Electoral systems Flashcards
The functions of elections
- Elections allow a geographical area to have a representative in a collective assembly to speak on behalf of those living in the area.
- Elections offer representation for political parties which reflects the political choices made by the voters. i.e. the representatives are elected in proportion to the support given to each party
- Elections provide a means whereby the population selects a government. In the UK, the government is not directly elected but is obtained indirectly though elections to Parliament. In Parliament the party (or parties) which can secure enough seats form the government.
- Elections are a mechanism of legitimacy. They confer the authority to act on others’ behalf. At a constituency level, this is conferring the right of an MP to act on behalf of the area; at a national level, a government claims legitimacy to act and manage the country
- An election gives a mandate to the government of a locality, a region or the whole country. This means it gives legitimacy to the government’s manifesto, or list of intended policies
- Elections are mechanisms of accountability. They hold individual MPs in constituencies to account for their role as an area representative and they hold the government to account for its management of the country.
- Elections should facilitate participation. Low levels of voter turnout will diminish legitimacy and may indicate a loss of faith in democracy.
What are the different types of electoral systems
- Plurality - Commonly known as a ‘winner takes all’ system, a plurality system is one in which the requirement to win is to get the greatest number of votes. It is usually referred to as First Past the Post.
- Majoritarian – A majoritarian system in which the winner requires a majority of valid votes cast. This can be done either through multiple ballots or through a single ballot paper using a process known as instant-runoff voting.
- Proportional - A proportional voting system emphasises linking the number of seats awarded to a party to the number of votes cast for that party.
- Hybrid - A hybrid voting system combines elements of other voting systems to find a balance between them. The mixed-member proportional voting system is an example of this.
Define First Past The Post
The main electoral system in the UK, known as first-past-the post, is a plurality system. It is used for elections to the UK Parliament, and to English and Welsh local government. It is also used in the USA and India. The UK remains the only democracy in Europe to use First Past the Post (FPTP) to elect its MPs
How the FPTP works
A simple plurality system means that the winner is the candidate who gains the most votes. The winning margin need only be one vote; quite often it is less than 50% of the votes cast. Voters simply put an ‘X’ in the box, indicating their choice. There is no order of preference. The UK is divided up into 650 constituencies. These are single-member constituencies, that is, only one MP is returned per constituency
The ‘winning post’ in a constituency is determined after all the votes have been counted; whoever gets the highest number of votes wins the seat. The winning margin could be as small as one and or as huge as over 20 thousand. The winning post required to form a government from the results of these constituency elections is, however, fixed. With a total of 650 seats, if one party gains 326 MPs this gives it a majority of two over all others. In May 2010, no party reached this total.
Advantages of FPTP
- Speed and simplicity- FPTP is easy to use, with voters making a single cross and choosing one candidate. The result is usually known early in the morning after polling day and a new government is rapidly formed, allowing a swift and orderly transfer of power. The May 2010 general election was an exception, when negotiations between the prospective parties of government did not produce a result for 5 days. This would be the norm under a proportional system. The outcome of a general election would be determined by horse-trading between the party leaders, which can take time. After the 2010 general election in Belgium, which uses a proportional system, it took almost 18 months to form a government. Admittedly this is an extreme example, but the fact remains that proportional systems are far less decisive than FPTP. The ease and familiarity of FPTP help to explain continuing public support for its retention. When voters were given the opportunity to replace it with the Alternative Vote (AV) in a referendum held in May 2011, almost 68 per cent of those who voted chose to retain FPTP. Another example of the delay in forming a government is the federal elections in Germany which were held i 26 September 2021 to elect the members of the 20th Bundestag On 23 November, following complex coalition talks, the SPD, FDP and Greens formalised an agreement to form a traffic light coalition, which was approved by all three parties. Olaf Scholz and his cabinet were elected by the Bundestag on 8 December
- Strong and stable government - FPTP tends to promote a two-party system, which gives voters a clear choice. At general elections it usually gives a clear majority to one party, which then has a mandate to carry out its programme. The government can be removed at the next general election if the voters disapprove of its record. For example, it enabled Margaret Thatcher to carry out her plans for the reduction of trade union power and privatisation in the 1980s, and allowed Tony Blair to undertake extensive constitutional reforms after his 1997 victory. Supporters of FPTP argue that, by boosting the significance of smaller parties, proportional systems give them undue influence. In Germany between 1969 and 1998, the Free Democrats never gained more than 10 per cent of the popular vote but were able to hold the balance of power between the two largest parties. They sustained the Social Democrats in office until 1982, when they switched their support to the Christian Democrats or German conservatives. Proportional representation is far more likely than FPTP to produce a coalition government. This means that the government’s programme will be worked out behind closed doors in negotiations between the party leaders, without the voters having the opportunity to give their verdict on it. In addition coalitions are sometimes unstable and can break up if one of the coalition parties has a fundamental disagreement with its partner
- Exclusion of extremists - Although critics of FPTP point to the way it under-represents smaller parties, the advantage of this is that extreme parties — which may feed on racism, xenophobia and other extremist views — are much less likely to gain a foothold.
- A strong link between MPs and their constituencies- The relatively small size of most FPTP constituencies, and the fact that a single MP is responsible for representing those who live within the constituency, are often seen as strengths. MPs handle correspondence from their constituents and hold surgeries at which they make themselves available to those seeking help and advice.
Disadvantages of FPTP
- MPs and governments can be elected on less than 50 per cent of the vote More than half of MPs typically do not command majority support within their constituency. This is because they do not need an overall majority of the votes cast, but can win by gaining just one more vote than the second placed candidate. It is quite possible for more votes to be cast against rather than for the winning candidate
- At national level, FPTP regularly produces governments elected on a minority of the popular vote. The lowest percentage was recorded in 2005, when Tony Blair was re-elected on 35.2 percent of the vote. This weakens the mandate enjoyed by the winning party, especially as general elections since 2001 have been characterised by low voter turnout. This feature means that significant numbers of voters feel that the system lacks legitimacy.
- Lack of proportionality- FPTP does not translate the number of votes into seats for each party with any real accuracy. The system favours parties whose vote is concentrated, rather than those whose support is spread across a large geographical area. A party may come second in a large number of seats, but FPTP does not reward this because only one candidate can win in each constituency. For example, UKIP won almost 3.9 million votes in 2015, but only one seat. By contrast the Scottish National Party replaced Labour as the largest party in Scotland, taking 56 out of 59 seats with 50 per cent of the vote, because it campaigned only in one part of the UK. FPTP does not reflect the fact that the number of people voting for the two largest parties has been in decline for some time. Between 1945 and 1970, on average ten MPs from smaller parties were elected in each Parliament. By 2015 that figure had risen to 87 MPs.
- The winner’s bonus- The winning party under FPTP enjoys a share of the seats in excess of the share of the vote it receives. This occurs if a large number of seats are marginal between the two main parties. For example, in the elections of 1983 and 1987 Margaret Thatcher won majorities of 144 and 102 respectively, on 42 per cent of the vote. In the 2015 election the winner’s bonus was much less marked, with David Cameron winning only a 12 seat majority, but there was still a mismatch between votes and seats. The Conservatives won 50.9 percent of the seats with 36.9 percent of the vote.
- Limited voter choice - FPTP limits the choice for voters in several ways. Each party puts forward a single candidate, so there is no choice between individuals representing different shades of opinion within the party. The prevalence of safe seats means that many voters have little hope of seeing their favoured candidate win. This can depress voter turnout, as people feel that there is no point in voting for a candidate who cannot hope to be elected. Alternatively, people may resort to tactical voting — voting not for their favourite but for the candidate most likely to prevent the party they dislike from winning. In 2015 a number of vote-swapping websites were set up. These enabled people living in constituencies where their vote would be wasted to swap with someone in an area where it would make a difference. This is not illegal (unless inducement or pressure is applied) but it does shed a light on the way that the UK’s system of representative democracy works
What distortion does FPTP cause
FPTP produces another kind of distortion known as ‘electoral deserts’: areas of the country where one party cannot win seats. South-east England is an electoral desert for Labour.
An area that is an electoral desert for one party may be described as a ‘heartland’ for its opponent. For example, north-east England, Merseyside and South Wales are Labour heartlands.
Another symptom of Westminster’s electoral system are candidates winning with huge majorities – piling up votes far beyond the amount needed to claim victory. Though indicative of a party’s support in specific areas, such large winning majorities mean that thousands of votes have no effect on the overall outcome.
Case study of 2019 IN FPTP
The 2019 United Kingdom general election was held on Thursday, 12 December 2019. The Conservative Party, having failed to obtain a majority in the 2017 general election, had faced prolonged parliamentary deadlock over Brexit while it governed in minority with the support of the Democratic Unionist Party (DUP), a situation which had forced the resignation of the previous Prime Minister, Theresa May. Boris Johnson took a huge gamble by calling a December general election for the first time in almost a century. But he was celebrating on Friday morning after the Conservatives scored one of their biggest general election victories in recent years
Results
Sinn Féin: 7 seats
Green Party of England and Wales: 1 seat
Plaid Cymru: 4 seats
Social Democratic and Labour Party: 2 seats
Scottish National Party: 48 seats
Labour Party (UK): 202 seats
Liberal Democrats (UK): 11 seats
Alliance Party of Northern Ireland: 1 seat
Conservative and Unionist Party (UK): 365 seats Democratic Unionist Party: 8 seats Speaker: 1 seat
Class dealignment means that no party can rely on heartland support. In particular the Labour party will increasingly find it hard to appeal to middle class and southern voters who are pro EU, internationalist in outlook relaxed about immigration and globalization as well as northern, working class voters who have seen their manufacturing jobs exported, seen immigration change their communities around them and feel powerless and ignored by the forces of globalization.
Define Additional Member System
The additional member system (AMS) is used for electing the Scottish Parliament, Welsh Assembly and Greater London Assembly.
What is the Process of the AMS system
There are two types of representative — those elected in constituencies and those elected by the list system,
The system increases voter choice, as voters have two votes. It enables smaller parties, such as the Greens, to win some seats. The overall outcome tends to be approximately proportional to support for all parties. Before 2011, the system produced either minority or coalition governments because no party won an overall majority. However, in 2011 the Scottish National Party did win an overall majority in the Scottish Parliament, and Labour won exactly half the seats in Wales. We can now say that its impact on the main parties is unpredictable.
Voters have two votes: the first is for a constituency representative, who is elected using FPTP; the second is for a party list and uses multi-member regional constituencies, introducing an element of proportional representation.
Where is the AMS Voting system used?
Most (about two-thirds) of the seats are elected by first-past-the-post. The rest of the seats are awarded by the regional list system. Voters have two votes, one for first-past-the-post and the other on the regional list system. The list system operates where each party offers a list of candidates for that region. Voters chose a party rather than an individual. Seats are awarded in proportion to the votes cast for each party in each region.
The Additional Member System (AMS) is used in the UK for elections to the Scottish Parliament, the Welsh Assembly and the Greater London Assembly. It is intended to mix aspects of FPTP and proportional representation – it is neither wholly proportional nor wholly majoritarian. Its proponents claim it forms a hybrid of the two types of system that combines their advantages and avoids their disadvantages. The seats awarded on the list system are not in proportion to votes cast, but are distorted in favour of those parties that have been most disadvantaged in the constituency, first-past-the-post system. This is called the differential top-up system.
Advantages of AMS
- AMS has produced stable coalitions in Scotland and Wales which have been able to agree and make significant policy decisions- so this suggests that AMS is just as good as FPTP at producing ‘strong and stable’ governments
- Voters have two votes: the first is for a constituency representative, who is elected using FPTP; the second is for a party list and uses multi-member regional constituencies, introducing an element of proportional representation. There are fewer list members than constituency representatives, and so they are known as ‘additional’ or ‘top up’ members. In the Scottish Parliament, 73 of the 129 members are elected in single-member constituencies, with the remaining 56 seats being filled by list members. In the Welsh Assembly 40 of the 60 members represent single-member constituencies, with 20 list members. In the GLA 14 of the 25 members are elected in single-member constituencies and 11 are top-up members.
- These bodies have four-year fixed terms. The top up component introduces a proportional element, acting as a corrective to the FPTP part of the system. A calculation is made using the D’Hondt formula to determine how many members a party should be allocated from the lists. For example in Scotland the Conservative Party won no seats in the 1997 Westminster election under FPTP, but the list enabled it to win a total of 18 seats in the first Scottish Parliament elections in 1999.
- The FPTP element maintains a strong link between the member and the constituency. Electors have wider choice than under straight FPTP; they can vote for a ‘split ticket’ if they wish, using their constituency vote to choose a representative from one party, and their top-up vote to support another party. AMS has produced stable coalitions in Scotland and Wales which have been able to agree and make significant policy decisions- so this suggests that AMS is just as good as FPTP at producing ‘strong and stable’ governments
Disadvantages of the AMS system
- Creates two different types of members: some with constituency responsibilities and some without. However, there is little evidence that the second category is seen as having less legitimacy. A closed list system is used, which means that the party leadership ranks candidates in order on the list. It can use this power to limit the chances of dissident members of the party being elected.
- Smaller parties achieve less representation than under a fully proportional system. This is especially true in Wales where the small number of top-up seats has advantaged Labour -(However, In London in 2016, there were twelve parties on the party list, ranging from the Animal Welfare Party to the Women’s Equality Party. Alphabetically in Scotland in 2007, two regions had 23 parties to choose from.)
- The SNP has been the dominant party in Scotland since 2007, running a majority government in 2011-16. However the SNP are now 2022- in coalition with the Green Party. AMS may have contributed to the rise of Nationalism in Scotland. Coalitions are more likely- and you could argue that coalitions formed after an election have no mandate- since no-one voted for a coalition.
Outline Reforms for the AMS electoral system
In 2023, the Welsh Parliament reform bill committee recommended reforms including taking the 32 new constituencies that will be used in the next general election and pairing them to create 16 Senedd constituencies – with each returning six members in multi-member districts. Opposition to the proposed closed-list voting system was expressed by some Labour and Plaid Cymru representatives, while opposition to the overall expansion of the Senedd was expressed by some Labour representatives and the Conservatives increasing the size of the Senedd to 96 Members. Changing the electoral system to one fully based on the principle of proportional representation.
From the 2026 Senedd election, the D’Hondt formula will be used (this formula has been used to determine the Senedd’s regional list Members . Making 16 new Senedd constituencies, which will be created by pairing the 32 new UK Parliamentary constituencies for the 2026 Senedd election. Six Members will be elected, from closed lists, in each of the 16 constituencies.
Define Single Transferrable Vote
The Single Transferable Vote (STV) is a proportional electoral system used primarily in the UK in Northern Ireland. STV is often said to be more complicated than some other voting systems. However, it produces a high degree of proportionality whilst also maintaining a strong connection between representatives and their local area.
Outline the process of STV as an electoral system
Under STV, multiple representatives are elected to each constituency (unlike FPTP). So, one area may be choosing four members, for example. Voters rank candidates in order of preference. A quota of votes that a candidate has to reach in order to be elected is determined by dividing the total number of votes by the number of seats available. If a candidate receives more votes than the quota they are elected, and their additional votes are redistributed to the other candidates on the basis of who was put as the next preference. If this process doesn’t fill all the available seats, then the candidate with the least votes is eliminated and their votes are redistributed to whoever their voters put as their second preference. This process is repeated until all the seats in the constituency have been filled.
It uses multi-member constituencies; in the case of the Northern Ireland Assembly, there are 17, each returning 6 members. Voters number their choices preferentially: 1, 2, 3 etc. In order to be elected, a candidate needs to achieve a quota, arrived at using the Droop formula, which divides the number of votes cast by the number of seats contested plus one. The results are calculated using a complex counting process that takes into account voters’ second preferences. If a candidate reaches the quota on the first round of counting, they are elected and their second preferences are redistributed. If no one attains the quota, the least popular candidate is eliminated and the second preferences of those who voted for this candidate are transferred. This process is continued until all the seats are filled.