social policy and the welfare state revision Flashcards
Key characteristics of nation states
- Sovereignty: Nation-states have full authority over their territory and can govern themselves without interference from external entities.
- Defined Territory
- Centralized Government:
- Common Identity: The population of a nation-state usually shares a common cultural, linguistic, ethnic, or historical identity that binds them together.
- International Recognition
industrialisation
- Industrialization is the process of transforming an economy based on agriculture and handcrafted goods into one dominated by manufacturing, mechanization, and factory production
role of class struggle in creation of the welfare state
Enlightened’ capitalists were prepared not only to concede some of the demands advanced by organised labour, but to promote measures that would compensate for the foreseeable failures and correct the inherent insta¬bilities of free-market capitalism. The extension of state welfare, therefore, was implicated in the transition from industrial to post-industrial or ‘advanced’ capitalism in which both the state and the market play a role.
Russia and China as examples of class struggle in creation of welfare state
- There were in the course of the twentieth century examples of socialist revolutions – most notably in Russia in 1917 and China in 1949. The societies that resulted were called ‘communist’ regimes, despite the fact that in none of them did the state wither away. On the contrary, what characterised such societies was a highly centralised and enduring form of state planning.
withering away of class’ explanatory power
- a new politics of identity has tended to displace the old politics of class. The past few decades have witnessed the emergence of new social movements, which address issues hitherto neglected in class-based struggles over the distribution of power and resources. These movements address human rights, global poverty and ecologi¬cal issues, but significantly they also include second-wave feminism, the black power and anti-racist movements and, for example, move¬ments of disabled people, older people, gays and lesbians….. They are concerned with social injustices arising from social divisions other than class.
formation of the welfare state and patriarchy
- The post-war welfare settlement in the UK was built upon the male breadwinner model, rooted in the principle of cohabitation based on a family wage system, where benefits were paid to men for the support of their wives and children. Thus, where a woman cohabited with a man her benefits were withdrawn. This system created, supported and maintained a structured dependency between men and women.
social investment states and welfare
- By the late 1990s, feminists had capitalised on discourses around ‘social investment’ to argue for the positive contribution of care and the caring role within welfare and society as a whole. So-called ‘social investment states’ developed more gender inclusive ‘citizen-worker-carer’ models directed towards investment in children and young people as the future of economic stability and growth, resulting in more child-, family- and mother-friendly policy.
New Labour and female inclusive Labour policies
- In the UK the New Labour Government pur¬sued similar policies (to Scandinavian countries), such as:
o the National Care Strategy committing to the universal right to child care;
o the National Carer’s Strategy for those pro¬ viding various forms of home care;
o Sure Start support for parents and family, and more generous parental leave rights.
Men’s health and welfare
- Debates over men’s health, such as their higher mortality rates, including suicide, and particular forms of ill-health, relate these phenomena to certain ‘inappropriate’ or risky masculine behav¬iours, for example, the reluctance to seek medical help or an apparent propensity to violence. Another prominent debate since the late 1990s has been over the disproportionately lower edu¬cational attainment of boys:
o asking schools to send children’s reports to fathers who live outside the family home;
o a drive to encourage fathers to read to their children;
o training for professionals who work with children to communicate with fathers;
o the promotion of childcare services to black and ethnic minority fathers.
feminist activism and welfare
- Even within the more paternalist context of UK welfare, feminist activism’s challenging of women’s economic dependency on men had early success with the introduction of family allowances payable directly to women
In 1929 Rathbone, now an independent MP, took her campaign to parliament. She convinced Lord Beveridge, on whose 1942 report the postwar welfare state was based, to recognise the work of the housewife with “family allowances in cash”. He later commented that it was “a new idea” that “part of the total national income … should be assigned to those individual citizens who were undertaking the rearing of the citizens of the future”. It became the first measure of the welfare state. Rathbone was disappointed. The small amount, paid only for the second and subsequent children
When Edward Heath, in 1972, tried to incorporate family allowance into the father’s wage, the Wages for Housework campaign pulled a national network together to prevent it happening. (tax credits for breadwinners)
o Wages for housework’campaign- single mothers on benefits. They had a lower standard of living than women with male partners but they were freer because the money they had was their own.
1995 we won the UN commitment to measure and value unwaged work in national accounts
Universal family allowance paid for first time 1946, now known as child benefit and no longer universal
o The Women’s Budget Group has also been actively scrutinising the budgets of UK governments since the early 1990s;
inequality in post war welfare state
- Post-war expansion of the welfare state drew its workforce from the reserve army of cheap labour – Black and white women and Black men.
- As well as constituting the low paid workers in the welfare system, they have been the unpaid welfare workers in the home and in the community. In addition to this, the British state has shown at best an ambivalence about bearing the social costs of black immigrant workers.
- Doyal, Hunt and Mellor show clearly how, since the 1950s, the NHS has been dependent on overseas workers – one third of the doctors in Britain in 1981 were born overseas.
- Post-war gov: Because they were British citizens, commonwealth workers were deemed to have come ‘individually and on their own initiative’ and thus there was no need to make welfare provision for them. When Black immigrants did use welfare services they were seen as scroungers.
critique of shifting care into the community
- When care is shifted to the ‘community’ this means shifting it to women. – important critique of communitarian vision of the welfare state
Power resources theory
Social policy is created by interest groups using their power to make a difference and advocate for their interests. Not necessarily separate from industrialist theory- can work together. Once we have democracy and working class vote, politics is now about competing control. Is the state a neutral actor or an actor in itself?
social movements
- Social movements are in conflict with some opponent.
- Social movements are made up of informal networks.
- Social movements display a collective identity.
- The central aims of many social movements in the past have been based on this ability to secure recognition and full inclusion of a certain group within a society’s definition of citizenship.
- they do not field candidates for elec¬ tions and cannot therefore influence policy directly through the ballot box
Marshall on the power of social movements
- Writing in 1950, Marshall saw the efforts of the labour (or trade union) movement as necessary for securing the rights of ‘industrial citizenship’, including, for example, sick pay and better working conditions. Moving back in time, the suffragette and suffragist movements can also be understood in this way. Campaigning for universal suffrage was essen¬ tially a demand for women to be fully included in the definition of citizenship, of which the right to vote is an essential part.
example of power of social movements globally
- First, they argue, the threats to ordinary peo¬ple posed by the cuts of the austerity agendas – particularly in European countries subject to ‘bailouts’ – manifest themselves locally. Thus, the movement in Spain is very active in preventing the repossession of homes, while the Occupy movement in the USA has bought up debt sold off cheaply by banks, subsequently clearing those that owed money
- The 18th century saw the introduction of groups, such as friendly societies which would provide social welfare benefits such as support in old age and other provisions.
earliest form of social welfare
- The earliest form of social welfare were the poor laws in the late 16th and early 17th centuries. (Pre-dates the industrial revolution.)
poor laws
Statute of Labourers (1349): During the Black Death and its aftermath, the Statute of Labourers was enacted to regulate wages and prevent laborers from demanding higher pay. It also included provisions for providing relief to the poor.
(1601): Commonly known as the Elizabethan Poor Law, this legislation established the framework for poor relief in England and Wales. It introduced the concept of the parish as the primary administrative unit responsible for providing relief to the poor.
Poor Law Amendment Act of 1834, often referred to as the New Poor Law, was a major reform that aimed to centralize and standardize poor relief, reduce costs, and discourage dependency on welfare. It established the Poor Law Commission and implemented stricter eligibility criteria for relief recipients
Industrialisation - refocused attention
- Percival highlighted poor working conditions, due to the increase in industrial works, which led to employment regulation, such as the Factory Acts.
- Buildings labelled insanitary were also now allowed to be demolished by councils and acts were introduced which led to the first council house projects post WWI.
- Social investigations by individuals like Booth, 1886, raised concern for the high levels of destitution in inner city areas where tax levels were low.
- These areas were overcrowded and mainly contained the working class, therefore low tax base.
- Unemployment bred employability. This led to a want for intervention to end this cycle. This is known as the social question.
industrialisation and welfare policy changes
- 1848 General Board of Health was set up due to urbanisation. Grants for education funding in 1833, first made compulsory in 1870.
- Compulsory education and the demands this placed on families led to the creation of public education funding. Elementary school fees waived in 1891.
industrialisation and mobilisation
- Led to economic decline and lowering of labour standards. This led to the growth of trade unions and increasing levels of strikes.
- This led to disruption in the economy, meaning less innovation and growth.
- Organisations such as trade unions and socialist groups formed the Labour Representation Committee in 1900, which then became the Labour Party.
global policy changes in accordance with industrialisation
- thirty-two countries in the world had introduced some kind of legislation on insurance or compensation for industrial accidents or occupational hazards by the end of the First World War, eighteen countries had introduced some kind of sickness insurance or benefit scheme. Some kind of old-age, disability, or survivors’ insurance or assistance scheme was in place in thirteen countries, and only seven countries had introduced unemployment benefit schemes.
sequence of welfare policies
- The United Kingdom (including Ireland) manifested the sequence accidents—old age—sickness—unemployment, while the Danish sequence was old age—sickness—accidents—unemployment. No country introduced a scheme for unemployment insurance as its first social insurance law, but Finland and Norway exceptionally introduced measures of unemployment protection as their second laws. – perhaps not only employment related
how did old age and sickness fit into industrialisation and welfare
- Old age or sickness had been perceived as a threat to the well-being of individuals from time immemorial. Now, however, a new-found understanding of unemployment and of the operation of the business cycle made for a rethinking of the whole notion of welfare
state intervention not just cash benefits- industrialisation
- Social insurance was the core element of an emerging new role of the state, but governments also increasingly began to take an interest in many other social issues, such as public education; public health; health and hygiene conditions at the workplace; worker protection; factory inspection and protection against child labour; length of working hours; and relations between employers and workers. State responsibility for the well-being of citizens other than through cash benefits had started to develop even before major social insurance initiatives, as exemplified, for instance, by the first national Factory Act in England (1802) and by the Prussian law (1839) restricting child and juvenile employment.
globsalisation and emergence of welfare
- In the period from 1884 to 1888, for example, and with clear references to German social insurance legislation, the governments of Denmark, Sweden, Norway, and Finland all established public commissions to investigate what could be done on the ‘social question’ in their own countries and what lessons could be drawn from the German example – globalisation as a result of industrialisation
globalisation and welfare
- In the period from 1884 to 1888, for example, and with clear references to German social insurance legislation, the governments of Denmark, Sweden, Norway, and Finland all established public commissions to investigate what could be done on the ‘social question’ in their own countries and what lessons could be drawn from the German example – globalisation as a result of industrialisation
Interwar period welfare expansion
- In the interwar period, state social insurance and protection was extended in three ways: in terms of the scope of risks, in terms of the coverage of population, and through an increase in compulsory provision
o industrial accident/occupational injury insurance, as well as pension insurance were expanded to cover more groups of workers and employees and to cover family dependents. Germany was first to introduce survivors’ pension benefits in 1911 and most Western countries followed suit in the 1930s. Norway pioneered the provision of medical bene ts for family members in its rst sickness insurance law of 1909 and most countries extended their laws to include family members after 1930. New Zealand became the rst country to develop a scheme for family allowances—in the mid-1920s. Such laws were passed in many countries during the 1930s, and the Second World War, and immediately thereafter.
welfare as pragmatic in a worker based economy
- Briggs- The need to find acceptable incentives for workers, to avoid labour disputes and to secure continuous production, to raise output in phases of technical change and (more recently) to hold labour “permissively” in a period of full employment has often driven where “human relations” philosophies have failed to inspire.
commodification
ChatGPT
Commodification is the process by which goods, services, or even ideas are treated as commodities or objects of trade, subject to market exchange and valuation. It involves assigning economic value to something that may not have had a market value previously, often resulting in the transformation of social relationships and cultural practices into commercial transactions
Conservative response to commodification
Esping-Anderson
Conservatives are wary of the commodification process as they believe it undermines traditional power structures and relationships. They prefer a paternalistic approach where employers have obligations to support and care for their employees.
liberal approach to commodification
Esping-Anderson
: Liberals generally support the commodification process and believe that the market should operate with minimal intervention. However, they are willing to intervene when there are market failures or to assist the commodification process. They prefer conditional rights, such as means-tested assistance, where benefits are provided based on specific criteria
Social democratic approach to commodification
Esping-Anderson
Social democrats are cautious about the commodification process as they see it as a source of social alienation and exploitation. They advocate for rights that are emancipatory and aim to empower individuals and reduce class inequalities.
Neo-liberal critique of war and welfare
- neo-Liberals believe that nation-states were undermined economically during the post-war period (roughly 1945–80) because governments diverted resources away from productive, entre¬preneurial firms and individuals operating in the free market to the systematic state-based protec¬tion of vulnerable sections of their populations. The high taxation required to sustain levels of welfare provision that went beyond a basic ‘safety¬ net’ for the worst off reduced the scope for private sector investment.
WW2 and welfare
- It was the shared experience of “total war,” that, according to Asa Briggs among others, “forced politicians to consider the ‘community’ as a whole” and to deploy communal resources “to abate poverty and to assist those in distress
- There was a housing shortage post-war and the promise to build 4 million new homes by 1951 was not reached, only 1 million were built.
conditions not parties led to welfare
- fifty social insurance laws were passed before any labour or social democratic party for the first time formed a majority national government (Australia in 1910).
Empire and welfare post war
- In the post WWII period Britain was in large amounts of debt and committed to the idea of the welfare state, which it used the empire to pay for. They did this by cancelling large amounts of their debt to India.
- Bhambra makes argument that welfare was facilitated by empire
- Britain emerged from the Second World War owing more than £3 billion to her creditors while also being com- mitted to the construction of the welfare state. The two primary ways in which Britain fixed this was: first, it ran down the amount it owed to India and Pakistan after independence; and second, it sub- ordinated the economies of its remaining colonies to its national concerns. In other words, the imperial dividend continued after the end of empire and was integral to the construction of the post-war welfare state.
Imperial goods and welfare
Colonial socialism is aimed at developing the resources to expand the production of foodstuffs and raw materials which Britain needs badly to carry out her socialism at home” – A Nigerian newspaper.
Imperial economic contribution to welfare
- As Temple (1884) had noted in his earlier presentation of the “General Statistics of the British Empire,” of the £203 million at the disposal of the British state for general government £89 million came from the UK, £74 million from India, and £40 million from territories and colonies in the rest of empire. Over half the money at the disposal of the government at Westminster came from the labor, resources, and taxes of those within empire and beyond the national state.
How do nation states lead to welfare policies
- Nation-states aim to create a cohesive society with a shared sense of identity among its citizens. Social welfare policies and programs can help foster this cohesion by promoting social solidarity and reducing inequalities. By providing social security, healthcare, education, and other services, nation-states can create a sense of community and belonging among their citizens.
- State-Building and Governance: The development of welfare states often coincided with the consolidation of state power and the expansion of government responsibilities. As nation-states grew in size and complexity, there was an increasing recognition of the state’s role in addressing social and economic challenges, such as poverty, unemployment, and public health. Welfare policies became essential tools for state-building and governance, helping to legitimize and strengthen the authority of the state
nation states- economics and welfare state
- Economic Development and Social Stability: Welfare policies can also play a crucial role in promoting economic development and maintaining social stability within nation-states. By investing in human capital through education and healthcare, welfare states can enhance productivity, reduce poverty, and create more equitable opportunities for economic advancement. Moreover, social safety nets provided by welfare states can help cushion the impact of economic downturns, reducing social unrest and instability.
nation states and national identity and the welfare state
- Until the end of the Middle Ages, poverty had been a matter of only local concern.
- During the nineteenth century, persistent problems of poverty and problems related to poverty, plus population growth, urbanization, and spread of industrialization, all contributed to the increasing salience of social problems in many European countries. The two traditional methods of dealing with social problems, philanthropy and poor laws, were increasingly seen by authorities and people alike as being inadequate.
state structure- veto players and welfare state strength
- more veto players (groups that are capable of blocking legislation). This empowers opponents of welfare state growth and perhaps all welfare state change
Federalism and welfare state strength
o The problem with this argument is that the number of veto players in a state can obviously vary independently of its territorial organisation. Switzerland’s referenda, the major obstacle to welfare state expansion that Immergut identifies, are not a function of its federalism.
o The veto points in the US federal government are elsewhere – in the separation of powers within the federal government. Nothing in the vast literature explaining why the US lacks universal health care makes the role of the states a major explanation. Instead, scholars focus on the multiplicity of veto players within the federal government.
centralisation of the state and welfare- overall argument
The cross-national quantitative evidence on the welfare state is consistent: decentralised countries have lower levels of welfare state provision than centralised ones. There is also gathering evidence that it impedes retrenchment: that decentralised states are also less able to reduce welfare expenditures
decentralisation - why does it permit divergence
Decentralisation permits greater divergence in standards, with regions able to go above and below the level of provision that a unitary government might provide. In other words, decentralisation produces divergence.
centralised welfare funding and welfare state divergence
o Even when centrally funded, welfare may not be implemented universally- Of course, those intergovernmental financial systems can also impose new obligations. So financial limitations, or legal obligations born of financial limitations, can exist because of ‘earmarked’ or ‘ring-fenced’ funding that central states require regions spend on certain tasks, or they can exist because regions lack tax- raising capacity and cannot set part or all of their budgets. The sources of money and the legal constraints that come with them constrain and shape welfare policies
. For example, Canadian provinces that violate the Canada Health Act lose federal monetary support for their health systems (Maioni, 2002) and US states that do not fulfil co-financing or policy obligations can lose federal fun
decentralisation and federalism and the welfare state
Greer
go beyond simple ‘decentralisation’ or ‘federalism’ and instead look to the mechanisms that they identify:
o the allocation and number of veto players in the central state, which is relevant to territorial politics principally if regional leaders are veto players in central state politics;
o the intergovernmental relations that govern the legal autonomy of the regions;
o and the financial system that constrains regional spending.
decentralisation and welfare in UK
o highly asymmetric system- Northern Ireland, Scotland and Wales, which have a total of about 15 per cent of the population, each have their own elected governments with responsibility for a substantial range of social policy issues, including health, education, local government and social care
o The Scottish Parliament’s powers are set out in a ‘negative list’: the Scotland Act 1998 lists the powers held by Westminster and leaves the rest to Scotland. The Northern Ireland Assembly has a similar arrangement, but is bound into complex relationships with the Republic of Ireland and UK that constrain its politicians’ freedom relative to Scotland- eg assembly can be suspended in NI- Wales has a less stable, more cumbersome, and more constraining, regime in which the National Assembly can make secondary legislation and can receive additional powers subject to Westminster’s agreement (Trench, 2006).
welfare funding and the welfare state in UK
o Barnett formula allocates money new money to the devolved administrations on an unadjusted per-capita basis, so if another pound is spent in England, the Scots get about 10p added to their block grant. The formula should thereby (very) slowly erode the historically higher per-capita spending in Northern Ireland, Scotland and Wales. They are then free to spend it as they like eg Scotaland could abolish NHS and spend money on roads or culture
Freedom of the devolved nations and welfare
o the largest differences are in higher education (Trench, 2008). No devolved administration followed England in introducing variable tuition fees for university students; higher education remains cheaper at devolved institutions
o The devolved governments are free to develop new forms of social policy organisation, and are in large part social services providers, but are less able to develop new social citizenship rights because of their constrained fiscal positions. The result is that they altered the organisation of social services substantially, and their entitlements at the margins – devolved administrations create slightly better entitlement to services
US versus UK State form
- The Westminster system is a strong government system that minimises veto players vs. The US system started with many veto players
the United States has a very fragmented political system and a much less egalitarian, comprehensive and coherent welfare state than the UK.
US funding of welfare
o The United States, uniquely among the rich countries, does not have a system of formal redistribution between governments. States with weak tax capacities or lower taxes simply have less money than states with strong taxing capacities or higher taxes. Individual federal programmes (grants-in-aid) have adjustment formulas built in that give more money to poorer or more troubled states, but that is specific to each programme. There is no overall effort to equalise the fiscal resources of states.
o The states’ permanent fiscal constraint, and the obvious attractiveness of outside money, means that the federal government has an enormous ability to use its spending power to shape state policy.
example of funding and welfare control in the US
decision in the Federal National Minimum Drinking Age Act 1984 to deny highway matching funds to states that did not raise their drinking age to 21. The states complied.
territorial variation in US
o there is enormous territorial variation. The striking fact about American educational performance is less its averages than its staggering variance, with Iowa and North Dakota tied with South Korea and Taiwan as the most numerate jurisdictions in the world, Missouri tied with Canada and Scotland, and Mississippi students scoring below those of Jordan. The percentage of the under-65 population without health insurance in the states ranges from 11 per cent in Minnesota to 30.4 per cent in Texas.
effect of federalism in US on welfare
nothing as simple as ‘federalism’. The history of major welfare reforms has often been one of problems in Washington, not intergovernmental relations. States historically sign up for, and lobby for, federal welfare programmes (Smith and Evans, 2004 [2002]). Medicare, Social Security and the Veterans’ Administration are all examples of federal- only programmes whose fate was always determined in Washington.
welfare state dependence on external factors
rather than being a separate and autonomous source of well-being which provides incomes and services as a citizen right, is itself highly dependent upon the prosperity and continued profitability of the economy.
Marshall’s citizenship
- According to Marshall (1950) one of the three aspects of citizenship are social rights which include rights to social services and income supports. It is a recognition of the equality of people regardless of their origin or condition.
- According to Marshall and in the republican view, ‘Citizenship, therefore, is a form of pooling individual sovereignty so as to promote social order and collective wellbeing’.