SOE mandatory run through

Question 1

Types of CPD and the difference

Answer 1

Informal CPD - informal self directed learning
Formal CPD - structured learning with clear outcomes and objectives

Question 2

what are the 5 rules of conducts

Answer 2

1 Members and firms must act with honesty and comply with their professional obligations

2 Members and firms must maintain their professional competence and ensure that services are provided by competent individuals

3 Members and firms must provide good quality and diligent services

4 Members and firms must treat others with respect and encourage diversity and inclusion

5 Members and firms must take responsibility for their actions and act in the public interest

Question 3

Gift Policy and the gift register

Answer 3

RICS professional standards and guidance, global
Countering bribery and corruption, money laundering
and terrorist financing 1st ed 2019

Gifts and hospitality should be appropriate for the circumstances any gifts should be declared with a written record of all gifts received

don’t accept anything that could influence your professional judgment

Question 4

How do i know if i am competent to undertake a job

Answer 4

I make a judgment if i have the ability to do the work successfully and efficiently and have the necessary skill and ability

Question 5

how do i store client money

Answer 5

Genrel account - account with multiple clients monies

Discrete account - account for just one client

All accounts must have client in the name
Accounts cannot have office money in them

professional standard client money handling 1st ed 2019

Question 6

what are included in your TOE

Question 7

Data Sharing code of practice

Question 8

approved contractor list

Question 9

HASWA 1974

Question 10

Lone Working Policy

Question 11

Risks of Lone Working

Question 12

Profit and Loss

Question 13

Budget

Question 14

Cash Flow

Question 15

Balance Sheet

Question 16

Rics handle client money

Question 17

Diffrent Business structures

Question 18

Conflict of Intrest check

Question 19

Diffrent types of ADR

Question 20

Benifits of ADR

Question 21

RICS guidance on Data Handaling

Question 22

The data protection act 1998

Question 23

9 protected charteristics

Question 24

GDPR

Answer 24

data protection 2018 introduced the genrel data protection regulations

GDPR governs the way in which we can use, process, and store personal data