Module 3 - Major Capability Acquisition Flashcards

1
Q

Acquisition Strategy

A
  • Comprehensive, integrated plan developed as part of acquisition planning activities.
  • It describes the business, technical, and support strategies to manage program risks and meet program objectives.
  • Defines the relationship between the acquisition phases and work efforts, and key program events such as decision points, reviews, contract awards, test activities, production lot/delivery quantities, and operational deployment objectives
    Key objectives:
  • Minimize time and cost needed to satisfy validate needs
  • Satisfy identified, validated needs for technology products and services
  • Maximize affordability
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2
Q

Six major Acquisition Strategy Elements

A
  • Business Strategy
  • Contracting Strategy
  • Major Contract(s)
  • Incentives
  • Technical Data Management
  • Sustainment
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3
Q

Acquisition Strategy Element: Business Strategy

A
  • Address the main contracting approach, including contract types
  • How the competition will be sought, promoted, and sustained
  • Source selection procedures, provisions, and sources
  • Product support considerations; and leasing arrangements
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4
Q

Acquisition Strategy Element: Contracting Strategy

A

Explain and, to the extent necessary, provide the analysis and rationale for the contracting strategy
* Justify the use of fixed-price or cost-plus vehicles
* Explain why the incentives provided were chosen and why there is the confidence that they will successfully motivate the contractor to provide the performance desired by the government.

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5
Q

Acquisition Strategy Element: Major Contract(s)

A

Identify the number and type of contracts, deliverable items, options, exit criteria, contracting plan (competitive versus sole source and future down-select options), along with any other considerations.

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6
Q

Acquisition Strategy Element: Incentives

A
  • For each major contract, describe the contract incentives in detail.
  • State how contract incentives are going to be employed to achieve required cost, schedule, and performance outcomes.
  • If more than one incentive is planned for a contract, the Technology Development Strategy (TDS) and Acquisition Strategy should explain how the incentives complement each other and do not interfere with one another.
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7
Q

Acquisition Strategy Element: Technical Data Management

A

The strategy for Acquisition Category (ACAT) I and II programs shall assess the long-term technical data needs for the system and reflect that assessment in both the TDS and the acquisition strategy.

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8
Q

Acquisition Strategy Element: Sustainment

A
  • The acquisition strategy should provide an overview of the sustainment-related contract(s) and performance-based agreements, with government and industry providers describing how the integrated product support package will be acquired for the system being supported.
  • The discussion should include:
  • contract/agreement and length, along with major terms and conditions
  • performance measures being used, and the portion of the system covered with the associated sustainment-related functions, plus hardware and data covered in each contract/agreement.
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9
Q

Acquisition Program Baseline (APB)

A
  • An agreement between the Program Manager (PM) and the Milestone Decision Authority (MDA) that documents the program cost, schedule, and performance baselines.
  • The first APB is approved by the MDA prior to a program entering the Engineering and Manufacturing Development (EMD) Phase or at program initiation, whichever occurs later.
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10
Q

Program Deviation Report (PDR)

A

Describes deviations (also called “breaches”) to the Acquisition Program Baseline (APB) to the Defense Acquisition Executive (DAE) and Component Acquisition Executives (CAEs).

  • Within 30 days of the occurrence of the program deviation, the PM will submit a PDR to the MDA providing the reasons for the program deviation and the actions that need to be taken to bring the program back within the baseline parameters
  • Within 90 days of the occurrence of the program deviation, one of the following should have occurred:
  • The program is back within APB parameters; a new APB (changing only those parameters that were breached) has been approved
  • Overarching IPTs (OIPT)-level or equivalent Component-level review has been conducted to review the program manager’s proposed baseline revisions and make recommendations to the MDA regarding the parameters that were breaches.
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11
Q

Acquisition Program Baseline (APB) Format

A
  • Executive Summary
  • Program Overview
  • Program Cost
  • Program Schedule
  • Key Performance Parameters (KPP) (Threshold and Objectives)
  • Key System Attributes (KSA) (Threshold and Objectives)
  • Milestone Decision Authority (MDA) approval for entry into the Engineering, Manufacturing, and Development (EMD) Phase
  • Technical Baseline
  • Configuration Baseline
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12
Q

Five Major Capability Acquisition Phases

A
  • Material Solutions Analysis (MSA)
  • Technology Maturation and Risk Reduction (TMRR)
  • Engineering and Manufacturing Development (EMD)
  • Production and Deployment (PD)
  • Operations and Sustainment (O&S)
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13
Q

Material Solutions Analysis (MSA) Purpose

A

Assesses potential solutions for a needed capability in an Initial Capabilities Document (ICD) and satisfies the phase-specific Entrance Criteria for the next program milestone designated by the Milestone Decision Authority (MDA).

Main task during this phase is to conduct an Analysis of Alternatives (AoA)

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14
Q

Material Solutions Analysis (MSA) Tasks

A
  • Assess all potential solutions for a stated need
  • Develop a preliminary Acquisition Strategy
  • Develop a Technology Development Strategy (TDS)
  • Develop program goals for any needed development of critical enabling technologies
  • Conduct an Analysis of Alternatives (AoA) leading to selection and approval of a materiel
  • Develop a draft Capabilities Development Document (CDD)
  • Develop a Systems Engineering Plan (SEP)
  • Develop Initial Support and Maintenance Concepts (Life-Cycle Sustainment Plan)
  • Develop the Life-Cycle Signature Support Plan (LSSP)
  • Understand Research and Development Costs
  • Satisfy phase-specific criteria for the nest program milestone
  • Select the PM and Program Management Office
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15
Q

Material Solutions Analysis (MSA) Reviews

A
  • Initial Technical Review (ITR)
  • Alternative System Review (ASR)
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16
Q

Material Solutions Analysis (MSA) Completion Markers

A
  • AoA has been completed
  • Material solution for capability need is recommended
  • Phase specific entrance criteria for the initial review milestone have been satisfied
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17
Q

Technology Maturation and Risk Reduction (TMRR) Purpose

A
  • Reduce technology risk, engineering integration, life-cycle cost risk and to determine the appropriate set of technologies to be integrated into a full system.
  • The TMRR phase conducts competitive prototyping of system elements, refines requirements, and develops the Functional and Allocated Baselines of the end-item system configuration
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18
Q

Technology Maturation and Risk Reduction (TMRR) Tasks

A
  • Develop Live-Fire T&E Waiver request (if appropriate)
  • Develop Test and Evaluation Master Plan (TEMP)
  • Develop Risk Assessment
  • Develop Systems Engineering Plan
  • Develop Programmatic Environment, Safety, and Occupational Health Evaluation (PESHE)
  • Develop Compliance Schedule for National Environmental Policy Act (NEPA)
  • Develop Program Protection Plan (PPP)
  • Develop Technology Readiness Assessment
  • Develop Should Cost
  • Develop Cost Capability Analysis (CCA)
  • Develop Capability Development Document (CDD), & System Requirements Document (SRD)
  • Validated System Support and Maintenance Objectives and Requirements
  • Provide Inputs to the Integrated Baseline Review (IBR), Information Support Plan (ISP), System Threat Assessment (STAR), Acquisition Strategy, Affordability Assessment, Cost and Manpower Estimates, and System Safety.
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19
Q

Technology Maturation and Risk Reduction (TMRR) Reviews

A
  • System Requirements Review (SRR)
  • System Functional Review (SFR)
  • Preliminary Design Review (PDR)
  • Technology Readiness Assessment (TRA)
  • Integrated Baseline Review (IBR)
20
Q

Technology Maturation and Risk Reduction (TMRR) Completion Markers

A
  • Demonstrate that all tech, engineering, integration, manufacturing, and cost risks are adequately mitigated
  • Capability requirements are validated
  • FYDP is fully funded
  • Affordability goals are compliant for production and sustainment
21
Q

Engineering and Manufacturing Development (EMD) Purpose

A
  • Phase is where a system is developed and designed before going into production.
  • The EMD Phase starts after a successful Milestone B which is considered the formal start of any program.
  • The goal of this phase is to complete the development of a system or increment of capability, complete full system integration, develop affordable and executable manufacturing processes, complete system fabrication, and test and evaluate the system before proceeding into the Production and Deployment (PD) Phase
22
Q

Engineering and Manufacturing Development (EMD) Tasks

A
  • Develop a system or increment of capability
  • Design-in critical supportability aspects to ensure materiel availability with particular attention to reducing the logistics footprint
  • Integrate hardware, software, and human systems
  • Design for producibility
  • Ensure affordability and protection of critical program information
  • Demonstrate system integration, interoperability, supportability, safety, and utility
    Demonstrate manufacturing processes
  • Ensure operational supportability with particular attention to minimizing the logistics footprint
  • Demonstrate Reliability, Availability, Maintainability, and sustainment features are included in the design of a system
    Develop an affordable and effective performance based Product Support Strategy (PSS)
    Ensure design is stable
    Validate that the system meets validated capability requirements
23
Q

Engineering and Manufacturing Development (EMD) Reviews

A
  • Integrated Baseline Review (IBR)
  • Critical Design Review (CDR)
  • Test Readiness Review (TRR)
  • Flight Readiness Review (FRR)
  • System Verification Review (SVR)
  • Functional Configuration Audit (FCA)
  • Production Readiness Review (PRR)
  • Technology Readiness Assessment (TRA)
24
Q

Engineering and Manufacturing Development (EMD) Completion Markers

A
  • Validated capability requirements
  • Demonstrated manufacturing processes
  • Functional software sustainment processes
  • Available industrial production capabilities
  • Program security
  • Met Exit Criteria and Milestone C entrance criteria per the MDA’s direction.
25
Q

Production and Deployment (PD) Purpose

A
  • Phase is where a system that satisfies an operational capability is produced and deployed to an end-user.
  • The phase has two major efforts;
    (1) Low-Rate Initial Production (LRIP) and
    (2) Full-Rate Production and Deployment (FRP&D).
  • The phase begins after a successful Milestone C review and Engineering, Manufacturing and Development (EMD) Phase
26
Q

Production and Deployment (PD) Tasks

A
  • Update Product Baseline
  • Update Test and Evaluation Plan
  • Conduct a Risk Assessment
  • Update the Life-Cycle Sustainment Plan
  • Ensure Programmatic Environment, Safety, and Occupational Health Evaluation (PESHE)
  • Compliance Schedule for National Environmental Policy Act (NEPA)
  • Update the Systems Engineering Plan (SEP)
  • Provide Inputs to Cost and Manpower Estimate
  • Update System Safety Analyses to include finalizing hazard analyses
  • Low Rate Initial Production (LRIP)
  • Establish an initial production base for the system
  • Provide IOT&E test articles
  • Supply an efficient ramp-up to full rate production
  • Full Rate Production (FRP) Decision or Full Deployment Decision (FDD)
  • Review and assess the results of the IOT&E
  • Demonstrate control of the manufacturing process
  • Show acceptable performance and reliability
  • Establish adequate sustainment and system support
  • Full Rate Production / Full Deployment
  • Complete the remaining product production or deployment
  • Actualize Full Operational Capability or Full Deployment
27
Q

Production and Deployment (PD) Reviews

A
  • Integrated Baseline Review (IBR)
  • Operational Test Readiness Review (OTRR)
  • Physical Configuration Audit (PCA)
  • Full-Rate Production Decision Review (FRDR)
28
Q

Materiel Development Decision

A
  • Before a program enters the Major Capability Acquisition pathway, it must pass a MDD review.
  • This review determines whether a new weapon system is required to fill the identified gap
  • To pass MDD, MDA must:
  • Determine a material solution is necessary
  • Designate the DoD Component to lead the program
  • Determine the acquisition phase of entry
29
Q

Milestone A

A

Serves as the investment decision to pursue specific product or design concepts, and to commit the resources required to mature technology and reduce any risks that must be mitigated prior to committing the resources needed for development, production, and fielding

Bridges the Materials Solutions Analysis (MSA) and Tech Maturation and Risk Reduction (TMRR) Phases

30
Q

Milestone A Tasks

A

MDA must Approve:
* Program fulfills an approved ICD
* Program being executed by entity with relevant core competency
* Proposed material solution based on AoA
* Acquisition Strategy (AS)
* Systems Engineering Plan (SEP)
* Test and Evaluation Master Plan (TEMP)
* Life Cycle Sustainment Plan (LCSP)

31
Q

Milestone B

A

*Bridges the Tech Maturation and Risk Reduction (TMRR) and Engineering and Manufacturing Development (EMD) Phase

  • Milestone B is considered the official start of a program
32
Q

Milestone B Tasks

A

MDA approves the following:
* Entry into EMD
* Aquisition Strategy (AS)
* Acquisition Program Baseline (APB)
* Low-Rate Initial Production (LRIP) quantities
* Exit criteria for EMD
* Authorize the contract award(s) needed to continue development

33
Q

Milestone C

A

*Bridges the Engineering and Manufacturing Development (EMD) and Production and Deployment (PD) Phases

  • Commits DoD to production of the system and authorizes entry into LRIP
34
Q

Milestone C Considerations

A

MDA considers the following:
* Evals of any early operational test and evaluations
* Evidence that the design is stable
* Results of an operational assessment
* Maturity of the software
* Any significant manufacturing risks
* Status of critical intelligence parameters and intel mission data requirements
* Full funding

35
Q

Operations and Sustainment (O&S) Purpose

A
  • To execute the product support strategy
  • Satisfy materiel readiness and operational support performance requirements
  • Sustain the system throughout its life cycle
  • Two major efforts: Life Cycle and Disposal
36
Q

Operations and Sustainment (O&S) Tasks

A
  • Ensure resources are programmed and ID necessary IP deliverables
  • Acquire associated license rights, tools, equipment, and facilities to support each level of product support maintenance
  • Establish necessary organic depot maintenance capability in compliance of statute and LCSP
  • Develop a Disposal Work Effort that addresses the demilitarization and disposal requirements in LCSP
37
Q

Security Cooperation activities

A
  • Incorporate allies/partners
  • Prioritize interoperability
  • Enable coalitions
  • Reduce barriers
38
Q

International Acquisition and Exportability

A

Refers to the design, development, modification, or procurement of systems or products that enable our DoD Security Cooperation goals

Includes:
* Sales and Transfer of defense articles and services
* International cooperative programs managed by Aquisition Workforce

39
Q

Three Authorized Programs for Sales and Transfers

A
  • Foreign Military Sales (FMS)
  • Direct Commercial Sales (DCS)
  • Building Partner Capacity (BPC)
40
Q

Foreign Military Sales (FMS)

A

Allows US government to TRANSFER military articles and services to friendly foreign governments

Secretary of State determines which countries will have programs. Secretary of Defense executes the program.

Foreign government defines the requirement and funds the acquisition

Under FMS, the U.S. Government and a foreign government enter into a government-to-government agreement called a Letter of Offer and Acceptance (LOA)

Authorized by the Arms Export Control Act (AECA), as amended [22 U.S.C. 2751]

41
Q

Direct Commercial Sales (DCS)

A

The Industry EXPORTS military articles and services to friendly foreign governments

Foreign government defines the requirement and funds the acquisition

42
Q

Building Partner Capacity (BPC)

A

The US Government PROVIDES military articles and services to friendly foreign governments

The DoD defines the requirements and the US Government funds the acquisition through appropriations

43
Q

International Armaments Cooperation

A

Includes cooperative research, development, testing, and evaluation activities

International Cooperative programs established through Memos of Understanding

44
Q

Five Areas International Acquisition and Exportability support NSS and NDS

A
  • Operational: increase military effectiveness through interoperability and partnership with allies and partners
  • Economic: Reduce weapons acquisition costs by sharing costs and economies of scale, or avoiding duplication of development efforts with our allies and friends
  • Technical: Access the best technology worldwide and help minimize the capabilities gap with allies and coalition partners
  • Political: Strengthen alliances and relationships with other friendly countries
  • Industrial: Bolster domestic and allied defense industrial bases
45
Q

Two aspects of Defense Exportability

A
  • Differential Capabilities: Supports export of weapon systems by incorporating ability to modify or remove specific capabilities and critical information
  • Technology Protection: Incorporates technical measures such as anti-tamper to protect critical information and technologies