Schmitz-Hoffmann C. et al. (2014) Voluntary Standard Systems Flashcards

Chapter 1, 2, 5, 7 and 11

1
Q

What are Voluntary Sustainability Standard Systems (VSS)?

A

VSS are non-governmental initiatives designed to promote sustainable production and consumption by creating market demand for sustainably-produced goods.

Example: The Forest Stewardship Council (FSC) and Fairtrade International guide producers in adopting sustainable practices and help consumers identify certified products

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2
Q

What are key trends in the evolution of VSS?

A

Trends include diversification across sectors, increased government involvement, and more complex assurance models.

Example: The Roundtable on Sustainable Palm Oil (RSPO) emerged as part of a trend towards industry-specific standards, while governments use VSS in policies like the EU Renewable Energy Directive

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3
Q

What principles define credible and effective VSS according to ISEAL?

A

Sustainability, improvement, relevance, rigor, engagement, impartiality, transparency, accessibility, truthfulness, and efficiency.

Example: ISEAL members like the Rainforest Alliance adhere to these principles to ensure credibility and continuous improvement​

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4
Q

What sectors have seen significant adoption of VSS?

A

Forestry, agriculture (coffee, bananas), fisheries, mining, and bio-trade.

Example: As of 2009, 18% of globally managed forests were certified by FSC or PEFC​

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5
Q

How have businesses used VSS to manage supply chain risks?

A

Businesses like Unilever adopted the Marine Stewardship Council (MSC) certification to secure sustainable fish supplies after the collapse of the Grand Banks cod fishery​

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6
Q

What are the primary components of a VSS system?

A

The standard, assurance, labels and claims, traceability, and capacity building.

Example: Fairtrade coffee uses all these elements, from standard-setting to consumer labeling and supply chain traceability​

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7
Q

What critique does Paul Hawken offer regarding corporate sustainability efforts?

A

Even the best corporate environmental practices are insufficient to prevent environmental degradation.

Example: Hawken stated that if every company adopted the best practices, the world would still face environmental collapse

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8
Q

What is the role of VSS in addressing unsustainability?

A

VSS mobilize diverse players to create gains toward sustainability, despite barriers like inconsistent implementation and limited government integration.

Example: VSS like FSC and Fairtrade aim to drive sustainability through market mechanisms rather than government mandates​

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9
Q

What are the challenges in developing effective VSS?

A

Integrating global criteria into local contexts and avoiding the risk of VSS being used merely as marketing tools.

Example: Global standards like ISO 14000 must adapt to local environmental and economic conditions, which can complicate implementation​

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10
Q

What are the eight basic requirements for progress toward sustainability?

A

Requirements include reducing waste and emissions, conserving biodiversity, and ensuring equitable wealth distribution.

Example: These principles were applied in creating standards like the Marine Stewardship Council’s sustainable fishing guidelines

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11
Q

How do VSS address the challenge of representing future generations in decision-making?

A

VSS promote practices that minimize long-term environmental degradation, implicitly safeguarding future interests.

Example: FSC certification requires sustainable forest management that considers long-term environmental impacts​

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12
Q

How do ISEAL and IISD differ in their approach to sustainability standards?

A

ISEAL emphasizes best practices and credibility, while IISD focuses on sustainable development impacts.

Example: ISEAL’s codes of good practice guide the structure of standards, while IISD evaluates their effectiveness in achieving sustainability goals​

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12
Q

How do VSS compare to legal standards?

A

Legal standards are binding and enforced by authorities, while VSS are flexible, voluntary, and often developed by private bodies.

Example: FSC certification is voluntary, whereas national forestry laws are legally binding​

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13
Q

In what ways do VSS complement legal standards?

A

VSS fill gaps where regulations are insufficient, act as benchmarks for best practices, and are referenced in legal contexts.

Example: The EU uses VSS to verify compliance with biofuel sustainability requirements

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14
Q

Do VSS compete with or add value to legal standards?

A

VSS generally add value by enhancing sustainability beyond minimum legal requirements, though tensions exist over enforcement and credibility.

Example: While legal standards may mandate basic environmental protections, VSS often require more stringent practices

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15
Q

How do legal systems incorporate VSS in interpreting environmental regulations?

A

Courts sometimes use VSS to clarify undefined legal terms.

Example: FSC standards have been referenced in legal cases concerning sustainable forestry practices​

16
Q

What are potential conflicts between VSS and legal standards?

A

Conflicts may arise when VSS are stricter than legal standards, causing tension with businesses that only meet minimum legal requirements.

Example: Companies complying with legal standards may resist adopting voluntary certifications like ISO 14000 due to higher costs​

17
Q

What sectors show significant overlap between VSS and legal standards?

A

Forestry, agriculture, energy, and construction.
Example: The EU Renewable Energy Directive references VSS to ensure sustainable sourcing of biofuels​

18
Q

What is co-regulation in the context of VSS?

A

Co-regulation involves governments recognizing and integrating private VSS into public regulatory frameworks.

Example: The EU Renewable Energy Directive uses private VSS to verify compliance with sustainability requirements

19
Q

What are the advantages of co-regulation?

A

It saves development time, reduces government costs, and leverages the flexibility of private systems while maintaining oversight.

Example: Using VSS like RSPO reduces the administrative burden of developing new regulatory frameworks from scratch

20
Q

What are potential risks of co-regulation?

A

Risks include inconsistent standards, potential greenwashing, and over-reliance on private entities for enforcement.

Example: The proliferation of biofuel certification schemes in the EU raised concerns about varying levels of rigor​

21
Q

How has the EU integrated VSS into its Renewable Energy Directive (RED)?

A

The EU recognizes specific VSS for verifying sustainable biofuel production, making compliance easier for producers.

Example: Certification under schemes like ISCC (International Sustainability and Carbon Certification) helps companies meet RED requirements

22
Q

What lessons can be learned from the EU’s approach to VSS in public regulation?

A

Governments can leverage private expertise while maintaining oversight to ensure consistency and credibility.

Example: The EU’s selective recognition of VSS ensures that only credible, transparent standards are incorporated into regulations​

23
Q

How can governments ensure VSS maintain credibility when integrated into public regulations?

A

By setting clear benchmarks for VSS recognition, maintaining oversight, and enforcing penalties for non-compliance.

Example: The EU audits recognized VSS regularly to ensure they meet sustainability benchmarks

24
How has voluntary environmental certification evolved in post-Soviet economies?
Initially rigid under state-controlled systems, these economies are slowly adopting international VSS like ISO 14000, though adoption remains limited. Example: In Ukraine, only a few companies have adopted ISO 14000 due to limited awareness and financial constraints​
25
What are the drivers for adopting voluntary certification in transition economies?
Improving market competitiveness, meeting investor requirements, and enhancing company image. Example: Ukrainian mining companies pursue ISO certification to attract foreign investment​
26
What marketing strategies are supported by environmental certification?
Differentiation and focus strategies targeting niche markets or enhancing brand image. Example: Certified organic products in Russia command higher prices in niche export markets​
27
What barriers hinder the adoption of VSS in post-Soviet economies?
Financial constraints, lack of awareness, and weak institutional support. Example: Small businesses in Ukraine struggle to afford certification costs without government incentives​
28
How can VSS improve competitiveness in post-Soviet markets?
By opening access to international markets and improving operational efficiency. Example: ISO-certified companies in Kazakhstan have better access to EU markets​
29
What role do international organizations play in promoting VSS in transition economies?
They provide financial support, training, and technical assistance to encourage certification adoption. Example: The World Bank supports VSS implementation in the forestry sector of Moldova​