REG Syllabus Flashcards

0
Q

8 - Business Structures & Contracts

A

R8.3 – Business Structures

R6.1 – Contracts

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1
Q

7- Securities Regulation & Other Federal Law

A
R5.5 – Securities Regulation 
R8.4 - Employer-Employee Law
R8.5 - Money Laundering
R8.6 - Antitrust Law
R8.8 - Dodd-Frank Act of 2010
R6.3 - Copyrights and Patents
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2
Q

9 - Uniform Commercial Code

A

R6.2 - Sales (Article 2)
R7.1 - Commercial Paper (Article 3)
R7.2 - Secured Transactions (Article 9)
R8.7 - Documents of Title (Article 7)

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