Construction Administration Services Flashcards
Submittals
-documents called out by contract and prepared by the subcontractors, vendors, and material suppliers
–include shop drawings, material samples, product data
-not considered contract documents
Who receives submittals first? Contractor or archtiect?
- contractor is responsible for reviewing them first
- verifies field measurements, materials, and othrer construction criteria
- after checking submittal contractor sends them to archtiect
- if submittals come in and are not signed by contractor, architect should immediately return them without review
when architect receieves submittals from contracto, what is he/she looking for?
- architect’s review is only for limited puropse of checking for conformance with information given and seeing if they conform to the design intent
- architect is not responsible for determining the accuracy of measurements and completeness of details
- if submittals require review of architect’s consultants, the architect forward submittal to consultant
- architect then reviews submittal from consultant and indicates that no exceptions are taken, that marked corrections should be made, that the submittals shouls be revised and resubmitted, or that they are rejected
the issue of time is generally dealt with in two ways….
1) the General Conditions of the Contract for Construction requires that the contracto prepare a construction schedule for the porject, which must include a schedule for the project, which must include a schedule of submittals that allows the archtiect a reasonable amount of time for review
2) the archtiect may, and should, indicate in the section on submittal in Division 01 of the specifications the procedure for making submittals, including the time that the contracto must allow for archtiect review. The contractor generally takes this time to establish the construction schedule
Log of Submittals
- architect must keeep track of all received submittals
- log should include date submittal was received
- date submittal was sent from the architect to consultant, returned to architect, and subsequently returned it to the contracto
- action taken should also be noted
during construction, changes in the work are accomplished in one of three ways:
1) change order
2) minor changes in work
3) construction change directive
minor changes in work
- occurs when a change does not involve a modification of the contract sum or time and is consistent with the contract documents
- example: moving a door opening over 6 in before it is framed would be a minor change
- may be issued without approval of either the owner or contractor
construction change directive
- occurs when a change needs to be made right away but the owner and contracto cannot agree on a price or time revision, the architect may issue a construction change directive
- a written order prepared by the architect directing a change in the work before the owner and contractor agree on an adjustment in contract cost, time, or both
- allows owner a way to unilaterally order changes to the contract without changin the terms of the contract
- doesn not have to be signed by the contractor
if construction change directive involves a cost adjustment, the architect proposed basis of adjustment must be based on one of four methods:
1) lump sum, properly itemized
2) unit prices previously agreed to in the specifications
3) costs to be determined by mutual agreement on a fixed or percentage fee
4) as provided for in a subsequesnt clause and summarized in the following paragraph
after a construction change directive if issued to the contactor, what happens?
- contractor must proceed with the work and advise the arcthiect of the contractor’s agreement or disagreement with the basis for cost and time adjustment
- if contractor agrees, the change is recorded as a change order
- if contractor disgrees, the architect determines the method and adjustment based on reasonable expenditures and savings of those performing the work
- architect must include costs related to worker’s benefits, equipment rental, supplies, premiums for bonds and insurance, field supervision, permit fees, and profut
change order
- document authorizing a variation from the original contract documents that involves a change in contract price, contract, time, or both
- generally issued by the owner becuase the owner has the agreement with contractor, but is prepared by the architect
- must be approved by owner, architect, and contractor
Purpose of Construction Observation
1) to become generally familiar with the progress and quality of the work and to keep the owner informed
2) to endeavor to guard the owner against defects and deficiencies in the work
3) to determine, in general, if the work is progressing in such a way that, when completed, it will be in accordance with the contract documents
a field reoprt should contain the following items:
-report name and the architect’s project number
the field report number
- date and time of observations, and the weather conditions at the site
- number of workers present at the site or an estimate number, if the project is large
- observations made, including problems
- estimate of the conformance with the schedule and the estimated percent of completion
- items to verify and action or information required
- a list of any attachments, and the name of the person making the report
two situation where work may have to be uncovered
1) - work has been covered contrary to architect’s request or requirements of contract documents
- work must be uncovered an examined by architect
- work is paid by contracto
2) -architect has not specifically requested to examin work that has already been covered
- if work is found to conform, owner must pay for uncovering expenses and replacement through change order
- if work does not conform, it must be corrected and replaced, and must be paid by contractor. however, if owner or separate contractor caused the unsatisfactory work, the owner must pay the cost
Who is soley responsible for safety on the job site?
- contractor is soley responsible for safety
- if architect volunteers suggestions or directions concerning construction means and techniques in regard to safety issues, the architect may also assume legal responsibility and be held liable for accidents
Procedure for calling out obvious safety issues on the job site:
- architect should bring obvious safety issues to the attention of the contractor and owner, then follow up in writing
- if problem is not corrected, architect should follow up with contractor and owner in writing
when tests and inspections are required by the contract documents, or by laws ore regulations, who is responsible for making arrangements with testing agencies?
- contractor
- contractor must pay for the tests and must give the architect timely notice of when and where the test is to be made so that the architect can observe the procedure
If architect, owner, or public authorities require additional testing beyond what is required in the contract documents, what is the proper procedure?
- architect should instruct the contractor to make arrangements, but only after written authorization from the owner
- owner pays for tests
If the owner or contractor has a dispute or makes a claim, the architect must take certain preliminary action within ___ days of receipt of the claim. Such action may include…
- 10 days
a) requesting additional supporting data from the claimant
b) suggesting a compromise
c) accepting the claim
d) rejecting the claim
e) advising the parties that the architect is unable to resolve the calim because of a lack of sufficient information, ot that it would be inappropriate for the architect to resolve the claim
If the architect asks either the owner or the contractor to respond to a claim or provide additional information, that person must respond within 10 days and must either…
1) give the response or information
2) tell the architect when the response will be furnished
3) tell the architect that no supporting data will be provided
what are the two most common types of claims?
1) claims for additional time
2) claims for concealed or unknown conditions
claims for additional time
- occurs when contractor feels that extra time is needed
- contractor must provide amount of time and estimated cost
- if weather is basis for the claim, contractor must provide evidence of abnormal weather conditions and prove it could not be reasonably anticipated
claims for concealed or unknown conditions
- occurs when surprises are found on the job site
- contractor must make claim for additional time or money
- to be valid, unknown conditions must be, 1) subsurface in nature, physically concealed, 2)must be of an unusual nature that is different from what would ordinarily be found for the project type
example: test borings may indicate a standard type of soil. if a large boulder is discovered, it may require blasting or special excavation techniques, thus requiring more money - must be made within 21 days of discovery
during progress payments of a project, the architect is responsible for…
…making sure that the amounts requested are consistent with the amount of work actually done and the amount of materials stored
what is the purpose of a retainage?
-gives the owner leverage in making sure the job is completed and can be used to provide money to satisfy lien claims
reasons for an architect to withold payment to contractor:
- defective work not remedied
- third party claims or evidence of probability of third party claims
- failure of the contractor to make payments to subcontractors
- reasonable evidence that the work cannot be completed for the unpaid balance of the contract sum
- damage to the owner or another contracto
- reasonable evidence that the work will not be completed on time and that the unpaid balance will not be sufficient to cover damages due to the delay
- persistant failure of the contractor to carry out the work in accordance with the contract documents
before the final certificate of payment can be issued to contractor, the contractor must submit the following items:
- an affidavit that payrolls, materials, and other depbts for which the owner might be responsible have been paid
- a certificate showing that insurance required by the contract documents to remain in force after final payment will not be canceled or allowed to expire without at least 30 days written notice to the owner
- a written statement that the contractor known of no reason that the insurance will not be renewed
- the consent of the surety to final payment, if applicable
–any other data required by the owner
Shop drawings for dormitory windows have been prepared by the manufacturer, checked by the local distributor, and reviewed and approved by the contractor and the architect. During installation, it is discovered that the quantity of windows as indicated on the shop drawings is one less than that shown in the contract documents. Who is responsible for the discrepancy?
a) The architect
b) The manufacturer
c) The distributor
d) The contractor
d) The contractor
On- site field observations by the architect are made to determine which of the following? Check the three that apply.
A. The progress and quality of the work
B. The amount work completed for progress payment
C. The techniques of the construction being utilized
D. Whether the work is being performed according to contract documents
E. Whether the contractor is following the proper sequence of installation
F. Whether the contractor is following proper safety procedures
A. The progress and quality of the work
B. The amount work completed for progress payment
D. Whether the work is being performed according to contract documents
The contractor for a project submits to the architect
shop drawings that contain deviations from the contract documents not noted as deviations on the shop drawings. The drawings are then approved and returned to the contractor by the architect. According to AIA Document A201, which of the following is true in this situation?
a) The contractor assumes responsibility for deviations from the contract documents.
b) The contractor is allowed to build according to the approved shop drawings containing deviations.
c) The architect assumes responsibility for deviations
from the contract documents because the architect approved the shop drawings.
d) The owner must be informed of all deviations from and alterations to the contract documents.
a) The contractor assumes responsibility for deviations from the contract documents.
At a project site, the architect notices the mechanical subcontractor unloading equipment for which shop drawings have not been received. The architect’s most appropriate first course of action is to
a) stop the unloading at once and report the incident to the owner
b) advise the general contractor that the equipment is subject to rejection pending the architect’s review
c) ask whether the shop drawings are in the subcontractor’s possession
d) inspect the equipment to determine whether it meets the requirements set forth in the project specifications
b) advise the general contractor that the equipment is subject to rejection pending the architect’s review
During a concrete pour, a portion of the third floor of a project collapses because of inadequate shoring. The architect informs the contractor that work in the area of the collapse will not be approved until the architect can fully evaluate the impact of the failure on adjacent work in place. The contractor states that the architect will be held responsible for the cost of delays unless the analysis is performed within 24 hours. The architect should
a) perform as complete and thorough an analysis as possible within 24 hours
b) perform a complete analysis in a timely manner and make it clear that the contractor will be responsible for the schedule
c) put the owner on notice that the owner may have to pay additional costs for an extended completion date
d) allow the contractor to proceed with work in the adjacent area so that no time is lost
b) perform a complete analysis in a timely manner and make it clear that the contractor will be responsible for the schedule
When delivering brick to the site, the supplier offloaded the bricks at a point very distant from where they are needed. The contractor requests an extra for relocating the brick. The architect should
a) reject the request for an extra on the grounds that it is the contractor’s responsibility
b) require the brick supplier to relocate the brick
c) prepare an appropriate change order giving the contractor a contract increase for relocating the brick
d) prepare an addendum to the contract outlining the responsibility of the brick supplier in the delivery of brick
a) reject the request for an extra on the grounds that it is the contractor’s responsibility