test 2 Flashcards
what are the types of research in increasing strength of evidence
in vitro (test-tube) research, animal research, case reports, case series, ecological, cross-sectional, case control cohort
what is study design selection based on
hypothesis randomization ethics of methodology efficiency & practicality costs validity of acquired information (internal and external)
what is the difference between type 1 and type 2 error
type one is when you have a false positive
type 2 is when you get a false negative
what are observational studies
study design considered natural. researchers observe subject elements occurring naturally or selected by the individual (most not able to prove causation)
there is NO researcher-forced group allocation
what are interventional study designs
considered experimental. investigator-selections intervention/exposure
there IS researcher-forced group allocation
what are examples of interventional study designs
pre-clinical, analytic studies
what are examples of observational study designs
cases (reports/series), ecological, cross-sectional, case-control, cohort
define equipoise
genuine confidence that an intervention may be worthwhile (risk vs benefit) in order to use it in humans
what are the 4 principles of bioethics
autonomy, beneficence, justice, nonmaleficence
define autonomy
self-rule/ self-determination. participants must:
have full and complete understanding of risks and benefits
decide for ones-self, without outside influences
define beneficence
to benefit, or do good for, the patient (not society)
define justice
equal and fair treatment regardless of patient characteristics
nonmaleficence
do no harm. researchers must not:
- withhold info
- provide false info
- exhibit professional incompetence
what are the 3 main guidelines for human studies
- respect for persons (research should be voluntary, subjects autonomous)
- beneficence (research risks are justified by potential benefits)
- justice (risks and benefits of the research are equally distorted)
define consent
agreement to participate, based on being fully and completely informed (given by mentally-capable individuals of legal age)
define assent
agreement to participate, based on being fully and completely informed, given by mentally-capable individuals not able to give legal consent
what is the IRB and what are its duties
institutional review board (ethics committee)
role is to project human subjects from undue risk (research not complying with principles of bioethics)
all human subject studies must be reviewed by an IRB prior to study initiation
who decides the laws and regulations that the IRB must follow
DHHS: department of health and human serves
what are the rules followed by the IRB called
Common Federal Rules (CFR)
what is the agency that administers and enforces the regulations that the IRB must follow
the office of human research protections (OHRP)
what are the levels of IRB review and what do they entail
- full board: used for ALL interventional trials with more than minimal/no risk to patients (all medication-related studies)
- expedited: minimal risk and/or no patient identifiers
- exempt: no patient identifiers, low/no risk, de-identified dataset analysis (environmental studies, use of existing data/specimens (de-identified))
what is the DSMB and what do they do
Data safety & monitoring Board
- semi-independent committee not involved with the conduct of the study but charged with reviewing study data as study professes, to assess for undue risk or benefit
- pre-determined review periods
- can stop study early, for either overly-positive or overly-negative findings
what is the main difference between interventional study designs and observational
in interventional, investigator selects interventions and allocates study subjects to forced-intervention groups
what observational studies are considered analytical
cross-sectional, case-control, cohort
what are characteristics of phase 1 studies
small sample size
short
main focus: safety
could use healthy individuals or those with the disease of interest
what are characteristics of phase 2 studies
middle sample size (100-300_ commonly utilized with condition of interest assessing efficacy in diseased pop short-to-medium duration likely to have narrow inclusion criteria
what are characteristics of phase 3 studies
larger sample size (1000-3000)
used in patients with condition of interest
long duration (many months to year or longer)
superiority vs non-inferiority vs equivalency
assesses efficacy
what are characteristics of phase 4 studies
post marketing
long term effects (risk and benefits)/safety
very large population (more inclusive)
required for FDA approval
what are the main advantages of interventional studies
cause precedes effect (shows causation)
only design used for FDA for approval process
what are main disadvantages of interventional studies
cost complexity/time ethical considerations generalizability (external validity) are methodology/findings applicable
what are differences between explanatory and pragmatic interventional studies
explanatory: set dosage/prediscribed, more control
pragmatic: less controlled, more clinically relevant (can change dosage based on patient)
define simply interventional study design
divides (randomizes) subjects exclusively into 2+ groups (single randomization process; no subsequent randomization divisions)
commonly used to test single hypothesis
define factorial interventional study design
divides subjects into 2+ groups and then further additionally sub-divides (randomizes) each of the groups into 2+ groups
used to test multiple hypotheses at same time
define parallel interventional study design
groups simultaneously and exclusively managed
no switching of interventions after initial randomization
simple and factorial are also parallel
define cross-over design of interventional studies
self-control studies
groups serve as their own control by crossing over from one intervention to another during the study
allows for smaller total N
allows for between and within group comparison
why is a washout period used
to get rid of any other confounding variables and to get the participant back to baseline
how would you describe a lead-in phase
used to test for compliance. make sure that the person will be able to complete the requirements of the study (or at least predict if they will be able to)
can also be used as a washout phase
what are some disadvantages of cross over design of interventional studies
*only suitable for long-term conditions which are not curable or which treatment provides short-term relief
*duration of study for each subject is longer
*carry over effects during cross over (wash out required)
*environment can have effects
complexity in data analysis
what is the difference between primary, secondary/tertiary, and composite outcomes/endpoints
primary: most important, key outcomes (main research question used for developing/conducting study
secondary/tertiary: lesser importance but still valuable, possible for future hypothesis generation
composite: combines multiple endpoints into a single outcome (could be considered primary outcome, and if so, then secondary outcomes may be the individual outcome elements from composite)
what is the difference between non-random and random group allocation/sample selection
non-random: subjects do not have equal probability of being selected or assigned to each interventional group (convenience sampling)
random: subjects do have equal probability of being assigned to each intervention group
explain the different forms of randomization
simple: probability for allocation within one of the study groups
blocked: ensures balance within each intervention group (used when researcher wants to assure that all groups are equal in size)
stratified: ensures balance with known confounding variables (can also pre-select levels to be balanced within each interfering factor-confounder)
define the different types of masking
single-blind: study subjects are not informed which intervention they are receiving (but clinicians/researchers are)
double blind: neither investigators nor study subjects are informed which intervention each subject is receiving
open label: everyone knows which intervention each subject is receiving
what can be used to assess adequacy of blinding
post-hoc survey
what are the different forms of blinding
placebo (dummy); inert treatments made to look identical in all aspects to the active treatments
placebo effect: improvement in condition: by power of suggestion and due to the care being provided
hawthorne-effect: desire of study subject to please investigators by reporting positive results (improvement), regardless of treatment allocation
explain intent-to-treat
- more conservative decision to use for drop outs/lost to follow-up
- either use last known assessment and use that data for all following visits or use the person’s baseline as their values (no effect)
what does intent-to-treat result in
preserves randomization process
preserves baseline characteristics and group balance at baseline which controls for known and unknown confounders
maintains statistical power (original sample size)
how can it be deemed appropriate to ignore individuals that drop out in interventional study
using pre-protocol or efficacy analysis: must comply for certain predetermined amount of study or their data is not included at all
what does it mean to treat someone “as treated” in interventional studies when managing for drop outs/lost to follow up
ignore group assignments
allow subjects to switch groups and be evaluated in group they ended up in or stayed in longest
what is the major down fall of using pre-protocol in drop out decision in interventional studies
bias estimates of effect (commonly over-estimates effects) which reduces generalizability
what are ways to improve adherence (compliance)
frequent followup visits/communications
treatment alarms/notifications
medication blister packs or dosage containers
define equipoise
state of mind characterized by a legitimate uncertainty or indecision as to choice or course of action: there is implied/presumed benefit from the study that is occurring and that makes it worth completing