Chapter 8: The Role of Mental Illness in Court Flashcards
what elements are necessary for criminal guilt?
actus reus & mens rea
actus reus
a wrongful deed
mens rea
criminal intent
unfit to stand trial
refers to an inability to conduct a defence at any stage of the proceedings on account of a person’s mental disorder
R. v. Balliram (2003)
concluded that an unfit person could not be sentenced
Once a person is found not criminally responsible, they are diverted to a provincial or territorial review board composed of approximately 5 members, usually chaired by a judge, and containing at least one member who is entitled under the law of the specific province to practice psychiatry
R. v. Pritchard (1836)
is considered the key case for the fitness standard
Three criteria delineated in the Prichard case
- Whether the defendant is mute of malice (intentionality)
- Whether the defendant can plead to the indictment
- Whether the defendant has sufficient cognitive capacity to understand the trial proceedings
Bill C-30 (1992)
stated a fitness standard: “A defendant is unfit to stand trial if they are unable on account of mental disorder to conduct a defence at any stage of the proceedings before a verdict is rendered or to instruct counsel to do so, and, in particular, unable on account of mental disorder to a) understand the nature or object of the proceedings, b) understand the possible consequences of the proceedings, or c) communicate with counsel.
R. v. Taylor (1992)
the Ontario Court of Appeal decided that applying the “best interest” rule was too strict a criterion. They ruled instead that the defendant need only be able to state the facts relating to the offence that would allow an appropriate defence
court-ordered assessments controvery
Concerns have been raised about creating limits for Bill C-30’s court-ordered assessments, but it has not been amended
when can issues of fitness be raised?
- Issues of fitness can be raised at various points from arrest to sentence determination
- Ex. when a plea is entered when a defendant chooses not to be represented by counsel, and during sentencing
criteria for determining fitness to stand trial
A defendant is assumed to be fit to stand trial unless the court is satisfied on the balance of probabilities that they are unfit
who can raise the issue of a defendant’s fitness?
The Crown or the defence may raise the issue of a defendant’s fitness
frequency of fitness evaluations in Canada
Approximately 5,000 fitness evaluations are conducted annually in Canada
who can perform assessments of fitness in Canada?
- In Canada, medical practitioners or any other professional who has been designated by the attorney general as qualified to conduct an assessment is allowed to conduct court-ordered assessments of fitness to stand trial and criminal responsibility
- Psychologists can assist with court-ordered assessments in various ways
Zapf & Roech, 1998 screening instruments study
compared fitness decisions that were made by using a screening instrument with decisions that were made following a defendant’s stay in a psychiatric facility. They found that the two sets of decisions were consistent with each other, and thus, long stays in mental facilities were unnecessary for most of the fitness decisions
Fitness Interview Revised (FIT-R)
a semi-structured interview designed to determine if a defendant meets the fitness criteria outlined in the Canadian Criminal Code. Each response is rated on a 3-point scale, ranging from 0 (no/little impairment) to 2 (serious impairment)
3 main psychological abilities assessed by FIT-R
- Understanding nature or object of the proceedings
- Understanding the possible consequences of the proceedings
- Communicate with counsel
3 stages of assessing FIT-R results
- Determining the existence of a mental disorder
- Determining the defendant’s capacity regarding each of the three psychological abilities
- Examining previous information
MacArthur Competence Assessment Tool - Criminal Adjudication (MacCAT-CA)
a structured interview containing 22 items that assess competencies in 3 areas
3 areas of competency assessed by MacCAT-CA
- Factual understanding of the legal system and the adjudication process
- Reasoning ability
- Understanding of one’s own legal situation and circumstances
interpreting MacCAT-CA scores
MacCAT-CA is assessed with a score of 0-2 based on the scoring criteria. Score ranges are provided for 3 levels of impairment: none to minimal, mild, or clinically significant
major differences between fit and unfit defendants
- A greater proportion of incompetent defendants were diagnosed with a psychotic disorder compared with those who were competent
- Both unemployed and unmarried defendants were more likely to be found incompetent compared with those who were employed and married
- Competent defendants were more likely to have a current violent criminal charge as opposed to a nonviolent charge
Demographic differences between fit and unfit defendants
- Unfiit defendants were significantly more likely to have never been married
- Unfit defendants are more likely to be female
- Unfiit defendants are more likely to belong to a minority racial group
- Unfit defendants are more likely to be older
Competency differences between fit and unfit defendants
- Unfit defendants were less likely to maintain employment
- Unfit defendants have a more serious mental illness than competent defendants
- Unfit defendants were more likely to be charged with property and miscellaneous crimes rather than violent crimes
predictive factors for an unfit ruling
- A psychotic disorder
- Being unemployed
- An earlier psychiatric hospitalization
restoring fitness
- Medication is the most common form of treatment
- Sometimes, courts will impose a treatment order to get the defendant fit
what happens after a finding of unfitness?
The proceedings against a defendant who is found unfit are halted until competency is restored
Jackson v. Indiana (1972)
the U.S. Supreme Court stated that a defendant should not be held for more than a reasonable period to determine whether there is a likelihood of the person gaining competency
what happens if a defendant remains unfit?
their case is reviewed on an annual basis by the review board
Prima facie case
- A case in which the Crown prosecutor must prove there is sufficient evidence to bring the case to trial
- Occurs every 2 years until the defendant becomes fit and any time the defendant requests the proceeding
unfit youth defendants
For youth who are found unfit, the court must review the case every year instead of every two years
what happens if the Crown loses a prima facie case?
the defendant is declared not guilty
what happens if unfitness occurs during the proceedings?
they must stop until the defendant becomes fit again
what happens if a defendant becomes fit while in custody and there is reason to believe that they may become unfit if released?
the defendant will be required to remain in the facility until the trial is complete
R. v. Demers (2004)
the Supreme Court of Canada ruled that the inability of the courts or review boards to use an absolute discharge to defendants who are unlikely to become fit and who pose no significant threat to society violated the liberties guaranteed by section 7 of the Charter of Rights and Freedoms
changes following R. v. Demers (2004)
Following R. v. Demers (2004), Bill C-10 was amended, giving a court the authority to stay the proceedings for a defendant who is unlikely to become fit if any of the following are true 1) The accused is unlikely to ever become fit
2) The accused does not pose a significant threat to the safety of the public
3) A stay of proceedings is in the interest of the proper administration of justice
who can absolutely discharge an accused found unfit?
- Only courts have the power to absolutely discharge an accused found unfit
- A review board can recommend to a court that an inquiry be undertaken to determine if a stay of proceedings is in the interests of the proper administration of justice
insanity
impairment of mental or emotional functioning that affects perceptions, beliefs, and motivations at the time of the offence