COMP SOP Flashcards
1
Q
What are Obligation Owners accountable for?
A
- Ongoing demonstration of compliance with each of their Obligations within their business and any business areas or legal entities tagged to those Obligations.
- Completion of related administration in GRACE.
2
Q
What is a Compliance Plan?
A
A collection or portfolio of Obligations that are managed and assessed on a collective basis for the NAB Group to ensure and demonstrate compliance.
3
Q
Under the Policy, who must prepare the Compliance Plan?
A
Compliance Plan Owners
