NEW H&S Flashcards

1
Q

How would you become aware of incidents

A

Reporting of Injuries, Disease and Dangerous Occurrences Regulations 1995. Employer has a duty to report accidents which result in a major injury to a member of staff.

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2
Q

How does the employer send notification

A

The employer would fill in a RIDDOR form online (or fill out form and send in).

HSE have phone number for fatalities and major injuries. Details would be entered onto the RIDDOR database.

LA would become aware by looking at the RIDDOR database

if the complaint comes directly to the LA. In such a case the LA would then enter the details on the RIDDOR database.

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3
Q

How would they know its reportable

A

It depends on the seriousness of the injury and how long the person is in hospital.

Could be classed as a Major Injury under RIDDOR if the person was unconscious / in hospital for over 24 hours / or in extreme case amputation

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4
Q

If it states that the person is expected to survive in hospital is it expected that they will need a RIDDOR

A

Yes as they will be expected to be there for over 24 hours

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5
Q

What are some accidents that are reportable

A

Lead to death of employee / member of public

Person at work suffers a major injury as per schedule in Regulations

Member of public taken straight from scene of accident to hospital…if suffers an injury as a result of an accident caused by a work activity (If occurs at hospital, suffers a major injury)

Results in over 7 day injury whereby cannot perform normal duties / absent for 7 or more day

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6
Q

Can you give an example of a major injury?

A

Fracture (other than to fingers, thumbs and toes)

amputation

loss of sight

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7
Q

how would you check who is responsible for inspection

A

Health and Safety (Enforcing Authority) Regulations 1998

???

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8
Q

Name 3 LA premises

A

Banks, Catering / Restaurant, Cinema, Hairdressers, Residential Care home

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9
Q

Name 3 HSE premises

A

Factories, Fairgrounds, Hospital, Schools, Nursing home

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10
Q

During an inspection you notice that the premises has changed and should now be HSE….how would you go about changing it?

A

During the inspection you would establish exactly what the premises is doing

would contact HSE by phone in the first instance and follow up in writing.

update records

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11
Q

What should the Butchers have in terms of First Aid?

A

The business should have undertaken a RA

Employers are required to provide adequate and appropriate equipment / facilities / personnel to ensure staff receive immediate attention

appointment of a responsible person to take control of the box and to phone for help in emergencies. The contents of the box should be checked regularly and replaced if out of date.

The Health and Safety (First Aid) Regulations 1981 ???

The RA would take into account the number of workers, closeness to hospital, size of premises, type of work, accident history, lone working

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12
Q

Asked to review a RA what problems might you find

A

No as it didn’t consider all areas. It was also outdated, the business name was for a different premises and the RA did not include a number of important considerations – working with knives, slips trips and falls, repetitive working / vibration, working in temperature extremes, workplace transport, hot surfaces / pots, gas / electric, possibly asbestos, risk of entanglement in machines, manual handling (RA only mentioned deliveries)
There was also no young persons RA

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13
Q

Describe, from the beginning how you would carry out the investigation.

A

Initially contact the business and get as much information as possible over the phone. Can request that premises or part of left undisturbed in feel necessary. Confirm details on form.
o Name / position of person reporting
o Where accident occurred
o Details of injured person and injuries
o Any witnesses
o Anything moved
o Ask witnesses to remain

Review premises history / speak to colleagues / ensure is LA enforced. Assess urgency of visit.

Pack bag (any specific guidance documents / ACOP’s, notebook / paper, pen, camera, torch and batteries, PPE / White coat and Hat, Tamper proof seals, Sample jars / bags, tape measure, tape, witness statement forms, tape recorder)

Identify if there is a Lead Authority

Visit ASAP, taking into account seriousness of accident etc. Potentially leave until next working day if feel appropriate. If further action is likely then would go with another officer for corroboration.

On arrival introduces yourself, show I.D. and ask to speak to person in charge and to inform Health and Safety Representative. Explain purpose of visit and section 20 powers. Delegate tasks between officers.

Make sure site is safe and is left undisturbed

Ascertain the main facts of the accident (who, where, when, how). Allow the person in charge to describe what happened.

Ask if anyone observed the accident and what happened after. Was the person working to instruction? Were controls in place / communicated? Drink / drugs involved…person fit for job?

Inspect locus and take photos / gather physical evidence

Ask to see relevant documentation to check its completeness, if staff are actually doing what the documentation says and if documented controls were in place. In this case Risk Assessments (especially for the use of Knives, first aid arrangements), policy (identifies responsibilities and arrangements), accident book (to see if common problems / remedial works undertaken), manufacturers instructions, maintenance records, training records and any relevant work instructions. Check if CCTV

Consider if need expert advice

Decide what witnesses to interview…..start with those making voluntary statements and finish with those potentially accused / company directors

Interview (Best Practice Guidance – no leading questions, tact if fatality, under 16 with parents, record in indelible ink, concise, best when fresh in mind, questions relate to matters, cover all points, witness reads and signs – not given copy where action likely). If at any point believe witness has committed an offence, stop and caution them (not under arrest, Can leave / get legal advice). Need to keep an accurate record.

Decide if further action required. Improvement / Prohibition Notice / Powers to deal with cause of immediate danger / prosecution / voluntary. Consider LA policy / Enforcement Guide Scotland / EMM. Consult Lead Authority if appropriate

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14
Q

Would you bring another officer

A

If it was likely that further action would be taken / serious accident then a corroborating witness / officer would be taken. Fatalities – Lead Officer would undertake.

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15
Q

What are the powers of inspectors?

A

Section 20 of the Health and Safety at Work Act 1974, Power of Inspectors:

Enter any premises at a reasonable time (when at work / in own area, any time if emergency)

Take police constable if needed to apprehend any serious obstruction (entry refused)

To take any other person LA has authorised in writing and any equipment as necessary

To make examination and investigation as needed

To direct part of / whole premises is left undisturbed for as long as reasonably necessary (usually over phone…can issue formal notice)

Take measurements, photos and recordings (need corroborating witness)

Take samples of articles or substances

If believe article / substance is dangerous to health, get it dismantled or subject to process….for test. Only destroyed if unavoidable (Person can watch)

Can take possession of articles etc. you think dangerous for as long as necessary to examine, ensure not tampered with….kept as evidence. (Leave note describing what taken and if practicable leave sample)

Require any person who believe can provide info to answer questions and sign declaration (They can ask someone to be present)(Best Practice Guidance available)

Require production / take copies of an entry in any books etc. kept for Relevant Statutory Provisions or anything else

Person to provide facilities and assistance

Any other power under Relevant Statutory Provisions

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16
Q

It turns out the worker was not wearing his chain gloves
What legislation would apply?

A

Provision and Use of Work Equipment Regulations 1998 and The Personal Protective Equipment at Work Regulations 1992

should be suitable, received training etc

17
Q

What are the more general legislation that would apply

A

Health and Safety at Work Act 1974 – general duties of employer to secure the health, safety and welfare of persons at work / provide instruction and training. Also requires a policy statement which would list overall responsibilities , arrangements and a statement of general policy. Duty on employees to take reasonable care and cooperate with statutory provisions

Management of Health and Safety at Work Regulation 1999 – should have risk assessment for task and relevant controls should be in place

18
Q

What types of guards are there?

A

Hierarchy of guards as per Provision and Use of Work Equipment Regulations 1998.

Fixed

Interlocked

Other Appliances (jigs / push sticks)

Training / Instruction / information / supervision

There are various guards including fixed, interlocked, automatic, adjustable and self adjustable

19
Q

What legislation is relevant to the bandsaw?

A

Provision and Use of Work Equipment Regulations 1998

20
Q

Then was given a photo of a bandsaw. Take a minute to look at the photo and discuss any issues. Somebody was pushing a piece of meat into the blade which was not guarded and the person was not wearing their chain glove. The top compartment of the bandsaw was also lying open.

Looking at the photo, what aspects of PUWER may not be met?

A

Equipment should be safe and suitable for use, maintained in a safe condition and accompanied by suitable and maintained Health and Safety measures such as protective devices to prevent access to dangerous parts– the guards were not in place / suitable….possibly due to poor maintenance and therefore the machine was not safe to use and it was easy to access dangerous parts of the machine
Should also provide instruction / training – the person was not wearing their chain glove and was operating the machine even though dangerous parts were exposed

21
Q

What action would you take to deal with the faulty bandsaw?

A

As there is a Risk of Serious Personal Injury, the most likely course of action would be to serve a Prohibition Notice. Also have powers under Section 25 of the Health and Safety at Work Act 1974 to deal with cause of imminent danger – can seize and render harmless.

22
Q

What information is included in a prohibition notice

A

Prohibition Notice – Section 22/23 Health and Safety at Work Act 1974
Can be immediate or deferred….prohibits carrying on the work activity. Served on person in control of activity, whether or not responsible for breach of Relevant Statutory Provision

Name, address, telephone number of business, date, relevant legislation, reference number

Inspector of the opinion that an activity subject to a Relevant Statutory Provision involves, or will involved a risk of serious personal injury (defined in sec 53)

Matters giving rise to

If RSP breached, state of opinion / RSP / reasons

Activities not carried out until remedied

Can appeal in 21 days – doesn’t automatically suspend, can ask employment tribunal to

Failure to comply is an offence

Prohibition Notices suitable where there are serious breaches / voluntary wouldn’t work / no confidence in management. Providing believe ROSPI, contravention not necessary.

Can extend / withdraw deferred prohibition notice

23
Q

Describe what is contained in an improvement notice and how would you go about serving it?

A

Improvement Notice – Section 21 of the Health and Safety at Work Act 1974.

Name, address, telephone number of business, date, reference number

Of the opinion that 1 or more Relevant Statutory Provisions and being contravened or has contravened and likely will continue or be repeated

Specify provisions being broken

Reasons why of that opinion

Require person to remedy

Time period – not under 21 days

Can appeal in 21 days to employment tribunal – suspends notice

Failure to comply is an offence

Can state actions / remedies but don’t have to
Officer can withdraw / extend if no appeal…..person applies in writing

Improvement notice is appropriate where voluntary action has / will not work or if there is an expensive remedy needing formal action.

Not suitable where there is no attainable end in a specified period
To serve notices:

Deliver by hand (2 people), recorded delivery or leave at proper address (last known / principal address)

24
Q

What if it is a large corporation? and you need to serve notice

A

Served on secretary

25
Q

When would you prosecute

A

Blatant disregard for Health and Safety, economic advantage sought, reckless disregard for Health and Safety of others, repeated breaches, offence prevalent, serious accident, persistent poor standards, failure to comply with notice, serious public interest, EMM decision

26
Q

What guidance is available in relation to enforcement actions?

A

Enforcement Management Model

LA policies / procedures

27
Q

What is COSSH?

A

Control of Substances Hazardous to Health Regulations 2002

28
Q

In what document would you find the work place exposure limits?

A

EH40 Workplace exposure limits

29
Q

What is the COSSH hierarchy of controls?

A

Eliminate product

Use a safer form

Change process to emit less

Enclose

Extract emissions near source

Reduce number of workers

PPE

30
Q

What is the difference between so far as is practicable and so far as is reasonably practicable

A

So far as is reasonable practicable means the degree of risk can be balanced against time, trouble, cost and physical difficulty.

So far as is practicable means whatever is technically possible, do not consider costs etc.

31
Q

What legislation covers accident reporting?

A

Reporting of Injuries, Diseases and Dangerous Occurrences Regulation
2013

32
Q

What type of Incident requires to be reported?

A

Death
Specified Injuries
Over 7 day Injuries
Occupational diseases
Dangerous Occurrences

33
Q

How should a duty holder report an accident?

A

Phone * reporting fatal and specified Injuries only
or
completing appropriate form onllne

34
Q

Can you give an example of a specified injury?, a dangerous
occurrence?, an occupational disease?

A

Fracture other than to fingers, thumbs or toes
Collapse or partial collapse of a scaffold over S metreshigh
Occupational Asthma

35
Q

What regulations would you look at when determining if the Local Authority enforces health and safety within a premises?

A

Health and Safety (Enforcing Authority} Regulations 1998
Schedule 1

36
Q

How would you deal with an accident investigation

A

Review information held on record
Get together equipment that’sneeds during the inspection {hardhat, torch, hi vii jacket, notices, phone or camera
Read relevant guidance
Make contact with Injured Party
Visit the site

37
Q

What would you do on arrival at a premises?

A

Identify yourself showing ID, ask for the person in charge
Explain the purpose of the visit to them

38
Q

The duty holder is not keen to carry out an unannounced visit,
How would you explain your presence?

A

Explain section 20 of the Health and Safety at work at 1974
Powers of entry at any reasonable time
Refusing access Is obstruction which Is an offence

39
Q

What other powers does an Inspector have under section 20

A

Can request a Police Officer to accompany you to the premises Take any other authorised person with you;
Make examinations/investigate necessary;
Direct that premises be left undisturbed; Take measurements and photographs;
Take samples of any article, substance or atmosphere: Require any article or substance to be dismantled or tested; Detain any article or substance to examine It;
Require anyone with relevant Information to provided It;
Require documentation to be provided