CHAPTER 12: THE POLICE LEADER AS A COMPLAINANT PROCESSOR Flashcards

1
Q

THE POLICE LEADER AS A COMPLAINT PROCESSOR

In yet another scenario, a final resolution of a particularly sticky
employee/management tiff may see the supervisor giving testimony before a formal grievance hearing board or similar body. Both his memory and his sense for ______ will be called upon at such times.

A

fair play

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2
Q

ALLEGATIONS OF MISCONDUCT

Police agencies receive and process complaints against their personnel, procedures, and policies for several good reasons:

(1) to protect the public from actual police misconduct;
(2) to protect police employees from unjust accusations and the undeserved reputations that can go with them;
(3) to detect and correct improper or inadequate operating procedures or policies; and
(4) to protect the credi-bility and integrity of the police agency.

A
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3
Q

ALLEGATIONS OF MISCONDUCT

Good employee selection and training can do much to prevent many of the problems and abuses often connected with police corruption, incompetency, or misuse of authority. Intelligent, ______, and fair first-line supervisors can do much to arrest such difficulties, too

A

ethical

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4
Q

ALLEGATIONS OF MISCONDUCT

Any corrective action, such as employee counseling, is also handled by the line supervisor. Whether the complaint is serious or ______, the complainant must be notified of the results of the inquiry or investigation.

A

trivial

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5
Q

ALLEGATIONS OF MISCONDUCT

It should be kept in mind, however, that more _______ handling of such incidents is also possible and may be preferable in many instances.

A

informal

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6
Q

MEMO ON CITIZEN INQUIRY

A partial listing of suggested topics to be handled by the line-level boss might include the following:

  1. General questions on departmental policies
  2. General questions on departmental procedures
  3. Questions on police authority and responsibility
  4. Questions on police tactics and practices
  5. Questions on traffic law enforcement guidelines
  6. Inquiries on ________
  7. Inquiries on booking and release procedures
  8. Inquiries regarding use of force guidelines
  9. Inquiries regarding search and seizure policies
  10. Inquiries about seized evidence/property disposition.
A

handcuff use

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7
Q

MEMO ON CITIZEN INQUIRY

A listing of such topics requiring extensive investigation might include the following:

  1. Complaints of police _________.
  2. Complaints of criminal acts by police employees
  3. Complaints of immoral or unethical conduct by police
  4. Complaints of false arrest
  5. Complaints of civil rights violations and abuse.
A

excessive force

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8
Q

MEMO ON CITIZEN INQUIRY

Common sense in making a decision on how to proceed should include an initial evaluation by the receiving supervisor of both the complaint and the complainant. The attitude, apparent sincerity, and general ___________ of the complainant would be among the factors noted by the alert supervisor.

A

emotional stability

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9
Q

MEMO ON CITIZEN INQUIRY

Garrity v. New Jersey

On such an assignment the police leader can rely on his usual ___ for obtaining facts from victims, witnesses, and assorted others who may have details to bring to bear on the case. It is in the supervisor’s handling of the accused police employee that a different approach will be required. It all comes about because of a court case entitled Garrity v. New Jersey.

A

skill

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10
Q

Garrity v. New Jersey.

In Garrity, a representative of the Attorney General’s Office interviewed several officers about their participation in an alleged ticket “fixing” scam. Prior to interview, the officers were told, in effect:
• That anything they said could be used against them in criminal proceedings.
• That they had the right to refuse to answer questions if doing so would incriminate them.
• That the failure to answer the questions would subject them to being fired.

A

The officers were thus put in the position of either answering the questions and possibly being prosecuted or refusing to answer and being terminated from employment. Several officers answered the questions and were subsequently convicted. The officers appealed their convictions on the grounds that they were coerced by threat of termination into answering the questions. The Supreme Court agreed that the information provided by the officers was indeed coerced under the threat of firing.

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11
Q

Garrity v. New Jersey.

Since Garrity, public employers, including police agencies, have
realized that self-incriminating statements obtained from employees who have been “ordered to talk” cannot subsequently be used against those employees in criminal proceedings. That is why an officer ac-cused of misconduct that may also be a crime often will find himself the subject of two, separate investigations: one conducted by internal affairs investigators and a second carried out by criminal squad detec-tives. While the criminal detectives may share their information with internal affairs, the opposite does not hold true for information learned by internal affairs investigators from a “forced” interview with the employee.

A

Officers in this situation will often find themselves in the middle to two separate investigations

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12
Q

Garrity v. New Jersey.

What all of this means to the supervisor-turned-investigator is that
he must __________ to help assure that all interests, including those of the accused employee, are respected.

A

proceed carefully

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13
Q

Garrity v. New Jersey.

If what the supervisor knows about the incident or accusation includes even the slightest hint that _______ conduct has occurred, he is obligated to give the employee what has come to be termed the Garrity advisement.

Most police agencies prefer to give an employee the Garrity
advisement in writing and obtain the employee’s signature indicating that it has been received. The advisement is often provided on a preprinted form and may look something like this:

A

criminal

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14
Q

When the need for Garrity arises, the smart first-line leader will seek the play-by-play _______ of his boss, his department legal advisor or attorney, and/or the Internal Affairs specialists in his organization. When Garrity issues are involved, it is worth slowing things down to be sure everything is done correctly. The welfare of the employee, the public, and the law enforcement organization itself demand no less.

A

guidance

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15
Q

When all the facts on a given incident are in, the supervisor must
put this information together in a format that can be easily read and worked with by those in the chain of command who must review and act upon the findings. One useful format divides the presentation into several segments:

1) Specific complaints
2) Background Information
3) Investigation
4)
5) recommendations
6) Attachments

A

finding of facts

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16
Q

INTERNAL COMPLAINTS

What sort of complaints and concerns should the supervisor
expect from his peers? It is difficult to identify a specific set of gripes in advance, but some time-honored concerns appear to be consistently present. “_________” heads the list of causes for internal squabbling in many police agencies. Also known as the old “left hand doesn’t know what the right is doing” syndrome, this problem, where prevalent, can result in a waste of resources and otherwise cause ineffective police operations.

A

“Lack of Communication”

17
Q

EMPLOYEE GRIEVANCES

Police employees of today will not long _________ the abuses and
unfair practices that permeated many law enforcement agencies in an earlier age. This is as it should be. Police employees, not unlike work-ers in so many other fields, demand some kind of process by which their complaints of improper treatment can be heard and acted upon in an effective manner. This is a clearly reasonable expectation for the working man or woman.

A

tolerate

18
Q

EMPLOYEE GRIEVANCES

Even within those police agencies that have placed rigid, formal
guidelines on their grievance procedures, the complaining employee’s immediate supervisor is assigned an important role in the procedure. These agencies get the supervisor involved in two ways. First of all, he and the distraught employee are encouraged to resolve the issue infor-mally between them whenever possible. Failing in this, the primary supervisor is generally the next step in the chain to whom the written, formal grievance is presented.

A

The primary goal is to solve the issue at the lowest level possible.

19
Q

EMPLOYEE GRIEVANCES

The police supervisor engaged at any stage of the grievance proceeding must remain mindful of his _____ obligations to employees and management.

A

equal

20
Q

LABOR ISSUES

Responsible union members are aware that ______ a police organization’s effective management ultimately destroys the effectiveness of the organization itself.

A

destroying

21
Q

LABOR ISSUES

The concerns and issues stirring the interest of police employee groups often fall into several, traditional categories, although not necessarily in the order of importance listed here:

  1. Better overall working conditions and communication
  2. Recognition and respect for employees
  3. Some kind of advisory role in management’s decision making
  4. Improved salary and benefits
  5. Social benefits and increased officer solidarity; a sense of be-longing to something worthwhile
  6. No retribution for union activities
  7. Fair disciplinary procedures
  8. Fair hiring and promotional procedures
  9. Recognition and respect for the union or association
  10. Increased _______.
A

job security

22
Q

LABOR ISSUES

Ideally, the supervisor should be able to ______ on a continuing basis as a relay between management and labor for their respective concerns.

A

serve

23
Q

LABOR ISSUES

Exactly the opposite of the enforcement or work slowdown, the enforcement _______ may be an attempt to influence management’s policies or stands by glutting the criminal justice system with a huge volume of officer-initiated enforcement work.

A

speedup

24
Q

LABOR ISSUES

Such demands are not strange ones for the man or woman who would lead others in an honorable profession. Then again, neither should the stature of the competent police leader be anything less than _____.

A

large

25
Q

SUMMARY

He must receive employees’ grievances against the police organization and its rules, regulations, policies, procedures, and staff actions and attempt to _____ these, too.

A

resolve

26
Q

POINTS TO REMEMBER

The supervisor has a key role to play in receiving and investigating citizen and employee complaints.

A

investigating

27
Q

POINTS TO REMEMBER

No complaint should be ruled out as “impossible” until at least a _______ examination of the facts has been completed.

A

cursory

28
Q

POINTS TO REMEMBER

The supervisor must be familiar with the requirements of _______.

A

Garrity

29
Q

POINTS TO REMEMBER

The supervisor will follow his agency’s ______ for written documentation of complaints and his response to them.

A

format

30
Q

POINTS TO REMEMBER

The supervisor must maintain his professionalism and ______ when handling employee grievances and union complaints.

A

impartiality

31
Q

POINTS TO REMEMBER

The ethical supervisor continues to do his job ________ and well while complaints and grievances of various kinds are being addressed

A

thoroughly