PPS Clinical Trials Flashcards

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1
Q

Randomised controlled trial example: IBS

Management: dietary advice, increase 1) soluble fibre and 2) insoluble fibre

Evidence (limited/anectdotal): alleviates or worsens symptoms, so call for objective evidence

Aim: determine effectiveness of increase in dietary fibre: soluble or insoluble

Study design is RANDOMISED PLACEBO CONTROLLED TRIAL

Follow up = 12 weeks from recruitment

What are the outcomes and different types of outcomes we are looking for?

A

Outcomes:

endpoint- measure effectiveness (benefit)

primary- symptom relief analysed after short and long term treatment for short and long term effectiveness

secondary- IBS symptom severity score

positive- achievement desrirable state (symptom relief, aim to increase)

negative- development disease/condition, IBS symptom severity score, aim to decrease

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2
Q

Randomised controlled trial: Parallel study design

A

RCT: PSD (between subjects design)

Sample: taken from general practices, select from population so that its representative of population, minimising selection bias

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3
Q

What kind of study is an RCT done over a period of time?

A

Prospective study

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4
Q

What might give researchers an inflated idea of effectiveness of a treatment in collected data from a RCT?

A

Percentages increasing/decreasing for certain groups, but not taking into account the numbers of patients dropping out of the study

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5
Q

What is a placebo?

A

Pharmacologically inert (no active therapeutic ingredients)

Similar appearance and taste to active treatment and administered at the same time and frequency- patients given unmarked sachets

Acts as a control treatment (comparator)

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6
Q

What is the active treatment?

A

The treatment being investigated- the Intervention.

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7
Q

What happens if intervention not received? (i.e., you’re not in the intervention receiving group- what happens to you)

A

CONCURRENT CONTROL GROUP to reflect current natural epidemiology (can’t be retrospective because something could have changed in disease’s natural epidemiology)

  1. Could be standard treatment- active or positive control (eg compare new drug to current standard one already being used, which would be active positive or negative control)
  2. Or compare active treatment against placebo (negative control)
  3. No additional treatment- unlikely
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8
Q

What is the main focus of RCT methodology?

A

Awareness of and minimising biases

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9
Q

What is the purpose of:
Sampling?
Random allocation?
Blinding?

A
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10
Q

What is essential for inference of causality?

A

Differences in outcome are due to differences in treatment

this is what you want the study to achieve

eg, primary outcome is adequate relief of pain from condition, any differences between treatment groups should be due to the different treatments and not other reasons- causality. for this need RANDOM ALLOCATION

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11
Q

What does random allocation do?

A

Eliminates allocation bias -> minimises confounding -> facilitates blinding

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12
Q

What does blinding do?

A

Double blind- minimises assessor bias and response bias

Especially due to use of placebo as control, unmarked so it looks like active treatment

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13
Q

What is sampling and what is involved?

A

The population is entire group of individuals of interest- theoretically infinite (statistically) but cost and labour issues in getting a whole population, so we SAMPLE

Sample = subset of population (can be convenient sampling- multicentre)

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14
Q

Is a sample representative of the population?

A

Generalisation- inferences about population, assumes a lot not totally accurate

There is also SELECTION BIAS -> systemic difference (non random) between sample and population
(eg, are the patients older? greater proportion of females? note that these are the only people that you can make inferences back into the population

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15
Q

What is random allocation and what are the benefits?

A

Recruit patients and allocate them to a treatment group at random.
Each group is equal so each participant has same probability of 1/3, if three groups like test 1, test 2, control (probability allocation)

BENEFITS:
Eliminates allocation bias
- systemic difference between participants
- can be confused w selection bias
- Not dictated by patients characteristics to avoid bias (subconscious or otherwise)
- minimises confounding (may not eliminate) so treatment groups have similar baseline characteristics and therefore any differences in outcome -> is due to differences in treatment, NOT differences in baseline characteristics
(each group has a similar distribution of ages, gender, ethnicity etc, so it would not mean one group is disproportionately male and so results would result from the different baseline characteristics)

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16
Q

What does random allocation facilitate?

A

BLINDING

participants do not know what group they are allocated to [neither does researcher (double blind)] -> double blinding minimises bias when reporting and measuring outcomes - this is ASCERTAINMENT BIAS

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17
Q

What is ascertainment bias?

A

Bias when participants are reporting and researchers measure outcomes

participants- response bias
researchers- assessor bias

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18
Q

How does blinding minimise response bias and assessor bias?

A

RESPONSE BIAS

  • participants bias in reporting outcome
  • systematic (not random) difference between patient response and ‘truth’ ie true reports
  • may have subjective self report outcomes like symptom relief, to please researchers (if patient knows they have placebo might not be happy and report negatively) underreport/overemphasise effects

ASSESSOR BIAS
- researchers have bias in measuring outcomes
- systematic (not random) difference between actual measurement and ‘truth’
eg, researcher favours a treatment and want to show it as most effective- may elicit response that favours this in interview with patient so inaccurate results, possible dishonesty

blinding hopes to minimise LOSS TO FOLLOW UP, DROP OUT as they don’t know if they’ve been given placebo/treatment

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19
Q

Why do patients drop out of the study?

A

Feel they have no benefit
Feel worse
Don’t think it’s worth reporting little effects- but this is important because researchers need to know if there is little or no effect to accurately measure population wide effects in the sample

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20
Q

Control treatment

A
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21
Q

Treatment and placebo responses

A

TR- observed outcome in intervention groups
components: natural epidemiology, placebo effect, treatment effect

PR- observed outcome in placebo group
components: natural epidemiology, placebo effect

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22
Q

Natural epidemiology

A

Outcome response without treatment, observed outside the trial

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23
Q

Placebo effect

A

psychological effect includes:

  1. response to investigation including therapeutic ritual
  2. subsequent response to observation and assessment
  3. response to patient-doctor interaction
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24
Q

Hawthorne effect

A

part of placebo effect
NON SPECIFIC EFFECT: behavioural change as motivational response to interest, care and attention received from observation and assessment

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25
Q

Treatment effect

A

Pharmacological effect
QUANTIFY- treatment minus placebo group response
(% minus % placebo = treatment effect %)

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26
Q

What is part of each group response?

A

Natural epidemiology and placebo effect

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27
Q

Response vs effect

A

Response is total outcome for group
Treatment response is not the same as treatment EFFECT
same with placebo response and effect

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28
Q

Informed consent

A

Each participant must undergo informed consent prior to recruitment.

”..consent means a voluntary, uncoerced decision, made by a sufficiently competent or autonomous person on the basis of adequate information and deliberation, to accept rather than reject some proposed course of action.” (Gillon, 1986).

For consent to be valid, information must be understood.
Process involves communication of risk:
- Random allocation;
- Advantages and disadvantages (risk) of treatment.

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29
Q

Ethics of placebo

A

Declaration of Helsinki

“…..clinical trials that compare new drugs against no treatment (including placebo) when an effective treatment already exists are unethical. Placebos should only be used in cases where there is no proven therapy for the condition under investigation.”

Can give placebo if want to determine how effective treatment is?

“Inclusion of a placebo would not be unethical where for compelling and scientifically sound methodological reasons its use was necessary to determine the efficacy or safety of a prophylactic, diagnostic or therapeutic method; or where a prophylactic, diagnostic or therapeutic method was being investigated for a minor condition and the patients who received placebo would not be subject to any additional risk of serious or irreversible harm.”

Is placebo causing patient any harm?

30
Q

Nocebo effect

A

Placebo has no side effects but perhaps due to patient thinking they have been given treatment and warned of side effects may experience side effects even though placebo is pharmacologically inert

Through power of suggestion- highlights how powerful psychological impact is

31
Q

Cross over trial

A

Usually for condition alleviated but not cured
Patients get both treatments in random order
Still blinded- but can be open label so patients know which group they’re in but not researchers

32
Q

Clinical trials summary

A
33
Q

Strengths of RCTs

A
If the randomized controlled trial has been
well-conducted, a difference in outcome
between intervention and control groups
will reflect either:- 
-a causal relationship OR
-chance/random error
 (which can be quantified accurately)

NO bias or confounding (yay)

34
Q

potential problems with:
CCS
Cohort
RCT

A

CCS- random error, confounding, bias

Cohort- random error, confounding, bias* (* less risk of bias in cohort)

RCT- random error but NO bias or confounding if WELL DESIGNED AND CONDUCTED

35
Q

What kind of interventions can be tested in RCTs?

A

Medical treatment

Surgical treatment

Health promotion advice

Dietary advice or change

36
Q

Ideal experimental study?

A
– controlled  (placebo controlled)
– randomized
– double blind
– large
– analysed by `intention to treat’ method
37
Q

Why do patients tend to get better?

A
  • Natural tendency to recovery, biological healing and repair (especially with good nursing care)
  • Probability – individuals at the extreme of a distribution tend to come towards the mean - `regression to the mean’
  • The placebo effect – when people believe that they are receiving a treatment (even if actually neutral) their recovery is improved
  • Effect of treatment
38
Q

Why do we need controls?

A

• Need for a CONTROL group –
– Because some patients will get better by themselves; need for comparison group

• Need for a PLACEBO CONTROL group
– To take account of the placebo effect, the benefit obtained from receiving apparently helpful treatment (even if treatment has neutral effect) –
• the placebo needs to be appropriate (e.g.
medical or surgical like the treatment)

39
Q

Control group in practice

A

– Sometimes receiving no active treatment
– Sometimes receiving USUAL CARE (i.e. existing pattern of treatment, but without the new intervention being tested)
– Either of these categories can also be receiving PLACEBO for the active intervention under test

40
Q

How are patients allocated to groups?

A

Allocation to INTERVENTION and CONTROL groups needs to be RANDOM! (i.e. every participant has an equal chance of being in each group)

  • Toss of (balanced) coin
  • Random number tables
  • Computer generated codes

NOT allocating systematically or by day of week
admitted etc etc

41
Q

Why is random allocation good?

A
  • It is much the best way of ensuring that the characteristics of patients in the INTERVENTION and CONTROL groups are similar
  • It avoids BIAS – specifically allocation bias
  • It simplifies the interpretation of differences in outcome between intervention and control groups

– Is it a true difference?
– Is it due to chance?
– Selection bias and confounding (problem in CCS and CS) are excluded if the study is well designed

• Randomization also facilitates the process of `blinding’ which reduces the risk of information bias

42
Q

Why is non-random allocation bad?

A
  • It is IMPOSSIBLE to be sure that the selection of patients into the INTERVENTION and CONTROL groups is similar
  • ALLOCATION BIAS can never be discounted (with either better’ or worse’ cases unevenly allocated between intervention and control)
43
Q

Why is outcome assessment important?

A
44
Q

Problems with outcome assessment

A
  • Always vested interests in the outcome of trial!
  • Objective outcomes (e.g. death) pretty robust so this is fine
  • Problems with subjective, patient assessed outcomes (`I feel so much better on this new treatment doctor…’) – ASSESSMENT BIAS
  • Problems with observer assessed outcomes (e.g. reported `health’, blood pressure) – ASSESSMENT BIAS
45
Q

The solution to assessment bias in outcome assessment?

A

Keep `key people’ blinded to randomization
code

– Can be helpful to apply blinding to:-
• The patient
• The outcome assessor
• The statistician/analyst

Patient OR outcome assessor blind = single blind
Patient AND outcome assessor blind = double blind
Patient + outcome assessor + statistician = triple blind

46
Q

Does the trial statistician need to be blinded?

A

Not critical, there are other options….

  • Statistician can carry out analysis blind to randomization code
  • Trial analyses are pre-specified in great detail, then less need for blinding
47
Q

Which trial outcome to use?

A
– Symptom
– Clinical sign
– Biochemical test
– Development of clinical disease
– Death 
  • Should be an important one (for both patient and doctor) – often a key clinical event
  • Ideally objectively measured
  • Can have several outcomes, but must specify primary and secondary outcomes in advance
48
Q

3 RCT designs

A

– Parallel group design (single intervention)

– Crossover trial design (single intervention)

– Factorial design (2 or more interventions)

49
Q

Parallel group trial design

A

One intervention and one control group

50
Q

Crossover trial design

A

First phase same as parallel

Then groups swap over for second phase

51
Q

Why is crossover design efficient? Any limitations?

A

• Very efficient trial design because every participant acts as both intervention and control

  • For a given number of participants, get a more precise estimate of effect than with parallel group
  • Only works for RAPIDLY ACHIEVED and REVERSIBLE outcomes (e.g blood pressure)

NOT for irreversible events (e.g development of cancer, diabetes, death)

52
Q

Factorial design

A

Parallel groups- multiple intervention groups and a control group

53
Q

When would you use a factorial design?

A

To study more than one intervention at the same time.

• 2 interventions (e.g. blood pressure lowering A and lipid lowering treatments B

• 4 equal sized randomized groups
– None  (control group)
– A
– B
– A + B  (dual intervention)

• Efficient design, because all groups involved in examining both the effect of A and the effect of B

54
Q

Importance of trial size

A

Randomized controlled trials are increasingly widely used
• BUT many have been TOO SMALL
• If trial size is small, statistical power limited
– May fail to detect an important intervention effect (`type 2’ error)
– Estimate of trial effect will be imprecise

55
Q

Advantages of large sample size

A
  • Higher statistical power (likelihood of detecting a true intervention effect when present)
  • More precise estimate of effect size

• Ability to look at the impact of the intervention in a range of different subgroups (different age-groups,
genders, disease characteristics)

• Does NOT make trial more representative of the population at large (that depends on the source of the trial population)

56
Q

Trial ethics:
Presumptions about patients entering trials?
What implications are there in practice?

A

Presumptions that patients entering trials
– will not come to harm
– will not be excluded from usual effective Rx
– fully informed re prospects of benefit/risk

Implications in practice:
– Intervention must be likely to benefit rather than harm
– Control group – focus on usual care (not no care)
– Proper informed consent procedures
– Monitoring (and reporting) safety, adverse effects

57
Q

Trial analysis steps

A

• Step 1 - to compare the characteristics of intervention and control groups at entry to the trial
–null hypothesis of `no difference between I and C groups’ – is there strong evidence
against?

Example: randomized controlled trial examining benefits of cholesterol lowering treatment (with statin) in diabetes (CARDS)

  • Step 2 - to establish whether the intervention has been applied and affected relevant intermediate variables
  • e.g. from trial examining benefits of statin (cholesterol lowering) treatment in diabetes (CARDS)

– Has the atorvastatin been taken?
– Has the atorvastatin led to a reduction in cholesterol levels in the intervention group?

  • Step 3: does outcome differ between intervention and control groups?
  • Method of analysis depends on whether outcome is continuous or categorical
– e.g. blood glucose, blood pressure
(mean difference)
– e.g. event/no event  
• Dead or alive?
• Myocardial infarction/ no myocardial infarction
58
Q

Trial analysis- after step 3?

A
  • Statistical test will yield p (probability) value showing how strong evidence is against the null hypothesis of no difference between intervention and placebo…. (p < 0.05, 1 in 20 chance) conventionally accepted
  • 95% confidence limits around effect estimates

• More sophisticated analyses allow adjustment for
– exact timing of events using `survival analysis (see hazard ratios rather than relative risks)
– imbalances in key factors at randomization

• Subgroup analyses (pre-specified) – are there particular participant groups who get greater (or lesser) benefit than usual?

59
Q

Kaplan Meier plot

A

used to measure the fraction of subjects living for a certain amount of time after treatment

In clinical trials or community trials, the effect of an intervention is assessed by measuring the number of subjects survived or saved after that intervention over a period of time. The time starting from a defined point to the occurrence of a given event, for example death is called as survival time and the analysis of group data as survival analysis. This can be affected by subjects under study that are uncooperative and refused to be remained in the study or when some of the subjects may not experience the event or death before the end of the study, although they would have experienced or died if observation continued, or we lose touch with them midway in the study. We label these situations as censored observations.

The Kaplan-Meier estimate is the simplest way of computing the survival over time in spite of all these difficulties associated with subjects or situations.

60
Q

Trial analysis problem

A

– Not all patients in a study will do exactly what are supposed to!

  • Some control patients will end up being on treatment (often most severely ill)
  • Some intervention patients will end up coming off active treatment (often most severely ill)
  • If we analyse on basis of what actually received (on treatment’ or per protocol’ analysis) could provide biased estimate of treatment effect
61
Q

Intention to treat analysis

A
  • Carries out the analysis on the basis of original randomization, so ignores crossovers
  • Is likely to underestimate effect of intervention (depending on how much `crossover’ took place)
  • BUT – this provides an UNBIASED estimate of intervention effect
  • Should be main analysis presented in most situations – this was the case in CARDS above
62
Q

Per protocol analysis

A
  • Carries out the analysis on the basis of the treatment actually taken, so takes `crossover’ between groups into account
  • Less likely to underestimate effect of intervention
  • BUT may be BIASED (exactly how depends on number and characteristics of drop-outs)
  • Should generally be a subsidiary analysis
63
Q

Relation of benefits to costs

A

– Cost-benefit (how much does cost to `save a life’ using this treatment?)
– Cost-effectiveness (cost of benefit compared with other clinical interventions)

• Do the results of the trial (and the combined results of all relevant and available trials) suggest that clinical practice should be altered?

64
Q

Microvascular vs macrovascular complications in diabetes

A
  • Microvascular (small vessel) complications (e.g. retinopathy)
  • Macrovascular (large vessel) complications (e.g. myocardial infarction)
65
Q

DOES TIGHT BLOOD GLUCOSE CONTROL IN TYPE 2 DIABETES REDUCE COMPLICATION RISKS?

(SULPHONYLUREAS AND INSULIN)

A

UK Prospective Diabetes Study (UKPDS 33)

  • 3,867 patients, recently Dx’d type 2 diabetes
  • Randomized to intensive glucose control with insulin or sulphonylurea vs. usual care
  • Aim (intensive) to maintain fasting glucose < 6 mmol/L
  • Outcomes
  • any diabetes-related outcome event
    • deaths – all-cause and diabetes related
    • hypoglycaemic episodes

10 year outcomes, intervention vs control
• HbA1c level 11% lower
RELATIVE RISK REDN
• Any diabetes endpoint 12% (95%CI 1,21%) lower
• Microvascular endpoints 25% (95%CI 7,40%) lower
• Myocardial infarction 16% (95%CI 0,29%) lower
• Fewer microvascular complicns, macrovascular less clear – but also more hypoglycaemia (adverse)

66
Q

DOES INTENSIVE BLOOD GLUCOSE CONTROL IN TYPE 2 DIABETES REDUCE COMPLICATION RISKS?

(METFORMIN TREATMENT)

A

UK Prospective Diabetes Study (UKPDS 34)

  • 1,704 patients, recent Dx type 2 diabetes - overweight
  • Randomized to intensive glucose control with metformin vs. usual care
  • Aim (intensive) to maintain fasting glucose < 6 mmol/L
  • Outcomes (ITT analysis)
  • any diabetes-related outcome event
    • deaths – all-cause and diabetes related
    • hypoglycaemic episodes

DOES INTENSIVE BG CONTROL c. METFORMIN IN OVERWT T2D PTS REDUCE COMPLICATION RISKS?

10 year outcomes, intervention vs control
• HbA1c level 9% lower
RELATIVE RISK REDN
• Any diabetes endpoint 32% (95%CI 13,47%) lower
• Microvascular endpoint 29% (95%CI 57,-20%) lower
• Myocardial infarction 39% (95%CI 11,59%) lower
• Prob fewer microvascular complicns, definitely fewer macrovascular ones – not more hypoglycaemia

67
Q

DOES CHOLESTEROL LOWERING c. STATIN Rx IN TYPE 2 DIABETES REDUCE CV RISK?

A

Collaborative AtoRvastatin Diabetes Study (CARDS)

2838 patients 40-75 yrs with type 2 diabetes, not high cholesterol (LDL-C <= 4.14 mmol/L), no previous CVD

Randomized to 10 mg atorvastatin vs placebo

Primary outcome (ITT analysis) = cardiovascular disease (coronary events, revascularisation, stroke) after 4 years

68
Q

IS IT POSSIBLE TO PREVENT THE DEVELOPMENT OF TYPE 2 DIABETES IN PEOPLE AT HIGH RISK?

A
  • Finnish Diabetes Prevention Study
  • Middle aged overweight men and women (N = 522) with impaired glucose tolerance (i.e. high risk group)
  • Randomized to intervention
  • weight reduction
  • total and saturated fat intake reduction
  • fibre intake increase
  • physical activity increase

• Outcome = development of diabetes at an annual oral glucose-tolerance test (follow-up period 3.2 yrs)

69
Q

WHAT INTERVENTIONS WILL HELP TO PREVENT TYPE 2 DIABETES?

A

Need for interventions
– reducing dietary energy intake
– increasing physical activity levels
– prevention of overweight-obesity

70
Q

Trial interpretation summary

A
71
Q

Trial design- key questions

A
  • Clear research question
  • What trial design most suitable?
  • Participants – inclusion and exclusions?
  • Precise nature of intervention?
  • How to keep participants engaged to outcome
  • Assessment of outcome (primary, secondary)
  • How large an effect, how large the trial?
  • Approach to analysis?
  • How will trial be managed?
72
Q

What is part of each group response?

A

Natural epidemiology and placebo effect