Pharmacy Permit/PIC Requirements Flashcards
A pharmacy permit shall be submitted to the Board by every individual or business entity desiring to…
operate a new pharmacy
If the area for which a pharmacy permit is sought is less than the total area of the premises, the area subject to permit shall be known as…
the “pharmacy department”
The permit shall exact the intended location and plan of the proposed pharmacy or department area, including any drive-thru area, and shall indicate…
any area contiguous or adjacent to but not necessarily a part of the proposed permitted area, and any area where drugs will be stored and/or dispensed.
The pharmacy permit shall include:
1) the exact trade name(s), if any
2) the corporate name(s), if any
3) the name and addresses of the owners and operators (if a sole proprietorship, partnership, limited liability partnership or limited liability company)
4) the names and addresses of all officers and stockholders
5) the names and addresses of all principals duly licensed to write prescriptions if the pharmacy is not a publicly traded corporation
6) the names and addresses of the officers, if a publicly traded corporation
The permit application shall include the…
name of the pharmacist-in-charge (PIC)
A person submitting the application may be…
interviewed by the Board to review his/her qualifications and eligibility
The Board shall inspect and…
approve the premises, fixtures and equipment of the new pharmacy or pharmacy department to ensure compliance.
Upon approval of the permit application, the Board shall…
issue a permit number that will allow the applicant to place Rx legend drugs in stock
All permits shall be issued by the Board in…
the name of the pharmacy
A permit holder shall submit to the Board, on an annual basis, within 30 days after the permit expiration….
a renewal application and the renewal fee
The Board shall send a notice of renewal to each permit holder, at least…
60 days before the expiration of the permit
The permit issued by the Board for the operation of a pharmacy shall be…
conspicuously displayed
When there is a change in the ownership of the business entity…
1) If there is a complete change in ownership, the new owner(s) shall, within 30 days after the change, submit to the Board a permit application for change of ownership. The new owner(s) shall perform an inventory of the pharmacy’s controlled substances. A new permit number shall be issued upon request.
2) If a reallocation of ownership interests occurs among existing owners, the owners shall, within 30 days after the change, submit to the Board an affidavit explaining the asset reallocation.
3) When the existing ownership is changed through the addition of a new owner(s) or the subtraction of an existing owner, the owners shall, prior to, or within 10 business days of, the addition of the new owner(s), submit to the Board a new permit application. A new pharmacy permit # shall be issued upon request.
Upon a change in ownership, the new ownership of such entity shall take custodial ownership of the…
previous 5 years of prescription and profile
records of the previous pharmacy and shall ensure that the prescription and profile records are maintained
Upon the sale, transfer or acquisition of the business assets of a pharmacy, the person
or entity acquiring such assets shall take…
custodial ownership of the pharmacy’s previous
5 years of prescription and profile records and shall ensure that the prescription and profile records are maintained
If there is a change of stock ownership involving 10 percent or more of the outstanding stock of a publicly traded corporation, the corporation shall…
within 30 days after the change, submit to the Board an affidavit indicating the changes that have taken place and any other information requested by the Board
When a pharmacy permit holder intends to change the physical location and address of the permitted premises, the permit holder shall apply to the Board at least…
30 days prior to such change for a new pharmacy permit.
The Board shall issue an amended pharmacy permit
reflecting…
the new location and address of the pharmacy
Before an amended permit may be issued to the permit holder for the new location, the Board shall inspect and approve…
the premises, fixtures, equipment, and inventory of the new location to ensure compliance
Prior to the remodeling of a pharmacy or pharmacy department, where such remodeling
entails a change within the premises of the location or size of the prescription area, or a
change in the dimensions of the licensed premises, the permit holder shall…
notify the Board at least 30 days in advance on a form prescribed by the Board
The pharmacy permit holder shall submit plans for the continuation of operations during the remodeling
process which…
the Board shall review and approve, and the anticipated date of completion.
The pharmacy permit holder shall notify the Board upon completion of the remodeling
process. Within 60 days of the completion of the remodeling, the Board shall…
inspect and approve the premises, fixtures, equipment and inventory of the remodeled pharmacy to ensure compliance
When a pharmacy permit holder intends to change the name of the pharmacy, the permit holder shall…
apply to the Board, at least 30 days prior to such change, for an amended permit
Whenever a pharmacy is to be discontinued and closed for any reason, including
suspension or retirement of the permit holder, sale or insolvency, the permit holder shall
immediately send written notification of the anticipated closing to…
the State Board of Pharmacy, the Office of Drug Control, and the DEA at least 15 days prior to the anticipated closing date
Whenever a pharmacy is to be discontinued
and closed as a result of an unanticipated occurrence, such as the death of the permit
holder, the permit holder’s representative shall send written notification to…
the Board, the Office of Drug Control and the DEA, as soon as possible prior to the actual closing date
All medications, including prescription legend and
controlled drugs, should be transferred to…
the holder of a current pharmacy permit; a
wholesaler; a reverse distributor; and/or a manufacturer
Within 30 days of closing a pharmacy, the permit holder or his/her representative shall remove all drug signs from both the inside and outside of the
discontinued pharmacy and shall…
notify the Board in writing of the location of the previous
5 years of prescription and patient profile records
Within 30 days of the closing, the permit holder or his or her representative shall return…
the permit to the Board for cancellation
When a pharmacy ceases operation as the result of a suspension, retirement, or death of
the owner, sale, or other cause including insolvency, the permit holder, or the one
responsible for supervising the disposition of the practice, shall make every effort to
notify patrons that they have the right to obtain copies of currently valid prescriptions
and/or copies of their patient profile and the location of the prescriptions and patient
profile for a one-year period the following notice, using all of the following methods:
1) Notification in writing to the Board
2) Publication, once weekly for two successive weeks in a newspaper whose circulation
encompasses the geographic area in which the pharmacy is located, of a notice
advising patrons that they have the right to obtain copies of their prescriptions and/or
patient profile, and the location of the prescriptions and patient profile for a one-year period following publication;
3) A sign placed in the pharmacy location informing the patrons that they have the right to obtain copies of their prescriptions and/or patient profile, and the location of the prescriptions and patient profile; and
4) Social media platforms
All pharmacies shall be kept open for the transaction of business at least…
40 hours per week and at least 5 days per week
If any permanent changes are made in the opening or closing hours of a pharmacy, the Board office shall be notified in writing of these changes within…
30 days
A notice shall be conspicuously displayed on the exterior of any pharmacy indicating any temporary changes in the opening or closing hours of the pharmacy, or indicating…
any temporary changes in the opening or closing hours of the pharmacy, or indicating a temporary closing of the pharmacy whenever such changes occur
Any temporary closing of a pharmacy for more than 48 hours shall be…
reported to and approved by the Board
Notification to the Board shall include…
contingency plans for accessing patient records
Any temporary closing of more than 48 hours without prior Board approval shall result in…
the pharmacy being deemed a discontinued pharmacy
requiring compliance with special requirements
A replacement permit may be issued by the Board upon payment of a fee and submission of…
an affidavit describing the loss or destruction of the permit originally issued, or upon return of the damaged permit.
Any permit issued by the Board for the operation of a pharmacy may be copied only for…
State agencies and other business entities with whom the permit holder does pharmacy-related business.
The pharmacist(s) on duty in all pharmacies, including pharmacy departments, shall be responsible for:
Keeping the pharmacy or pharmacy department closed and the security system turned on at all times when he or she is not present within the permitted premises in
the case of a pharmacy, or, in the case of a pharmacy department, when he or she is not present within the department
In the case of a pharmacy or pharmacy department that has been issued an institutional permit, pharmacy technicians may remain within the permitted
premises when the pharmacy or pharmacy department is closed and secured, if:
the pharmacist determines, based on his or her professional judgment, that the security of prescription legend drugs, devices and controlled substances will be maintained in the pharmacist’s absence
The pharmacist(s) on duty shall be responsible for ensuring that the security of the prescription dispensing area and its contents are maintained at all times, including :
the restriction of persons unauthorized by the pharmacist on duty from being present in the prescription dispensing area
The pharmacist(s) on duty shall be responsible for reporting all thefts or diversions of:
prescription legend drugs and devices and
controlled substances, and any significant loss of prescription legend drugs and devices and controlled substances, to the PIC or the pharmacy permit holder upon discovery
The holder of a pharmacy or pharmacy department permit and the PIC of the pharmacy or pharmacy department shall ensure that..
All entrances to the pharmacy or pharmacy department are capable of being locked and are connected to a
monitored security system that transmits an audible, visual or electronic signal warning of intrusion. The security system shall be equipped with a back-up mechanism to ensure notification or continued operation if the security system is tampered with or is disabled. Only the pharmacist-in-charge shall be
responsible for the security of the keys and the security system access code to the pharmacy.
If theft or diversion of prescription legend drugs or devices or controlled substances, or a significant loss of prescription legend drugs or devices or CS, is reported to the PIC, then the PIC shall…
notify the holder of the pharmacy or pharmacy department permit of such report.
If theft or diversion occurs, the PIC and the holder of the pharmacy or pharmacy department permit shall ensure that…
i) A written report is filed with the Board upon discovery of the theft or diversion or the significant loss of prescription legend drugs or devices; and
ii) A written report is filed with the Federal DEA upon
discovery of the theft or diversion or any significant loss of CS, consistent with Federal requirements. A copy of such report shall be filed with the Office of Drug Control (ODC)
iii) There is a secure area for receiving packages known to contain Rx legend drugs and devices and CS.
No prescription drug shall be accepted
during the hours the pharmacy or pharmacy department is closed unless adequate
security for the storage of such shipments has been provided; and if…
a drop-off device is used for prescriptions, it must be of a one-way, irretrievable and secure design.
In addition to the requirements set forth in (b) above, the holder of a pharmacy department permit and the PIC of the pharmacy department shall also ensure that:
i) the department shall be separated from
the main store area by a secured barrier or partition extending from the floor or fixed counter to the ceiling of either the department or main store and attached thereto;
ii) all medications requiring supervision of a pharmacist, including dispensed medication, remain within the confines of the department when the pharmacist is not
in the pharmacy department
iii) if the pharmacy department has a published telephone number that is the same as
the one for the establishment in which the department is located, the caller is able to select the service or department to which he or she wants to be connected; and
iv) the telephone # of the PIC is available in the office of the manager of the establishment.
The holder of a pharmacy or pharmacy department permit shall comply with any law
and/or ordinance of the municipality in which the pharmacy or pharmacy department is
located requiring the placement of….
a security key box on the exterior of the pharmacy or
the premises in which the pharmacy department is located for purposes of permitting
emergency access to the premises.
It shall be unlawful for a pharmacy permit holder to enter into an arrangement with a
practitioner, or any institution, facility, or entity that provides health care services, for the
purpose of…
directing or diverting patients to or from a specified pharmacy for the filling of prescriptions or restraining in any way a patient’s freedom of choice to select a pharmacy.
The four-component functions of handling a prescription are…
intake, processing, fulfillment and dispensing.
Central prescription handling entails…
two or more licensed pharmacies sharing
responsibility for performing the 4 component functions of handling a Rx
The following pharmacies may engage in central prescription handling:
i) an intake or originating pharmacy
ii) a central processing pharmacy
iii) a central fill pharmacy
iv) a dispensing pharmacy
The 4 component functions of handling a prescription shall be performed by the following pharmacies:
An intake or originating pharmacy, which is a pharmacy that received the patient’s or
prescribing practitioner’s request to fill or refill a prescription. A central processing
pharmacy or a central fill pharmacy may be
considered the intake or originating pharmacy if the prescription was transmitted by the prescribing practitioner directly to the centralized pharmacy or if the patient requested the refill from that pharmacy;
A central processing pharmacy, which is a pharmacy that engages in prescription review by performing functions that may include, but are not limited to:
data entry, prospective drug review, refill authorizations, interventions, patient counseling, claims
submission, claims resolution and adjudication;
A central fill pharmacy, which is a pharmacy engaging in central prescription handling by filling and/or refilling prescriptions, which includes…
the preparation and packaging of the medication
A dispensing pharmacy, which is a pharmacy that receives the processed prescription and/or the filled or refilled prescription for dispensing to the patient or to the patient’s authorized representative and that offers:
patient counseling regarding the dispensed medication.
Two or more pharmacies may engage in central prescription handling provided:
1) Any or all of the pharmacies participating in central prescription handling have a
contractual agreement to provide such services or have the same owner;
2) Prior to engaging in central prescription handling, all pharmacies that are parties to
the central prescription handling obtain Board approval.
3) An audit trail is maintained that records and documents the unique and secure use at the time the functions are performed, for each step of prescription handling that is required to be performed by each.
4) All entries to the audit trail made by a pharmacy
technician, intern or extern shall be reviewed and approved by the pharmacist.
When more than one pharmacist is involved in the component functions of prescription
handling, the…
unique and secure user identifier(s) of the pharmacist(s) responsible for the accuracy and appropriateness of each component function(s) shall be recorded in
the audit trail.
The audit trail and prescription information shall be maintained or stored in original hard copy form or in any other media that facilitates the reproduction of the original hard copy and shall be maintained for…
not less than 5 years from the date the Rx is filled or refilled. The oldest 4 years of information shall be maintained in such a manner so as to be retrievable and readable within 2 weeks. The most recent one year of information shall be retrievable and readable within 1 business day.