This class was created by Brainscape user Rebecca Thompson. Visit their profile to learn more about the creator.

Decks in this class (28)

CH1- PRPG intro
Adit affiliate,
Client,
Council
17  cards
CH2- Fundamental principles and members obligations
Fundamental principles,
Integrity,
Objectivity
9  cards
CH3- Practice governance
Business structure,
Practice names,
Practice brand
9  cards
CH4- New clients and engagements
Obtaining clients,
Fees and rewards,
Client acceptance
7  cards
CH5- Client service
Tort of negligence,
Reviewing scope of engagement,
Timetable
12  cards
CH6- Objectivity
Awareness,
Conflicts of interest,
Managing potential conflicts of i...
8  cards
CH7 - Other client handling issues
Disclosing information to other 3...,
How to mitigate risks from 3rd pa...,
If owe a duty of care to 3rd part...
9  cards
CH8- Charging for services
Before accepting work,
Basis of charge,
Fee notes
10  cards
CH9- Complaints
Complaints to a member,
Complaints to taxation disciplina...
2  cards
CH10- Ceasing to act
Should not cease to act until,
Letter of disengagement,
Communication from successor
8  cards
CH11- Legal matters associated with documents, electronic data and records
Retention of records and time lim...,
Requests from other 3rd parties,
End of retention period
10  cards
CH12- Advertising, publicity and promotion
General principles,
Advertisement and promotional mat...,
Advertisements should be clearly ...
12  cards
CH13- Members in employment- professional practice
Situations contrary to profession...,
What to do in this situation,
Employees legal exposure
5  cards
CH14- Members in employment- Commerce and Industry
Members of c i,
Situations contrary to prof stand...,
Personal work
6  cards
CH15- Members in employment-other
Application of prof rules and pra...,
Situations contrary to prof stand...,
Personal work
3  cards
CH26- Overview of the guidance and money laundering defined
Anti money laundering guidance fo...,
What is money laundering,
Aml supervisory authority
19  cards
CH27- Responsibility and oversight
Responsibilities of a business,
Senior management responsibilities,
Appointing an mlro
14  cards
CH28- Risk based approach
The role of a risk based approach,
Risk assessment,
Risk factors under key categories
8  cards
CH29- Customer due diligence (CDD)
Cdd,
Cdd principles,
When to carry out cdd
14  cards
CH30- Suspicious activity reporting
Suspicious activity reports sar,
Suspicion is,
Suspicion is not
20  cards
CH31- Record keeping, training and awareness
Record keeping,
Training records,
Subsequent training
3  cards
CH32- Supplementary AML guidance for tax practitioners
Supplementary guidance
1  cards
CH16- CPD regulations and guidance notes
Continuing professional developme...,
Who needs cpd,
Breach of cpd
12  cards
CH17- Professional indemnity insurance
Pii,
Member in practice,
Self employed sub contractor
21  cards
CH18- Introduction to PCRT
Pcrt,
Breach of pcrt,
Pcrt developed by
7  cards
CH19- Fundamental principles
Fundamental principle,
Issued by,
Prof comp and due care
5  cards
CH20- Standards for tax planning
5 standards,
Client specific,
Lawful
7  cards
CH4- Engagement letters continued
Engagement letter pack,
To have an engage letter and to r...,
Separate engage letters should be...
20  cards

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CTA ethics

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