack a popular mandate, therefore lack legitimacy.
CAUCUSES
State based meetings between key party members and supporters – who select a candidate for presidency. E.g. used in 13 states such as Iowa.
Supporters make their case for their candidate and attempt to convince others.
Favours a well-organised candidate with the support of their party, they must have a greater political awareness of the electorate.
However, often low participation, candidates may lack wider appeal.
What factors affect voter turnout at primaries?
DEMOGRAPHY
Higher-income, better-educated and older members of electorate more likely to vote e.g. in 2016 over 50% of voters in North Carolina’s primary had a college degree and 1/3 earned more than $100,000 per year.
There is also wide belief that primary voters are more ideologically extreme e.g. in the same NC primary 37% described themselves as ‘very conservative’.
TYPE OF PRIMARY
Open primaries attract higher turnout, especially when one party has a competitive race e.g. in 2012, 10/11 Rep primaries had turnout increase incl. Mississippi’s of 105% and Wisconsin 92%. However, only 2/15 with closed primaries saw an increase – NY down 71% and Connecticut down 61%.
The 2008 Iowa caucus had a record turnout for a presidential caucus which was about 8 times the average, but even then turnout was only 16.3%.
WHETHER THE NOMINATION IS DECIDED
Primaries scheduled earlier attract higher turnout as identity of nominee not yet known e.g. 2008 NY Rep primary held in Feb had 640,000 votes cast whereas 2008, held in April had just 190,000.
Frontloading is when an increasing number of states schedule their presidential primaries or caucuses earlier in the presidential nomination process.
The number of states holding their primaries or caucuses before the end of March increased from just 11 in 1980 to 42 in 2008, and those 42 states included the 8 largest states.
California’s primaries moved from early June in 1980 to early February in 2008.
By February 5th, 2008, 55% of delegates to the Democratic and Republican conventions had already been chosen.
What are the strengths of the nomination process?
MONEY
Money raised in the invisible primary does not guarantee success, shown by the fact that in 2008 Hillary Clinton raised $20 million more than Barack Obama but did not win the Democratic candidacy.
The Federal Election Campaign Act Amendment (1974) expanded public financing to include primaries, in which the federal government matched the first $250 of an individual’s donation to a candidate if the candidate agreed to a $10 million spending limit.
Increased expense was an inevitable effect of changing the nomination process from being decided by party bosses to being decided by the electorate, due to finance being needed for campaigning so that the electorate are fully informed.
MOMENTUM/GRUELLING RACE
The process is not “too long” because the long, arduous contests are necessary for the best candidate to be eventually nominated.
The process is good preparation for the arduous task of running the presidential election campaign and the executive branch of government.
The length of the process tests a candidate’s stamina under pressure.
It is necessary to start the process early so funds can be raised.
A long process was an inevitable effect of changing the nomination process from being decided by party bosses to being decided by the electorate, due to all the states needing to be involved and the electorate needing to be fully informed.
In 2008, many suggested that Obama was a stronger candidate because of his long, gruelling primary battle with Hillary Clinton.
OPEN TO OUTSIDERS
Politicians who did not initially have a national reputation can take part.
E.g. Obama in 2008 with just 3 years Senate experience and Trump able to emerge in 2016 with no experience in elective office and who was opposed by hierarchy of own party.
However, it could be argued that people like Trump, lack the expertise to take on such a demanding role.
Normally accompanied by a VP who balances the ticket.
What are the weaknesses of the nomination process?
TOO LONG
Candidates can announce their intention to run for their party’s nomination up to 18 months before the presidential election.
In the 2008 election race Hillary Clinton announced she was going to run for the Democrat nomination in January 2007, followed by Obama’s announcement in February.
Frontloading is when an increasing number of states schedule their presidential primaries or caucuses earlier in the presidential nomination process.
The number of states holding their primaries or caucuses before the end of March increased from just 11 in 1980 to 42 in 2008, and those 42 states included the 8 largest states.
California’s primaries moved from early June in 1980 to early February in 2008.
By February 5th, 2008, 55% of delegates to the Democratic and Republican conventions had already been chosen.
Leads to “permanent campaigns” that alienate voters and result in low turnout.
Puts too much stress on early, unrepresentative states because of frontloading, which is undemocratic and unfair.
EXPENSIVE
It is necessary to raise very large amounts of money in order to create “momentum” for the long and very costly campaigns, therefore successful candidates will inevitably raise more than their rivals.
In the 2007 invisible primary Hillary Clinton raised $90 million and Obama raised $70 million.
In 2000, Liz Dole only raised $4.6 million in the invisible primary, which was not enough, and she was forced to withdraw before the New Hampshire primary.
Kamala Harris forced to withdraw in 2019 for lack of funds.
Unfair on less wealthy candidates.
Means that less wealthy members of the electorate are less represented.
STYLE OVER SUBSTANCE
The relentless media focus on the nomination campaign encourages a “beauty contest” rather than serious debates on substantive policy issues.
There were a total of 47 TV debates between candidates in the 2008 nomination process.
When Rick Perry forgot his lines in a nomination process TV debate in November 2011, his poll ratings quickly fell.
Newt Gingrich’s poll ratings soared when he gave an extremely robust defence of his private life in a nomination process debate in January 2012.
May have resulted in less suitable candidate being nominated.
Has led to more “Washington Outsiders” being nominated.
Leads to cynical voters suffering from overexposure to the media, causing lower turnout.
What are the formal functions of the national party convention?
CHOOSING PRESIDENTIAL CANDIDATE
Since the McGovern-Fraser reforms, candidates have been decided by primaries/caucuses to reduce influence of “party bosses” in “smoke-filled rooms”.
Therefore, a candidate can become a “presumptive nominee” well before the convention, e.g. Obama two months before the Democrat convention in 2008.
This means the convention is merely a “coronation” of the candidate.
It is fair to say that the NPC nowadays confirms rather than chooses the presidential candidates – not since Rep convention of 1976 has it been in any real doubt.
When there is no clear primary winner, in which case “super-delegates” may become important, such as at the 2008 Democratic convention when Obama was able to have a clearer lead over Hillary Clinton using the support of super-delegates.
To win the nomination a candidate must gain an absolute majority e.g. in 2016 Donald Trump was required to win 1,237 of 2,472 votes.
If no candidate wins an absolute majority, it becomes a brokered convention – delegates are no longer pledged and can vote how they want – there have been none since 1956.
CHOOSING VP CANDIDATE
This function has been lost – the last convention that announced running mate was Rep convention in 1988.
Presidential candidates now announce their VP candidate well ahead of the conventions:
In 2008, Obama announced his running mate, Senator Joe Biden, two days before the convention, and John McCain announced his running mate, Sarah Palin, three days before the convention.
Joe Biden announced Kamala Harris to be his running mate 6 days before the Democratic Convention in 2020.
DECIDING PARTY PLATFORM
A document containing policies to pursue if elected president.
Put together by the Platform Committee – holds hearings around the country in the first 6 months of election year – Dems conducted 1,600 in 2008.
National committee then drafts the platform and presents it to delegates – often debates on policy issues e.g. in 2016 the Rep platform called for Obergefell v Hodges (2015) – gave same-sex couples const. right to marry – to be overturned.
Moreover, the candidates are becoming less likely to follow their party platform,
In May 2014, the Nevada state convention voted to remove opposition to same-sex marriage and abortion from the Nevada Republican Party Platform, even though the 2012 Republican National Party Platform was firmly opposed to same-sex marriage and abortion.
What are the informal functions of the national party convention?
PARTY UNITY
Primaries can become bitter personal battles – gives opp to heal wounds.
In 2016, it was important for the Dems to form a united front after battle between Clinton and Sanders – Sanders closed his speech with a v complementary endorsement of Clinton – ‘will be an outstanding president’ - promoted party unity.
Less successful promotion by the Reps in 2016 – Many prominent Reps refused to support Trump e.g. Main rival Ted Cruz made a speech telling people to ‘vote your conscience rather than ‘vote for Trump’.
However, Trump was endorsed by conservative political commentators such as Sarah Palin which showed he had some right-wing support.
ENTHUSING PARTY FAITHFUL
Good opp to enthuse the party faithful in all 50 states through speeches and appearances from past party heroes. E.g. at the 2016 convention, a speech from Michelle Obama brought delegates to their feet.
Speeches often lead to an increase in candidates poll rating, known as the post-convention ‘bounce’.
E.g. Hilary Clinton jumped 4.5% in 2016 but Trump only 1%.
ENTHUSING ORDINARY VOTERS
Parties often locate their conventions in key swing states to try to impact the undecided voters there, such as the Democrats choosing North Carolina and the Republicans in Florida in 2012.
The Democrats held theirs in Wisconsin in 2020, which is a key swing state.
The large media focus on the candidates in the 3/4 day “jamboree” is good publicity for their campaign.
In 2008, John McCain’s acceptance speech attracted 38.9 million viewers and Obama’s acceptance speech attracted 38.4 million viewers.
The core vote of the party can be energised to vote by the conventions and party activists can be enthused to organise the “ground war” in the upcoming campaign in the states.
These points can all help the candidates to gain bounce” and “momentum”, such as in 2012 when Obama’s support increased from 47% to 50%, whereas Romney’s support decreased from 46% to 44%.
What are the strategies for choosing the VP?
BALANCED TICKET
Party tries to attract more voters by choosing a VP candidate that will appeal to different voters than the President, different region, age, gender, factions etc. – this has led to criticisms of the VP’s importance in office
E.g. Joe Biden was 65 and he balanced Obama’s youth who was 47, her served in the Senate for 36 years against Obama’s 4 years and he also brought a lot of foreign policy expertise to Obama’s little experience.
Trump chose Mike Pence who was a Rep for 12 years as he had no political experience.
EXPERIENCE
Many Presidents have limited experience of working on national issues such as foreign policy, therefore they use the VP for advice.
Joe Biden was Senator for 36 years, Obama only served for 4 years.
In 2012 mid-terms, Dems suffered losses. Biden advised Obama to get the Senates approval for the START Treaty (agreement between USA and Russia to halve the number of nuclear missile launchers) before the end of the term, because in the new year the Dems would have a smaller majority, meaning it would be difficult to ratify.
Biden had as many as 50 meetings and phone calls with senators to persuade approval - In 2010, Senate approved the treaty.
PARTY UNITY
Choosing a former rival as running mate.
Adopted by Raegan in 1980 who chose Bush – reunited party after bitter personal battle.
Biden chose Kamala Harris in 2020 who dropped out early on because of a lack of funds.
Clear that this would not work in many cases e.g. if Clinton were to have done this in 2016 it would have been Bernie Sanders and they have clear ideological differences.
How have PACs changed?
ORIGINS
PACs were formed to get around the bans implemented in the 1900-1950s.
Collect donations from individuals to use for supporting or opposing candidates.
First PAC formed in 1944 to support Roosevelt’s re-election campaign.
Can give $5,000 to a candidate committee per election (primary, general or special).
Can also give up to $15,000 annually to any national party committee, and $5,000 annually to any other PAC.
PACs may receive up to $5,000 from any one individual, PAC or party per year.
FEDERAL ELECTION ACT/COMMISSION
Candidates, parties and PACs had to report all donations over $100 and donations over $5000 had to be reported within 48 hours.
Introduced spending limits for candidates/family members - $50,000 for president, $35,000 for senate and $25,000 for House.
New caps on TV ads – 10p per voter.
The FEC was created to enforce and regulate campaign donation laws.
Limited individual donations to $1,000, PAC donations to $5,000 and banned contributions from foreign donors.
SUPER PACs
Unlimited donations from individuals, corps and trade unions.
Cannot donate to candidates bur instead spend on TV ads.
Whereas regular PACs can accept limited donations from individuals but can give limited donations to candidates.
Over 1.310 formed by time of election – raised over $800m – of this money 1% of the donors donated 68% of the money.
‘Restore Our Future’ spent over $140m supporting Mitt Romney.
In 2016, The pro-Clinton super PAC Priorities USA Action spent $132 million, more than any other outside group in any race in 2016. That’s triple the $43.5 million combined spending of the two largest pro-Trump super PACs, Great America and Rebuilding America Now.
How have PACs changed?
ORIGINS
PACs were formed to get around the bans implemented in the 1900-1950s.
Collect donations from individuals to use for supporting or opposing candidates.
First PAC formed in 1944 to support Roosevelt’s re-election campaign.
Can give $5,000 to a candidate committee per election (primary, general or special).
Can also give up to $15,000 annually to any national party committee, and $5,000 annually to any other PAC.
PACs may receive up to $5,000 from any one individual, PAC or party per year.
FEDERAL ELECTION ACT/COMMISSION
Candidates, parties and PACs had to report all donations over $100 and donations over $5000 had to be reported within 48 hours.
Introduced spending limits for candidates/family members - $50,000 for president, $35,000 for senate and $25,000 for House.
New caps on TV ads – 10p per voter.
The FEC was created to enforce and regulate campaign donation laws.
Limited individual donations to $1,000, PAC donations to $5,000 and banned contributions from foreign donors.
SUPER PACs
Unlimited donations from individuals, corps and trade unions.
Cannot donate to candidates bur instead spend on TV ads.
Whereas regular PACs can accept limited donations from individuals but can give limited donations to candidates.
Over 1.310 formed by time of election – raised over $800m – of this money 1% of the donors donated 68% of the money.
‘Restore Our Future’ spent over $140m supporting Mitt Romney.
In 2016, The pro-Clinton super PAC Priorities USA Action spent $132 million, more than any other outside group in any race in 2016. That’s triple the $43.5 million combined spending of the two largest pro-Trump super PACs, Great America and Rebuilding America Now.
How did campaign finance change in the 20th century?
PACs
Origins
FEA and FEC
PUBLIC FINANCE
Revenue Act (1971): voters could tick a box on their tax return to authorise $1 (now $3) to be used to fund presidential elections.
Candidates could receive $20m in public funds as long as they no longer accepted private donations – first used in 1976.
Watergate Scandal – donations to Nixon’s campaign were manages by the Committee for Re-Election of the President – these funds used to hire 5 men to break into Dem National Committee’s offices and steal info about their campaign.
Expansion of public financing (1974):
Expanded public financing to include primaries
Fed gov would match first $250 of an individual’s donation to an eligible candidate – candidates taking public funds had to agree to spending limits.
$10m in primaries and $20m in the general election.
BUCKLEY V VALEO
Buckley v Valeo (1976):
Argued that decision violated 1st Amendment rights
SC ruled that Congress could not limit how much candidates spend on campaign as this violated 1st Amendment rights.
However, they did uphold: the spending limits if the candidate voluntarily agreed to them for public matching fund, restrictions on how much groups/individuals could contribute, disclosure rules and public financing.
Also ruled that campaign finance laws can only restrict speech that expressly advocated the election or defeat of a candidate.
How did campaign finance change in the 21st century?
BI-PARTISAN CAMPAIGN REFORM ACT
Attempts at regulating finance in 20th century created 3 problems – PACs, Issue ads (Ads attempting to educate public on a particular political issue) and soft money (donations that are unregulated – given by non-political organisation).
Bi-Partisan Campaign Reform Act (2002):
Attempted to address all 3 issues
Banned national party committees from raising soft money
Banned labour unions and corps from funding ‘electioneering communications’ - any TV/Radio ad that named a federal candidate that was broadcast within 60 days of election or 30 days of primary.
SUPER PACs/OTHER GROUPS
Unlimited donations from individuals, corps and trade unions.
Cannot donate to candidates bur instead spend on TV ads.
Whereas regular PACs can accept limited donations from individuals but can give limited donations to candidates.
Over 1.310 formed by time of election – raised over $800m – of this money 1% of the donors donated 68% of the money.
‘Restore Our Future’ spent over $140m supporting Mitt Romney.
In 2016, The pro-Clinton super PAC Priorities USA Action spent $132 million, more than any other outside group in any race in 2016. That’s triple the $43.5 million combined spending of the two largest pro-Trump super PACs, Great America and Rebuilding America Now.
527 Groups: emerged in 2003/4 election cycle and can accept unlimited sums but must disclose donors. Not regulated by FEC because they focus on issue advocacy.
501(c)4 Groups: “Social Welfare Groups” that must spend majority of time on non-political activities and can keep donors anonymous.
COURT CASES
Citizens United v FEC (2010):
Wanted to air a documentary called “Hilary: the movie”
Lower courts blocked the film arguing that it was a feature length attack ad
SC, now more conservative, ruled that restrictions on how much corps, PACs and unions spend are unconstitutional and struck down Bi-P Act.
McCutcheon v FEC (2014):
Struck down restrictions that limited amount individual could donate to different federal campaigns over a 2-year period.
Limit had been set at $48,600 to federal candidates and $74,600 to parties/committees
Decision left intact the $2600 limit on contributions from a single donor to a single candidate.