Topic 1 - Basic Principles of Criminal Law Cases Flashcards
Actus Reus - Voluntariness: Larsonneur
> R v Larsonneur (1933) 24 Cr App Rep 74.
This case shows the harshness of a ‘state of affairs’ offence, where there is no requirement of voluntary action by the defendant.
Larsonneur was deported from the UK and went to Ireland.
She was deported from Ireland and forced to return to UK.
She was then arrested and charged with breaching the Aliens Order 1920 for “being an alien to whom leave to land in the United Kingdom has been refused was found in the United Kingdom”.
CA held that guilty despite being brought into UK by force.
Lord Hewart CJ: How Larsonneur got into the UK “makes no difference at all”.
Here “found” has been interpreted to cover a situation which has been brought about without any voluntary conduct on the part of the defendant.
Voluntariness refers to the presence of free will in the act.
Shows courts define ‘involuntary’ as defence to AR narrowly.
Actus Reus - Voluntariness: Attorney-General’s Reference (no. 2 of 1992) [1994] QB 91, [1993] 3 W.L.R. 982
> The defence of automatism requires a total loss of voluntary control.
D, a truck driver, steered into hard shoulder and drove down it until he hit a stationary car, killing two people.
Expert witness claimed that he had been “driving without awareness” due to long exposure to monotonous motorways.
D was acquitted on the defence of automatism.
CA held that “driving without awareness” did not amount to automatism.
Lord Taylor CJ:
-‘the defence of automatism requires that there was a total destruction of voluntary control on the defendant’s part. Impaired, reduced or partial control is not enough’.
-In this case D retained partial control, he would have been able to react if exposed to significant stimuli.
Actus Reus - Omissions: Airedale NHS Trust
> Airedale NHS Trust v Bland [1993] AC 789.
While euthanasia is unlawful as it is a positive act that amounts to murder, removal of life support is lawful as it is an omission.
Tony Bland was a persistent vegetative state and had no hope of recovery.
Hospital with parents applied for a declaration that it might lawfully discontinue life sustaining treatment and life support.
Official solicitor appealed against Court of Appeal order permitting it.
HoL held that:
-Removal of life support is permitted as it did not amount to murder.
-The actus reus of actively causing death would not be present.
Lord Goff:
-‘The law draws a crucial distinction between cases in which a doctor decides not to provide, or to continue to provide, for his patient treatment or care which could or might prolong his life, and those in which he decides, for example by administering a lethal drug, actively to bring his patient’s life to an end’.
-‘So to act is to cross the Rubicon which runs between on the one hand the care of the living patient and on the other hand euthanasia—actively causing his death to avoid or to end his suffering. Euthanasia is not lawful at common law.’
-There was no duty to act either as treatment was not in the best interest of patient, there being no prospect of recovery.
Lord Mustill:
-‘I must recognise at once that this chain of reasoning makes an unpromising start by transferring the morally and intellectually dubious distinction between acts and omissions into a context where the ethical foundations of the law are already open to question’.
Lord Browne-Wilkinson:
-‘How can it be lawful to allow a patient to die slowly, though painlessly, over a period of weeks from lack of food but unlawful to produce his immediate death by a lethal injection, thereby saving his family from yet another ordeal to add to the tragedy that has already struck them? I find it difficult to find a moral answer to that question. But it is undoubtedly the law and nothing I have said casts doubt on the proposition that the doing of a positive act with the intention of ending life is and remains murder.’
One problem with the analysis is that withdrawal of support would require active steps to removal the life support systems from the patient, thus it is an omission only in a legal and not physical sense.
The analysis in the judgment is based on a very fine and shaky distinction between acts and omissions, and Lord Mustill and Lord Browne-Wilkinson expressed concerns about settling the difficult ethical questions raised on this basis.
Actus Reus - Omissions: Miller
> R v Miller [1983] 2 AC 161, [1983] Crim LR 466.
A failure to remove a danger created can amount to actus reus.
Miller, a vagrant, accidentally set fire to a mattress in a house in which he was sleeping.
Rather than taking action to put out the fire, he moved to a different room.
The fire went on to cause extensive damage to the cost of £800.
HoL held that Miller was guilty of arson under Criminal Damage Act 1971.
Lord Diplock:
-The failure to act constituted actus reus.
-Miller had created a duty to act by creating a dangerous situation.
-His act began from the lighting of the cigarette to place burning down as result.
-‘I see no rational ground for excluding from conduct capable of giving rise to criminal liability, conduct which consists of failing to take measures that lie within one’s power to counteract a danger that one has oneself created, if at the time of such conduct one’s state of mind is such as constitutes a necessary ingredient of the offence.’
Miller’s recklessness constituted mens rea.
A reasonable person would be able to anticipate danger from the lighted cigarette.
Actus Reus - Omissions: Stone and Dobinson
> R v Stone and Dobinson [1977] QB 354.
A failure to act after an assumption of responsibility can amount to actus reus.
Stone and Dobinson (Ds) were taking care of Stone’s sister, Fanny, who was mentally unstable.
She became helplessly infirm.
Ds neglected to care for her and she died.
CA held that Ds were guilty of gross negligence manslaughter.
Geoffrey Lane LJ:
-A duty of care had been assumed by Ds.
-Ds were obliged to summon help or care for Fanny themselves.
-Failure to do so amounted to actus reus for manslaughter.
Actus Reus - Omissions: Roberts
> R v Roberts [1972] 56 Cr. App. R. 95, [1972] Crim LR 27.
A young woman accepted a lift from D to a party.
D drove to a deserted location and made sexual advances but was rejected.
Later, when D was driving he continue to make sexual advances.
Woman jumped out of car and sustained injury.
CA held that D was guilty of assault occasioning actual bodily harm for causing the woman’s injury.
Stephenson LJ:
-‘The test is: Was it the natural result of what the alleged assailant said and did, in the sense that it was something that could reasonably have been foreseen as the consequence of what he was saying or doing?’
-There is a break of chain of causation only if victim’s actions were so daft and unexpected that no reasonable man could have expected.
-In this case D is guilty as the woman jumped out as a direct consequence of D’s actions.
The issue had been whether the test of causation should be based on subjective foreseeability, as proposed by counsel for D, or objective foreseeability as had been held by the trial judge.
The Court of Appeal clarified that the test is objective.
Actus Reus - Omissions: Smith
> R v Smith [1959] 2 QB 35, (1959) 43 Cr. App. R. 121.
The actus reus does not have to be the sole cause of the harm inflicted, only an ‘operating and substantial cause’.
An intervening cause must be ‘overwhelming’ to break the chain of causation.
D, a soldier, got into a fight at an army barracks and stabbed another soldier, V.
V was dropped twice en route, and the treatment he received was negligent – medics failed to realise that his lung had been punctured.
V later died.
Had there been a break in the chain of causation?
Courts Martial Appeal Court held that D was properly convicted for murder – there was no break in the chain of causation.
Lord Parker CJ:
-If at the time of death the wound was still an ‘operating cause and a substantial cause’, then the death can properly be said to be the result of the wound, albeit that some other cause of death is also operating (p. 42–43).
-The death cannot be said to originate from the wound only if the ‘second cause is so overwhelming as to make the original wound merely part of the history’. (p.43).
Actus Reus - Omissions: Malcherek
> R v Malcherek [1981] 2 All ER 422, [1981] Crim. L.R. 401.
The fact that death is brought about by a doctor’s decision to end life support does not break the chain of causation for murder as long as the decision was made competently.
D stabbed his wife, V, who was later placed on a life support machine.
Doctors switched off the machine as V showed no signs of brain activity.
Was there a break in the chain of causation by the doctors’ decision?
D was convicted of murder.
CA held that D was properly convicted of murder.
Lord Lane CJ:
-The original injury was at the time of death a ‘continuing, operating and indeed substantial cause of the death’. (Pg. 696).
-‘Where a medical practitioner adopting methods which are generally accepted comes bona fide and conscientiously to the conclusion that the patient is for practical purposes dead, and that such vital functions as exist — for example, circulation — are being maintained solely by mechanical means, and therefore discontinues treatment, that does not prevent the person who inflicted the initial injury from being responsible for the victim’s death’. (P. 697).
Actus Reus - Omissions: Cheshire
> Cheshire [1991] 3 All ER 670, [1991] Crim. L.R. 709.
For an act by a third party to break the chain of causation, it must be sufficiently independent and potent that it renders the original cause insignificant, the level of fault of the third party is irrelevant.
D shot V in leg and stomach.
V died nearly two months later, following negligent medical treatment.
The judge gave direction to the jury that the chain of causation was broken only if they find the doctor to have been grossly negligent i.e., reckless.
Was the direction correct and was there a break in the chain of causation?
CA held:
-Appeal dismissed; there was no break in the chain of causation.
-The judge erred in his direction by referencing fault, but the outcome was correct.
-D was convicted for murder.
Beldam LJ:
-On causation in general:
-For the defendant to be responsible, his acts ‘need not be the sole cause or even the main cause of death it being sufficient that his acts contributed significantly to that result.’ (P. 851).
-The defendant’s responsibility is excluded only when ‘the negligent treatment was so independent of his acts, and in itself so potent in causing death, that they regard the contribution made by his acts as insignificant.’ (P. 852).
-Falling below the standard of a competent doctor is not enough, the acts of a doctor must be ‘extraordinary’ to be considered independent of the conduct of the defendant and this is highly unlikely.
-On the current case:
-The judge erred in his direction by including fault in causation: ‘Epithets suggestive of degrees of blameworthiness may be of little help in deciding how potent the conduct was in causing the result. A momentary lapse of concentration may lead to more serious consequences than a more glaring neglect of duty.’. (P. 849).
-However, there was no miscarriage of justice – even if more experienced doctors would have not committed the mistake, D’s acts remained a significant cause of death and a jury would not have found otherwise.
This case shows the difference between causation in criminal law and civil law – in tort the level of fault involved in the third party’s intervening act affects whether there is a break in the chain of causation, the greater the fault the more likely there is a break.
Actus Reus - Omissions: Blaue
> R v Blaue [1975] 3 All ER 446, [1975] Crim LR 648.
The thin skull rule extends to religious beliefs.
D stabbed V, V declined a blood transfusion as she was a Jehovah’s Witness.
D was convicted of manslaughter.
D appealed on the ground that the judge erred in telling the jury that the stabbing was an operative cause of death.
Appeal dismissed; the cause of death of the stab wound and there was no break in causation.
Lawton LJ:
-‘It has long been the policy of the law that those who use violence on other people must take their victims as they find them. This in our judgment means the whole man, not just the physical man.’
-‘It does not lie in the mouth of an assailant to say that his victim’s religious beliefs which inhibited him from accepting certain kinds of treatment were unreasonable’.
-The victim in criminal law is not required to mitigate his injury unlike in tort as ‘criminal law is concerned with the maintenance of law and order and the protection of the public generally.’
Jeremy Horder: another example of the courts bending the rules of causation to ensure the conviction of a wrongdoer.
Actus Reus - Omissions: Pagett
> R v Pagett (1983) 76 Cr App R 279, [1983] Crim. L.R. 393.
Reasonable acts of self-defence do not break the chain of causation.
D kidnapped his girlfriend, she was killed when police sniper fired upon D.
D was convicted for manslaughter.
Did the police sniper’s shot constitute a novus actus interviens?
CA held - appeal dismissed; D was rightly convicted for murder.
Robert Goff LJ:
-‘There can, we consider, be no doubt that a reasonable act performed for the purpose of self-preservation, being of course itself an act caused by the accused’s own act, does not operate as a novus actus interveniens’.
-Self-preservation includes acts of self-defence.
-In this case the police officer fired reasonably in self-defence as he was being fired upon by D.
Actus Reus - Omissions: Kennedy
> R v Kennedy [2007] UKHL 38, (2008) Crim LR 222.
A voluntary and informed choice by the victim breaks the chain of causation.
Kennedy prepared a syringe of heroin for Marco Bosque, Bosque injected himself and died.
Kennedy was convicted for manslaughter.
HoL held:
-Appeal allowed; conviction overturned.
-Bosque had made a voluntary and informed choice to inject himself which amounted to a novus actus interviens.
Lord Bingham:
-‘The criminal law generally assumes the existence of free will. The law recognises certain exceptions, in the case of the young, those who for any reason are not fully responsible for their actions, and the vulnerable, and it acknowledges situations of duress and necessity, as also of deception and mistake. But, generally speaking, informed adults of sound mind are treated as autonomous beings able to make their own decisions on how they will act, and none of the exceptions relied on are possibly applicable in this case. Thus D is not to be treated as causing V to act in a certain way if V makes a voluntary and informed decision to act in that way rather than another.’[14].
Had Kennedy injected Bosque himself he would have been responsible.
Actus Reus - Omissions: Hughes
> R v Hughes [2013] UKSC 56, [2014] Crim LR 234.
This case highlights the distinction between legal causation and factual i.e., ‘but for’ causation.
D, a driver with a provisional license and no insurance policy, was involved in a vehicle collision with V, who later died.
D’s driving was faultless and V was entirely responsible for the accident.
D was charged with causing death by driving whilst unlicensed and uninsured under s3ZB Road Traffic Act 1988.
SC held that D was to be acquitted of the charge as he had not legally caused V’s death.
Lord Hughes and Lord Toulson:
-The wording of the statute (‘causing…death…by driving’) imported the concept of causation.
-‘The law has frequently to confront the distinction between “cause” in the sense of a sine qua non without which the consequence would not have occurred, and “cause” in the sense of something which was a legally effective cause of that consequence. The former, which is often conveniently referred to as a “but for” event, is not necessarily enough to be a legally effective cause.’ [25]/
-Given the severity of the penalty for homicide, to establish guilt under s3ZB, ‘but for causation’ is not enough, the mere presence of D’s vehicle on the road is not sufficient to establish. [26-38].
-There must be some act or omission in the control of the car, which involves some element of fault, whether amounting to careless/inconsiderate driving or not, and which contributed in some more than minimal way to the death. [36].
-D’s driving was not, in law, a cause of V’s death as his manner of driving could not be faulted. [36].
Mens Rea - Intent: Steane
> R v Steane [1947] KB 997, (1948) 32 Cr. App. R. 61.
One does not necessarily intend the natural consequences of his deliberate act, in other words, oblique/indirect intention does not necessarily equate intention in law.
Steane was an actor living in Germany leading up to WW2.
He was arrested and forced to make broadcasts on Germany’s behalf by Joseph Goebbels.
He was convicted of ‘doing acts likely to assist the enemy with intent to assist the enemy’ by a lower court.
Court of criminal appeal held:
-The conviction was overturned.
-There was no intent to assist the enemy.
Goddard CJ:
-Mens rea can be found on the basis that the defendant intends the natural consequence of his actions.
-However, if on the totality of the evidence there is room for more than one view as to the intent of the prisoner, the prosecution has to take the burden of proof for intention.
As stated in Clarkson & Keating on Criminal Law, there are two forms of intention: direct intention and oblique intention.
Direct intention is where the consequence is the aim or objective of the actor.
Oblique intention is where the consequence is foreseen as a certainty by the actor, but not necessarily his aim or objective.
This case highlights that presence of oblique intention does not necessarily equate intention in law.
Mens Rea - Intent: Gillick
> Gillick v West Norfolk and Wisbech AHA [1986] AC 112, [1986] Crim. L.R. 113.
Oblique intention (foresight of a consequence of one’s actions) does not necessarily render a defendant liable for a crime.
Doctors gave out contraceptives and advice to girls below 16
They were alleged to contravene s28 Sexual Offences Act 1956: “(1) It is an offence for a person to cause or encourage the prostitution of, or the commission of unlawful sexual intercourse with, or of an indecent assault on, a girl under the age of sixteen for whom he is responsible.”
HoL: Doctors were not guilty.
Lord Fraser of Tullyburton:
-Whether doctors are guilty depends on whether their intent is to encourage unlawful sexual activity or for the health of the patient.
-Here the intent was to benefit the health of the patient.
The dicta is now codified in s73 Sexual Offences Act 2006, which creates an exception to the offences in such cases where the direction intention/purpose is to protect the sexual health of the child.