VRAs, Civil Competencies, Forensic Tx Flashcards

1
Q

Barefoot v Estelle

1983

A

Psychiatric opinions about dangerousness were valid and acceptable in court

Coble v Texas (2010) - Must provide evidence that such testimony meets Daubert standards

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2
Q

Kansas v Hendricks

1997

A

Courts can impose a civil means of lengthening commitment post-sentence for certain populations (SVPs), noting that risk assessment must demonstrate uncontrollable bxs and the person be at high risk

(Solidified appropriateness of risk assessment in court, some states began requiring the use of risk assessment measures in these cases)

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3
Q

History of risk assessment

A

Monahan 1981 - psychologists and psychiatrists are accurate no more than 33% of the time

Then came the MacArthur Study, other studies by Monahan reevaluated, and while were still not great at risk prediction, we have many more clinical indicators with which to go off

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4
Q

Actuarial Risk Assessment Measures

A

VRAG - 600 men from a max security hospital with “serious offenses,” regression models revealed 12 variables for inclusion

HCR-20 - contains 20 items addressing historical, clinical, and risk management variables; scores above the media on can indicate 6-13xs more likely to be violent

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5
Q

MacArthur Violence Risk Assessment Study

In general

A

Large group of inpatients from acute civil inpatient facilities

18-40yo, multiple ethnicities, male and female

Looked at demographic variables, historical variables (work hx, hx of violence, family hx), contextual variables (social support, stress, presence of weapons), and clinical variables (sxs, type of disorder, substance abuse, level of functioning)

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6
Q

Some variables from the MacArthur Study

A

Sex (men), prior violence, childhood experience of violence (physical abuse only), dx (co-occurring substance disorder increased risk), psychopathy (not predictive!), delusions (not associated), hallucinations (commands to commit violent acts specifically), violent thoughts, anger

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7
Q

Ideal approach to violence risk assessment

A

Using a combination approach…over any single actuarial assessment

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8
Q

When can you allow clinical judgement into actuarial risk assessment

A

When there is questionable validity generalization - when your person falls outside the norm group (white men)

Rare risk or protective factors - broken leg countervailings

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9
Q

Four steps to the VRA process

A

Identifying empirically valid risk factors
Determine the method for scoring the risk factors
Establishing a procedure for combining the scores
Producing an estimate of violence risk

Pure clinical judgement uses none of these, VRA based on a list of risk factors uses one, SPJ uses two, VRAG has all four

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10
Q

Communicating risk assessment

A

Use multiple methods

Utilize probabilistic descriptors (%) for common events
Utilize categorical descriptors (low, med, high) for rarer events

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11
Q

Tarasoff v Board of Regents

1976

A

Therapists DO have a duty to protect

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12
Q

Kansas v Crane

2002

A

Dangerous individuals needn’t be COMPLETELY unable to control their behavior in order to be committed by the state

(SVP case)

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13
Q

Sexual Offender Risk Assessment Tools

A

Static-99-R
10 items, AUC .69-.79, doesn’t include all factors relevant

SVR-20
SPJ measure, 20 factors, AUC .56-.83, less research than the STATIC

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14
Q

What is guardianship

A

A legal mechanism by which the state delegates authority over an individuals person or estate to another party

Guardian - health decisions
Conservator - finances
Guardians can be oversee everything (plenary) or limited to a certain need

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15
Q

What is a commonly used, less restrictive alternative to guardianship?

A

An advanced directive

Created to avoid the stigma of being a ward

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16
Q

Guardianship hearings

A
Less rigorous than civil commitment
Most last 15 minutes or less
Proposed ward didn’t attend 2/3 of them
Reports lacked detail
Expert was present at 8% of them

States set forth ambiguous benchmarks for what is required (“mental illness”)

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17
Q

In re Boyer

A

Guardianship

Utah statute was too vague and state Supreme Court pressed for an inability-to-care-for-self standard (grave disability)

Many states take a slightly better approach, looking at functional impairment

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18
Q

Evidentiary standard for guardianship

A

Some states require considerable evidence of incompetence, others just ask for proof that the person made an incompetent decision (like foolishly spending a lot of money)

Many states don’t require guardianship evaluations prior to a court proceeding, but they can be granted if demanded by the petitioner

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19
Q

Things to consider with guardianship evaluations

A

Whether incapacity is due to deficits in hearing, sight, processing speed, etc.
Effect the environment may have on perceived incapacities (atrophy in a skill set due to environment discouraging to do so)

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20
Q

Direct Assessment of Functional Status

A

Guardianship, highly studied instrument

Contains items that assess a variety of functional domains, requires the individual to perform sets of activities that the evaluator assigns points to

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21
Q

Assessment Capacity for Everyday Decision Making

A

Assesses persons capacity to make a decision with regard to solving their own functional problems

Includes semi structured interview, competency rubric developed by Grisso and Appelbaum

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22
Q

Advanced directive

A

Instructions from a competent individual, directing or authorizing certain actions if the person becomes unable to make their own decisions

Intended to protect autonomy by delegating wishes to someone else

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23
Q

Durable Power of Attorney

A

Used to cover nonterminal situations as well as directions concerning property

24
Q

Competence to make treatment decisions

Requirements of informed consent

A

Promote autonomy

Encourage rational decision making

Protect safety/welfare of patients or research subjects

25
Components of a valid informed consent
Appropriate disclosure - what a patient would need to know in order to make an informed decision A competent patient - presumed unless person has mental disability or is a minor (expression of preference, understanding, appreciation, reasonable decision, reasonable outcome) Voluntary consent - legal concept the law has not defined well…
26
Constitutional protections behind right to refuse psychoactive medication
``` Right to freedom of speech/thought Freedom from cruel and unusual punishment Equal protections (should be able to refuse like persons without MI) Right to privacy and bodily integrity ```
27
Competency to make treatment decisions
Determine what they’ve been told so far about the tx (teach and educate as needed) Why they think the tx is necessary Risk and benefits of tx Ability to reason through their own case and apply it What are their reasons for refusing or consenting
28
MacCAT-T
Competency to make treatment decisions 20 minutes to administer Semi structured interview Results in highly reliable clinical judgements
29
Capacity to Consent to Treatment Instrument
Hypothetical clinical vignettes with treatments and alternatives, discuss and reason through pros and cons of each Developed specifically for Alzheimer’s patients but can be used with other populations as well
30
Instruments for competency to make treatment decisions
MacCAT-T CCTI
31
Three types of psychological advanced directives
Patient expresses their treatment preferences Designates a proxy decisionmaker Hybrid (Competency assessment tool for psychiatric advance directives CAT-PAD)
32
Testsmentary capacity
Competence to execute a will Must be of sound mind, know they’re making a will, know objects in their bounty and extent of their property, know manner in which the wills distribute their property Can be current, retrospective eval after death, or looking at undue influence
33
Differences between criminal and civil commitment
Police power v parens patriae Criminal conduct that has occurred v future harm to self Beyond reasonable doubt v clear and convincing
34
Improvements to civil commitment in the 1970s | Types of lawsuits
Challenges to procedural criteria Suits concerning institutional conditions (right to tx, least restrictive) Claims of how tx was administered (right to refuse tx)
35
General requirements for civil commitment
Has a mental disorder Dangerous to self or others as a result of the mental disorder Commitment hearing -> Tx must occur in least restrictive environment
36
Civil commitment | Need for treatment
Built into most state statues Looks like language discussing risk of deteriorating without tx
37
Kendra’s Law
Proposed by NAMI, enacted by NY state Forces people to comply with outpatient treatment (but does not require forced meds)
38
Four exceptions to informed consent
Emergencies If it is waived by the patient If the informed consent process would cause harm to the patient When the patient is incompetent
39
Two stages of inpatient commitment
Emergency admission - like a 72hr hold, no court involvement Long term commitment - requires judicial approval and an adversarial proceeding, can request jury trial, right to have a judge make the ultimate decision
40
Commitment of special populations
Parham - child’s commitment only requires a physical determine there is a need for tx (leads to troubling kids getting tx without mental illness) Vitek - convicted persons are entitled to a hearing before seeing if they should be transferred to a psychiatric facility
41
Civil commit standard for those with ID | Generally
As a result of ID, the person is likely to injure others or lacks the basic self care or survival skills necessary
42
Canterbury v Spence | 1972
A physician can be liable for malpractice if they fail to disclose rare but severe risks inherent in a medical procedure
43
Foucha v Louisiana | 1992
An insanity acquittee must be both mentally ill and dangerous for a state to justify continued hospitalization
44
Jones v US | 1983
NGRI acquittees can be subject to involuntary and indefinite commitment
45
Lake v Cameron | 1966
A civilly committed patient cannot be involuntarily held in a hospital if there are safer and less restrictive treatment alternatives available
46
Lessard v Schmidt | 1972
Those facing civil commitment should be afforded the same protections as those facing criminal commitment
47
O’Connor v Donaldson | 1975
Mentally ill persons cannot be involuntarily hospitalized if they are not dangerous
48
Addington v Texas | 1979
Clear and convincing is the appropriate burden of proof for civil commitment
49
Parham v JR | 1979
Adversarial hearings are not required for the commitment of a juvenile whose parents or guardian requested the commitment
50
Rennie v Klein | 1980s
Civilly committed persons do not need to have a court order for forced meds But they have the right to refuse, physician must approach from a “professional judgement” standard
51
Zinermon v Burch | 1990
Incompetent individuals cannot consent to voluntary hospitalization
52
Washington v Harper | 1990
Judicial hearings are not required to satisfy due process for prisoners found to be dangerous and refusing psychiatric medication
53
Wyatt v Stickney | 1972
Individuals committed for MI/MR are entitled to “minimally adequate” standards for psychiatric treatment
54
Types of Evaluation Systems
Institution based inpatient - eval and tx in the hospital Institution based outpatient - eval inpt and tx in the hospital Community based outpatient - evals and tx provided by local agencies Community based private practice model - no agency or state hospital involvement, individual practitioners are appointed by the court Mixed - capitalizing in available community resources and supplementing when needed
55
Forensic treatment systems best suited for large populations
Decentralized systems with a few locations throughout the state