Chapter 2 - Program Oversight Flashcards

1
Q

What is the IACUC’s responsibility?

A

Oversee and routinely evaluate the Program

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2
Q

Who’s responsibility is it to provide suitable orientation, background materials, access to appropriate resources, and specific training (if necessary) to assist IACUC members in understanding their roles and responsibilities?

A

Institution

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3
Q

IACUC Committee membership must include:

A
  1. DVM either certified or with training and experience in lab animal science and medicine or in the use of the species.
  2. One practicing scientist experienced in research with animals
  3. One member with a nonscientific background drawn from inside or outside the institution
  4. Public member to represent general community interests
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4
Q

Public members SHOULD not be what? Can they be compensated?

A

Should not be a lab animal user, affiliated with the institution, or members of the immediate family of a person affiliated with the institution. May receive compensation for participation and ancillary expenses, but amount SHOULD be sufficiently modest that it does not become a substantial source of income and thus risk compromising the member’s association with the community and public at large.

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5
Q

No more than how many vomiting members SHOULD be associated with a single administrative unit? What determines the number of members of the committee and their terms of appointment?

A
  1. Size of institution and nature and extent of Program
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6
Q

What do the oversight functions of the IACUC include?

A
  1. Review and approval of proposed animal use and of proposed significant changes
  2. Regular inspection of facilities and animal use areas
  3. Regular review of Program
  4. Ongoing assessment of animal care and use
  5. Establishment of mechanism for receipt and review of concerns involving the care and use of animals at the institution
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7
Q

How often MUST the committee mee? What SHOULD be retained?

A

MUST meet as often as necessary to fulfill its responsibilities. Records of committee meetings and results of deliberations should be maintained.

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8
Q

How often SHOULD program review and facilities inspections occur? What SHOULD be provided afterwards and to who?

A

Should occur at least annually, or more often as required by other policies. Written report (including minority views) should be provided to the IO about status of the Program.

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9
Q

What topics SHOULD be considered in preparation of a protocol by the researcher and its review by the IACUC?

A
  1. Rationale and purpose of proposed animals
  2. Sequential description of procedures involving the use of animals
  3. Availability or appropriateness of the use of less invasive procedures, other species, isolated organ prep, cell or tissue culture, or computer stimulation
  4. Justification of species and number proposed, with statistical justification when possible
  5. Unnecessary duplication
  6. Nonstandard housing and husbandry requirements
  7. Impact of proposed procedures on animals’ well-being
  8. Appropriate sedation, analgesia, and anesthesia
  9. Conduct of surgical procedures, including multiple operative procedures
  10. Postprocedural care and observation
  11. Description and rationale for anticipated or selected endpoints
  12. Criteria and process for timely intervention, removal from study, or euthanasia if painful or stressful outcomes are anticipated
  13. Method of euthanasia or disposition of animals, including planning for care of long-lived species after study completion
  14. Adequacy of training and experience of personnel in the procedures used and roles of responsibilities
  15. Use of hazardous materials and provision of safe working environment
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10
Q

SHOULD IACUC evaluate the scientific merit of the protocol? What outside source may be necessary? What can IACUC request?

A

Scientific merit review normally lies outside the IACUC, but committee members should evaluate scientific elements of the protocol as they related to welfare and use of animals. For certain questions, input from outside experts may ne necessary. In the absence of evidence of a formal scientific merit review, IACUC may consider conducting or requesting such a review.

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11
Q

What MUST IACUC members named in protocols or those with conflicts do?

A

Recuse themselves from decisions concerning these protocols.

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12
Q

What SHOULD be done with procedures that have not been previously encountered or have the potential to cause pain or distress that cannot be reliably predicted or controlled? What can be proposed and what do they evaluate?

A

Relevant objective information should be sought. If little is known, limited pilot studies designed to assess the procedure’s effect on animals and the skills of the research team and conducted under IACUC oversight are appropriate.

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13
Q

What protocols may require special consideration during the IACUC review process?

A

Those with unrelieved pain or distress or other animal welfare concerns.

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14
Q

IACUC is obligated to weight what in evaluating studies?

A

Weigh objectives of study against potential animal welfare concerns.

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15
Q

What is an experimental endpoint? A humane endpoint?

A

Experimental - When the scientific aims and objectives have been reached.
Humane - Point at which pain or distress in an experimental animal is prevented, terminated, or relieved

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16
Q

Humane endpoints SHOULD be:

A

Relevant and reliable, humane and scientifically sound

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17
Q

Which studies commonly require special considerations of their endpoints?

A

Tumor models, infectious diseases, vaccine challenge, pain modeling, trauma, production of monoclonal antibodies, assessment of toxicologic effects, organ or system failure, and models of cardiovascular shock.

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18
Q

Determination of humane endpoints SHOULD include what people and SHOULD be defined when?

A

PI, vet, and IACUC. Should be defined when possible before start of study

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19
Q

What information is critical to the IACUC’s assessment of appropriate endpoint criteria?

A

Precise definition of the humane endpoint, frequency of observation, training of personnel for assessment and recognition, and response required on reaching endpoint

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20
Q

What three factors can aid the PI and IACUC when considering or developing proposed endpoints?

A
  1. Understanding of preemptive euthanasia
  2. Behavioral or physiologic definitions of the moribund state
  3. Use of study-specific animal assessment records
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21
Q

When information for an alternative endpoint is lacking, what can be performed? What should occur during and after this period?

A

Pilot study. System for communication to IACUC should be in place both during and after such studies

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22
Q

Why could GMAs have an increased monitoring?

A

Inherent potential for unanticipated phenotypes, which could result in unexpected outcomes.

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23
Q

What MUST be weighted when considering human endpoints?

A
  1. Model
  2. Species (Sometimes strain or stock)
  3. Animal health status
  4. Study objectives
  5. Institutional policy
  6. Regulatory requirements
  7. Scientific literature
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24
Q

What SHOULD occur with the first offspring of a newly generated GMA line? What SHOULD happen if something is noted?

A

Carefully observed from birth into early adulthood for signs of disease, pain, or distress. When initial characterization of a GMA reveals a condition that negatively affects animal well-being, this SHOULD be reported to the IACUC and more extensive analysis may be required.

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25
Q

What is physical restraint?

A

Use of manual or mechanical means to limit some or all of an animal’s normal movement for the purpose of examination, collection of samples, drug administration, therapy, or experimental manipulation.

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26
Q

Restraint devices SHOULD be suitable in size, design, and operation for what?

A

To minimize discomfort, pain, distress, and the potential for injury to the animal and research staff.

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27
Q

Prolonged restraint, including chairing of nonhuman primates, SHOULD be avoided unless:

A

It is essential for achieving research objectives and is specifically approved by the IACUC.

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28
Q

What SHOULD be used instead of restraint when compatible with protocol objectives?

A

Systems that do not limit an animal’s ability to make normal postural adjustments

29
Q

What SHOULD happen to animals that do not adapt to necessary restraint systems?

A

Should be removed from study

30
Q

Restraint devices SHOULD be specifically designed for what?

A

Accomplish research goals that are impossible or impractical by other means or to prevent injury to animals or personnel.

31
Q

List the 9 important guidelines for restraint. How many musts?

A
  1. Restraint devices SHOULD not be considered a normal method of housing and MUST be justified in animal use protocol
  2. Restraint devices SHOULD not be used as a convenience in handling or managing animals
  3. Alternatives SHOULD be considered
  4. Period of restraint SHOULD be minimal
  5. Animals SHOULD be given training to adapt to equipment and personnel
  6. Animals that fail to adapt SHOULD be removed from study
  7. Provision SHOULD be made for observation of animal at appropriate intervals
  8. Vet care MUST be provided if lesions or illness associated with restraint. Lesions, illness, or severe behavioral change often necessitates temporary or permanent removal from restraint.
  9. Purpose of restraint and duration SHOULD be explained to personnel involved with study
32
Q

Who decides if a procedure is major or minor?

A

Case-by-case basis as determined by vet and IACUC

33
Q

What SHOULD occur in the event of multiple survival surgeries?

A

Evaluated to determine their impact on the animal’s well-being.

34
Q

Multiple major survival surgeries on a single animal are acceptable only if what? (3) How does this change with scarce animal resources?

A
  1. Included in and essential components of a single research protocol
  2. Scientifically justified
  3. Necessary for clinical reasons
    Conservation of resources may justify multiple major surgeries on a single animal, but such practice on a single animal used in separate protocols is discouraged and should be critically reviewed by IACUC.
35
Q

Who must submit a request to what group in order to receive approval for a regulated animal to undergo multiple major survival surgical procedures in separate unrelated research protocols?

A

IO to USDA/APHIS

36
Q

Is cost-saving alone an adequate reason for multiple major survival surgical procedures?

A

No, duh

37
Q

Are multiple minor surgical procedures exempt?

A

Some minor procedures may induce substantial pain or impairment and SHOULD be similarly scientifically justified if performed more than once in a single animal.

38
Q

Describe scheduled access and restriction of food/fluid

A

Scheduled access - Animal consumes as much as desired at regular intervals
Restriction - Total volume of fluid or food consumed is strictly monitored and controlled

39
Q

What SHOULD be the objective of studies using food and fluid restriction?

A

Least restriction necessary to achieve scientific objective while maintaining animal well-being.

40
Q

What three factors need to be evaluated in animal protocols that involve the use of food or fluid regulation?

A
  1. Necessary level of regulation
  2. Potential adverse consequences of regulation
  3. Methods of assessing health and well-being of animals
41
Q

The degree of food or fluid restriction necessary for consistent behavioral performance is influenced by what four factors?

A
  1. Difficulty of task
  2. Individual animal
  3. Motivation required of animal
  4. Effectiveness of animal training for specific protocol-related task
42
Q

How SHOULD animals be monitored to ensure food and fluid intake meets their needs?

A

Body weights at least weekly, or more often with greater restriction. Written records SHOULD be maintained to document daily food and fluid consumption, hydration status, and any behavioral and clinical changes used as criteria for temp or permanent removal of an animal from a protocol.

43
Q

In the case of a conditioned-response research protocol, what is recommended instead of restriction?

A

Use of highly preferred food or fluid as positive reinforcement

44
Q

Why should non-pharmaceutical-grade chemicals and other substances not be used? If a NPG chemical is used, what SHOULD happen?

A

Toxic or unwanted side effects. Should be described and justified in the animal use protocol and approved by IACUC.

45
Q

What SHOULD be considered when a non-pharmaceutical-grade product is used?

A

Grade, purity, sterility, pH, pyrogenicity, osmolality, stability, site and route of administration, formulation, compatibility, pharmacokinetics, and animal welfare and scientific issues relating to use

46
Q

Many field investigations require what? What may these call for?

A

International, federal, state, and/or local permits. May call for evaluation of scientific merit and determination of potential impact on population or species to be studied.

47
Q

Occ health and safety issues, including zoonoses, SHOULD be reviewed by who? What group needs to be assured that the field study does not compromise the health and safety of animals or persons in the field?

A

Reviewed by the institution’s health and safety committee or office. IACUC.

48
Q

What SHOULD PI’s conducting field research have?

A

Relevant zoonotic diseases, associated safety issues, laws and regulations

49
Q

Veterinary input may be needed for field study projects including which of the following?

A

Capture, individual identification, sedation, anesthesia, surgery, recovery, holding, transportation, release, euthanasia.

50
Q

When species are removed from the wild, what SHOULD the protocol have plans for?

A

Return to habitat or final disposition.

51
Q

Who SHOULD make the decision on categorizing research uses of agricultural animals and define standards for their care?

A

IACUC based on researcher’s goals and concern for animal well-being.

52
Q

Regardless of category of research, what are institutions expected to provide?

A

Oversight of all research animals and ensure pain and distress are minimized.

53
Q

What SHOULD determine the setting (Farm or laboratory)?

A

The protocol, not the category of research

54
Q

What agricultural animals does the Guide apply to?

A

Agricultural animals used in biomedical research, including those maintained in typical farm settings. Guide for Ag Animals useful for animals maintained in a farm setting.

55
Q

Continuing IACUC oversight of animal activities is required by what?

A

Federal laws, regulations, and policies

56
Q

What does the Guide consider postapproval monitoring?

A

All types of protocol monitoring after the IACUC’s initial protocol approval.

57
Q

What are methods of PAM?

A

Continuing protocol review, lab inspections, vet or IACUC inspection of selected procedures, observation of animals by animal care, vey, and IACUC staff and members, and external regulatory inspections and assessments

58
Q

Who may conduct PAM?

A

IACUC, veterinary, animal care, and compliance staff

59
Q

Which group requires triennial protocol review?

A

PHS

60
Q

Which groups require the IACUC to inspect animal care and use facilities every 6 months?

A

Health Research Extension Act and AWA

61
Q

What are examples of effective PAM strategies? (5)

A
  1. Examination of surgical areas and handling/use of controlled substances
  2. Review of protocol-related health and safety issues
  3. Review of anesthetic and surgical records
  4. Review of adverse or unexpected experimental outcomes affecting animals
  5. Observation of lab practices and procedures and comparison with approved protocols
62
Q

What MUST facilities have?

A

Disaster plan

63
Q

What SHOULD a disaster plan include?

A

Define actions necessary to prevent animal pain, distress, and deaths due to loss of systems (cooling, heating, ventilation, water). Describe the preservation of animals necessary for critical research of are irreplaceable.

64
Q

Who SHOULD disaster plans be established in conjunction with? What SHOULD they consider?

A

SHOULD be established in conjunction with responsible investigator, taking into consideration priorities for triaging animal populations and institutional needs and resources.

65
Q

What MUST occur for animals that cannot be relocated or protected from the disaster?

A

MUST be euthanized.

66
Q

Who SHOULD be identified in a disaster plan?

A

Essential personnel who will be trained in advance in its implementation

67
Q

Efforts SHOULD be taken to ensure what in regards to a disaster plan?

A

Ensure personnel safety and provide access to essential personnel during or immediately after a disaster.

68
Q

Who SHOULD approve the disaster plan? The disaster plan SHOULD be a part of what? What outside agencies SHOULD be provided a copy?

A

Approved by Institution and be a part of the overall institutional disaster response plan coordinated by the IO. Law enforcement and emergency personnel SHOULD be provided with a copy of the plan for comment and integration into broader, areawide planning.