Ch. 15 - Part II - Accessories and Theory Flashcards
General Theories of Accessorial Liability - overview
> Involvement & encouragement of others in committing a crime can affect the crime’s nature in a number of ways:
1. V may find it more terrifying and so more serious (Ashworth & Horder).
2. Offenders may feel it harder to withdraw from criminal enterprise, however, Dressler argues that there is no statistical support for the view that offenders in groups commit more serious offences than individuals acting alone.
3. Ohana - where a group of offenders commits crimes together there’s greater likelihood of bystanders being harmed.
4. Warr - Suggests that ‘peer influence is the principal proximate cause of most criminal conduct, the last link in what is undoubtedly a longer causal chain.’
Law has failed to clearly articulate a single theory and instead there are 2 parallel theories on accessorial liability:
1. An inchoate model based on Part 2 of the Serious Crime Act 2007.
2. The derivative theory, based on the general law on accessories.
General Theories of Accessorial Liability - list
> 3 theoretical models which may explain why one person should be criminally responsible for helping or encouraging another to commit a crime:
- Derivative theory of accessorial liability.
- Causation & accomplice liability.
- Inchoate model.
Derivative theory of accessorial liability - Explanation
> Under the derivative theory of liability the accomplice’s liability derives from the offence committed by the principal.
Accomplices are liable because they have associated themselves with the offence which the principal committed.
Doesn’t argue that accomplices cause principals to commit offences but rather that in moral terms accomplices have placed themselves alongside the principals and identified themselves with the principal’s offences. (P. Robinson).
Joshua Dressler suggest that accomplices forfeit their right to be regarded as responsible only for their own actions by choosing to assist another in committing a criminal offence.
William Wilson: “If liability here is derivative it derives not so much from any community of purpose between P and A as from the fact that A, being in a position to thwart P’s criminal endeavour, failed culpably to do so.
Controversial version of theory is that liability arises from failure to prevent principal acting, e.g. liability for omission.
Derivative theory of accessorial liability - Criticisms
> Vague.
Kadish: fundamental principle of criminal law is that individuals are autonomous agents who are responsible for their own actions but not the actions of others.
The stronger the link between the accomplice’s and principal’s act, the more force this theory has.
Derivative theory of accessorial liability - does the theory explain the current law? Reasons for yes
> Yes:
- Accessory is convicted of same offence as principal. Ashworth objects to the German system where accomplice gets max sentence of three-quarters of principal as he says sometimes accomplice is more blameworthy.
- If principal doesn’t commit AR of the offence, the accomplice isn’t liable for complicity.
- MR for an accessory requires accomplice (at least) to intend to assist the principal in their offence. Such an accomplice can be said to have adopted the principal’s act as their own.
Derivative theory of accessorial liability - does the theory explain the current law? Reasons for no
> No:
- HoL in Joggee explicitly rejected the notion that the acts of the principal must be desired by the accomplice.
- Fact that even if principal is acquitted it still possible to convict an accomplice weakens Kadish’s argument that the accomplice’s liability flows from the principal’s guilt.
- Dicta in Howe: possible for an accomplice to be convicted of a more serious offence than that committed by the principal. However, Kadish explains such cases on the basis that the principal is a ‘semi-innocent agency.’
- Fact that the accomplice doesn’t have to foresee the exact act of the principal may be said to undermine the derivative theory.
Derivative theory of accessorial liability - William Wilson’s concerns about the theory
> W. Wilson, ‘Central Issues in Criminal Theory’ (2002):
- Under the German system, punishment for secondary parties is formally discounted to reflect their participatory rather than executory statues.
- There is no such formal discounting in common law systems. This reflects the common law’s more pragmatic approach which permits much theoretical rubbish to be wept under the carpet.
- Absence of rules capable of distinguishing between different levels and forms of participation, means that differentiating degrees and forms of involvement still goes on but becomes a matter of prosecutorial and judicial discretion tailored to questions of individual fault and participatory role. So it allows for the king of sentencing flexibility, which allows the non-perpetrating instigators of crimes to be punished accordingly.
- Theoretical issue is that this undermines the notion that the accessory’s liability derives from what the perpetrator, rather than what he himself has done.
- How can this be instantiated in consistent doctrine?
- An obvious solution is to abandon altogether the derivative basis to accessorial liability, already much disregarded, and render participation in crime an inchoate offence.
- An inchoate basis to liability attacks the fiction that there is a necessary moral congruence between those who perpetrate crime and those who help or encourage its commission or that the principal was somehow acting as the secondary party’s executive agent.
- However, requires complementary provisions for dealing with cases where the secondary party procures the commission of the AR of the offence by an otherwise innocent or semi-innocent principal.
- Also ignores the intuition that it is often appropriate to ascribe authorship of a crime to someone other than the perpetrator.
- Such people shouldn’t be labelled as mere facilitators, but as principals.
- E.g. Sir John Smith in context of murder: “those who are instrumental in bringing about a killing should not have their responsibility set apart from those who directly perpetrate…”
- Another possibility is to retain a form of derivative liability but tie liability as an accessory not to the principal’s mental attitude but to that of the secondary party.
- Somebody who acts for the purpose of effecting a criminal wrong arguably commits a different wrong from someone who acts for the purpose only of assisting or encouraging another to commit such wrong.
- So those who help or encourage because they want the substantive offence to take place could be treated as principal offenders.
- Those who help or encourage because they merely wish to be helpful to encourage the principal offender in the commission of the offence could be treated as facilitators.
- Problem with such approach though is that the distinction between these 2 states of mind will often be paper-thin and certainly sufficiently insubstantial to make for easy prosecutions.
- An altogether more satisfactory way of dealing with the problem of different degrees of causal influence might be to create a structure of offences reflecting such difference. It seems extraordinary that the common law, unlike say the German system, makes no formal distinction between a person who successfully incites another person to kill her husband and an ordinary retailer who knowingly supplies the murder weapon.
- Draw distinction between causal and non-causal participation in crime with former punishable upon an accessorial basis and the latter, involving lesser acts of assistance and encouragement upon an inchoate basis.
Causation and Accomplice Liability - the theory
> Liability for accomplices should be based on a finding that the accomplice partly caused the harm to V.
Theory argues that an accomplice is, in effect, a joint principal.
Accomplices are not, therefore, being punished for the acts of the principal (as the derivative theory suggests), but rather are being punished for their own acts & their contribution towards the harm done to V.
Dressler suggests a substantial contribution should be required.
John Gardner supports causal theory and sees it based on the fundamental principle that you are responsible for your own acts & their consequences, but not the acts of other people.
So if the accomplice’s act doesn’t contribute to the eventual crime there should be no liability.
Causation and Accomplice Liability - J. Gardner
> J. Gardner, ‘Complicity and Causality’ (2007):
- The distinction between principals and accomplices is embedded in the structure of rational agency.
- I am responsible for my actions, and you are responsible for yours.
- Yet my actions include my actions of contributing to your actions.
- The question which divides agent-relativists and agent-neutralists is merely how much of this kind of rational attention I should be giving to your reasons. Which contributions to your non-conformity make me complicit in it?
- The distinction between principals and accomplices is therefore often marked in morality.
- Strict consequentialists insist that it matters only what consequences my action has, not how those consequences come about.
- They cannot be right because if they were right, an elementary truth about responsibility would be falsified. The elementary truth is that I am responsible for my actions, while you are responsible for yours. Each of us has a different relationship to our own actions from the relationship that we have to the actions of others. The relationship we have to our own actions is direct: we answer for them as such. The relationship were have to the actions of others is indirect: we answer for them only inasmuch as, by our own actions, we contribute to them. If strict consequentialists want to abandon the distinction between these two modes of responsibility for actions they need to abandon, not merely agent-relativism, but also the idea that we each have a special relationship to our own actions.
Causation and Accomplice Liability - causation theorycriticism of the
> Critics says that there are important moral differences between the person who stabbed V and the person who supplied the knife.
However, Gardner suggests that although an accomplice and a principal may in some cases by their actions produce the same result, this does not mean they are morally equivalent.
Kreuzner: NB even if one not fully convinced by the causation theory one may want to distinguish accessories whose assistance or encouragement played a tangible role in the harm suffered by V and those whose acts had a minimal causal relevance to the offence committed.
Causation and Accomplice Liability - does the current English and Welsh law reflect the theory
> One difficulty in the causation theory is that under the normal rules of causation an accomplice can’t be said to have caused the principal to commit the crime because of the doctrine of novus actus interveniens: a free, voluntary act of a 3rd party breaks the chain of causation.
2 responses:
1. Might say that causation theory of complicity is not using causation in the sense of legal causation, but rather factual causation.
-Kadish: although the doctrine of actus novus interveniens explains why accomplice isn’t the legal cause, the they are a factual causes generates good reason for holding them liable.
-W. Wilson & J.C. Smith: what is required is a moral causal responsibility, not strict legal causal responsibility.
2. Might be said that the doctrine of actus novus interveniens is honoured as much in the breach as in the observance and needn’t be regarded as part of the law on causation.
-See general arguments against doctrine.
-Innocent agent: accept D has caused 3rd party in a certain way.
Inchoate Model - general
> Inchoate model proposes that accomplice liability should be seen as an inchoate offence. (Kutz).
-I.e. the accomplice’s liability doesn’t turn on the guilt of the principal, but rather on D’s act in offering assistance to the principal, believing that the act will be one of assistance or encouragement.
-Reflected in Part 2 of Serious Crime Act as no proof is required that the principal went on to commit any kind of act.
-Crucially, the model doesn’t require that there is a principal who goes on to commit the crime or that the accomplice’s acts were actually assisting or encouraging the principal.
-Law Commission Consultation Paper No. 131 1993: being an accessory involves offering what D believes will be assistance or encouragement to commit a crime; what the principal subsequently did would be irrelevant.
Law Commission laid out arguments for and against theory in a report.
Inchoate Model - Law Commission - in favour of inchoate theory
> Law Commission Report No. 300, ‘Inchoate Liabiliy for Assisting and Encouraging Crime.’ 2006:
For:
1. Combating Serious Crime:
-Police would be able to work more effectively, particularly in context of serious organised crime as lack of general inchoate liability hinders development of intelligence-led policing which is now an important weapon in state’s response to organised crime.
2. The Rationale Underlying Inchoate Liability:
-Each offence, by proscribing conduct that manifests an intention to bring about harm and enhances the prospect of harm occurring, enables the criminal law to intervene at a stage before the harm materialises.
-Underlying utilitarian rationale is that benefits of avoiding harm outweigh any disadvantages arising from what some might perceive as the criminal’s premature intervention.
3. Eliminating the Element of Chance:
-Commission Consultation Paper said “under the present law it is a matter of chance, so far as D is concerned, whether he becomes guilty, that chance depending on whether P commits the principal crime.”
4. Sufficiently Capable Conduct:
-Still culpable enough conduct to warrant criminal liability.
-Professor Spencer 1987: “If my behaviour was bad enough to punish where you actually made use of the help I gave you, it was surely bad enough to punish where I fully expected you to use it but you got caught before you had the chance.”
5. Deterrence.
6. A More Coherent Approach:
-Lack of a general inchoate offence of assisting crime has resulted in a piecemeal & haphazard approach.
7. Labelling & Punishment:
-Current approach may inadequately punish D for their conduct but even where a statutory provision does criminalise a preliminary act of assistance, it may fail to adequately label & punish D for what they have sought to encourage/assist.
8. Restoring the Proper Boundaries of Offences:
-Intro of general inchoate liability for assisting crime would facilitate the process of restoring the proper boundaries of other inchoate offences, e.g. statutory conspiracy.
Inchoate Model - Law Commission - against inchoate theory
> Law Commission Report No. 300, ‘Inchoate Liabiliy for Assisting and Encouraging Crime.’ 2006:
Against:
1. Liability for Otherwise Lawful Conduct:
-Professor K J M Smith suggests marginal activities that would otherwise constitute lawful conduct, would qualify as criminal assistance.
2. Premature Intervention:
-It would result in premature intervention & might result in D being liable for assisting P who had no intention of committing an offence.
3. Disparity Between the Liability of P and D:
-D will incur immediate liability for assisting P even though P, who may have requested the assistance, incurs no liability until they make an attempt to commit the principal offence.
4. Vagueness and Uncertainty:
-An inchoate offence of assisting with no requirement of knowledge or belief as to the future commission of any specific offence, but related to crime in general, would make the requirements for liability unduly vague & uncertain.
-Also test of knowledge/belief in respect of a particular offence would five rise to problems in cases where assistance is provided and no principal offence is subsequently committed as difficult to prove that P has a particular offence in mind.
Does the inchoate theory explain the law on accomplice in England & Wales?
> No.
If P doesn’t commit offence then A can’t be held liable.
Is for incitement but no comparative offence in relation to assistance.