General EU knowledge Flashcards
Maastricht Treaty
- 1993
- created today’s institutions, including EESC and CoR
- created ECB and ESCB
- implemented 3 pillars according to powers: EC where MS transferred souvereignty, CFSP, Cooperation in the fields of justice and home affairs
Amsterdam Treaty
- 1999
- Increased powers to Union, especially on employment & social policy
- community method to previuosly third pillar areas (migration, asylum, fraud)
- Stronger EP position; EP became co-legislator on equal footing with Council
Teaty of Nice
- 2003
- to make EU more efficient and prepare it for enlargement
- voting rights and relative weights in Council decisive issue
- Conbent on the Future of Europe (2004): failed
Treaty of Lisbon
General things
* Includes most elements from European Convention taht failed in 2004
* Treaty of Maastricht now TEU
* Teaty of Rome now TFEU
* The Treaty of Lisbon for the first time clarifies the powers of the Union. It distinguishes between three types of competences: exclusive competence, where the Union alone can legislate, and Member States only implement; shared competence, where the Member States can legislate and adopt legally binding measures if the Union has not done so; and supporting competence, where the EU adopts measures to support or complement Member States’ policies.
* The Treaty of Lisbon gives the EU full legal personality.
* The Treaty for the first time provides for a formal procedure to be followed by Member States wishing to withdraw from the European Union (Art 50 TEU)
* The Treaty of Lisbon completes the absorption of the remaining third pillar aspects of the area of freedom, security and justice (FSJ), i.e. police and judicial cooperation in criminal matters, into the first pillar.
specificiteis
* Introduced OLS, now applying to 73 policy areas (move from unanimity in 43 policy areas)
* EP now elects COM president
* Max MEP now 96, min 6
* European Council formally recongised as EU institution. Established European Council President
* Introduces HR/VP, High Representative of the Union for Foreign Affairs and Security Policy. Appointed by QVM in European Council
* new rules for QVM in Council from 2014
* passerelle clauses allow a change from unanimous decision-making to qualified majority voting and from the consultation procedure to codecision
* In areas where the Union has no exclusive powers, at least nine Member States can establish enhanced cooperation among themselves. Authorisation for its use must be granted by the Council after obtaining the consent of the European Parliament. On CFSP matters, unanimity applies.
policy areas
* A certain number of new or extended policies have been introduced in environment policy, which now includes the fight against climate change, and energy policy, which makes new references to solidarity and the security and interconnectivity of supply.
* New policy areas: intellectual property rights, sport, space, tourism, civil protection and administrative cooperation are now possible subjects of EU law-making.
* On the common security and defence policy (CSDP) (5.1.2), the Treaty of Lisbon introduces a mutual defence clause which provides that all Member States are obliged to provide help to a Member State under attack. Also, estvbalishes PESCO
Different forms of decision making
- community method: by supranational bodis
- intergouvernmental method:
- ntergovernmental cooperation outside of the formal EU processes, such as the Schengen Agreement
Sources of EU law
- Treaty on European Union (TEU), Treaty on the Functioning of the European Union (TFEU), and their protocols (there are 37 protocols, 2 annexes and 65 declarations, which are attached to the treaties to fill in details, without being incorporated into the full legal text) 1.1.5;
- Charter of Fundamental Rights of the European Union 4.1.2;
- The Treaty Establishing the European Atomic Energy Community (Euratom) is still in force as a separate treaty;
- International agreements 5.2.1;
- General principles of Union law;
- Secondary legislation.
Types of legal act of EU
- regulations, directives, decisions, recommendations and opinions. EU institutions may adopt legal acts of these kinds only if they are empowered to do so by the Treaties
- EU institutions may adopt legal acts of these kinds only if they are empowered to do so by the Treaties (principle of conferral)
- There are, in addition, various forms of action, such as recommendations, communications and acts on the organisation and running of the institutions (including interinstitutional agreements), the designation, structure and legal effects of which stem from various provisions in the Treaties or the rules adopted pursuant to the Treaties.
- directives have no immediate effect, except when (a) the directive has not been transposed into national law or has been transposed incorrectly; (b) the provisions of the directive are imperative and sufficiently clear and precise; and (c) the provisions of the directive confer rights on individuals
- Delegated acts: Delegated acts are legally binding acts that enable the Commission to supplement or amend non‑essential parts of EU legislative acts, for example, in order to define detailed measures.
- Implementing acts are legally binding acts that enable the Commission – under the supervision of committees consisting of EU countries’ representatives – to set conditions that ensure that EU laws are applied uniformly.
- Decisions are binding in their entirety. Where those to whom they are addressed are stipulated (Member States, natural or legal persons), they are binding only on them, and address situations specific to those Member States or persons.
- Recommendations and opinions do not confer any rights or obligations on those to whom they are addressed, but may provide guidance as to the interpretation and content of Union law.
3 principles of when EU can act
- conferral – the EU has only that authority conferred upon it by the EU treaties, which have been ratified by all member countries
- proportionality – the EU action cannot exceed what is necessary to achieve the objectives of the treaties (Art 5 TEU)
- subsidiarity – in areas where either the EU or national governments can act, the EU may intervene only if it can act more effectively (Art 5 TEU)
- Under Article 5(3) of the TEU, there are three preconditions for intervention by Union institutions in accordance with the principle of subsidiarity: (a) the area concerned does not fall within the Union’s exclusive competence (i.e. non-exclusive competence); (b)the objectives of the proposed action cannot be sufficiently achieved by the Member States (i.e. necessity);(c) the action can therefore, by reason of its scale or effects, be implemented more successfully by the Union (i.e. added value).
- The principle of subsidiarity applies only to areas in which competence is shared between the Union and the Member State
- National Parliaments can monitor compliance through procedure in Protocol Nr 2: ex ante early warnign mechanism. Yellow card (national parliaments, then vote in EP), orange card procedure (Ep votes to reject draft act)
- Subsidiarity package from 2018 strengthened role of principle of proportionality and subsidiarity in EU polciymaking
Ordinary legislative procedure
Overview
* Legal basis: Art 289 and 294 TFEU
* OLS applies to 85 legal bases
* The ordinary legislative procedure includes qualified majority voting (QMV) in the Council (Article 294 TFEU). However, it does not apply to several important areas, for example fiscal policy concerning direct taxation or transnational aspects of family law, which require unanimity in the Council.
* If a legislative proposal is rejected at any stage of the procedure, or the Parliament and Council cannot reach a compromise, the proposal is not adopted and the procedure ends.
* In the last years the number of first reading agreements has risen considerably
Procedure
a. Commission proposal
b. First reading in Parliament (no time limit)
Parliament adopts its position by a simple majority. It can introduce amendments.
Before the European Parliament delivers its opinion, the Council may adopt a ‘general approach’. The Council uses this document to give the Parliament an idea of its position on the Commission’s legislative proposal. A general approach can speed up the legislative procedure and make it easier to reach an agreement between the Parliament and the Council.
The Council, the Parliament and the Commission can also organise informal interinstitutional meetings, known as ‘trilogues’, to help them reach an agreement. These meetings are attended by representatives from the Parliament, the Council and the Commission.
c. First reading in the Council (no time limit)
The Council adopts its position by QMV. It can introduce amendments to Parliament’s position.
If the Council approves Parliament’s position, the act is adopted in the wording which corresponds to Parliament’s position.
d. Second reading in Parliament (3 months, plus 1 month extension)
Parliament receives the Council’s position and has three months to take a decision. It may thus:
- Approve the proposal as amended by the Council or take no decision; in both cases, the act as amended by the Council is adopted;
- Reject the Council’s position by an absolute majority of its Members; the act is not adopted and the procedure ends;
- Adopt, by an absolute majority of its Members, amendments to the Council’s position, which are then put to the Commission and the Council for their opinion.
e. Second reading in the Council (3 months, plus 1 month extension)
- If the Council, voting by a qualified majority on Parliament’s amendments, and unanimously on those on which the Commission has delivered a negative opinion, approves all of Parliament’s amendments no later than three months after receiving them, the act is adopted.
- Otherwise, the Conciliation Committee is convened within six weeks.
f. Conciliation (The conciliation committee must be convened within 6 weeks, with a possible extension to 8 weeks. The committee then has 6 weeks to agree on a joint text.)
- The Conciliation Committee consists of an equal number of Council and Parliament representatives, assisted by the Commission. It considers the positions of Parliament and the Council and has six weeks to agree on a joint text supported by a QMV of Council representatives and a majority of Parliament’s representatives.
- The procedure stops and the act is not adopted if the Committee does not reach agreement on a joint text by the deadline.
- If it does so, the joint text is sent to the Council and Parliament for approval.
g. Conclusion of the procedure (third reading) (6 weeks for either co legislator)
- The Council and Parliament have six weeks to approve the joint text. The Council acts by a qualified majority and Parliament by a majority of the votes cast.
- The act is adopted if the Council and Parliament approve the joint text.
- If either of the institutions has not approved it by the deadline, the procedure stops and the act is not adopted.
RIght of initiative
The Commission is the only EU institution empowered to initiate EU legal acts. It submits proposals for EU legal acts on its own initiative, at the request of other EU institutions or following a citizens’ initiative.
The Council (by a simple majority of its members) may request the Commission to carry out studies and submit any appropriate legislative proposals.
The Parliament (by a majority of its component members) may also ask the Commission to submit legislative proposals.
In specific cases, defined in the treaties, the ordinary legislative procedure can be launched:
- on the initiative of a quarter of the member states (when the proposal concerns judicial cooperation in criminal matters or police cooperation)
- on a recommendation from the European Central Bank (on proposals concerning the statute of the European system of central banks and of the European Central Bank)
- at the request of the Court of Justice of the EU (on matters relating to the statute of the Court, establishment of specialised courts attached to the General Court, etc.)
- at the request of the European Investment Bank
Special legislative procedure
Legislator: The Council is, in practice, the sole legislator. The European Parliament is required to give its consent to a legislative proposal or be consulted on it.
**Legal base: **Article 289(2) of the Treaty on the Functioning of the European Union.
Right of legislative initiative: The European Commission
Types of procedures:
- Consent: the European Parliament has the power to accept or reject a legislative proposal by an absolute majority vote, but cannot amend it. As a legislative procedure, consent is used when new legislation on combating discrimination is being adopted.
- the Parliament’s consent is also required as a non-legislative procedure, when: a) the Council adopts certain international agreements negotiated by the EU b) in cases of a serious breach of fundamental rights (Article 7 TFEU) c) for the accession of new EU members d) arrangements for withdrawal from the EU
- Consultation: the European Parliament may approve, reject or propose amendments to a legislative proposal. The Council must take the opinion into consideration, but does not have to respect it. The procedure is applicable in several areas, such as internal market exemptions and competition law. The Parliament’s consultation is also required as a non-legislative procedure when international agreements are adopted under common foreign and security policy.
Rules: The treaties do not give a precise description of special legislative procedures. The rules are therefore defined ad hoc, on the basis of the relevant treaty articles.
Intergovernmental decision-making procedures
- In the Common Foreign and Security Policy (CFSP), as well as in several other fields such as enhanced cooperation, certain appointments and treaty revision, the decision-making procedure is different from that prevailing in the ordinary legislative procedure
- The challenge of the public debt crisis has provoked an increased use of such decision-making mechanisms, notably in the framework of European economic governance.
**Examples where this method is used: **
* Procedure for amendment of the treaties
* use of passerelle clause
* accession procedure
* withdrawal procedure
* sanctions procedure for a serious and persistent breach of Union principles by a Member State (Article 7 of the TEU)
* enhanced cooperation procedure
Enhanced cooperation procedure
1. General rules (Article 20 of the TEU, Article 329(1) of the TFEU)
- Proposal: exclusive right of the Commission; Member States which intend to establish enhanced cooperation can address a request to the Commission to that effect;
- Parliament’s role: consent;
- Decision: by the Council, acting by a qualified majority.
- Cooperation in the field of the CFSP (Article 329(2) of the TFEU)
- Application to the Council by the Member States concerned;
- Proposal forwarded to the High Representative of the Union for Foreign Affairs and Security Policy (HR), who gives an opinion;
- Information of Parliament;
- The Council acts on the basis of unanimity.
- A similar procedure exists for initiating a structured cooperation in defence policy introduced by the Treaty of Lisbon (5.1.2).
Procedure for decisions in foreign affairs
The Treaty of Lisbon abolished the three-pillar structure of the previous treaties but kept foreign policy separate from the other EU policies.
A major institutional change is the creation of the office of the HR, who is assisted by a new European External Action Service and can propose initiatives under the CFSP. The CFSP has been integrated into the Union framework but follows specific rules and procedures
- Proposal: any Member State, the HR or the Commission (Article 22 of the TEU);
- Parliament’s role: regularly informed by the Presidency and consulted on the main aspects and basic choices. Under the interinstitutional agreement on financing the CFSP, this consultation process is an annual event on the basis of a Council document;
- Decision: European Council or Council, acting unanimously. The European Council defines the priorities and strategic interests of the EU; the Council takes decisions or actions. The HR and the Member States put these decisions into effect, making use of national or Union resources. The President of the European Council can convene an extraordinary meeting of the European Council if international developments so require.
Intergovernmental decision-making is also maintained in a number of specific, politically sensitive areas of EU policy, in particular:
- Justice and home affairs: measures regarding judicial cooperation in criminal matters, judicial cooperation (Article 89 of the TFEU);
- The internal market: restrictions on movement of capital (Article 64(3) of the TFEU), competition policy (Article 103(1) of the TFEU), tax harmonisation measures (Article 113 of the TFEU), approximation of laws affecting the establishment of the internal market (Article 115 of the TFEU), intellectual property rights (Article 118 of the TFEU);
- Monetary policy: conferral of specific prudential supervision tasks on the European Central Bank (ECB) (Article 127 of the TFEU);
- Other policy fields such as social policies and employment (Article 153 of the TFEU), energy (Article 194(2) of the TFEU) or environment (Article 191(3) of the TFEU).
The budgetary procedure
- The European Parliament and the Council together form the budgetary authority.
- In 2009, the Treaty of Lisbon gave Parliament an equal say with the Council over the entire EU budget.
- Legal base: Art. 314 TFEU
- The budgetary procedure itself involves the preparation and adoption of the budget
Procedure
1) 1. Stage one: submission of the draft budget by the Commission (usually end of April)
2) Stage two: adoption of the Council’s position on the draft budget (usually end of July)
3) Stage three: Parliament’s reading: if Parliament amenda budet, it goes back to EC and Council and conciliation committee is set up
4) Stage four: meeting of the Conciliation Committee and adoption of the budget. Has 21 to agree on joint text
Supplementary and amending budgets: in the event of unavoidable, exceptional or unforeseen circumstances (in accordance with Article 44 of the Financial Rules), the Commission may propose draft amending budgets to amend the budget adopted for the current year.
MFF
* The Council also adopts, pursuant to a special legislative procedure and acting unanimously, decisions laying down the provisions applying to the EU’s own resources system (opinion of Parliament) and the multiannual financial framework (Articles 311 and 312 of the TFEU) (consent of Parliament).
Council of the EU Powers
Powers, Coreper, Majorities
- Legislation
- Budget
- International agreements: The Council concludes the European Union’s international agreements, which are negotiated by the Commission and in most cases require Parliament’s consent (Article 289 of the TFEU).
- appointments: The Council, acting by qualified majority (since the Treaty of Nice), appoints the members of the Court of Auditors, the European Economic and Social Committee and the European Committee of the Regions.
- Economic policy:The Council coordinates the economic policies of the Member States (Article 121 of the TFEU) and, without prejudice to the powers of the European Central Bank, takes political decisions in the monetary field.
- Common foreign and security policy: The former troika arrangement has been replaced by a new system: chaired on a permanent basis by the High Representative of the Union for Foreign Affairs and Security Policy, the Foreign Affairs Council now collaborates closely with the Commission.
Coreper
* Coreper consists of the permanent representatives of the Member States prepares the Council’s work
* Coreper meets every week to prepare the work of the Council and coordinate activities relating to codecision with Parliament.
* . It is divided into two groups: Coreper I, comprising the deputy permanent representatives, prepares work in the more technical areas, including agriculture, employment, education and the environment; Coreper II addresses matters falling more within the field of ‘high politics’, in particular foreign, economic and monetary affairs and justice and home affairs
Majorities
* Simple majority: The simple majority rule is applicable when the Treaty does not provide otherwise
* Qualified majority. Under this article (Art. 16 TEU), a favourable vote is required from at least 55% of the members of the Council representing at least 65% of the EU’s population. In practice, this means at least 15 Member States out of 27.
* Unanimity: Unanimity is only required by the Treaty for decisions in a few areas, such as taxation and social policy. Also required e.g. for treaty change.
* Zo overcome the unanimity requirement, Member States have concluded international agreements outside the EU legal order. This happened for the first time as a result of the euro crisis, with the adoption, in 2012, of the Treaty on Stability, Coordination and Governance in the Economic and Monetary Union (the fiscal compact) and the Treaty establishing the European Stability Mechanism (ESM), as well as, in 2014, the Intergovernmental Agreement on the Transfer and Mutualisation of Contributions to the Single Resolution Fund (SRF Agreement).
European Commission
Accountability
* 1. Personal accountability (Article 245 TFEU)
* Collective accountability. The Commission is collectively accountable to Parliament under Article 234 TFEU. If Parliament adopts a motion of censure against the Commission, all of its members are required to resign, including the High Representative of the Union for Foreign Affairs and Security Policy as far as his or her duties in the Commission are concerned.
FIgures
The Commission has a Secretariat-General consisting of 33 directorates-general, which develop, manage and implement EU policy, law and funding. In addition, there are also 20 special departments (services and agencies), which deal with ad hoc or horizontal issues. These include the European Anti-Fraud Office, the Legal Service, the Historical Archives, the Publications Office, the European Political Strategy Centre and the Taskforce on Article 50 negotiations with the United Kingdom.
There are also six executive agencies, such as the Research Executive Agency, which perform tasks delegated to them by the Commission but which have their own legal personality.
** Full initiative: the power of proposal**
* Legislative initiative
* Bugdetary initiative
* Relations with non-member countries: Where the Council has given a mandate, the Commission is responsible for negotiating international agreements under Articles 207 and 218 TFEU, which are then submitted to the Council with a view to their conclusion. As regards foreign and security policy, it is the High Representative who negotiates agreements
Limited initiative: the power of recommendation or opinion
In the context of Economic and Monetary Union:
* Recommendations for the draft broad guidelines for the Member States’ economic policies, and warnings if those policies are likely to be incompatible with the guidelines (Article 121(4) TFEU);
* Assessment proposals to enable the Council to determine whether a Member State has an excessive deficit (Article 126(6) TFEU);
* Recommendations on measures to be taken if a non-euro area Member State is in difficulties as regards its balance of payments, as provided for in Article 143 TFEU;
* Recommendations for the exchange rate between the single currency and other currencies and for general orientations for exchange-rate policy, as provided for in Article 219 TFEU;
* An assessment of national policy plans and presentation of country-specific draft recommendations falling under the European Semester.
Under the Common Foreign and Security Policy
In this area, many competences have been transferred from the Commission to the High Representative of the Union for Foreign Affairs and Security Policy and the European External Action Service (EEAS).
Power to monitor the implementation of Union law
The Commission is required under the Treaties to ensure that the Treaties themselves, and any decisions taken to implement them (secondary legislation), are properly enforced. Therein lies its role as guardian of the Treaties. This role is exercised mainly through the procedure applied to Member States where they have failed to fulfil an obligation under the Treaties, as set out in Article 258 TFEU.
Implementing powers
The main powers vested in the Commission are as follows:
* Implementing the budget
* Authorising the Member States to take safeguard measures laid down in the Treaties, particularly during transitional periods
* Enforcing competiton rules