Record-Keeping Procedures Flashcards

1
Q

Patient Records

Who mandates the legality of patient record-keeping? How long are patient records to be maintained at pharmacies?

A
  • OBRA and State mandated
  • All Rx drug orders within past 2 years (preceding most recent entry)
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2
Q

Patient Records

What is to be contained at a minimum for patient record compliancy?

A
  • Full name of patient
  • address/phone number of patient
  • Age/DOB of patient
  • Gender
  • All Rx drug orders within past 2 years at that pharmacy
  • Comments relevant to patient/drug therapies
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3
Q

Patient Records

What is obtained as “necessary patient information”?

A
  • Allergies
  • Drug Reactions
  • Idiosyncrasies
  • Chronic conditions / disease states
  • Other medications, including OTCs
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3
Q

Confidential Information

When and to whom may confidential information be released?

A
  • Patient
  • Practitioners and pharmacists where, in the pharmacist’s professional judgement, release is necesary to protect the patient’s health and well-being
  • Other persons or governmental agencies authorized by law to receive such information
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3
Q

HIPAA

What does HIPAA stand for? What is HIPAA’s intent?

A
  • Health Information Portability & Accountability Act
  • Assure security & privacy of patients’ medical records, while allowing the flow of PHI to provide high quality health care
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3
Q

Confidential Information

Confidential information is priviledged information maintained in a patient’s record or which is communicated to a patient as part of patient counseling

True or False

A

True

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3
Q

HIPAA

Under HIPAA, every health care provider who transmits health information is a covered entity

True or False

A

True

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4
Q

HIPAA

What entities and records fall under HIPAA?

A
  • Rxs, patient record systems (Rx profiles), recorded RPh comments relevant to patient therapy
  • Pharmacies and all Medical Facilities - all have HIPAA Privacy Officer

NPI requirement implemented for private info being de-identified

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5
Q

HIPAA

To whom do patients report perceived HIPAA violations?

A

DHHS Office for Civil Rights

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6
Q

HIPAA

How should patients be notified of their rights and how their health information may be used?

A
  • Consents to release information
  • How to access information
  • How medical information may be disclosed to each other
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7
Q

HIPAA

How should HIPAA privacy notices be documented?

A
  • Document by signed statement or log book
  • Person named in insurance policy can represent family
  • No requirement for future signatures
  • Maintain records of these notices for 6 years from date of signature or last date of Rx dispensed
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8
Q

HIPAA

How long must privacy notice documents be maintained?

A

Maintain records of these notices for 6 years from date of signature or last date of Rx dispensed

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9
Q

Confidential Patient Records: Pharmacy Perspective

Patient records may only be released to whom?

A
  • Patient
  • Pharmacist/personnel authorized to handle Rx
  • Prescriber/authorized personnel
  • Legal personnel (BOP inspectors, DEA inspectors)

Use professional judgement necessary to protect health & wellbeing

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10
Q

Confidential Patient Records: Pharmacy Perspective

Can a spouse of a patient see their medication profile or receive a copy of an Rx?

A
  • Theoretically, not without a written statement from the patient granting authority
  • Picking up Rxs is under pharmacist judgement - unnecessary for patient to give written permission
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11
Q

Confidential Communication

What are confidentiality recommendations for patient refill reminders & consultations?

A
  • Refill reminders - keep drug name/use private
  • Minimize likelihood of accidential disclosure to surrounding people
  • Minimal information given on phone calls & answering machines
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12
Q

Records for Dispensing

How long are Non-CS prescriptions and patient records to be maintained? In how much time should they be readily retrieved? What record components need to be present when retrieved?

A
  • Maintained for 2 years from original date or date of last activity
  • Ready/retrievable within 24 hours
  • Quantity dispensed for original/refills
  • Serial number (equivalent for institution)
  • Dispensing pharmacist identification
  • Name/manufacturer of dispensed drug
13
Q

Readily Retrievable Defined by Controlled Substances Regulation

Registrant is able to produce controlled records within ____, and records are segregated, sorted, or filed within ____ so that the CS information may be derived by inspector

A
  • Within 1 hour
  • Within a few hours