CH15- Members in employment-other Flashcards
1
Q
Application of prof rules and practice guidelines
A
Member in employment has obligation to comply with the following:
Fundamental principles
If in regulated sector, comply with anti ML legislation
Satisfy CPD requirements if holding oneself out to be member of ATT/CIOT
2
Q
Situations contrary to prof standards or law/reg
A
Refer to C&I guidance on CIOT/ATT websites
3
Q
Personal work
A
If provides private tax advice, need to ensure requisite level of PII cover and comply with AML obligations