Week 10 Health Ethics and Health Law Flashcards

1
Q

Introduction – Possible start of bioethics

A

o 1847 American Medical Association published Code of Medical Ethics based on English Physician Thomas Percival -> learned profession based on scientific principles for services of patients/society
o 1947 Nuremberg Code Nazi Germany -> consent of human subject for research
o 1970 Van Rensselaer Potter published article called Bioethics, the Science of Survival, Kennedy Institute at Georgetown University = 1st bioethics institute
o Author’s pov: 1970s U.S. bioethics greatly influenced by law’s adoption of bioethics principles

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2
Q

The 1970s: Decade of bioethics

A

o Influence of historical/political events: 1960s U.S. military in Vietnam -> anti-war movement, 1970’s Watergate -> ethics in government and morality, 1970s scientific advancements in reproductive health -> women’s liberation
o 1970s events that directly affected start of bioethics: safer/successful organ transplant techniques -> scarce resource allocation, hospital ethics committees -> organ allocation, end-of-life issues etc., deinstitutionalization of people with mental illness, debates about safety of recombinant DNA tech, start of medical ethics classes at American medical schools

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3
Q

Law and bioethics

A

o Rise of bioethics in 1970s paralleled growth in law
o Issues of concern to bioethics scholars -> social policy through legislation, regulation, litigation
o 1972 Canterbury v. Spence -> truth-telling, informed consent, patient autonomy
o 1973 Roe v. Wade -> abortions
o 1976 Tarasoff v. Regents of the University of California -> mental health professionals obligation to confidentiality

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4
Q

Research on Human Subjects

A

o 1932 Tuskegee Syphilis Study: African American men with syphilis promised free lunches, medical care and burials not told they were part of research study and not provided penicillin treatment although became available -> 1973 National Research Act -> National Commission for the Protection of Human Subjects of Biomedical and Behavioural Research -> National Bioethics Advisory Commission -> President’s Council on Bioethics -> precedent that public policy issues like research ethics, human cloning, stem cell research should be considered by bioethics experts in public process
o National Commission -> Belmont Report applied 3 basic ethical principals: informed consent, assessment of risks and benefits, selection of subjects
o The Common Rule: procedural protections for human subjects e.g. lawful research is the favorable review of the protocol by a neutral board = Institutional Review Board (IRB), every university/institution conducting research on human subjects has its own IRB, minimizes risks to subjects, equitable subject selection, informed consent, privacy and confidentiality
o Bioethics led to the development of legal rules integral to research, law made mandatory the analytical framework for ethical research developed by bioethics experts

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5
Q

End-of-life Decision Making

A

o Quinlan case with 21 year-old woman in vegetative state parents want to end life support but doctors disagree -> creation of ethics committees, advance directives for end-of-life care
o Patient’s preferences for healthcare very important
o 1990 Patient Self-Determination Act: Medicare and Medicaid payment to HCWs if they 1. Provide patients w/ written info on advance directives 2. Document in medical record whether patient has advance directive 3. Not condition care on whether an individual has advance directive 4. Ensure compliance w/ state law regarding advance directions 5. Provide staff and consumer education on advance directives

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6
Q

Conclusion

A

o Bioethics developed in U.S. in 1970s when role of law in social change was expanding along with medical advancements and research and healthcare along with civil rights movement of 1960s
o Law relied on bioethics for guidance e.g. bioethics concepts like autonomy and respect for persons embraced by law while legal concepts like procedural due process and freedom of speech and inquiry embraced by bioethics. Relationship b/w bioethics and law strengthened and each field affected the other
o Connection b/w bioethics and law raises challenges
1. Law doesn’t change as quickly as science or societal values thus laws must be reassessed continually and revised to reflect current conditions
2. Law’s emphasis on procedural regularity applied to science, tech, and healthcare can result in slow, formalistic, burdensome, expensive processes that interfere w/ scientific research and clinical care thus laws regulating biomedical research/healthcare should be designed carefully w/ due consideration for consequences
3. Law sets minimum standards of what must be done while ethics set loftier goals of what should be done thus minimum legal standards should not replace more demanding ethical standards

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7
Q

THE LAW

A

Law is a system of rules created and enforced through social or governmental institutions to regulate behavior, with the aim of maintaining order, ensuring justice, and preventing
harm to individuals and the broader community.
It shapes politics, economics, history, and society in various ways and serves as a mediator of relations between people.

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8
Q

CLINICAL ETHICS COMMITTEE

A

Multidisciplinary body tasked
with addressing and resolving
ethical issues that arise in the
context of patient care.
Typically comprises:
 healthcare providers,
 (bio)ethicists,
 hospital administrators,
legal advisors
 community representatives

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9
Q

THE LAW AS A REFLECTION OF
SOCIO-CULTURAL NORMS AND
VALUES

A
  • Protest for abortion rights, 2020.
  • Protest against the dictatorship
    and for the return of
    “niños desaparecidos”, 1977
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10
Q

PART II: BIOETHICS

A

“Systematic study of the moral
dimensions – including moral
vision, decisions, conduct, and
policies – of the life sciences and
health care, employing a variety
of ethical methodologies in an
interdisciplinary setting.
-Clinical ethics
-Research ethics
-Health policy

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11
Q

LAW VS ETHICS

A

Law
-“System of rules which a particular
country or community recognizes as regulating
the actions of its members and
which it may enforce by the imposition of
penalties.”
-What must be done (sets minimum standards)

Ethics
-“1) Moral principles that govern a person’s
behavior or the conducting of an activity; 2)
branch of knowledge that deals with
moral principles.”
-What should be done (beyond or in
contradiction with existing standards)

Influence action or behavior

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12
Q

KEY DIFFERENCES

A

Source: Law is based on statutes, regulations and precedents, while bioethics is grounded in moral and ethical principles.

Scope: Law is predictable, relatively stable and the same for everyone. Law is often slower than ethics. Ethics has a broader scope
but is more flexible and subjective. Ethical norms are often faster to adopt.

Enforcement: Law is enforceable (legal sanctions), while bioethical norms are generally not.

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13
Q

EXAMPLES OF TOPICS AT THE INTERSECTION
OF LAW AND BIOETHICS

A

Reproductive rights
Biotech innovation
AI in health
Medical profession regulation
Organ transplant
Assistance in dying/euthanasia
Human remains

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14
Q

Pyramid
Law
Regulation
Policy
Guidelines and Codes

A

o Law and regulation similar but law more applicable to entire population while regulation applicable to subset
o Ethical norms (“soft law”) that
have ethical and social
implications but not
necessarily legal ones

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15
Q

TRI-COUNCIL POLICY STATEMENT: ETHICAL CONDUCT FOR RESEARCH
INVOLVING HUMANS

A
  • For example, a violation of the TCPS 2 (Tri-Council Policy Statement: Ethical Conduct for
    Research Involving Humans) by a researcher does not incur legal/criminal sanctions
    (unless the violation also breaches a legal norm such as the Civil Code of Quebec or the
    Charter of Rights).
  • However, it may result in institutional sanctions (e.g., expulsion from the university),
    financial penalties (e.g., loss of funding from the sponsor), professional and/or social
    consequences (e.g., reputational damage and impact on the career).

-Defines standards for
researchers across
Canada
-It is a requirement
for researchers
funded by the TriCouncil
-May serve as a
point of reference
in case of judicial
issue

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16
Q

VALUES, PRINCIPLES AND NORMS
IN TCPS2(2022)

A

Value
Human dignity

Principles
Respect for person = Obtain informed consent prior to the start of a study

Welfare
Take appropriate measures to ensure data security (Privacy and confidentiality)

Justice
Justify exclusion and inclusion criteria in a study e.g. excluded women to protect reproductive/hormonal system but really injustice b/c medication not catered to them

17
Q

Venn diagram

A

Legal norms
speed limit on highway

Social norms
saying hello when entering elevator

Ethical norms
integrity in research - not using chat gpt to write essay

Social and legal norms
drinking and driving (peer pressure + legal consequences if caught)
sexual assault
littering
discrimination/hate crimes

ethical and social norms
honesty in a relationship (moral rule and social expectation to maintain relationship)

legal and ethical norms
duty to preserve confidentiality of patient information (deontological obligation + legal health data protection law)

18
Q

INFORMED CONSENT IN RESEARCH

A

-Ethical duty to respect autonomy (TCPS2)
-Legal obligation to document consent: BC Health Care (Consent) and Care Facility (Admission) Act and professional college standards
-Social trust in healthcare and research

19
Q

LEGAL, ETHICAL AND
SOCIAL NORMS

A

Interplay of the three types
The limits between each type of
norm can be blurry and overlap
* Who adopts and defines the
norm?
* Who obeys it and why?
* Who enforces consequences in
case of breach?

20
Q

THE CHICKEN OR THE EGG

A

o Social movements inform ethical and legal
reform?
o Ethics promotes legal reform?
o Legal reforms can redefine social norms?
o No right answer, it depends

21
Q

WHEN LAW STEMS FROM 21 SOCIO-POLITICAL AND ECONOMIC CHANGE

A

The 1979 law aimed at curbing the rapid
population growth.
The 2016 Two-Child-Policy is adopted in
response to social and economic shifts, aiming
to balance population development and
address the aging population challenge.
This show the dynamic relationship between
law and society, demonstrating how legal
changes can be both a reflection of and a
response to social transformations.

22
Q

WHEN SOCIAL NORMS EVOLVE FROM LEGAL
CHANGES (more rare)

A

In France, abortion right was
“granted” in 1975 in a social
context that was not favorable. In France, bioethics is mostly
legal and codified (Abortion legalized -> society went from unfavorable to favorable)
o Gay marriage
o Spanking children
o Cannabis legalization

Social to ethical
 Plastic bag ban
 Paper straw

23
Q

HEALTH DATA GOVERNANCE

A

Combination of technical and organizational means to mitigate risks arising from the use and downstream sharing of data, while respecting commitments to share data as openly as possible.

Data collection
Data storage
Data sharing
and access
Data uses
Future of the
data (destruction,
reuses etc.)

24
Q

HEALTH DATA GOVERNANCE AT THE
INTERSECTION OF LAW AND ETHICS

A

Legal Dimension:
* Ensures compliance with regulations like GDPR, HIPAA,
and national laws.
* Defines privacy rights, data sharing protocols, and obligations of organizations.
* Addresses liability, breaches, and enforcement mechanisms.

Bioethical Dimension:
* Guides the moral obligations of protecting patient autonomy, consent, and dignity.
* Balances beneficence (using data to improve health) with non-maleficence (avoiding harm).
* Focuses on fairness, especially in AI-driven health research and data sharing.

Sometimes, tension between legal
compliance and ethical ideals (e.g., when legal
requirements lag behind technology). => value trade-offs, such as privacy vs. public health benefits.

25
Q

OBJECTIVE 1: BALANCE DATA PRIVACY AND DATA SOLIDARITY

A

Commitment to openly disseminate data
(OPEN SCIENCE)
Streamline access to data
Maximize data utility

Commitment to participants’ protection
Guarantee confidentiality
Minimize risks (individual and societal)

26
Q

OBJECTIVE 2. COMPLY WITH ETHICAL AND LEGAL COMMITMENTS

A

-Health data protection and
health laws and regulations
-International/National level:
Bioethical norms (Taipei,
TCPS2..)
-Institutional level: Policies of
funding institutions
-Project level: Informed consent

27
Q

HEALTH DATA GOVERNANCE PRINCIPLES

A
  • A data governance framework functions
    as a soft law tool by providing non-binding
    yet influential guidance on managing
    health data.
  • It supports the establishment of
    ethical, secure, and efficient data
    governance practices through principles
    that encourage voluntary adherence
    and influence the shaping of legal
    and regulatory environments.
28
Q

Health Data Governance Principles

A

Protect people
Protect individuals and communities
Build trust in data systems
Ensure data security

Promote Health Value
Enhance health systems and services
Promote data sharing and interoperability
Facilitate innovation using health data

Prioritize equity
Establish data rights and ownership
Promote equitable benefit from health data

29
Q

OBJECTIVE 3. COMPLY WITH SOCIAL
COMMITMENTS

A

Social licenses “describe how the expectations of society regarding
some activities may go beyond compliance with the requirements of
formal regulation.”

Social licenses are used to invite the public to express their view on
how they perceive their data, and which uses of their data they
would support in research.
o Example: social license reveals the public’s level of comfort with
making their voice available to research by the private sector

30
Q

CONSENT AND TRANSPARENCY

A

Which users can utilize the data and for what
purposes?
How should this be reflected in the informed
consent form?

31
Q

ACCOUNTABILITY

A

What contractual commitments data users should agree to
prior to accessing the data?
How do we ensure data quality and interoperability?
Who should be accountable for the respect of participants’
rights?
How is ethical oversight implemented throughout the
project?

32
Q

SECURITY/PRIVACY

A

What should be the technical environment
through which the data is made available to data
users?
Which variables should be removed from the
dataset to minimize the risk of re-identification,
while maximizing the utility of the dataset?

33
Q

SUSTAINABILITY

A

How will you ensure the
sustainability of the databases?
How to handle future uses?

34
Q

HEALTH DATA GOVERNANCE IN THE B2AIVOICE PROJECT

A
  • The B2AI Voice project aims to
    leverage voice as a biomarker
    for health in clinical care by
    creating a substantial, multiinstitutional, ethically sourced,
    and diverse voice database
    linked to multimodal health
    biomarkers.
  • The primary goal is to fuel voice
    AI research and build predictive
    models to assist in the screening,
    diagnosis, and treatment of a
    broad range of diseases.
35
Q

Overview of key considerations for voice data sharing decisions

A

Applicability of fata protection law
-HIPAA Privacy Rule: voice data collected by covered entities can quality as Protected Health Information (PHI) unless de-identified data
-The Common Rule protects identifiable information. It applies to federally funded research or research governed by an institution’s human subject policies

Data Identifiability and Privacy Risks
Privacy risk assessment should consider factors deriving from:
-The nature/type of voice data
-The environment (e.g. context of data collection storage and security practices)
-Foreseeable technical developments (e.g. evolving re-identification techniques/anonymization methods

Compliance with ethical and legal commitments
Additional requirements or limitations may derive from:
-informed consent form language
-IRB/REB ethics approval documents
-Policies of funding institutions

36
Q

HEALTH DATA GOVERNANCE IN
PRACTICE: THE B2AI- VOICE PROJECT In order of least to most data privacy risk

A

Open
access: public
data: strictly non-identifiable information
example: aggregated and anonymous demographic data

Registered
access: authorized users that create an account and that make certain commitments to the responsible use of the information
example: voice spectrograms

Controlled
access: granted by the data access committee for users contractually committed to sage and compliant data practices
data: complete coded data
example: voice recording without PIIs

37
Q

ETHICS AND LAW: THE OLD COUPLE
HEALTH DATA GOVERNANCE: THE GEN Z CHILD?

A

Ethics and law
Don’t always agree
Have been together a very long time
Each is trying to get their side of the argument
agreed by the other
Embedded in a socio-cultural context
Ultimately, a mutual and reciprocal
relationship

Health data governance
Value-driven
Not afraid to voice their opinion to promote
change
Well-versed in new technology