misc Flashcards

1
Q

Who is responsible for coordinating with agencies when testing must be conducted?

A

The contractor is responsible for coordinating with agencies when testing must be conducted.

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2
Q

What are two components that have the greatest impact on a contractor’s bid?

A

Labor and materials have the greatest impact on a contractor’s bid.

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3
Q

As-built drawings

A

As-built drawings are typically prepared by the general contractor to the original drawings indicating on-site changes made to the project.

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4
Q

Record drawings

A

Record drawings are drawn and compiled by the architect as a set of on-site changes made specifically for the owner as per the architect and owner contract.

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5
Q

4 types of SCHEDULES:

A

BAR / GANTT CHARTS: BIG PROJECTS, most often used type, also during construction
The disadvantage of the Gantt chart is that it does not show the dependency of tasks to each other and it does not show which tasks are ‘critical’ to finishing the project on time. This is where the Critical Path Method (CPM) comes in.

(CPM) CRITICAL PATH METHOD:
this process determines which activities are “critical” (i.e., on the longest path) and which have “total float” (i.e., can be delayed without making the project longer)
-Critical path drag analysis allows managers to prioritize activities for the effective management of project, and to shorten the planned critical path of a project by pruning critical path activities, by “fast tracking” (i.e., performing more activities in parallel), and/or by “crashing the critical path” (i.e., shortening the durations of critical path activities by adding resources).

MILESTONE CHARTS: SMALL PROJECTS

WALL SCHEDULE: analog, whole project team, pm prepares major items to be placed on wall, at beginning of medium to big project, not during construction, converted to bar chart when set

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6
Q

Statute of limitations

A

Statute of limitations - only starts after the defect is discovered

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7
Q

Statute of repose

A

Statute of repose - timeframe in which claims must be made, begins on the date of substantial completion. Time limits for each statute are quite different across all states, but usually, the statute of repose has a longer time frame than the statute of limitations.

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8
Q

Agency

A

Agency - For agency to occur there must be 3 parties: principal, agent, and a third party

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9
Q

Negligence

A

Negligence
legal duty established between 2 parties
BREACH OF THAT DUTIE
BREACH OF DUTIE CAUSED DAMAGE OR INJURY

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10
Q

Betterment

A

Betterment is an improvement that adds value to a property or facility.
It involves consideration of both measure of damages and mitigation. Generally, if repair works are carried out to a higher standard than was necessary, the betterment will be deducted from any damages claimed. However, if the claimant had no choice other than to carry out the works in that way, then no deduction will be made.

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11
Q

Privity

A

Privity - a contract cannot be used for a legal claim except by those who are parties to it.

a contract cannot confer rights or impose obligations upon any person who is not a party to the contract. The premise is that only parties to contracts should be able to sue to enforce their rights or claim damages as such.

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12
Q

Vicarious liability

A

Vicarious liability is a form of a strict, secondary liability that arises under the common law doctrine of agency, respondeat superior, the responsibility of the superior for the acts of their subordinate or, in a broader sense, the responsibility of any third party that had the “right, ability or duty to control” the activities of a violator.
Typically, the architect’s project representative can handle most tasks with the exception of approving and rejecting work, which remain part of the architect’s authority.

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13
Q

Indemnity clauses

A

Indemnity clauses are intended to keep parties from being brought into lawsuits for issues that arise which are beyond their control. Indemnification clauses hold harmless both owner and architect for claims resulting from the performance of work by the contractor or others with whom the architect has no contractual relationship.

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14
Q

The Spearin Doctrine

A

The Spearin Doctrine is the difference between defect-free documents and an architect’s professional standard of care. Costs associated with the Spearin Doctrine are borne by the owner, as the architect developed them in accordance with the standard of care and not as a result of negligence. This is not a case where betterment comes into play. The contractor is not liable for loss or damage as a result of defective designs, plans, or specifications

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15
Q

Is the architect responsible for meeting performance standards?

A

No, Meeting performance standards depends on many factors outside the architect’s control, including maintenance and operations, manufacturing, and installation.

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16
Q

Mediation

A

Mediation
Per aia required first step
Not legally binding
Parties try to come to a settlement

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17
Q

Arbitration

A

Arbitration
Select decision maker / no juries
Private
Faster
Limited discovery
Lower attorney fee
Higher hard cost

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18
Q

Litigation

A

Litigation
Appointed decision maker
Public
slower
Unlimited discovery
Higher attorney fee
Lower hard cost

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19
Q

general obligation bond

A

general obligation bond is a municipal bond backed by the credit and taxing power of the issuing jurisdiction, rather than the revenue from a given project. Big Public projects are usually financed like that. General obligation bonds are issued with the belief that a municipality will be able to repay its debt obligation through taxation or revenue from projects.

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20
Q

performance bond aka contract bond

A

performance bond aka contract bond - guarantee by surety that sufficient funds will be available to complete the project, should contractor default during construction

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21
Q

Bid Bond

A

Bid Bond - type of bid security that bidders submit along with their bid. Gets returned if not selected. If selected contractor does not do work according to bid, owner gets to keep it.

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22
Q

Payment bond

A

-Payment bond: labor & materials payment bond - guaranteeing that contractor will pay subs and vendors - protects against mech liens

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23
Q

Revenue bonds

A

Revenue bonds finance projects that generate revenue. The money made by the project goes to paying off the bonds. Toll roads and bridges are examples of projects paid for by revenue bonds.

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24
Q

mill levy

A

-A mill levy is used to set property tax rates. For example, if the mill levy is 20, the tax is $20 for every $1000 of assessed property value

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25
Q

Phases of IDP Project Delivery

A

Phases of IDP Project Delivery

Conceptualization
This is when collaboration is most crucial. The key project participants will assemble to analyze any potential issues relying on each others’ various fields of expertise.

Design
All the evaluations from the conceptualization phase are now integrated with the main project goals and regulatory considerations to optimize costs and reduce waste.

Implementation
It’s during this phase where the computer-modeling software comes into play. By inputting all the information gathered from the project teams and the design phase, the software will then crunch the raw data and predict the project’s performance and outcome.

Construction
This is when all the benefits of collaboration and careful planning comes to fruition. If the previous phases were performed properly, this phase should be relatively painless, resulting in minimal delays, waste, and scheduling problem

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26
Q

IDP - During pre-construction architect is involved in?

A

Agency review
- includes early involvement of permitting agencies, authority have a dress diction a HJ in the building code review process. Tim data may be shared to streamline process. Architect would work with a HJ to ensure code compliance.

Buyout
- selecting suppliers and finalizing prices from any remaining subcontractors and vendors not part of IPD. No bidding, negotiating, because key stakeholder is already involved.

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27
Q

B101
Basic services: (outside of design phases)

A

Research applicable design criteria
Attend project meetings
Comunicate w members of the project team
Report progress to the owner
Coordinate arch’s services w/owners provided services/ consultants
Schedule for arch services, as soon as applicable after signing of contract

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28
Q

Surety

A

-Surety - bonding agency, company that puts up money (gc is licensed and bonded, have a license and have surety)

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29
Q

Responsible bidder:

A

-Responsible bidder: demonstrates financial capacity to do the work

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30
Q

Responsive bid

A

-Responsive bid: all bidding requirements have been met

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31
Q

VBS

A

-VBS - value based selection - multiple criteria

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32
Q

QBS

A

-QBS - qualifications based selection

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33
Q

-Bid shopping

A

-Bid shopping is when a general contractor discloses a subcontractor’s bid to another subcontractor in the attempt to get a better price. Bid shopping lowers construction quality, worsens the business environment, and is considered unethical. In some instances, bid shopping can be illegal.

34
Q

-Bid soliciting

A

-Bid soliciting is when an architect or owner puts a project out to bid by announcing it in the media or by private channels through invitations or requests for proposals.

35
Q

-Bid fraud

A

-Bid fraud is the same as bid tempering and bid rigging.

36
Q

waiver of subrogation

A

A waiver of subrogation means that the architect and the owner cannot sue each other for items covered by their property insurances.

37
Q

Indemnification would be in effect in the following situations:

A

Indemnification would be in effect in the following situations:

Protection against damage to the site by the contractor’s work

Injury of staff at construction site

Claims by the neighbors on adjoining site

38
Q

Consequential damages waived by the owner would include:

A

Consequential damages waived by the owner would include:

Loss of profit due to delays in the work

Loss of income due to delays in the work

Rental on the property being built on

39
Q

When submitting, for the owner’s approval, a schedule for the performance of his services, which of the following should the architect include?

A
  • Commencement of construction date
  • Substantial completion date
  • Allowance for the owner’s review
  • Allowance for the owner’s consultants performance
  • Allowance for approval of submissions by AHJ’s.
40
Q

During the procurement phase, the architect shall assist the owner with which of the following?

A
  • Procuring the reproduction of Bidding Documents
  • Maintaining a log of distribution and retrieval of the amounts of deposits
  • Organizing and conducting the opening of the bids
  • Participating in negotiations with prospective contractors
41
Q

When does title-ship of the Work start to transfer from the contractor to the owner?

A

-With each application for payment

42
Q

Construction typically begins when?

A

Construction typically begins when owner issues notice to proceed, which is a letter notifying the contract and they’re authorized to proceed with work. Letter can be sent by architect and owner’s direction, but I take themselves cannot direct the work to begin.

43
Q

Construction phase ends when?

A

Construction phase ends when the contractor received the final payment.

44
Q

If the architect withholds certification for payment from gc for not paying the subcontractor, the owner may …

A

If architect withholds certification for payment owner may at his sole option, issued joint checks to the contractor into any subcontractor or supplier to whom the contractor failed to make payment. If owner makes payment by joint check on her she’ll notify architect and contractor shall reflect the payment on its next application for payment.

45
Q

Within 10 days of receiving a dispute a claim from owner or contractor, initial decision maker must: (4options)

A
  • Suggest a compromise
  • Except or reject the claim
  • Advised the parties that initial decision maker is unable to resolve the claim due to a conflict of interest or lack of sufficient information
  • Request additional supporting data from the claimant
46
Q

Product substitutions

A

Product substitutions can be managed with CSI Form 13.1A standards substitution request format

47
Q

Two scenarios when substitutions during the construction phase be required or allowable:

A

The owner initiates a substitution
The product is unavailable

48
Q

Action submittals

A

Action submittals:

Shop drawings
Coordination drawings
Product data
Samples

49
Q

Informational QAQC submittals:

A

Informational QAQC submittals:

Design data
Test reports
Certificates
Manufacturer’s instructions

50
Q

Project record documents

A

Contract drawings
Project manual
Agenda
Contract modification
Submittals
Product data
Shop reports
Samples
Test reports
Other documents from the contractor

51
Q

Scope creep

A

Scope creep may occur if the architect does not closely monitor change orders or construction change directive

52
Q

Substantial completion

A

Substantial completion:

  • Sufficiently complete according to contract documents to allow owner use of intended purpose
  • Often C of O
  • Punch-list is compiled by contractor and maintained by architect
  • The warranties begin
53
Q

Final completion

A

Final completion:

-Complete according to contract documents.
-Date of application for final payment becomes the date of final completion
-Punchlist is completed by contractor
Closeout documents are submitted
-Owner takes full responsibility for project unless otherwise agreed upon

54
Q

Submittals near completion of project

A
  • Written notices of substantial and final completion
  • Final application for payment
  • Record documents
  • Maintenance or attic materials
  • Certificates of payment
  • Operations and maintenance data
  • Releases of liens
  • Consent of surety to final payment
  • Contractor certificate of substantial and final completion
  • Outstanding items that have not been included in previous change order, architect needs to prepare a final change order. Used to make needed adjustments in contract sum.
55
Q

Procurement Documents

A

The project manual
Construction drawings
Addenda

56
Q

The project manual

A

Bidding requirements
Contract forms
Specifications

57
Q

Bidding requirements

A

Invitation to bidders
Pre-qualification forms
Instructions to bidders
Additional information
Bid forms
Supplements to bid forms
Bid security form
Subcontractor list
Substitution request form
Request for information form

58
Q

Contract forms

A

Contract forms
Sample agreement contractor owner
Sample performance bond
Sample labor and materials payment bond
Sample certificate or insurance and list of insurance requirements
Simple general conditions of the contract
Supplementary conditions

59
Q

types of Specifications

A
  • Proprietary (Closed) Spec: does not allow for substitution, and typically used to control aesthetics, function, and quality. 
• Identify name, model number, finish type, and submittal requirement.
  • Descriptive (Open) Spec: used in competitive bidding, and does not give level of control in closed spec.
• Describe characteristics, materials, finishes, workmanship, and fabrication of products and give list of comparable manufactures.
  • Performance Spec: used with vendors who propose products they think will meet requirements
• Describe only the desired/required results. Give no characteristics or manufactures.
  • Reference standard spec: description based on performance of material/assembly in comparison to reference standards set by accepted authority. For example ASTM (American standard for testing and materials), ANSI , UI
60
Q

Construction drawings

A

contract drawings are bound separately from project manual, and show size form and the presentation of materials and systems and the relationships between them

61
Q

Addenda

A

Issued to all registered bidders no later than 5 days before receipt of bids to get the bidders in proper opportunity to study it and modify the proposals accordingly

62
Q

Contract documents

A

Contract forms
Specifications
Construction drawings
Addenda
NOT the bidding requirements

63
Q


3 modifications to the contract:

A
  • G701 Change order: change to contract documents to time or money or scope or combination
  • G710 architect’s supplemental instructions (ASI). when would not affect project time or cost, i.e. scope. the architect is able to issue a change in the work without further approval needed.
  • G714 Construction change directive: construction continues as directed, issue moves to Mediation/arbitration after, gets put into contract documents after resolution as regular change order
64
Q

4 phases of building commissioning:

A

4 phases of building commissioning:

Design Phase
Construction Phase
Acceptance Phase
Post-Acceptance Phase

65
Q

commissioning

A

Commissioning of the energy system as a prerequisite for LEED certification

OPR owners project requirements, a summary of the critical planning requirements and owner expectations

OPR is developed into a basis of design BOD document during the design phase. The BOD explains how the OPR have been satisfied by the proposed design.

66
Q

submittals, according to SectionFormat:

A

Product Data
Shop Drawings
Samples
Design Data
Test Reports
Manufacturers’ Certificates and Instructions
Closeout Submittals

Although mock-ups and field samples are usually required in the specifications and also need to be approved by the architect, they are not considered to be submittals. According to SectionFormat, Mock-ups and Field Samples are considered Quality Assurance items, not submittals.

67
Q

who is the initial decicion maker in a CM-A contract

A

Similarly to a traditional design-bid-build delivery method, using an AIA Document A201, the architect is also the IDM, when using a CMa delivery method.

68
Q

who is preparing change orders in a cm-a contract

A

Contrary to the typical design-bid-build delivery method, the CMa prepares change orders and construction change directives. Change orders must be signed by the CMa, the architect, the owner and contractor as well.

69
Q

supplemental services

A

Providing facility support services

Providing Fast-track design services

Preparing multiple bid packages

Post-occupancy evaluation

(Supplemental Services are services that are not included as Basic Services but are identified as the architect’s responsibility at the time the agreement is executed.

Additional Services are services that may arise as the project proceeds.)

70
Q

additional services

A
  • Changing or editing previously prepared Instruments of Service
  • Assistance to the Initial Decision Maker, if other than the Architect

(Supplemental Services are services that are not included as Basic Services but are identified as the architect’s responsibility at the time the agreement is executed.

Additional Services are services that may arise as the project proceeds.)

71
Q

Which parties need to sign a G704 – Certificate of Substantial Completion? Select all that apply.

A

Architect

Owner

Contractor

72
Q

According to AIA document B133, when does the architect’s construction administration role start?

A

CMC

Per AIA documents B101, the architect’s CA responsibilities start when the owner awards the contract for construction. However, per AIA document B133, only below would mean the beginning of these functions by the architect.

  • After the owner’s approval of the CM’s Guaranteed maximum price (GMP)
  • After the owner’s approval of the CM’s control estimate
  • After the owner issues a notice to proceed
73
Q

Which documents must the contractor submit to the architect, before a certificate for the final payment can be issued?

A
  • Consent of surety to final payment
  • Affidavit stating that payrolls and materials have been paid

The contractor must only submit a waiver of liens, if required by the owner, it is not mandatory.

74
Q

If the Contractor encounters conditions at the site that… differ materially from those indicated in the Contract Documents…, the Contractor shall…?

A

If the Contractor encounters conditions at the site that… differ materially from those indicated in the Contract Documents…, the Contractor shall promptly provide notice to the Owner and the Architect before conditions are disturbed and in no event later than 14 days after first observance of the conditions”.

Only upon the architect’s investigation and determination if the conditions were, in fact, different from those indicated in the contract documents, would the contractor be entitled to a change to the contract sum and/or time. The contractor should not have disturbed the conditions without notifying the owner and the architect, so he/she would probably be responsible for the extra time/cost incurred.

75
Q

Who is (are) the party (ies) responsible for contacting entities providing utilities to the Project?

A

Architect

B101-2017 Standard Form of Agreement Between Owner and Architect states that “The Architect shall contact governmental authorities required to approve the Construction Documents and entities providing utility services to the Project. The Architect shall respond to applicable design requirements imposed by those authorities and entities.”

76
Q

Who is usually responsible for providing and paying for test borings, test pits and percolation tests?

A

The owner, as the party responsible for providing services of geotechnical engineers, is usually responsible for providing these services.

See article 5.5 of AIA Document B101-2017 Standard Form of Agreement Between Owner and Architect. It states the following:

“The Owner shall furnish services of geotechnical engineers, which may include test borings, test pits, determinations of soil bearing values, percolation tests, evaluations of hazardous materials, seismic evaluation, ground corrosion tests and resistivity tests, including necessary operations for anticipating subsoil conditions, with written reports and appropriate recommendations.”

77
Q

How should the contractor proceed if, while doing some earthwork in preparation for the foundations, he discovers conditions that are substantially different than the ones stated in the contract documents?

A

Stop work and notify the owner and architect within 14 days

78
Q

At which point does the AIA B101 agreement terminate?

A

The contract terminates one year after substantial completion. Refer to AIA Document B101 Standard Form of Agreement Between Owner and Architect , Article 9.8 Termination or suspension

79
Q

What is the deadline before which GC has to address all issues on the punch list?

A

The architect makes an assessment and determines how long the contractor has to address all items on a punch list.

80
Q

the Owner occupies a portion of the building after the Architect has deemed the project is substantially complete. The Owner notices a hole in the wall that wasn’t noted on the Architect’s punch list. Who is responsible for fixing the issue?

A

When an Owner occupies the building after substantial completion, any error or mistake not noted in the punch list is the Owner’s responsibility.

81
Q

What is a proctor test?

A

A proctor test is a method of experimentally determining the optimal moisture content at which a given soil type will become most dense and achieve its maximum dry density. The term Proctor is in honor of R. R. Proctor, who in 1933 showed that the dry density of a soil for a given compactive effort depends on the amount of water the soil contains during soil compaction

82
Q
A