Trial Flashcards
what does it mean if a witness is competent?
Witness is competent if they are able to be called to testify
what does it mean if a witness is compellable?
Witness is compellable if, being competent, they can be compelled to give evidence
when is a witness deemed incompetent?
If the witness cannot:
o Understand the question; or
o Give answers to questions understood
common ways a witness MAY be deemed as incompetent
- those aged under 16
- those who suffer from a mental impairment
Exceptions for compellability:
o Defendant to be compelled to be called to be witness for defence, for himself or co-accused
o The accused spouse/partner is not compellable, only in a number of cases such as domestic violence or violence/abuse against a child.
is an accused competent to be a witness for the prosecution?
No.
Co-Accused as a witness against a defendant
- Co-accused can only give evidence for the prosecution if they are relived from being accused of the crime
- So long as they are no longer liable to be convicted of the charge in criminal proceedings
- This also applied where the co-accused is to be tried separately to the defendant
- It applies where the co-accused is acquitted
- Applies even of the accused pleads guilty but their evidence suggests they had no participation in the crime for the principle defendant
Accused being a witness on their own behalf
- Every stage of criminal litigation allows the accused to give evidence, this includes the sentencing
- including a voir dire
- The accused is not compellable
compelling spouses as witnesses: Further information
- If they become unmarried/separated, the spouse/partner will be treated as such
- Compelling for prosecution witness a spouse/partner includes co-habitees
can an accused’s spouse be a compellable witness for the defence case on the behalf them?
Yes.
can an accused’s spouse be a compellable witness in the defence case for anyone else involved in the proceedings?
Yes. but only in the case of specified/certain offences offences
can the accused’s spouse be compellable witness on the behalf of the prosecution?
Yes. but only in specified/certain offences offences
for the purposes of compellability, what are specified/certain offences?
“certain offences” are:
- Assault or injury to the spouse/partner or to someone under age of 16
- Sexual harm to someone aged under 16
- Conspiracy to the above
what happens if the spouse or partner of the accused becomes an accused too?
they cannot be a competent or compellable witness against the original accused
sworn evidence
- Witness cannot be sworn to give evidence unless they have attained the age of 14
- They must also have the sufficient appreciation of the solemnity of the occasion and of the particular responsibility to tell the truth which is involved in taking the oath
- It will be assumed that the witness can understand questions and provide understanding answers unless counsel put forth evidence to the contrary
- If such evidence is adduced then it is for the counsel of the use of the witness to provide evidence to prove on the balance of probabilities that the witness has attained age 14 and satisfies the test.
- Hearings like this should be done in absence in jury
other factors when considering the competence of child witnesses
- The question of competence is entirely witness or child specific
- No presumptions or preconceptions
- Broadly speaking so long as the witness can understand the question and provide understandable answers, then they are deemed competent. No need for witness to understand the telling of truth, nor to understand every single question.
- The test is applied in both the prosecution and defence perspective
- Whether the witness fulfils the criteria is a matter of discretion.
- A child who can speak and understand basic English with strangers is deemed to be competent
- Credibility and reliability won’t be put to the witness, only in submissions
- The witness need not be aware of their status as a witness
oaths and affirmations
- Witness must take either one before giving evidence
- Someone to give evidence who is not permitted to be sworn shall attend unsworn
- Witness to produce a document need not be sworn
- The witness in context of ^ cannot be cross-examined
- Disputing the document must be done under sworn evidence
- Where there is a video of a child in interview, 14 or over, the child must be sworn
- There is no ground for appeal when a witness is unsworn.
When can magistrates issue a summons?
where a magistrate is satisfied that:
(a)any person within the jurisdiction is likely to be able to give material evidence, or produce any document or thing likely to be material evidence, for purposes of a summary trial, and
(b)it is in the interests of justice to issue a summons to secure the attendance of that person to give evidence or produce the document or thing,
ways for securing the attendance of a witness for a magistrates trial
- Witness can be compelled under a summons or warrant
- It applies to both prosecution witnesses and defence who are proposed witnesses
powers that clerks of a magistrates court have to ensure attendance from witnesses
they can issue summons but cannot issue an arrest warrant
when will a warrant be used for a witness attendance in a magistrates court?
Court can issue an arrest warrant if the witness fails to attend
what crime is committed when a witness does not adhere to a witness summons
the crime is contempt of court
service of summons
summons may be served by handing it to individual; or by leaving it at, or sending it by first class post to, an address where it is reasonable to believe that the individual will receive it
when can Magistrates order an arrest warrant for a witness failing to turn up?
In this circumstance, must be satisfied that:
- (a)the witness is indeed likely to be able to give material evidence or produce a material document or thing (evidence of this sought must be given and is required to be given under oath);
- (b)the witness has been duly served with the summons and been paid or tendered a reasonable sum for costs and expenses (evidence like this may be given under oath); and
- (c)there is no just excuse for the failure to attend.
securing attendance in the crown court: Compelling
witness summons is used for those not wanting to come voluntarily
works the same with producing documents
securing the attendance of witnesses in the Crown Court: generally
- the police ensure it for prosecution witnesses and defence solicitor ensures it for defence witnesses
- the steps taken will depend on the sensitivity of the witness and the fixed trial date
- or if the case is on a warned list, where the accused has to keep in daily contact with solicitors
punishment for failure to attend as a witness in Crown Court
- punishment for not turning up is contempt of court
- the judge who makes the ruling for witness summons, it is desirable for them to deal with the failure to turn up
- max penalty is 3 months
- prosecution must prove beyond reasonable doubt that the summons was delivered to witness and they received it
- the witness needs to produce a just excuse for not coming in. Forgetfulness will not suffice
- witnesses musts show up even if it is exceptionally burdensome on their business or private life
- witness can be remanded for as ling ass it can be reasonable needed for the possibility that they shall give evidence.
purpose of a pre-trial ruling?
The hearing can take place before the court decides whether D is fit to plead or not
Rulings considering the admissibility of evidence may be done
Pre-trial rulings will not be made unless —
o Both parties have had chance to make representations; and
o It is in the interests of justice to do so
applications for a pre-trial ruling can be made by who?
o Prosecution
o Defence
o Court on own initiative
status of a pre-trial ruling in magistrates
- Ruling is binding until the case is disposed of
- Disposal is where the prosecution discontinues the case or the case is dismissed
- Ruling can be altered or varied or discharged or dismissed if parties apply to or the court does it on its own motion
- So long as it is in the interest of justice to do so and that parties have been heard or had a chance to be heard
- Court can vary or discharge where there is a material change in the circumstances
- There needs to be a compelling reason when it is in the interests of justice to do so
- Not the same if a different bench reaches a different conclusion on the same facts
- When a decision has been made properly with correct consideration on the facts, then it must stay and not be merely re-examined
- Can even be permissible when circumstances were not brought to the attention of the court despite existing when order was made
can you appeal a pre-trial ruling in the magistrates?
You cannot appeal the ruling itself, but you can appeal a final decision in the mags if it has concluded the case and that ruling led to the conclusion of the case.
what power is there for the Magistrates to continue in the absence of the accused if the accused is under the age of 18?
Discretionary.
If the accused is a child, and they fail to attend court without excuse, the Mags MAY choose to proceed.
what power is there for the Magistrates to continue in the absence of the accused if the accused has attained the age of 18?
If the accused is an adult and they have failed to attend court without excuse, the court MUST proceed in their absence.
what has to be confirmed to continue on the absence of an accused through summons or requisition?
Where prosecution was commenced by summons or requisition, then it must be proven to the satisfaction of the court that the requisition or summons arrived and was served on D in a reasonable time
Failure of parties or witnesses to appear in Magistrates: power to adjourn
- Court must consider adjournment of the case if accused or witness fails to show
- Court may set the resuming date
- If the court remands the accused then a new date must be fixed
- Otherwise the time and date can be left to be determined
- Trial can resume when parties are given adequate notice
- Court may send accused an adjournment notice when they fail to attend
power and procedure to have a magistrates trial in the absence of the accused
- There is the presumption that the court will proceed in the absence of the accused when they are aged 18 and over, and it is in the interests of justice to do so
- Court must give reasons if they do not proceed
- Court must be satisfied that the summons or requisition was served on D in reasonable amount of time if this is the method proceedings was instigated
- Where case has been adjourned previously to the date that D has not shown, it must be satisfied that the adjournment notice was serve don D in reasonable amount of time
- Court can adjourn when case has concluded and D is convicted in order for them to be present for sentencing
Magistrates determining whether to proceed in the absence of the accused
- If there is an acceptable reason for failure to turn up then the court shall not proceed in the absence of the accused
- No obligation to enquire these reasons
- For those aged 18 and over and fails to attend, the judge has to state their reasons in open court why they are not proceeding in D’s absence
- The continuing in the absence of the accused is the default position. When D knows the date and the time of the court hearing
- Court will also be bound by the ‘interests of justice’ when deciding to proceed or not.
- Where a medical note has been presented then the court must consider it and whether it is in the interests of justice to proceed
- If D has been kicked out if the court house due to his behaviour, it is seen that D has voluntarily excluded himself from the court date, thus absented himself. It was overruled in the sense that D wished to be present, so not seen as absent
what will the magistrates consider to decide whether it is in the interests of justice not to proceed?
o Such reasons for absence to be offered
o Reliability of that information in support for those reasons
o The date on which the reasons for the absence came aware to the accused
o What action the accused took in response to those reasons
Magistrates court: Accused fails to appear - Warrant for arrest
- If the offence is an imprisonable offence, then the justices have the opportunity to have a warrant for D’s arrest if they are absent to court and when court has adjourned
- Or if the court wishes to pose a disqualification
- Unless the current adjournment is a second or subsequent adjournment of the trial and D was present knew the date and it was fixed when D was present
- If offence is an indictable one, then prosecution can seek arrest if D was charged by summons or requisition and this was served in reasonable time
- Can issue an arrest warrant if D has been bailed and therefore breached bail
Section 14 MCA 1980: Proceedings invalid where accused did not have knowledge of them
(1) Where a summons has been issued under section 1 above and a magistrates’ court has begun to try the information to which the summons relates, then, if—
(a) the accused, at any time during or after the trial, makes a statutory declaration that he did not know of the summons or the proceedings until a date specified in the declaration, being a date after the court has begun to try the information; and
(b) within 21 days of that date the declaration is served on the [designated officer for the court]1 ,
without prejudice to the validity of the information, the summons and all subsequent proceedings shall be void.
(2) For the purposes of subsection (1) above a statutory declaration shall be deemed to be duly served on the [designated officer]2 if it is delivered to him, or left at his office, or is sent in a registered letter or by the recorded delivery service addressed to him at his office.
(3) If on the application of the accused it appears to a magistrates’ court (which for this purpose may be composed of a single justice) that it was not reasonable to expect the accused to serve such a statutory declaration as is mentioned in subsection (1) above within the period allowed by that subsection, the court may accept service of such a declaration by the accused after that period has expired; and a statutory declaration accepted under this subsection shall be deemed to have been served as required by that subsection.
(4) Where any proceedings have become void by virtue of subsection (1) above, the information shall not be tried again by any of the same justices.
what is a summary of the Summary Trial Process?
- Legal Arguments (Preliminary Issues)
- Prosecution Opening Speech
- Defence identify matters in issue
- Prosecution Evidence
- Prosecution Conclusion
- Submissions of No Case to Answer
- Right to give evidence and adverse inferences
- Defence Evidence
- Prosecution Closing Speech
- Defence Closing Speech
- Legal Advice to JoP’s
- Magistrates Consider Verdict
- Verdict
what if the accused has not entered a plea before the summary trial?
If the accused has not entered a plea then he will be asked again what his plea is at the start of the trial
what is a summary of a trial on indictment process?
- Legal arguments
- Jury selection and swearing in the jury.
- Judge’s preliminary instructions to the jury.
- Prosecution opening speech
- Defence identify matters in issue
- Prosecution evidence
- Conclusion of the prosecution case.
- Submission of no case to answer
- Right to give evidence & adverse inferences
- Defence opening speech
- Defence evidence
- Legal discussions
- Prosecution closing speech
- Defence closing speech.
- Judge’s summing up.
- Jury bailiffs sworn & jury retire.
- Potential further directions during retirement
- Verdict.
Summary Trial: Prosecution opening speech
- To open the case
- Give brie details of what the case is about
- Including any legislation or case law which will be of any assistance
- Not be necessary to give detailed account of the prosecution evidence
- If the case is adjourned then the prosecution can give another opening speech upon the adjourned date in order to bring the justices up to speed an remind them again of the case at hand
- Counsel are allowed to refine the key issues which have to be decided at the trial in order to help the justices come to a quick just decision
- If the accused refuses to identify the key issues in the case at the case management stage the court may limit the proceedings on the day of the trial which allows limitation of the questioning of the witnesses
- Any significant divergencies from the key issues may result in sanctions and limitations
summary trial: Prosecution witnesses
- Prosecution must call the witnesses on whom have served witness attempts which the prosecution wish to rely on
- Court cannot compel prosecution to call a particular witness
- If the court is of the mind where the case is not being conducted properly where the accused cannot have a fair trial then they can dismiss the case
- This will be under an abuse of process
- Justices can call witnesses if they choose to do so but it will be rare as they are supposed to be impartial in the proceedings
Summary trial: Written evidence at trial
- Section 9 Criminal Evidence act 1967
- Also known as a section 9 statement
- This allows a statement to be submitted without calling witness to the stand
difference between Formal Admissions (Section 10 statement) and Written Evidence (Section 9 Statement)
the account of a witness whose statement is adduced under s. 9is treated no differently than if that account had been given by witnesses from the witness box. In either case, the tribunal of fact is entitled to accept or reject the witness’s account as it sees fit, and then by contrast, where an admission is made pursuant to s. 10, that is conclusive of the matter stated and it is not open to the court to reject that fact.
Summary Trial: Formal Admissions
- Where the party admits facts which the parties jointly agree to the they can be submitted as formal admissions
- A written record must be made
Summary trial: Objections to prosecution evidence
- Better when there are pre-trial rulings to rule evidence inadmissible as magistrates are not normally sitting as the same bench with a pretrial ruling and an actual trial. This removes the issue so simple asking s magistrate bench to simply forget the inadmissible evidence.
- Delaying the determination of an admissibility question of an accused confession may be ruled as unfair if left to the close of the prosecution evidence