Internal Audit Flashcards
1
Q
Internal Audit 10 Steps
tell us tell us what theyre going to do do it and find out stuff make the first report of stuff do the action plan we meet with our folk to discuss findings send to the big yins get the final report report back to auditors our thoughts follow up 12 m
A
client meeting
Audit Remit
Audit testing
Draft Report
complete action plan
Draft Report Meeting
Draft to Head of Service
Issue Final Report
Client Questionaire
Follow up Audit
2
Q
client meeting (1)
A
they tell HOS / SNR managers
meet with main POC for that service to agree
systems to be reviewed
risks involved with current systems
the objectives of the audit
start date
3
Q
Audit remit (2)
A
formal memo issued to relevant officers ‘ Audit Remit’
details:
title of audit objectives main POC lead auditor start date deadline for draft report
IA aim to issue system audit report within 12 weeks
4
Q
Audit Testing (3)
A
in line with the audit remit IA will carry out their checks
meeting or inteviewing staff listing current systems review sample of documents analyse sample of data and records fieldwork obs
