Working Questions 2

Question 1

What are the stages in investigating theft acts in order
1 Interview Suspects
2 Interview former employers or unsuccessful vendors
3 Search public records, invigilation, or surveillance.
4 Check personal records or public records.
5 Interview other buyers, coworkers etc.

Answer 1

1 Check personal records or public records.
2 Interview former employers or unsuccessful vendors
3 Search public records, invigilation, or surveillance.
4 Interview other buyers, coworkers etc.
5 Interview Suspects

Question 2

What are the four investigation methods?

Answer 2

Surveillance and covert operations
Invigilation
Obtaining physical evidence
Gathering electronic information

Question 3

What are the four steps in order for ceazing electronic devices for
gathering electronic evidence?
1 Search the device manually
2 Secure the device and perform initial tasks
3 Search the device using automated procedures
4 Clone the device and calculate a CRC number

Answer 3

1 Secure the device and perform initial tasks
2 Clone the device and calculate a CRC number
3 Search the device manually
4 Search the device using automated procedures

Question 4

What are the 7 types of audit tests in order

1 Observations
2 Inquiries
3 Mechanical Accuracy
4 Documentation
5 Analytical tests
6 Physical Examinations
7 Confirmations

Answer 4

1 Mechanical accuracy
2 Analytical Tests
3 Documentation
4 Confirmations
5 Observations
6 Physical Examinations
7 Inquiries

Question 5

How do people react to a crisis (In order)
1 Anger
2 Depression
3 Denial
4 Rationalisation
5 Acceptance

Answer 5

1 Denial
2 Anger
3 Rationalization
4 Depression
5 Acceptance

Question 6

What is the fraud scale and the relationship between the elements?

Answer 6

Perc. Pressure, Perseved Opportunity, and rationalization. Explain how each of these interact when increased or decreased.

Question 7

What are the advantages of Data driven fraud?

Answer 7

• Full population analysis
• Time intensive tasks are done quickly
  *Routines are easy to impliment such as stratisfication and Summarisation
• Repeatability- processes of fraud detection can be improved and reused

Question 8

What are the four different types of public records that can be searched?

Answer 8

Government Records
Private Records
Online databases
Internet searches

Question 9

What are the five types of questions and interviewer can ask?

Answer 9

1 Introductory
2 Informational
3 Assessment
4 Closing
5 Admission seeking

Question 10

What is the vulnerability chart?

Answer 10

It is a wholistic approach to systematic fraud detection and investigation where all the elements are coordinated and considered in detail.
-assets missing/taken
-Individual opportunities
-Concealment Possibilities
-Conversion Possibilities
-Symptoms observed
-Key internal controls compromised
-pressures on potential suspects are
considered

Question 11

What are the three types of Honesty Testing methods? Describe each.

Answer 11

1) Pencil and paper tests
2) Graphology Tests
3) Polygraph tests

Question 12

What are the three types of fraud experienced by organisations? Describe them.

Answer 12

1 Cash and other asset theft or missappropriation that are entering the system
2 Cash and Assets on hand
3) Disbursment fraud

Question 13

What are some proactive steps in order to minimise the risks of ID theft?

Answer 13

Shredding important documents
Do not call register
Opting out of pre approved credit cards
installing surveillance cameras on letterboxes
Having a PO box instead of a mail box on the street
If you do use a mail box, have a lock installed.
Always use a virus scanner on your PC.
Only provide information if you initiated contact with a genuine company.