REG Syllabus Flashcards
0
Q
8 - Business Structures & Contracts
A
R8.3 – Business Structures
R6.1 – Contracts
1
Q
7- Securities Regulation & Other Federal Law
A
R5.5 – Securities Regulation R8.4 - Employer-Employee Law R8.5 - Money Laundering R8.6 - Antitrust Law R8.8 - Dodd-Frank Act of 2010 R6.3 - Copyrights and Patents
2
Q
9 - Uniform Commercial Code
A
R6.2 - Sales (Article 2)
R7.1 - Commercial Paper (Article 3)
R7.2 - Secured Transactions (Article 9)
R8.7 - Documents of Title (Article 7)