CH15- Members in employment-other Flashcards

1
Q

Application of prof rules and practice guidelines

A

Member in employment has obligation to comply with the following:
Fundamental principles
If in regulated sector, comply with anti ML legislation
Satisfy CPD requirements if holding oneself out to be member of ATT/CIOT

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2
Q

Situations contrary to prof standards or law/reg

A

Refer to C&I guidance on CIOT/ATT websites

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3
Q

Personal work

A

If provides private tax advice, need to ensure requisite level of PII cover and comply with AML obligations

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