Conflict Avoidance, Management and Dispute Resolution Flashcards

1
Q

How might a conflict arise?

A

Failure to comply with contractual obligations.

If one or more parties had failed to comply with their contractual obligations.

e.g. – instructed consultant and they have not undertaken the work required correctly / or on time.

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2
Q

Have you ever bene involved in a conflict / a situation?

A

I haven’t been in this situation as I have always clearly, concisely and carefully drafted the contract and associated documents.

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3
Q

How might you avoid a conflict arising in the first place / Conflict Avoidacne?

A
  1. Have Clear Contractual Obligations
  2. Be proactive and have conflict avoidance analysis
  3. Managing Expectations
  4. Keeping Good Records
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4
Q

What may a conflict cause?

A

Failure to avoid conflicts will incur costs in their subsequent management and resolution.

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5
Q

What is Dispute Resolution?

A

Steps taken to resolve a conflict / dispute between 2 parties.

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6
Q

If you are wanting to try and resolve a dispute what should you do?

A

There are 3 main process available to solve disputes:

1) Negotiation – Parties involved will work it out – problem solving.

2) Mediation or Reconciliation – Third party intervention which does not bind the parties to a decision but assist the resolution.

3) Adjudicative Process – An outcome is determined by a third party – such as litigation or arbitration – binding parties.

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7
Q

What is litigation?

A

The process of taking legal action.

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8
Q

What is Alternative Dispute Resolution?

A

These are dispute resolution processes that fall outside the scope of court litigation.

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9
Q

What are advantages of Alternative Dispute Resolutions?

A

1) Quicker and less costly

2) Informality – outside a court

3) Negotiation – greater opportunity for negotiation

4) Cost – less money spent on professional fees

5) Quality of decision – as the outcome can be made by a surveyor rather than a judge.

6) Confidentiality - more confidential as not going to court.

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10
Q

What are the various forms of Alternative Dispute Resolution in the UK?

A

1) Mediation
2) Arbitration
3) Independent Expert Witness
4) Early Neutral Evaluation
5) Acting as Expert Witness
6) Acting as an Advocate

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11
Q

What is Mediation?

A

A neutral mediator (third party) is used to facilitate a discussion between two parties.
* A confidential and informal process.
* Mediator has decision authority and cannot impose an outcome,
* Usually conducted on a without prejudice basis.

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12
Q

What is Arbitration?

A

An arbitrator with specialist knowledge is appointed in a quasi-judicial role in accordance with the Arbitration Act 1996.

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13
Q

What is independent expert determination?

A

An independent witness is appointed by the two parties (or by the president of the RICS if the two parties are using the RICS dispute resolution service

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14
Q

What is early natural evaluation?

A

Use of an independent person, experienced in the subject matter of the dispute, to investigate and give their non-binding opinion.

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15
Q

Explain what acting as an expert witness is?

A

When a surveyor provides evidence to a judicial or quasi-judicial body – it is an expert witness.

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16
Q

What must an expert witness provide prior to starting their role?

A

Statement of Truth and confirmation that they will act impartially and objectively.

17
Q

What is hot tubbing in the context of dispute resolution?

A

When Expert Witnesses are sworn in alongside each other and able to ask each other questions.

18
Q

What does acting as an advocate mean?

A
  • It means that they are representing their client at a dispute resolution hearing or court hearing.
  • Here they have a duty solely to the client but are obliged to ensure that the integrity of the court and judicial process is respected.
19
Q

What form of arbitration is used for leases refuse?

A

I have had no experience with dispute Leases and would therefore speak to a senior colleague as this is outside my expertise’s.

20
Q

Where does it stare about a firm requiring a compliant handling procedure, log and RICS approved ADR?

A

Rule of Conducts 2021

Professional Obligations

Appendix A

21
Q

What Exams do Surveyors Need to Pass to Become an Arbitrator?

A

They need to qualify and pass the Chartered Institute for Arbitrators Exams.

22
Q

What Document Have the RICS Published on Independent Experts?

A

The RICS Guidance Note on Independent Expert Determination, 2016.

23
Q

WHAT IS SUBJET TO CONTRACT

A

PRE CONTRACUTRAL DOCUMENT

24
Q

WHAT IS WOTUHOUT PREDUJUICE

A

DOCUMENT / EMQIL CANT BE REFFERED TO IN OCURT