GIPS Flashcards by Gareth Rafique | Brainscape

Q

What is included in Trading Expenses?

A

Brokerage commissions
Exchange fees
Bid - Offer Spread
Taxes
Custodial fees NOT INCLUDED

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Q

Disclosures required for Derivatives

A

Use and extent of leverage
Short position if material
Frequency of use of derivatives
Characteristics of the derivatives in order to be able to identify risks
Decompostion of risk factors NOT REQUIRED

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