PR midterms Flashcards
Forwarding fees–payments for referrals– are always permitted. [T/F]
False
Can parties communicate ‘directly’ with each other?
Yes. No lawyers is ok.
When client $ is delivered to the lawyer, this must be delivered to client when?
promptly.
Can future services be charged as ‘non-refundable?’
No
T/F] A lawyer may require advance payment of a fee, but is obliged to return any unused portion.
True
T/F] A lawyer may disclose a client’s confidence to establish a defense to a pending criminal charge or civil claim against him.
True
Can a judge accept benefits associated w/ spouse business activity that only ‘incidentally’ benefits the judge?
Yes.
When a lawyer is fired, he must return ‘some’ papers and property to the client.
False. All papers must be returned.
Warning potential client about pending SOL is not required when?
When it would adversely affect current client.
“A lawyer having direct supervisory authority over the nonlawyer shall make ‘reasonable’ efforts to ensure persons conduct is compatible with MRs.”
Does this include proper ‘supervision?’
Yes.
3 situations when a lawyer can’t communicate with former or prospective jurors after trial closes:
1.
2.
3.
- They said no
- Prohibited by law/court order
- Harassment, coercion, duress, misrepresentation.
Lawyer wants to withdraw. If he is ordered by Judge to continue representation, may he withdraw?
No.
Lawyer / judge reports misconduct when their is _______ likelihood that the model rules have been violated.
Does this apply to lawyers in another state?
- Substantial
- Yes
$ Accounts:
1. Special retainer =
2. General retainer =
- Trust acct
- Firm acct
Primary duties to client?
- Duty of competence
- Duty of dilligence
- Duty of communication
- Duty of loyalty
- Duty of fairness
Must a lawyer be sep. become a mbr of FED crts before be able to practice there?
Yes
T/F) In some instances, a lawyer may assist a non-lawyer in the unlicensed practice of law.
False
T/F) A lawyer may open a law office & practice in a J in which she is not admitted – if the lawyer is a salaried employee of her only client [corp.].
True, she just can’t litigate there.
T/F) Lawyers must reach early, clear agreement with the client about lawyer’s fee.
Exceptions?
True
Exception: The lawyer has rep. the client in the past.
Lawyers are subject to discipline for charging ______ fees.
Unreasonable
T/F) Lawyers may not permit a client to pay fees via credit card.
False
T/F) Lawyer is not subject to discipline for charging contingent fee in a criminal case.
False
What is a proper method to resolve a fee dispute with a client?
Arbitration
Can a lawyer split fees with a non-participating lawyer?
No
The decision to plead guilty is a ____ decision that rests with who?
- Strategic
- Rests with the client
Are lawyers subject to discipline for failing to convey settlement offers to the client before rejecting it?
Yes
Moving for Summary Judgment is an example of a ____ decision that rests with who?
- Tactical
- Lawyer
T/F) The law allows a client to fire a lawyer for any reason at all, at any time, without cause.
What $ is client liable for at this point?
- True
- Fair value of work completed
An attorney may withdraw from representing a client if the attorney considers the client’s objectives to be ______ or is _________ ___________ attorney’s beliefs.
- Repugnant
- Fundamentally against attorneys beliefs
T/F) A lawyer who transfers funds for ‘unearned’ fees to the Firm’s general account may not be subject to discipline if the action was reasonable.
False. Lawyers can’t transfer unearned fees into general account.
Can you co-mingle multiple client’s $ in one trust account?
Yes
If a lawyer fails to withdraw funds as ‘earned’ and billed from the client trust account, is he subject to discipline? Why?
Yes, improper co-mingling of funds.
Mandatory reasons for withdraw:
1.
2.
3.
- Attorney health [Disability]
- Illegal activity
- Ethics violation
Lawyers are permitted to take protective action for a client with _____ ______ who is ‘at risk’ (substantial) and can’t adequatley protect themselves.
- Diminished capacity
Is it mandatory or discretionary for a lawyer to take protective action for client with diminished capacity?
Discretionary
T/F) a lawyer may not seek work for a fee by starting a personal or live telephone contact with a prospective client whom he has never met or with whom he has no family or professional relationship.
True
College Students for Religious Freedom (CSRF) is a national organization that is challenging on First Amendment grounds a local ordinance that requires all public colleges and universities to provide gender-neutral restroom and locker room facilities.
Can you represent pursuant to MR 8.4?
Yes
T/F) You may remotely practice the law of the state in which you are licensed (here, Nebraska) while you are physically present in a state where you are not admitted (here, Alabama), as long as the state where you are located has not ruled on whether your remote law practice in their state constitutes the unauthorized practice of law.
True
Must an associate ensure that the firm has policies that assure a non-lawyer’s conduct is “compatible” with the professional obligations of the lawyer.
No. This duty resides with Partners / Managers of the firm.
When MUST an attorney withdraw from representation?
- Illegal client activity
- Diability
- Ethics violation
T/F) An attorney is permitted to withdraw from representing a client when the continuation of the representation would impose unreasonable financial – or health related – burdens on the attorney.
True.
Caution: Even when the withdraw stems from client’s repugnant behavior, what must the Lawyer still ensure he/she does?
- Give client notice
- Time to find new lawyer
Can a lawyer be liable for malpractice by using an overruled case?
Yes
Can senior partners be liable for actions of their associates & non-lawyers?
Yes
Must lawyers carry malpractice insurance?
No…but they should!
After a matter is concluded, the lawyer may acquire publication & media rights. [T/F]
True
T/F) Client has absolute authority to discharge lawyer, for whatever reason.
True
Lawyer mandatory withdraw:
1.
2.
- Conflict of interest
- Illegal acts
T/F) If a matter is pending b4 the court, attorney must obtain court’s permission to withdraw.
True
Permissive reasons to withdraw?
- Non-cooperation
- Misconduct by client
- Break of attorney K
- Lawyer’s interest
____ _____ Doctrine: When an attorney drops one client in order to hop over to a more favorable client.
Hot Potato
MR says nothing about HP doctrine. What about RST?
RST: This is a breach of ‘duty of loyalty.’
_______ agreements: Another form of limited engagement agreement which allows lawyer to investigate a case b4 representation.
Investigation agreements
Does arbitration insulate a lawyer from liability?
No.
- When lawyer terminates relationship, must lawyer return all docs and property? [normally can’t charge for return]
- Can a lawyer charge ‘reasonable fees’ for docs created specifically for the case? IE: Medical records.
- Yes
- Yes
Who decides whether or not to appeal?
Client. This is a strategic decision.
2 types of diminished capacity clients:
- Impaired
- Incapacitated
Impaired clients?
Maintain normal relationship
Incapacitated clients? What’s the keyword b4 taking action?
If client is at risk of ‘substantial’ harm… take ‘reasonable’ protective action.
When taking action for incapacitated clients, this action is [mandatory/discretionary.]
Discretionary
Is an atty subject to discipline for entering into contingent retainer agreement on outcome of a criminal case?
Yes
Fee payment:
_______ Lien = possessory interest in client papers or property. [Keep their truck]
Retaining lien
Fee payment:
_______ Lien = charged against proceeds of settlement.
[Settlement - unpaid fees]
Charging Lien
Mandatory withdraw?
- Conflict of interest
- Illegal activity
Are lawyers able to limit scope of representation?
Yes. Under ‘reasonable’ circumstances & with client consent.
When can lawyer acquire interest in media/literary rights?
At conclusion of litigation.
Business transactions with clients?
1.
2.
3.
- Fair & reasonable
- In writing
- Client consent
Where do flat fees go?
Trust account.
Where do expense deposits go?
Trust acct
Once lawyer receives client $, must notify…
Notify promptly
If hospital has a valid lien on client, does lawyer have obligation to honor the lien once settlements received?
Yes
Communicating ‘take it or leave it’ fees to client permissible?
Yes. Lawyers need not offer an alternative fee nor inform clients that other lawyers might offer an alternative.
What can lawyer pay for regarding expert witness?
Accomodations & travel.
- May attorney advance court costs and expenses?
- Indigent clients?
- Yes
- Can pay court costs without repayment.
Expenses NOT ok to charge client?
- Overhead
- Excess of actual costs
Courts delegate fees in 3 ways:
- Direct discipline
- Court reduction
- Court determines fee
Non-engagement letter requirements:
- Not taking case (unequivocally)
- referral
- SOL
What test applies to lack of competence?
Strickland test
Strickland test:
1.
2.
- Ineffective assistance of counsel
- Prejudice [but for counsel conduct, a diff result would have occurred]
Attorney-Client relationship formation:
1.
2.
3.
- Express
- Implied
- Appointed
____ Case: A lawyer can’t engage in conduct improper direct conduct or even ‘indirectly’ through the acts of another.
Pautler case
Primary fiduciary duties to client:
- Competence
- Dilligence
- Communication
- Loyalty
- Fairness
Client murder weapon. He tells you where it is. It’s a past crime. Must you disclose?
You can’t disclose. It’s a past crime and you do not have ‘possession.’ Even if it was a future crime, it is discretionary to reveal.
T/F) Majority of states hold that tangible evidence of crime in ‘possession’ of atty is NOT subject to privilege.
True. If it is in ‘possession’ you must turn over or risk accessory.
T/F) Lawyers have ethical duty to maintain confidentiality for past and future crimes.
False. Past crimes only. Future crimes is still discretionary.
MPRE Q2: Lawyer reveals client property fraud to buyer from a previous – unconnected sale with another lawyer. Did he violate MR?
Lawyer can only reveal property or financial fraud that is connected directly to his services.
When can a lawyer reveal property or financial fraud?
It is discretionary. Can reveal when directly connected to his services.
MPRE Q: Lawyer has fundamental disagreement with client over repugnant matter but assists him anyways. Subject to discipline?
No. It is discretionary to withdraw over fundamental disagreement over repugnant matters.
T/F) A lawyer’s job is to present to the court a valid claim for bail, even when the lawyer knows that the client may commit another crime.
True. Planning is not enough. You need actual knowledge that he will commit a crime.
Problem 3-1: Your client admits to killing a girl. He left the body in a mine. He ‘plans’ to seek release and better hide the body on bail. Disclose?
No. Disclosure here would not prevent ‘reasonably certain death or substantial bodily harm.”
Duty of confidentiality: When can you break? Is it mandatory?
- Client consent
- Working with other attorneys [implied]
- Prevent ‘reasonably certain death or harm’
- Prevent crime or fraud
- Prevent financial / property crime ‘directly connected to lawyer services.’
- Defense against legal action
- Court order or Law [child]
It is discretionary.
ACP [Evidence rule] factors:
- Privileged persons
- Comm
- In confidence
- Legal advice
ACP protected unless…
- Waived
- Crime exception [advice sought to commit a crime]
If a lawyer is asked to hold a large sum of money for a long time, is it appropriate for the lawyer to put the funds in an ‘interest bearing’ account?
yes
Advances must be put into client trust account. T/F
True
T/F) Atty not permitted to withdraw his ‘earned funds’ from a settlement award until a full accounting has been rendered to the client.
True
Can a lawyer dispense moral advice & legal advice?
Yes
T/F] a judge cannot permit her family interests or relationships (e.g., her husband’s political candidacy) to influence her judicial conduct.
True
T/F) Lawyer is subject to discipline for stating ‘personal opinions’ when arguing a case to the jury.
True.
T/F) During trial, lawyer can’t communicate – even outside court– with jurors, on any matter whatsoever.
[baseball talk at Deli]
True
T/F) Lawyer shall not make public statements outside courtroom that has ‘substantial likelihood’ of materially prejudicing a case.
True
Is it proper to pay travel expenses for a lay witness?
Yes this may be charged to client trust account.
T/F) A non-lawyer can’t own any interest in a law firm.
True
Q) Can a non-lawyer employee be a shareholder in the law firm?
No
When must a lawyer refuse to take on a new client?
1) Client goal is improper
2) The COA is frivilous
3) Conflicted, personal feelings on client’s matter
4) Atty health or competence lacking
Does a lawyer owe a duty of confidentiality to a prosepective client whom he does not take on?
Yes.