SCh3 Professional, Ethics, And Conduct Flashcards

1
Q

Which canon of professional ethics and conduct describes the license holder as a FIDUCIARY to his client, and as such must be FAITHFUL and observant to trust placed in the agent the fiduciary must be scrupulous and meticulous and performing functions to his client?

A

Fidelity

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2
Q

Which canon a professional ethic states license holder will employ prudence and caution, to AVOID MISREPRESENTATION by commission or omission?

A

Integrity

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3
Q

Which cannon of professional, ethics and conduct states, the license holder will be KNOWLEDGEABLE, EDUCATED and INFORMED in performing his work.

A

Competency

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4
Q

Which cannon of professional ethics and conduct notifies the public of the RECOVERY TRUST ACCOUNT, and must be displayed in a prominent place in the brokers office?

A

Consumer protection, notice 1–4

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5
Q

Which canon of professional ethics and conduct states no license holder, shall inquire about, respond to, or facilitate inquiries about, or make disclosures, indicating any DISCRIMINATORY , preferences or limitations?

A

Discriminatory practices

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6
Q

Which cannon of professional ethics and conduct covers the TREC IABS FORM presented it for a substantial dialogue

A

Information about brokerage services

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