Culmination of GC1, GC2 & GC3 Flashcards
Revision
Define a Hazard.
A person, place, procedure or system of work with potential to cause harm.
Define a Risk.
Likelihood x Consequence = Risk
Identify four possible direct costs to an organisation following a serious accident at work.
- compensation
- insurance premium increase
- damage to buildings, equipment or plant
- production loss or loss of business
- absence of employees due to incident
- fine, court costs, legal representation
- sick pay
Identify four possible indirect costs to an organisation following a serious accident at work.
- cumulative business loss
- repetitional loss
- low employee morale
- production delays
- retention of staff
- recruitment of staff
Outline the main features of Civil Law.
- the protection of individual rights from the behaviour of other individuals/orgs
- allows person who’s suffered harm through negligence to seek compensation
- based on common law
- enacted in civil court
- Judges verdict is “balance of probability”
- 3 year time limit to submit a civil claim
- employer can have liability insurance with minimum £5mil pounds
Identify possible defences to a civil law claim for the tort of negligence.
- no duty was owed to defendant
- no breach of duty of care
- injury/loss wasn’t caused by breach
- everything reasonable was done by defendant
- an act of god
- claimant voluntarily accepted the risk
- fault of the claimant - contributory negligence
- claimant exceeded 3 year claim time
An employer has common law duty of care and health, safety and welfare of their employees.
GIVING an example, OUTLINE what the employer must provide in order to fulfil this common law duty.
- safe place of work
- provision of safe plant and eqpt
- provide and maintain safe systems of work
- competent employees
- provide info,
training
instruction - supervision in relation to work and competence.
In relation to health and safety Identify the role of:
Employment Tribunal
- resides over appeals
- determines disputes between recognised safety reps whose rights have been withheld.
Identify FOUR reasons why visitors to a workplace might be at greater risk of injury than an employee.
- unfamiliar with the surroundings and layout
- unfamiliar with procedures and processes
- unfamiliar with travel routes
- unfamiliar with emergency procedures and means of escape
- have a disability or be young or old - maybe vulnerable
Identify control measures that could be taken to ensure health and safety of visitors to the workplace.
- guest register
- induction
- provide a host of visitors
- give them a badge or tabard
- provide the visitor with correct PPE
- limit visitor access
With reference to the management of HSWR 1999.
Outline the information that an employer must provide his employee.
- risks to their health and safety
- risk control procedures based on risk assessments
- emergency procedures
- key personnel who assist employer managing health an safety
Outline the employees duties under the management of HSWA Regulations 1999.
- use eqpt or substances in accordance with training and instruction provided by employer.
- must inform employer of any work situation they think is serious or poses immediate danger to Health and Safety
- report Health and Safety shortcomings to management.
Identify indicators that will show and organisation has a positive safety culture.
- training
- good management
- Healthy and Safety planning at all level of business
- personnel who think Health and Safety is important
- employees wear PPE
- peer pressure in the form of adhering to Health and Safety
- conforming to procedure
Identify indicators that will show and organisation has a negative safety culture.
- lack of training
- poor management
- focus on production
- personnel don’t think Health and Safety are important
- peer pressure
- not wearing correct PPE
- shortcuts or unsafe methods
- not conforming to procedure
- poor management
How do you calculate incident rate.
Total number of accidents
________________
Number of persons
x 1000
Identify Indicators used to assess culture.
- accidents
- sickness rate
- absenteeism
- retention rates
- compliance with safety rules
- complaints about working conditions
Outline practical means by which a manager could improve employees in the improvement of Health and Safety in the workplace.
- training
- group work
- allocating roles + responsibilities of Health and Safety across team
- incentive schemes - money, time off etc
- encourage communication / consult
- involve employees within risk assessments
- investigate accident and near miss investigation
- develop safe systems and procedures at work
Identify how a workers hazard perception can be improved.
- awareness training
- highlights hazards - use signs
- adequate lighting
- reduce distractions
- avoid fatigue
3 factors influencing an employees behaviour in work.
- Individual and/or Organisational Characteristics
- Nature Of The Job
Name the sections of HSWA.
2 - Employers Duty to his Employees
2-2 Employed specific duties
3 Employers duty to others
4 Controllers of Premises
6 Design, manufacture, importers, suppliers Duties
7 Employees Duties
8 Inference and Misuse
What organisational factors can be negative.
Work Patterns
- shift work
- extended hours
- working at night
Identify how senior management can demonstrate their commitment towards Health and Safety.
- ensure availability of resources
- define roles and responsibilities
- engaging contrators
- active role in review of Health and Safety procedures
Identify how an employees peers can have a positive influence on an organisations Health and Safety culture.
- compliance with safety systems in place
- reporting accidents and near miss
- positive attitude towards Health and Safety
- contribute ideas to improve Health and Safety
- participate in training
- lead by example
- cooperate with employer
- participate with employee consultation
- safely intervene in an unsafe situation
- wearing of PPE
State the employers duty to their employees.
Ensure as far as reasonably practical
- health
- safety
- welfare at work of all their employees.
Looking at the MHSWR, what are the principles of prevention.
Employer must
implement
preventative and protective measures
in line with schedule 1 to MHSWR
Identify qualities in competent staff.
- skilled
- qualified
- experience
- ability to do the job
- must know their own competence
Identify published information available to address Health and Safety problems
- HSE website
- Regulations
- Acts
- ACOP Approved Code of Practise
- Guidance notes
Identify ways of communicating in the workplace
- verbal
- graphic
- written
List pros for verbal communication
- personal
- quick
- direct
- allows check for understanding
- allows for instant feedback
- exchange views
- check understanding - facial expressions etc
List cons for verbal communication
- language barriers
- jargon may be miss understood
- accents may blur words
- background noise
- may not hear you
- may be miss interpreted
- no written record
- recipient may forget information
List pros to written communication
- permanent record
- can be referred to
- ca be disputed to a large audience
- written clearly, straight to the point
List cons for written communication
- indirect
- takes time to write
- can be impersonal
- may be too long to read
- may not be read by personnel
- personnel may not be able to read
- questions can’t immediately be asked
- no immediate feedback
List pros to graphic communication
- eye catching
- visual
- quick to interpret
- no language barrier
- jargon free
- conveys message to wider message
List cons to graphic communication
- costs money to print
- can only be a simple message
- may not be seen
- symbols or pictograms may be unknown to reader
- can’t ask questions
- personnel may be visually impaired
List pros to broadcast message - notice boards and posters
- graphic, nil language barrier
- eye catching
- low cost
- reinforce key messages
List cons for broadcast message - notice boards and posters
- quickly become part of surroundings
- may be defaced
- rely on people seeing the information
Outline 6 reasons why employees may fail to comply with safety procedures at work
- no morale
- feel like they’re dictated to
- lack of understanding
- lack of experience
- too time consuming
- unrealistic
- impractical
Identifying methods that can be used to communicate Health and Safety information to employees
- noticeboards
- posters
- videos
- toolbox talk
- emails
- employee hand books
- digital media
- internet
- signs
- safety induction
Identify typical times when staff will receive Health and Safety training
- Inductions
- Job change
- Process Change
- New technology
Outline the typical content of a general induction training course for the new starts
- organisational health and safety policy
- emergency procedures
- ppe to be worn
- first aide details
- location of welfare facilities
- safe movement around work
- accident/incident reporting
When thinking about risk, what does reasonably practical mean
Rick vs Cost
Classifications of a hazard
- Physical
- Chemical
- Biological
- Ergonomic
- Psychological
Evaluations of a risk
- Qualitative
- Quantitate
What is the aim of a Risk Assessment
Prevent
- death
- ill health
- injury
- loss
- damage
- enforce actions
- direct and indirect costs
5 steps of a Risk Assessment
- Identify hazards
- identify people who might be harmed and how
- evaluate risk and decide precautions
- record findings and implement them
- review and update as necessary
Outline the economic benefits that an organisation may obtain by implementing a successful health and safety management system
- demonstrates legal compliance
- risks are addressed and controlled
- reduces accidents and illness
- reduces down time and non productive time spent by management
- reduced civil claims for compensation
- reduced accidents and illness following a management system
- motivates the workforce due to better moral
- increased production
- staff retention - less money spent on recruitment and training
- maintains and improves an organisations reputation and shows customer a positive attitude to Health and Safety
Outline the two purposes of the statement of intent within an organisational Health and Safety policy.
- shows commitment of senior management towards health and safety.
- states organisations healthy and safety
objectives
targets
key hazards
Outline two purposes of Organisation within a Health and Safety policy
- identifies organisations health an safety management structure including responsibilities for specific health an safety management tasks
- ensures effective delegation of responsibilities and reporting through the company
Outline two purposes of arrangements within a Health and Safety policy
- contains practical measures to implement the policy
- provides systems and procedures to assist in meeting Health and Safety standards
Outline information typically included in the arrangements section of Health and Safety document
- emergency procedures
- accident and illness reporting procedures
- machinery safety
- control of exposure to specific hazards
- electrical equipment safety
- permit to work procedure
- use of PPE
- inspections and audit procedures
- welfare facilities
- training procedures
- food hygiene procedures
- waste disposal procedures
Outline six typical targets that an organisation might set in relation to health an safety
- reduce number of accidents and ill health
- reduce level of sick absence
- increase in trained employees
- reduce number of civil claims
- no enforcement notices
- less faults found on inspections
Outline why it is important for an organisation to set obj in terms of Health and Safety performance
- indicate management commitment to make improvements
- motivate workforce
- offer evidence during monitoring, review and audit phases
- provide focus for management to work which can be a measured
- ensure planning of Health and Safety takes place in line with regs
Outline circumstances that may require Health and Safety policy to be reviewed
- changes in technology
- enforcement action
- change of location
- change in size of organisation
- change of legislation
- third party request
- after a period of time
Outline why the Health and Safety policy should be signed by most senior person in the Organisation
- demonstrates to the workforce that senior management are committed to it.
- employees take it seriously
- provides authority for the policy
- in line with HSE guidance
- shows Health and Safety is considered by most senior person prior to signing it.
- shows ultimate responsibility for Health and Safety
- indicates a positive Health and Safety culture
Outline the requirements for employers to provide health an Safety in accordance with HSWA
- ABSOLUTE DUTY
- stated in section 2-3.
Employer must provide written Health and Safety policy where they employ 5 or more employees.
Identify 6 categories of persons who may feature on organisational Health and Safety chart and responsibilities.
Hint: Organisational flow chart
- Director
sets policy, obj and targets - Line Manager
responsible for H&S, welfare and implementation of policy - Supervisor
Dady to day compliance with policy - Safety Advisor
advises during accident investigations or compliance issues - Safety Reps
represents employees during consultations - Employees
H&S of self and others - Fire Marshal
evacuate building in emergency - First Aiders
administer first aide
5 steps of a Risk Assessment
- Identify Hazards
- Identify People
- Evaluate Risk - Decide On Precautions
- Record Significant Findings + Precautions
- Review + Update As Necessary
When would you review a risk assessment?
- after an introduction of new machinery, process, equipment
- new information relating to hazardous substances
- new legislation
- following accident/incidents
- no longer valid
- change of workplace different employees disabled females number of staff special case - young people
- change/ loss management
What would you have to do as an employer if an employee says they’re pregnant
- doctors note - proof of pregnancy
- check risk assessment for pregnant women
- re assess working environment/routine
Identify factors that should be considered when completing a risk assessment for lone workers
- competency
- task suitable for lone work
- appropriate tools
- first aide - kit, aide memories etc
- communication to workplace? methods…
- location reporting
- entrance and exit- is it safe?
- medical fit for task
- basic welfare facilities
Describe different types of safety signage
- Safe Condition. Green and White
- Prohibition. Red circle with a bar.
- Mandatory. Blue and white
- Warning. Yellow and Black
Identify internal Health and Safety information that should be available to a manager in the workplace
- previous risk assessment
- incident/near miss records
- feedback from workers
- indicators - ill health, injury etc
- previous audits
- training records
- policy procedures
- maintenance records
- site inspection
- safe systems at work
- sick absences
Identify objectives of carrying out workplace risk assessment
prevent accidents and ill health within the workplace
- Moral
comply with legislation
- Legal
identify actions to reduce risk
- Financial
Outline personal factors that should be considered when selecting someone to be a first aider.
- reliable
- good communication skills
- have the right aptitude
- able to cope with stress
- physically capable of dealing with an emergency
- competent
- reliable
Types of active monitoring
- Safety Inspection
- Safety Sampling
- Safety tour
- Safety Survey
- Benchmarking
What would you carry out a systematic inspection on.
- Plant - eqpt, vehs
- Premises - workplace
- People - behaviour, are they wearing PPE?
- Procedures - permit to work? safe systems work?
When would you do an unscheduled inspection
- concerns about procedure and safety
- observe shift change / out of hours
- see a Truer reflection of the shopfloor
Types of Safety Inspection
- Routine
- Statutory
- Periodic
- Pre Use
Safety Inspections are carried out by…
- Competent workers
- Line Managers
completing a check list
Identify factors to consider when introducing a workplace inspection programme
- frequency
- type of inspection - is it statutory?
- allocation of responsibilities
- competence of inspector
- use of checklist
- action plan for problems found
- review process
Outline why an organisation should carryout active monitoring of its health and safety performance
- achieve legal compliance
- meet insurance requirements
- meet internal standards
- monitors Health and Safety performance
- improvements to risk control
Identify examples of active monitoring of Health and Safety performance
- Audits
- Inspections
- Surveys
- Tours
- Sampling
- Health surveillance
Define a confined space.
any enclosed space where there is a reasonably foreseeable specified risk
Identify the reasons and benefits for carrying out accident investigations.
- Identify immediate root cause
- Identify corrective action to prevent recurrence
- Record the facts of the incident
- Legal reasons
- Claim management
- Staff Morale
- Review and Update Risk Assessments
- Discipline procedure
- Data gathering
- Determine costs
- Insurance companies
Define a Near Miss.
- Unplanned unwanted event that has potential to lead to injury, damage or loss BUT didn’t do so
Define Dangerous Occurrence.
- Specified event that has to be reported to the relevant authority by statue law
Define an Accident.
- Unplanned, unwanted event which leads to injury, damage or loss
Define Work Related Illness.
- Disease or medical conditions caused by a persons work.
List types of Incidents.
- Near Miss
- Accident
- Dangerous Occurrence
- Work Related Ill Health
4 steps of the basic Investigation Procedures.
- Gather Factual Information
- Analyse Information - find root causes
- Identify Control Measures
- Plan Remedial Actions
Describe Step 1 of Investigation Procedure.
Gather Information
- secure the scene
- identify witness
- collect factual information
- interview witness
- examine any documents
Describe Step 2 of Investigation Procedure.
Analyse the Information
- Immediate & Root causes
no PPE
In-competent
lack of supervision
Describe Step 3 of Investigation Procedure.
Identify suitable control measures
eg - use a spill kit to prevent further slips
- “will this action prevent further similar events?”
Describe Step 4 of Investigation Procedure.
Plan Remedial Actions
- dangerous conditions to be dealt with immediately
- short term measures to sort root cause
- all actions assigned, prioritised an completed to agreed timescale
Identify internal documents that could be examined when investigating a workplace accident.
- Health and Safety Policy
- Workplace Inspection Reports
- Risk Assessments
- SSW/PTW
- Training Records
- Maintenance records
- Pre Use check sheets
- Precious Accidents
- Induction Reports
- PPE Records
- Complaint Reports
- Minutes from Health an Safety meetings
- Sickness Records
Identify internal documents that could be examined when investigating a workplace accident.
- health an safety policy
- workplace inspection reports
- risk assessments
- SSW/PTW
- training records
- maintenance records
- pre use checks
- previous accidents reports
- introduction records
- PPE records
- complaint records
- minutes from health and safety meetings
Identify why accident are not reported.
- unclear policy method for reporting accidents
- very complicated reporting procedure
- the process is time consuming
- person feels they will get in to trouble
- person can’t be bothered
- lack of training
Identify headings used to compile an incident investigation form.
- DTG
- loc of accident/incident
- injured persons details
- circumstances of accident/incident
- Immediate Action taken
- recommendation for improvement
- Investigation date
- signature of investigating TL
Expand RIDDOR.
- Reporting of
- Injuries
- Disease
- Dangerous
- Occurrences
- Regulations 2013
In the event of a serious incident involving a fatality at work.
Identify who be notified internally and externally to the company.
- emergency services
- family members
- employees
- HSE
- senior management
- Union Safety Rep
- Health and Safety advisor
- public relations advisor - deal with media
- insurance company
RIDDOR require the reporting of certain events to the relevant authorities.
The 6 main events are:
- fatality
- specified injuries
- dangerous occurrences
- occupational disease
- over 7 days injury
- hospitalisation of a non worker/civilian
Control measures within a confined space.
- supervision
- competence
- method of communicating
- atmospheric test before/during/post
RIDDOR requires a responsible person to…when a fatality occurs.
notify the enforcing authority without delay by the quickest practicable means.
eg
Phone Incident Contact Centre
Reporting action and times for the following events:
1 - Fatality
2 - Specified Injury
3 - Dangerous Occurrence
4 - Over 7 day injury*
5 - Reportable disease
1 - Immediate notification
written report 10 days
2 - Immediate notification
written report 10 days10 days
3 - Immediate notification
written report 10 days10 days
4 - NO immediate report 15 days*
after diagnosis by a doctor
5 NO immediate report
report after diagnosis from a doctor
Define an over 7 day injury.
where an employee is away from work or unable to perform natural duties
Identify types of occupational disease.
- carpal tunnel
- sever cramp of the hands/forearm
- occupational dermatitis
- hand, arm vibration syndrome
- occupational asthma
- tendonitis
- cancer
- exposure to bio agent
an employee has amputated a finger in the workplace and admitted to hospital for treatment.
Outline the legal requirements of reporting the accident to the enforcing authorities.
- recognition of specified injuries
- reference to RIDDOR
- responsible to notify enforcing authorities by quickest means possible
- written report to follow within 10 days
Outline ways where management could demonstrate their commitment to improve standards after an accident within the workplace.
- visible leadership
- give Health an safety an equal priority
- correct resources
- review policies
- review risk assessments / SSW
- provide additional IITS
- encourage reporting of accidents/near misses
- employ competent personnel
Define scope and purpose of an audit.
critical evaluation of the organisations Health and Safety system.
VERIFIES
- management systems
- risk control inplace
- workplace precautions in place
- be it internal or external
Audits focus on 3 types of evidence…
- interviews
- direct observation of people
- documents and records
Auditing is a mechanism for…
verifying an organisations health and safety management system
Audits are…
- systematic - pre planned
- objective - evidence based
- critical - highlight non compliance/conformance
Identify the audit process
- Pre audit prep
- audit process
- feedback
Pre audit prep involves
- DTG of audit
- scope of audit
- area and extent of audit
- who will be required? interviewees?
- info gathering - documentation
During an audit, information is gathered by…
Hint: IDO
- Interviewing personnel
- document review and assessment
- observation of physical conditions and work activities
At the end of an audit a report is written after…
- assemble and evaluate evidence
Identify advantages an disadvantages of external audits.
Advantage
- fresh pair of eyes
- independant of internal influence
- recommendations carry more weight
- neutral - can’t be leaned on
Disadvantage
- time consuming
- expensive
- may intimidate workers
Identify advantages an disadvantages for both internal and external audits
Advantage
- less expensive
- auditors already know the business
- improves ownership of issues found
- builds competence
Disadvantage
- auditors may not notice certain issues
- may not have knowledge of industry legal standards
- may not possess auditing skills
- more likely to be subject to internal influence
Performance Indicators when reviewing health and safety performance
- accident and incident data
- details of inspections
- absence and sickness data
- safety survey, tours, sampling
- audit reports
- enforcement actions
- previous management reviews
- complaints
Give an example of continued improvements
- improved safety reviews, audits and inspections
- improved relations with sub contracts, suppliers and customers
- improved reporting and analysing systems
- better communications between employees and giving feedback
Explain why an organisation should review its health and safety performance
- check org is complying with legislation
- check health an safety policy remains
- comparison against the orgs targets to identify threats
- ensure control measures have been effective
- identify good and bad health and safety practises
- required bu an organisation conforming to an accredited body such as ISO 45001
Identify the typical information examined during an audit
- Health and Safety policy
- training records
- reported actions
- risk assessments
- maintenance records
- health an safety monitoring records
- accident investigation reports
- emergency arrangements
- insurance company inspection reports
- Complaints records
Identify key elements of a permit to work system.
- duration
- description of task
- isolations made
- Further precautions
- issued by authorised person
- acceptance by competent person
- cancellation by authorised person
Identify four types of work situation that might require a permit to work system.
- Confined Space
- Work at Heights
- Machinery Maintenance
- Live Electrical Systems
- Hot Work
- Specialist Maintenance
- Lone Worker
- Evacuation work
Four methods of Active Monitoring.
- Safety Inspections
- Safety Audits
- Safety Sampling
- Safety Surveys
- Environmental Monitoring
- Health surveillance
- Behavioural Observation
- Benchmarking
4 methods of Reactive Monitoring.
- Accident stats
- Ill health reports
- employee complaints
- near miss reports
- dangerous occurrence reports
- property damage
- enforcement action
- number of civil claims
- lost time
- accident costs
Identify why it is important to use a variety of methods to communicate health and safety information in the workplace.
- Language barriers
- individuals respond differently to stimuli
- disability
- reinforcement message
- feedback required?
- over familiar with one method
- gain improvements and motivate
- stimulate interest
- can’t read
- different info requires different methods - emg signs
Outline the meaning of the term - hierarchy of control.
a list of measures designed to control risks - considered in order of importance, effectiveness and priority
designed to control risk, with extreme measure of control and end with PPE as last resort
Outline the standards of hierarchy of control that should be applied to control health an safety risks in the workplace.
Hint: ERIEPDA
- Eliminate Risk
- Reduce Risk
- Isolate
- Engineering Controls
- Provision Of PPE
- Discipline
- Appropriate Order
Identify the time period within which an appeal may be logged against an improvement notice AND identify the effect the appeal will have on the notice.
- must be logged within 21 days from he date the notice was served
- employment tribunal can extend the time limit on application
- notice is suspended until the appeal is heard